2021-11-15T23:33:06-06:00 2020-12-31 990 2020-01-01 391442285 AURORA HEALTH CARE INC AURO 4142991576 750 W VIRGINIA ST PO BOX 341880 MILWAUKEE WI 532341880 RACHEL HALVERSON VP - TAX & ACCOUNTING SERVICES 4142991576 2021-11-15 RACHEL HALVERSON XXX-XX-XXXX 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z MICHAEL LAPPIN 750 W VIRGINIA ST PO BOX 341880 MILWAUKEE WI 532341880 655266433 0 X WWW.AURORAHEALTHCARE.ORG X 1983 WI AURORA HEALTH CARE IS AN INTEGRATED HEALTH CARE PROVIDER. 6 6 12807 0 0 0 99810 -28700 807167287 597159294 42789159 -7275795 85317666 65378678 935373922 655233477 0 0 0 0 595951257 686410562 0 0 0 252310456 60637291 848261713 747047853 87112209 -91814376 3245978700 4279528298 5262325102 6141439292 -2016346402 -1861910994 X TO PROMOTE HEALTH, PREVENT ILLNESS, AND PROVIDE STATE-OF-THE ART DIAGNOSIS AND TREATMENT, TO IMPROVE THE QUALITY OF HEALTH CARE AND HEALTH OUTCOMES, AND TO PROVIDE SERVICES THAT ARE AFFORDABLE AND ACCESSIBLE. 0 0 656504786 655262177 AURORA HEALTH CARE, INC. AND ITS AFFILIATES (AURORA) CONSTITUTE AN INTEGRATED HEALTH CARE SYSTEM PROVIDING HEALTH CARE SERVICES TO COMMUNITIES THROUGHOUT EASTERN WISCONSIN, NORTHERN ILLINOIS, AND THE UPPER PENINSULA OF MICHIGAN. AURORA PROVIDES A VARIETY OF HEALTH CARE RELATED ACTIVITIES, EDUCATION, PHILANTHROPIC, MEDICAL RESEARCH AND OTHER BENEFITS TO THE COMMUNITIES IN WHICH THEY OPERATE. HEALTH CARE SERVICES INCLUDE PRIMARY AND SPECIALTY CARE, PHARMACIES, BEHAVIORAL HEALTH CARE, EMERGENCY CARE, REHABILITATION, HOME CARE, AND END-OF-LIFE CARE.AURORA HEALTH CARE, INC. (THE CORPORATION) IS A WISCONSIN NONSTOCK, NOT-FOR-PROFIT CORPORATION. THE CORPORATION IS THE PARENT CORPORATION OF A GROUP OF NONPROFIT AND FOR PROFIT CORPORATIONS AND OTHER ORGANIZATIONS THAT OWN AND OPERATE 14 ACUTE-CARE HOSPITAL CAMPUSES, ONE PSYCHIATRIC HOSPITAL, A NETWORK OF APPROXIMATELY 158 PHYSICIAN CLINIC FACILITIES, HOME HEALTH AGENCY, APPROXIMATELY 71 RETAIL PHARMACIES, AND OTHER HEALTH CARE AND RELATED SERVICE ORGANIZATIONS. 656504786 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 0 0 0 0 1 1 1 0 0 0 1 515 0 1 12807 0 0 1 CJ 0 0 0 0 0 0 0 0 X 6 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 WI X X ADVOCATE AURORA HEALTH INC 4142991576 750 W VIRGINIA ST PO BOX 341880 MILWAUKEE WI 532341880 NANNETTE GARDETTO DIRECTOR 1.00 0.00 X 8000 0 0 DANIEL MINAHAN CHAIR, DIRECTOR 1.00 0.00 X X 8000 0 0 MARCIA DRAME DIRECTOR 1.00 0.00 X 12000 0 0 MICHAEL MORGAN DIRECTOR 1.00 0.00 X 12000 0 0 JANET KREJCI DIRECTOR 1.00 0.00 X 12000 0 0 ROBERT FIGUEROA DIRECTOR 1.00 0.00 X 12000 0 0 WILLIAM WYMAN DIRECTOR 1.00 0.00 X 4000 0 0 KRISTIN BLANCHARD STEARNS DIRECTOR 1.00 0.00 X 4000 0 0 BRIANNA SAS-PEREZ DIRECTOR 1.00 0.00 X 4000 0 0 TAMARRA