2021-02-26T11:40:03-06:00 2020-09-30 721396621 CARR RIGGS & INGRAM LLC 215 BAYTREE DRIVE MELBOURNE FL 32940 990 2019-10-01 275410763 CENTER FOR THE ADVANCEMENT OF SCIENCE IN SPACE INC CENT 3217576118 6905 N WICKHAM ROAD NO 500 MELBOURNE FL 32940 JOSEPH H HASTINGS CPA TREASURER 3217576118 2021-02-23 1 BARBARA J OSWALT CPA P00124238 3212550088 2021-02-18 2019 2022-09-23 18:48:47Z JAMES H CROCKER 6905 N WICKHAM ROAD SUITE 500 MELBOURNE FL 32940 14427126 0 X WWW.ISSNATIONALLAB.ORG X 2011 FL CASIS MANAGES, PROMOTES, AND BROKERS RESEARCH FOR THE ISS U.S. NATIONAL LABORATORY. 8 8 71 5 0 0 15203086 14370874 551099 50113 2630 1282 12260 4857 15769075 14427126 4351890 4597119 0 0 8007109 7602203 0 0 0 3861410 2162940 16220409 14362262 -451334 64864 3068246 3290268 721220 878378 2347026 2411890 ESTABLISHED THROUGH CONGRESSIONAL AUTHORITY AND SUPPORTED BY NASA VIA COOPERATIVE AGREEMENT NO. 80JSC018M005, THE CASIS MISSION IS TO FOSTER SCIENTIFIC DISCOVERY AND TECHNOLOGICAL INNOVATION IN SPACE, EXPAND U.S. LEADERSHIP IN COMMERCIAL SPACE, AND INSPIRE THE NEXT GENERATION. 0 0 12255354 4597119 50113 CASIS MANAGES THE INTERNATIONAL SPACE STATION U.S. NATIONAL LABORATORY, UNDER COOPERATIVE AGREEMENT WITH NASA. AS A PUBLIC SERVICE ENTERPRISE, THE ISS NATIONAL LAB ALLOWS RESEARCHERS TO LEVERAGE THIS MULTIUSER FACILITY TO IMPROVE QUALITY OF LIFE ON EARTH, MATURE SPACE-BASED BUSINESS MODELS, ADVANCE SCIENCE LITERACY IN THE FUTURE WORKFORCE, AND EXPAND A SUSTAINABLE AND SCALABLE MARKET IN LOW EARTH ORBIT. CASIS ENABLES AND FACILITATES ACCESS TO RESEARCH RESOURCES ON THE ISS IN SUPPORT OF NON-NASA SCIENCE, TECHNOLOGY, AND EDUCATION INITIATIVES FROM U.S. GOVERNMENT AGENCIES, ACADEMIC INSTITUTIONS, AND THE PRIVATE SECTOR. 12255354 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 93 0 1 71 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X JOSEPH H HASTINGS CPA 3217576118 6905 N WICKHAM ROAD SUITE 500 MELBOURNE FL 32940 X ANDREI E RUCKENSTEIN DIRECTOR 4.00 X 11115 0 0 CAROLYN TICKNOR DIRECTOR 4.00 X 10115 0 0 ELIZABETH R CANTWELL DIRECTOR 4.00 X 0 0 0 ERIC D ISAACS DIRECTOR 4.00 X 0 0 0 GALE J ALLEN DIRECTOR 4.00 X 0 0 0 GORDANA VUNJAK-NOVAKOVIC DIRECTOR 4.00 X 11115 0 0 HOWARD ZUCKER DIRECTOR 4.00 X 11115 0 0 IOANNIS MIAOULIS DIRECTOR 4.00 X 0 0 0 JAMES A PAWELCZYK DIRECTOR 4.00 X 0 0 0 LEWIS M DUNCAN DIRECTOR 4.00 X 11115 0 0 LT GEN JAMES A ABRAHAMSON DIRECTOR 4.00 X 11115 0 0 MICHAEL H MOLONEY DIRECTOR 4.00 X 0 0 0 PHILIP SCHEIN DIRECTOR 4.00 X 11115 0 0 STEVEN L SMITH DIRECTOR 4.00 X 11115 0 0 JOSEPH G VOCKLEY PRESIDENT AND CEO 50.00 X 323455 0 36942 JOSEPH H HASTINGS TREASURER & FINANCE DIRECTOR 50.00 X 142017 0 