COLEMAN DIRECTOR 1.00 0.00 X 4000 0 0 SHELLY HART ASSISTANT SECRETARY 1.00 55.00 X 0 757127 113484 MICHAEL LAPPIN SECRETARY 1.00 55.00 X 0 1579916 188398 NAN NELSON SVP FINANCIAL OPERATIONS, ASST. SECRETARY 55.00 1.00 X 815972 0 95664 MICHAEL GREBE CHIEF LEGAL OFFICER, ASST. SECRETARY 1.00 55.00 X 0 1181024 131982 STEVE HUSER SYSTEM VP TREASURY, ASST. TREASURER 55.00 1.00 X 476618 0 81094 DOMINIC NAKIS TREASURER 1.00 55.00 X 0 2001577 222808 MICHAEL KERNS ASSISTANT SECRETARY 1.00 55.00 X 0 524766 90542 JAMES SLINKMAN ASSISTANT SECRETARY 1.00 55.00 X 0 465570 85939 JAMES DOHENY ASSISTANT TREASURER 1.00 55.00 X 0 600229 93283 LESLIE LENZO ASSISTANT TREASURER 1.00 55.00 X 0 906168 103790 RACHEL ROLLER VP COMMUNITY & GOVERNMENT RELATIONS (2/14/2020) 15.00 1.00 X 476916 0 11903 DENNIS POTTS EVP OPERATIONS 55.00 1.00 X 1512271 0 168788 BARBARA BIGLER SYSTEM VP LABORATORY SERVICES 55.00 1.00 X 708044 0 92310 JEFF DALEN-BARD EVP NORTH REGION 55.00 1.00 X 846741 0 113142 CARRIE KILLORAN EVP CENTRAL REGION 55.00 1.00 X 876912 0 97290 JAMES WEESE MD VP OF CANCER CLINIC PROGRAMS 1.00 55.00 X 0 756945 33740 TITUS MUZI JR SVP MANAGED CARE STRATEGY 55.00 1.00 X 870291 0 124895 EUGENE MONROE MD VP OF PHYSICIAN EXECUTIVE PROGRAM 1.00 55.00 X 0 587397 32850 MARY FIELDS SVP BUSINESS DEVELOPMENT 55.00 0.00 X 670764 0 86467 NICK TURKAL MD FORMER OFFICER, DIRECTOR (7/31/2019) 0.00 0.00 X 0 5770825 18100 GAIL HANSON FORMER OFFICER (4/27/2018) 0.00 0.00 X 352111 0 4835 MICHAEL BROPHY FORMER KEY EMPLOYEE (4/6/2018) 0.00 0.00 X 173166 0 4359 CRISTY GARCIA-THOMAS FORMER KEY EMPLOYEE 1.00 55.00 X 0 1010690 134733 PRESTON SIMONS FORMER KEY EMPLOYEE (4/6/2018) 0.00 0.00 X 236611 0 0 MARY BETH KINGSTON MSN RN FORMER KEY EMPLOYEE 1.00 55.00 X 0 1097482 138129 RICHARD KLEIN FORMER KEY EMPLOYEE 1.00 55.00 X 0 1414136 171422 AMY RISLOV FORMER KEY EMPLOYEE (5/18/2018) 0.00 0.00 X 266306 0 8507 JEFF BAHR MD FORMER KEY EMPLOYEE 1.00 55.00 X 0 1464079 177128 JOHN FOLEY FORMER HIGHEST COMPENSATED (11/22/19) 0.00 0.00 X 706637 0 11968 STEPHEN FRANCAVIGLIA FORMER HIGHEST COMPENSATED (12/31/19) 0.00 0.00 X 927442 0 21735 9996802 20117931 2659285 1034 1 1 0 84 SOUTH HEALTH LLC 207 N MILWAUKEE ST MILWAUKEE WI 53202 HEALTHCARE SERVICES 5608229 MEDSPEED LLC 140 INDUSTRAL DR ELMHURST IL 60126 COURIER SERVICE 5496347 DELOITTE & TOUCHE LLP PO BOX 844717 DALLAS TX 752844717 PROFESSIONAL CONSULTING 5187978 GREAT LAKES PATHOLOGISTS SC PO BOX 78420 MILWAUKEE WI 532780420 HEALTHCARE SERVICES 4403346 MMAC 150 AURORA LLC 8140 WALNUT HILL LN STE 700 BOX 8 DALLAS TX 75231 PROFESSIONAL CONSULTING 4258166 132 -28700 -28700 SUPPORT SERVICES 621400 597159294 597159294 597159294 -7550799 -7550799 307960 32956 275004 275004 275004 CLINICAL QUALITY INCEN 900099 61905041 61905041 ALL OTHER REVENUE 812900 2421217 2421217 DIRECT PUBLIC SUPPORT 900099 901240 901240 151180 151180 65378678 655233477 655262177 0 0 X 514209392 514209392 -600151 -600151 132616312 132616312 40185009 40185009 11674504 11674504 299551 299551 127003872 126312022 691850 3907632 3907632 38056458 38056458 111414828 111414828 1610626 1610626 1731308 706372 1024936 6972615 6972615 -591345525 -591345525 53335102 53335102 35226 35226 REPAIR AND MAINTENANCE 86822419 86822419 MEDICAL SUPPLIES 49056520 48807758 248762 LAB TESTING 9225032 9225032 150837123 75427494 75409629 747047853 656504786 90543067 0 111222226 330127953 2052732480 2895616676 86645382 35459204 7901895 38384931 51080934 56355554 703123380 368621858 348032479 334501522 179517944 222938090 117589291 115159556 42292 44167 291213777 250940645 3245978700 4279528298 552412461 981733462 7192138 3142861 1226853235 1226853232 99409877 98338120 4087152 3711076 3372370239 3827660541 5262325102 6141439292 X -2086929868 -1932449098 70583466 70538104 -2016346402 -1861910994 3245978700 4279528298 X -91814376 149128682 97121104 X 0 1 X 1 0 X X 17 VISITING NURSE ASSOCIATION OF WISCONSIN INC 390806180 10 1 6204461 0 AURORA UW ACADEMIC MEDICAL GROUP 391136738 10 1 907234 0 AURORA HEALTH CARE METRO INC 390806181 3 1 378644185 0 AURORA HEALTH CARE SOUTHERN LAKES INC 390806347 3 1 140130971 0 AURORA HEALTH CARE CENTRAL INC 390930748 3 0 40032867 0 AURORA PSYCHIATRIC HOSPITAL INC 390872192 3 0 12482204 0 AURORA MEDICAL CENTER OF WASHINGTON COUNTY INC 391150165 3 0 16077163 0 AURORA HEALTH CARE NORTH INC 391211629 3 1 21349951 0 WEST ALLIS MEMORIAL HOSPITAL INC 391022464 3 0 65991645 0 AURORA FAMILY SERVICE INC 390806174 10 1 288957 0 AURORA MEDICAL CENTER OF OSHKOSH INC 391027676 3 0 42910661 0 AURORA MEDICAL GROUP INC 391678306 3 1 217699819 0 KRADWELL SCHOOL INC 261516765 2 0 165910 0 AURORA ADVANCED HEALTHCARE INC 391595302 10 1 99639828 0 AMG ILLINOIS LTD 264041287 3 0 2743214 0 AURORA MEDICAL CENTER GRAFTON LLC 272953799 3 0 59702611 0 AURORA MEDICAL CENTER BAY AREA INC 391528430 3 0 15368034 0 17 1120339715 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 X 1 1 PART IV, SECTION E, LINE 3A: UNDER THE ORGANIZATIONAL DOCUMENTS OF EACH OF THE SUPPORTED ORGANIZATIONS, THE ORGANIZATION HAS THE RIGHT TO DESIGNATE THE DIRECTORS OF EACH OF THE SUPPORTED ORGANIZATIONS. PART IV, SECTION E, LINE 3B: IN ADDITION TO THE RIGHT TO DESIGNATE THE DIRECTORS OF EACH OF THE SUPPORTED ORGANIZATIONS, APPROVAL OF THE ORGANIZATION IS REQUIRED FOR THE AMENDMENT OR RESTATEMENT OF ANY OF SUPPORTED ORGANIZATIONS' GOVERNING DOCUMENTS. IN ADDITION, EACH OF THE SUPPORTING ORGANIZATIONS IS SUBJECT TO THE POLICIES ADOPTED BY THE