25236 KENNETH SHIELDS CHIEF OPERATING OFFICER 50.00 X 200621 0 35765 MELODY KUEHNER SECRETARY & DIRECTOR OF HR 50.00 X 188090 0 35514 C RANDY GILES CHIEF SCIENTIST 50.00 X 182886 0 9986 CHRISTINE KRETZ VICE PRESIDENT OF COMMERCIAL INNOVATION 50.00 X 187500 0 12896 CYNTHIA MARTIN-BRENNAN DIRECTOR OF STRATEGIC COMMINICATIONS 50.00 X 160167 0 10660 MICHAEL ROBERTS VICE PRESIDENT OF SCIENCE AND TECHNOLOGY 50.00 X 188990 0 35202 RICHARD LEACH CHIEF STRATEGIC OFFICER 50.00 X 240490 0 38913 1902136 0 241114 26 0 1 0 HYATT REGENCY ATLANTA LOCKBOX 100652 ATLANTA GA 30384 MEETING SERVICES AND CATERING 446000 THE BIONETICS CORPORATION 101 PRODUCTION DRIVE SUITE 100 YORKTOWN VA 23693 PROJECT MANAGEMENT CONSULTANT 222022 AKIN GUMP STRAUS HAUER & FELD LLP 1333 NEW HAMPSHIRE AVE NW WASHINGTON DC 200361564 LEGAL SERVICES 129237 CSS DYNAMAC CORPORATION 1031 DEMOCRACY LANE SUITE 300 FAIRFAX VA 220302545 PROJECT MANAGEMENT CONSULTANT 113565 4 13640341 730533 14370874 SPONSORSHIPS 519130 50113 50113 50113 1282 1282 4857 4857 14427126 50113 0 6139 4597119 4597119 1853417 1483882 369535 4527828 3625067 902761 255750 204759 50991 553188 442893 110295 412020 329871 82149 236462 127982 108480 158526 85800 72726 89460 48419 41041 310440 301179 9261 111976 27144 84832 283204 232363 50841 313436 275779 37657 29653 28768 885 51218 41280 9938 71067 70719 348 MISSION RELATED COSTS 220221 220221 SUPPLIES 181117 42960 138157 TELECOMMUNICATIONS 66970 54317 12653 POSTAGE AND SUBSCRIPTIO 20815 14624 6191 18375 208 18167 14362262 12255354 2106908 0 1539 0 2767007 3065162 27500 20000 181466 118990 932101 852184 86866 79917 3868 6199 3068246 3290268 558960 546349 162260 332029 721220 878378 X 1163916 1145537 1183110 1266353 2347026 2411890 3068246 3290268 64864 0 X 0 1 X 1 1 1 X 16261299 17425607 18691338 15203086 14370874 81952204 111192 45410 27480 27480 27480 239042 16372491 17471017 18718818 15230566 14398354 82191246 82191246 4940 17163 15441 14890 6139 58573 82249819 1560811 0.99930 0.99930 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 12499 730 11769 843253 782393 60860 76349 69061 7288 79917 X 14454606 27480 27480 14427126 0 14427126 14389742 27480 27480 14362262 0 14362262 PART X, LINE 2: THE CENTER FOR THE ADVANCEMENT OF SCIENCE IN SPACE, INC. IS EXEMPT FROM FEDERAL AND STATE INCOME TAX UNDER SECTION 501( A) OF THE INTERNAL REVENUE CODE AS AN ORGANIZATION DESCRIBED IN SECTION 501 ( C) (3 ). THEREFORE, ONLY INCOME FROM BUSINESS UNRELATED TO THE ORGANIZATION'S CHARITABLE PURPOSE IS SUBJECT TO FEDERAL OR STATE INCOME TAX. THE ORGANIZATION FOLLOWS THE ACCOUNTING GUIDANCE FOR UNCERTAINTY IN INCOME TAXES USING THE PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ASC 740, INCOME TAXES. USING THAT GUIDANCE, TAX POSITIONS INITIALLY NEED TO BE RECOGNIZED IN THE FINANCIAL STATEMENTS WHEN IT IS MORE-LIKELY-THAN-NOT THE POSITION WILL BE SUSTAINED UPON EXAMINATION BY THE TAX AUTHORITIES. IT ALSO PROVIDES GUIDANCE FOR DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, ACCOUNTING IN INTERIM PERIODS, DISCLOSURE AND TRANSITION. AS OF SEPTEMBER 30, 2020, CASIS HAS NO UNCERTAIN TAX PROVISIONS THAT QUALIFY FOR RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. CASIS BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO SEPTEMBER 30, 2017. 0 EDUCATION EDUCATION FIRST THE SEED FOUNDATION 1701 DUKE ST STE 275 ALEXANDRIA VA VA 22314 680654181 19400 INVESTIGATE HOW THE SPACE ENVIRONMENT OF LOW EARTH ORBIT AFFECTS TOMATO SEEDS AND THEIR SUBSEQUENT ABILITY TO GERMINATE INTO PLANTS ON EARTH. MASSCHALLENGE INC 21 DRYDOCK AVE 610E BOSTON MA 02210 270382989 501(C)(3) 100000 MASS CHALLENGE STARTUP ACCELERATOR PROGRAM THE RADIO AMATEUR SATELLITE CORPORATION 10605 CONCORD STREET 304 KENSINGTON MD 20895 520888529 50000 EDUCATES STUDENTS THROUGH RADIO COMMUNICATIONS ACTIVITIES INVOLVING THE INTERNATIONAL SPACE STATION. TWIN CITIES PUBLIC TELEVISION 172 EAST FOUTH STREET SAINT PAUL MN 55101 410769851 501(C)(3) 107000 ENGAGES YOUNG LEARNERS (AGES 2-8) IN READING AND HANDS-ON SCIENCE. FACILITY FACILITY CRAIG TECHNOLOGIES 150 N SYKES CREEK PKWY SUITE 200 MERRITT ISLAND FL 32953 541935688 118584 ACCELERATES FLIGHT HARDWARE DEVELOPMENT FOR ADDITIVE MANUFACTURING TECHNOLOGIES AND A FLIGHT TEST PLATFORM TO SUPPORT LOW EARTH ORBIT MISSIONS AND EXPERIMENTS. IMPLEMENTATION PARTNERS IMPLEMENTATION PARTNERS SPACE TANGO INC 333 E SHORT ST STE 220 LEXINGTON KY 40507 611336389 136740 IMPLEMENTATION PARTNER FOR MULTIPLE FLIGHT PROJECTS TECHSHOT INC 7200 HIGHWAY 150 GREENVILLE IN 47124 351784668 450448 IMPLEMENTATION PARTNER TO SUPPORT PRINICIPAL INVESTIGTOR IN MISSION INTEGRATIONS & OPS ZIN TECHNOLOGIES INC 6745 EAGLE RD MIDDLEHEIGHTS OH 44130 341603383 365936 IMPLEMENTATION PARTNER FOR MULTIPLE FLIGHT PROJECTS LIFE SCIENCE GRANTS LIFE SCIENCES 1DROP DIAGNOSTICS US INC 21 DRYDOCK AVE 6TH FLOOR BOSTON MA 02210 472571380 15000 TESTS THE EFFECTS OF CAPILLARY FLOW ON FLUIDS, TOWARD IMPROVING THE DESIGN OF MICROFLUIDIC CHIPS USED IN MEDICAL DIAGNOSTICS THAT COULD LEAD TO TIME AND COST SAVINGS. APHIOS CORPORATION 3-E GILL STREET WOBURN MA 01801 043205324 47367 EXAMINES NANOPARTICLE BEHAVIOR IN MICROGRAVITY, TOWARD INVESTIGATING THE MANUFACTURE OF TARGETED NANOPARTICLES THAT ENCAPSULATE DRUGS IN TINY CELL-LIKE BUBBLES CALLED NANOSOMES TO TREAT ALZHEIMER'S AND OTHER