ORGANIZATION'S BOARD OF DIRECTORS (E.G. THE CONFLICT OF INTEREST POLICY). RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 1 0 0 1 128436 0 0 128436 0 PART II-B, LINE 1: AURORA HEALTH CARE, INC. IS INVOLVED IN DIRECT AND INDIRECT POLITICAL LOBBYING ACTIVITIES RELATED TO ISSUES IMPACTING HEALTH CARE FINANCING, HEALTH CARE DELIVERY, AND COMMUNITY HEALTH INITIATIVES IN AN EFFORT TOWARD IMPROVEMENT OF HEALTH CARE IN WISCONSIN. 26981788 8207 3843301 937217 29896078 25081695 47416 3240290 1387613 26981788 28353095 117829 47329 3436558 25081695 27952719 237496 1779317 1616437 28353095 28969237 21377 788155 1826050 27952719 0.64000 0.36000 0 1 1 49515453 49515453 229855245 65719805 164135440 48305539 133820606 -85515067 242201261 167128653 75072608 133245882 1952794 131293088 334501522 DUE FROM AFFILIATES 91905242 FUNDS HELD BY AURORA FOUNDATION 70538104 OTHER NON-CURRENT ASSETS 8195993 RIGHT OF USE NET ASSETS 80301306 250940645 DUE TO AFFILIATES 3364746243 PENSION LIABILITY 287832521 SELF INSURED LIABILITIES 37053850 LEASE LIABILITY 83895384 OTHER LONG-TERM LIABILITIES 4825413 DEFFERRED TAXES 49307130 3827660541 PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO SUPPORT PROGRAMS AND SERVICES OFFERED BY AURORA HEALTH CARE, INC. AND ITS AFFILIATES. CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES PROFESSIONAL AND GENERAL LIABILITY INSURANCE 13679271 CENTRAL AMERICA AND THE CARIBBEAN 0 0 ORGANIZATIONAL COSTS 42462 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENT IN HEALTH CARE RE, LTD. 0 0 0 0 0 0 13721733 0 13721733 0 0 0 0 0 0 PART III ACCOUNTING METHOD: X X 1 1 X X X X X X 1 1 0 0 0 0 0 1 0 NICK TURKAL MD FORMER OFFICER, DIRECTOR (7/31/2019) 0 -4175 0 0 0 5775000 0 0 0 18100 0 5788925 0 1022354 DOMINIC NAKIS TREASURER 0 788017 0 1151310 0 62250 0 194724 0 28084 0 2224385 0 245312 MICHAEL LAPPIN SECRETARY 0 721806 0 816406 0 41704 0 170220 0 18178 0 1768314 0 292557 DENNIS POTTS EVP OPERATIONS 866812 0 597127 0 48332 0 156169 0 12619 0 1681059 0 257727 0 JEFF BAHR MD FORMER KEY EMPLOYEE 0 666672 0 749413 0 47994 0 158587 0 18541 0 1641207 0 242922 RICHARD KLEIN FORMER KEY EMPLOYEE 0 643675 0 726948 0 43513 0 159057 0 12365 0 1585558 0 256254 MICHAEL GREBE CHIEF LEGAL OFFICER, ASST. SECRETARY 0 540499 0 598967 0 41558 0 131982 0 0 0 1313006 0 180815 MARY BETH KINGSTON MSN RN FORMER KEY EMPLOYEE 0 488679 0 526794 0 82009 0 125764 0 12365 0 1235611 0 181066 CRISTY GARCIA-THOMAS FORMER KEY EMPLOYEE 0 453409 0 516312 0 40969 0 116192 0 18541 0 1145423 0 177775 LESLIE LENZO ASSISTANT TREASURER 0 579502 0 264550 0 62116 0 92380 0 11410 0 1009958 0 80332 TITUS MUZI JR SVP MANAGED CARE STRATEGY 543613 0 240201 0 86477 0 106354 0 18541 0 995186 0 100211 0 CARRIE KILLORAN EVP CENTRAL REGION 523958 0 325782 0 27172 0 97290 0 0 0 974202 0 100623 0 JEFF DALEN-BARD EVP NORTH REGION 500585 0 316168 0 29988 0 94964 0 18178 0 959883 0 97540 0 STEPHEN FRANCAVIGLIA FORMER HIGHEST COMPENSATED (12/31/19 10470 0 254873 0 662099 0 8550 0 13185 0 949177 0 95028 0 NAN NELSON SVP FINANCIAL OPERATIONS, ASST. SECR 482832 0 295537 0 37603 0 95664 0 0 0 911636 0 145573 0 SHELLY HART ASSISTANT SECRETARY 0 503641 0 221328 0 32158 0 95306 0 18178 0 870611 0 91432 BARBARA BIGLER SYSTEM VP LABORATORY SERVICES 358322 0 220690 0 129032 0 86330 0 5980 0 800354 0 69886 0 JAMES WEESE MD VP OF CANCER CLINIC PROGRAMS 0 558295 0 175279 0 23371 0 21375 0 12365 0 790685 0 0 MARY FIELDS SVP BUSINESS DEVELOPMENT 446671 0 193492 0 30601 0 86467 0 0 0 757231 0 77268 0 JOHN FOLEY FORMER HIGHEST COMPENSATED (11/22/19 -2965 0 192690 0 516912 0 0 0 11968 0 718605 0 86694 0 JAMES DOHENY ASSISTANT TREASURER 0 399917 0 174832 0 25480 0 67207 0 26076 0 693512 0 55763 EUGENE MONROE MD VP OF PHYSICIAN EXECUTIVE PROGRAM 0 415765 0 167442 0 4190 0 21375 0 11475 0 620247 0 0 MICHAEL KERNS ASSISTANT SECRETARY 0 348133 0 151530 0 25103 0 59895 0 30647 0 615308 0 47983 STEVE HUSER SYSTEM VP TREASURY, ASST. TREASURER 322068 0 126492 0 28058 0 68729 0 12365 0 557712 0 50708 0 JAMES SLINKMAN ASSISTANT SECRETARY 0 311772 0 135726 0 18072 0 54796 0 31143 0 551509 0 43451 RACHEL ROLLER VP COMMUNITY & GOVERNMENT RELATIONS 43736 0 114067 0 319113 0 0 0 11903 0 488819 0 0 0 GAIL HANSON FORMER OFFICER (4/27/2018) -1577 0 0 0 353688 0 0 0 4835 0 356946 0 0 0 AMY RISLOV FORMER KEY EMPLOYEE (5/18/2018) -2990 0 27078 0 242218 0 0 0 8507 0 274813 0 0 0 PRESTON SIMONS FORMER KEY EMPLOYEE (4/6/2018) 0 0 30674 0 205937 0 0 0 0 0 236611 0 0 0 MICHAEL BROPHY FORMER KEY EMPLOYEE (4/6/2018) -1776 0 14062 0 160880 0 0 0 4359 0 177525 0 0 0 PART I, LINE 1A HEALTH OR SOCIAL CLUB DUES ARE FOR BUSINESS CLUB MEMBERSHIPS, WHICH ARE STRICTLY RELATED FOR BUSINESS USE ONLY, PER COMPANY POLICY. PART I, LINE 1B IN A FEW, LIMITED INSTANCES, AURORA HAS ALLOWED DIRECTORS AND EXECUTIVES TO FLY FIRST-CLASS. FACTORS CONSIDERED IN MAKING A DECISION TO PERMIT FIRST-CLASS TRAVEL INCLUDE FLIGHT TIME, THE NEED TO COMPLETE WORK, AND THE NEED FOR SOME MEASURE OF PRIVACY FOR SUCH WORK AND RELATED COMMUNICATIONS. PART I, LINES 4A-B ADVOCATE AURORA HEALTH, INC. PROVIDES A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (THE "PLAN") TO RETAIN AND ATTRACT KEY PERSONNEL BY PROVIDING THEM WITH ADDITIONAL RETIREMENT INCOME. THE FOLLOWING EMPLOYEES PARTICIPATED IN THE PLAN AND RECEIVED CONTRIBUTIONS IN 2020 AS FOLLOWS: NICK TURKAL, MD. - $1,022,354 DOMINIC NAKIS - $245,312 MICHAEL LAPPIN - $292,557 DENNIS POTTS - $257,727 MICHAEL GREBE - $180,815 JEFF