DISEASES. AXONIS THERAPEUTICS INC 700 MAIN STREET NORTH CAMBRIDGE MA 02139 272454388 85089 DEVELOP A ROBUST TRANSLATABLE MODELS FOR TESTING NOVEL GENE THERAPIES FOR DEBILITATING NEUROLOGICAL DISEASES. BOARD OF REGENTS OF UNIVERSITY OF WISCONSIN SYSTEM UW-MADISON GAR ACCOUNT OFFICE FOR RESEARCH SPONSORED PROGRAMS DRAWER MILWAUKEE WI 532780538 396006492 101265 EXAMINES EFFECTSON COTTON PLANT GROWTH AND ROOT BEHAVIOR FROM THE STRESS OF MICROGRAVITY TO UNDERSTAND MOLECULAR CAUSES OF COTTON'S RESPONSE TO LIMITED WATER AVAILABILITY, TOWARD THE DEVELOPMENT OF COTTON PLANTS THAT USE WATER MORE EFFICIENTLY. CLEMSON UNIVERSITY 108 SILAS N PEARMAN BLVD CLEMSON SC 29634 576000254 501(C)(3) 118300 EXAMINES GENE EXPRESSION PATTERNS IN COTTON PLANT TISSUES IN SPACEFLIGHT TO BETTER UNDERSTAND THE MOLECULAR MECHANISMS INVOLVED IN PLANT REGENERATION. EMORY UNIVERSITY PO BOX 935084 ATLANTA GA 311935084 580566256 501(C)(3) 40000 STUDIES MICROGRAVITYS EFFECTS ON THE GENERATION OF SPECIALIZED HEART MUSCLE CELLS DEVELOPED FROM ADULT CELLS THAT WERE ALTERED TO REINSTATE CHARACTERISTICS OF STEM CELLS. ENCAPSULATE LLC 400 FARMINGTON AVE STE 1841 FARMINGTON CT 06032 830849264 74100 PRECLININCALLY VALIDATE AN AUTOMATED TUMOR-ON-A-CHIP SYSTEM THAT CAN GROW PATIENT-DERIVED CANCER CELLS EX VIVO, FOR USE IN TESTING CHEMOTHERAPEUTIC DRUGS. H NU PHOTONICS LLC 350 HOOHANA STREET KAHULUI HI 96732 208838710 90561 GROWS MADIN-DARBY CANINE KIDNEY CELL CULTURES INFECTED WITH THE INFLUENZA VIRUS IN MICROGRAVITY TO EXPLORE THE MECHANISMS INVOLVED IN VIRAL REPLICATION AND PRODUCTION, TOWARD CELL-BASED MANUFACTURING OF INFLUENZA VACCINES. KBR WYLE SERVICES LLC 2400 EAST NASA PKWY HOUSTON TX 77058 800432031 22317 ANALYZES SWAB SAMPLES OF 1,000 LOCATIONS WITHIN THE ISS TO EXPLORE THE SPATIAL RELATIONSHIP BETWEEN BACTERIA AND THEIR METABOLITES (CHEMICALS PRODUCED BY BACTERIAL GROWTH). KERNAL BIOLOGICS INC 700 MAIN STREET CAMBRIDGE MA 02139 813590890 139430 THIS PROJECT SEEKS TO TEST CANDIDATE MESSENGER RNA MOLECULES TO IDENTIFY WHICH ARE BEST ABLE TO DISTINGUISH BETWEEN CANCER CELLS AND HEALTHY CELLS IN THE STRESSFUL MICROGRAVITY ENVIRONMENT, TOWARD THE DEVELOPMENT OF NEW IMMUNOTHERAPY DRUGS TO TREAT LEUKEMIA. MICROQUIN LTD 700 MAIN STREET CAMBRIDGE MA 02139 320574075 86350 THIS PROJECT AIMS TO CRYSTALLIZE A MEMBRANE PROTEIN THAT PLAYS A KEY ROLE IN TUMOR FORMATION AND CANCER SURVIVAL AND IS INVOLVED IN THE DISEASE PROGRESSION OF PARKINSONS, ALZHEIMERS, AND TYPE 2 DIABETES, TOWARD THE DEVELOPMENT OF NEW TARGETED DRUGS. PHERONYM INC 12085 RESEARCH DRIVE IMB 57 SUITE 151 ALACHUA FL 32615 453529755 58593 THIS PROJECT AIMS TO CRYSTALLIZE A MEMBRANE