DALEN-BARD - $97,540 STEVE HUSER - $50,708 CARRIE KILLORAN - $100,623 NAN NELSON - $145,573 SHELLY HART - $91,432 BARBARA BIGLER - $69,886 JOHN FOLEY - $86,694 TIMOTHY LINEBERRY, MD - $96,492 TITUS MUZI, JR. - $100,211 STEPHEN FRANCAVIGLIA - $95,028 LESLIE LENZO - $80,332 MARY FIELDS - $77,268 JAMES DOHENY - $55,763 MICHAEL KERNS - $47,983 JAMES SLINKMAN - $43,451 THE FOLLOWING EMPLOYEES RECEIVED A SEVERANCE PAYMENT DURING 2020 THAT HAS BEEN PROPERLY REPORTED ON SCHEDULE J, PART II: NICK TURKAL, MD GAIL HANSON MICHAEL BROPHY PRESTON SIMONS RACHEL ROLLER AMY RISLOV STEPHEN FRANCAVIGLIA JOHN FOLEY PART I, LINE 7 WRITTEN INCENTIVE COMPENSATION PLANS FOR CERTAIN MANAGEMENT LEVELS ARE AWARDED BASED ON THE ORGANIZATION'S ANNUAL PATIENT EXPERIENCE, CARE MANAGEMENT, AND FINANCIAL PERFORMANCE RESULTS. SCHEDULE J, PART I, LINE 4A NICK TURKAL, MD, FORMER OFFICER AND DIRECTOR, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $5,775,000. GAIL HANSON, FORMER OFFICER, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $353,688. MICHAEL BROPHY, FORMER KEY EMPLOYEE, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $160,880. PRESTON SIMONS, FORMER KEY EMPLOYEE, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $205,937. RACHEL ROLLER, FORMER KEY EMPLOYEE, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $318,890. STEPHEN FRANCAVIGLIA, FORMER HIGHEST COMPENSATED EMPLOYEE, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $659,089. AMY RISLOV, FORMER KEY EMPLOYEE, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $242,218. JOHN FOLEY, FORMER HIGHEST COMPENSATED EMPLOYEE, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $516,912. THESE PAYMENTS HAVE ALL BEEN REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III). MARY BETH KINGSTON EMPLOYEE TUITION X 48932 11923 0 1 1 11923 MARIAH NELSON FAMILY MEMBER - NAN NELSON 82775 EMPLOYMENT 0 HCE INTERNATIONAL LLC- VENDOR OWNER OF HCE INTL, LLC- DAVID ANDERSON 1148000 BUSINESS 0 FORM 990, PART VI, SECTION B, LINE 11B THE 2020 FORM 990 WAS REVIEWED BY SENIOR LEADERSHIP OF ADVOCATE AURORA HEALTH, INC.. A COPY OF THE FINAL RETURN WAS MADE AVAILABLE TO THE ADVOCATE AURORA HEALTH, INC. BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST STATEMENT ON AN ANNUAL BASIS. AURORA HEALTH CARE LEADERSHIP REVIEWS THESE STATEMENTS FOR COMPLIANCE WITH THE ESTABLISHED POLICY. WHEN A CONFLICT IS DISCOVERED, THE GOVERNING BODY DETERMINES IF SUCH CONFLICT WARRANTS A RESTICTION ON THE CAPACITY OF THE BOARD MEMBER OR KEY EMPLOYEE INVOLVED (E.G. RECUSAL FROM DECISION-MAKING OR UTILIZING ANOTHER METHOD OF NON-PARTICIPATION IN AN ACTIVITY). FORM 990, PART VI, SECTION B, LINE 15 THE FOLLOWING COMPENSATION REVIEW PROCESS WAS CONDUCTED IN 2020: AURORA HEALTH