PROTEIN THAT PLAYS A KEY ROLE IN TUMOR FORMATION AND CANCER SURVIVAL AND IS INVOLVED IN THE DISEASE PROGRESSION OF PARKINSONS, ALZHEIMERS, AND TYPE 2 DIABETES, TOWARD THE DEVELOPMENT OF NEW TARGETED DRUGS. REGENTS OF THE UNIVERSITY OF COLORADO PO BOX 910220 DENVER CO 80291 846000555 501(C)(3) 577828 EXAMINE HOW A MICROSCOPIC ROUNDWORM COMMON IN SOIL GROWS AND BEHAVES IN MICROGRAVITY TO DETERMINE THEIR EFFECTIVENESS AS A BIOLOGICAL PEST CONTROL SOLUTION. REGENTS OF THE UNIVERSITY OF MINNESOTA NW5957 PO BOX 1450 MINNEAPOLIS MN 554855957 416007513 501(C)(3) 156654 THIS PROJECT AIMS TO EXAMINE CHANGES IN A TRANSCRIPTION FACTOR THAT IS IMPORTANT FOR DIFFERENTIATION IN MOUSE STEM CELLS UNDER CONDITIONS OF MAGNETIC LEVITATION. SPACE TECHNOLOGY AND ADVANCED RESEARCH SYSTEMS INC 1100 NASA PKWY STE 410 HOUSTON TX TX 77058 475163184 105260 EVALUATES PROTEIN STABILITY TO IMPROVE BIOPHARMACEUTICAL DRUG DEVELOPMENT AND THE TREATMENT OF HUMAN DISEASES. UNIVERSITY OF ALABAMA AT BIRMINGHAM 701 20TH STREET SOUTH AB1170 BIRMINGHAM AL 352940111 636005396 501(C)(3) 136101 STUDIES PROTEIN CRYSTALLIZATION KINETICS IN MICROGRAVITY TO IMPROVE DRUG DELIVERY METHODS AND TREATMENTS FOR DISEASES SUCH AS CANCER. UNIVERSITY OF ALASKA PO BOX 141628 ANCHORAGE AK 995141628 926000147 501(C)(3) 54714 EXAMINES GENETICALLY ENGINEERED E. COLI IN MICROGRAVITY TO UNDERSTAND METABOLIC PATHWAYS INVOLVED IN BACTERIAL PRODUCTION OF ISOBUTENE, USED IN PETROCHEMICAL PROCESSES. UNIVERSITY OF PITTSBURGH PO BOX 371220 PITTSBURGH PA 152517220 250965591 501(C)(3) 94441 EVALUATES POTENTIAL THERAPIES TO TREAT AND PREVENT OSTEOPOROSIS AND OTHER MUSCULOSKELETAL DISORDERS VIA A MICROPHYSIOLOGICAL SYSTEM THAT MODELS HUMAN TISSUE. UNIVERSITY OF TOLEDO PO BOX 72327 CLEVELAND OH 44192 346401483 501(C)(3) 21247 PRODUCES LARGER AND HIGHER-QUALITY CRYSTALS OF THREE MEDICALLY RELEVANT PROTEINS, TOWARD STRUCTURE DETERMINATION OF THE PROTEINS. PHYSICAL SCIENCE GRANTS PHYSICAL SCIENCES ALPHA SPACE TEST AND RESEARCH ALLIANCE LLC 930 GEMINI AVE HOUSTON TX 77058 473853113 23201 TEST THE ACCELERATED AGING EFFECTS OF SPACE TEMPERATURES AND RADIATION ON THERMOGRAPHIC PHOSPHOR POWDERS AND PHOSPHOR COMPOSITES. COLGATE PALMOLIVE COMPANY 909 RIVER ROAD PISCATAWAY NJ NJ 08855 131815595 173792 USES A MICROFLUIDIC DEVICE TO CREATE BACTERIAL BIOFILMS THAT SIMULATE DENTAL PLAQUE GROWING ON AN ENAMEL SURFACE TO EXAMINE THE MOLECULAR CHARACTERISTICS OF A HEALTHY AND DISEASED ORAL MICROBIOME (COMMUNITY OF MICROBES IN THE ORAL CAVITY). ILLINOIS INSTITUTE OF TECHNOLOGY LOCKBOX NUMBER 777562 7562 SOLUTION CENTER CHICAGO IL IL 606777005 362170136 501(C)(3) 42915 SYNTHESIZES NEW TYPES OF