CARE'S CEO AND THE CEO'S EXECUTIVE LEADERSHIP TEAM HAVE THEIR COMPENSATION REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE AHC BOARD OF DIRECTORS, WHICH IS VESTED WITH BOARD-DELEGATED POWERS TO ACT ON BEHALF OF THE BOARD WITH RESPECT TO COMPENSATION MATTERS IN REVIEWING AND ESTABLISHING COMPENSATION FOR THE CEO AND THE CEO'S EXECUTIVE TEAM. THE COMMITTEE USES A PROCESS WHICH IS INTENDED TO CREATE THE PRESUMPTION THAT PAYMENT OF COMPENSATION TO THESE PERSONS CONSTITUTES REASONABLE COMPENSATION, DEFINED AS AMOUNTS THAT ARE WITHIN THE RANGE OF COMPENSATION PAID TO SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY-COMPARABLE POSITIONS AT SIMILARLY-SITUATED ORGANIZATIONS. IN THIS PROCESS, NO MEMBER OF THE COMMITTEE WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT AT ISSUE IS PERMITTED TO PARTICIPATE IN THE REVIEW AND APPROVAL OF THAT COMPENSATION ARRANGEMENT. THE COMPENSATION COMMITTEE RETAINS AND CONSULTS WITH AN INDEPENDENT COMPENSATION CONSULTANT WHO PREPARES A CUSTOMIZED MARKET-BASED ANALYSIS FOR THE COMMITTEE REGARDING AMOUNTS PAID TO SIMILARLY-QUALIFIED PERSONS IN FUNCTIONALLY-COMPARABLE POSITIONS AT SIMILARLY-SITUATED ORGANIZATIONS. THE COMMITTEE USES THE MARKET-BASED ANALYSIS PROVIDED BY THE CONSULTANT, AND WHERE APPROPRIATE, PERFORMANCE REVIEW AND COMPENSATION RECOMMENDATIONS, TO ESTABLISH MARKET-BASED COMPENSATION FOR THE CEO AND THE CEO'S EXECUTIVE TEAM. AFTER MAKING ITS COMPENSATION DECISIONS, THE COMMITTEE DOCUMENTS ITS DELIBERATIONS AND DECISIONS IN AHC'S WRITTEN OR ELECTRONIC BOOKS AND RECORDS. KEY EMPLOYEES AND ALL OTHER EMPLOYEES HAVE THEIR COMPENSATION REVIEWED AND APPROVED BY THEIR LEADER ANNUALLY WITHIN MARKET-BASED GUIDELINES PRESCRIBED BY THE ORGANIZATION'S HUMAN RESOURCES FUNCTION. THESE MARKET-BASED GUIDELINES ARE ESTABLISHED USING APPLICABLE COMPARABILITY DATA AND SIMILAR COMPENSATION METRICS THAT ARE BASED ON SIMILARLY-QUALIFIED PERSONS IN FUNCTIONALLY-COMPARABLE POSITIONS AT SIMILARLY-SITUATED ORGANIZATIONS. DOCUMENTATION AND RECORDKEEPING FOR THESE DELIBERATIONS AND DECISIONS ARE MAINTAINED. FORM 990, PART VI, SECTION C, LINE 19 THE ARTICLES OF INCORPORATION FOR AURORA HEALTH CARE, INC. ARE ON FILE WITH THE STATE OF WISCONSIN, DEPARTMENT OF FINANCIAL INSTITUTIONS. THE FINANCIAL STATEMENTS ARE ALSO ON FILE WITH THE STATE OF WISCONSIN, DEPARTMENT OF FINANCIAL INSTITUTIONS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER FEES: PROGRAM SERVICE EXPENSES 126,312,022. MANAGEMENT AND GENERAL EXPENSES 691,850. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 127,003,872. FORM 990, PART XI, LINE 9: EQUITY TRANSFERS AMONG AFFILIATES & CHANGE IN FOUNDATION EQUITY INTEREST. 97,121,104. 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