SEMICONDUCTOR CRYSTALS ON THE ISS THAT ARE NONTOXIC AND CAN BE GROWN AT A FASTER RATE THAN OTHER SEMICONDUCTOR MATERIALS. LUX LABS INC 625 MASSACHUSETTS AVENUE FLOOR 2 CAMBRIDGE MA 02139 821738089 19640 TESTS CONDITIONS FOR THE MANUFACTURE OF AN OPTICAL MATERIAL WITH THE ABILITY TO CONTROL LIGHT BASED ON THE ANGLE OF PROPAGATION, WHICH HAS APPLICATIONS IN OPTICAL FILMS, SOLAR POWER, AND ELECTRONIC DISPLAYS. STANFORD UNIVERSITY 450 JANE STANFORD WAY STANFORD CA CA 94305 941156365 501(C)(3) 30593 LEVERAGES MICROGRAVITY TO IMPROVE THE SYNTHESIS OF COPPER INDIUM SULFIDE (CUINS2) SEMICONDUCTOR CRYSTALS, TOWARD DEVELOPING HIGHER-EFFICIENCY AND MORE ECONOMIC PHOTOVOLTAIC DEVICES FOR SOLAR ENERGY THE METHODIST HOSPITAL RESEARCH INSTITUTE PO BOX 4805 HOUSTON TX 772104805 870721923 501(C)(3) 335537 LEVERAGES THE EXTREME ENVIRONMENT OF SPACE TO TEST THE PERFORMANCE OF FIVE PROPRIETARY CARBON FIBER MATERIALS, INCLUDING FORGED AND 3D-PRONTED CARBON FIBER COMPOSITES, DEVELOPED BY AUTOMOBILI LAMBORGHINI FOR AEROSPACE APPLICATIONS. UNIVERSITY OF FLORIDA CFO - CONTRACTS AND GRANTS PO BOX 113001 GAINESVILLE FL 62611 596002052 501(C)(3) 17500 THIS PROJECT SEEKS TO TEST ELECTROCHEMICAL DEPOSITION, A PROCESS USED TO FORM THIN METAL FEATURES ON CONDUCTIVE SURFACES TO SEE WHETHER BETTER STRUCTURES CAN BE ACHIEVED. UNIVERSITY OF NOTRE DAME RSPA 836A GRACE HALL NOTRE DAME IN 46556 350868188 501(C)(3) 57303 STUDIES THE FUNDAMENTAL RELATIONSHIP BETWEEN THE GEOMETRY AND PROCESS OF BUBBLE FORMATION DURING EVAPORATION IN NANOPARTICLES, A PROCESS THAT MAY ENABLE FUTURE DRUG DEVELOPMENT, WATER PURIFICATION, AND OTHER DIVERSE PURSUITS. REMOTE SENSING GRANTS REMOTE SENSING FLORIDA INSTITUTE OF TECHNOLOGY 150 W UNIVERSITY BLVD MELBOURNE FL FL 32901 596046500 501(C)(3) 37452 TESTS HOW THE HARSH SPACE ENVIRONMENT AFFECTS A NOVEL CHARGE INJECTION DEVICE SENSOR FOR EARTH AND SPACE IMAGING THAT READS LIGHT FROM EACH PIXEL INDEPENDENTLY, ALLOWING THE DIRECT IMAGING OF FAINT OBJECTS NEXT TO BRIGHT OBJECTS WITHIN THE SAME FRAME. ORBITAL SIDEKICK INC 1281 6TH AVENUE SAN FRANCISCO CA 94122 811401426 22500 UTILIZES THE NANORACKS EXTERNAL PLATFORM TO VALIDATE THE TECHNICAL FEASIBILITY AND FIDELITY OF OPERATING A COMPACT, COMMERCIAL, HYPERSPECTRAL, REMOTE SENSING SYSTEM IN LOW EARTH ORBIT. UPSTREAM PBC INC 24001 MONARCH ST ALAMEDA CA 94501 811530027 89768 LEVERAGES REMOTE SENSING DATA FROM THE ISS TO EXPAND THE CAPABILITIES OF A PLATFORM ENABLING AUTOMATED MONITORING AND ANALYSIS OF COTTON PRODUCTION-RELATED WATER USE. TECHNOLOGY DEVELOPMENT GRANTS TECHNOLOGY DEVELOPMENT ASTRILEUX CORPORATION 1730 CLEMENS RD OAKLAND CA 94602 464071638 5000 DEVELOPS NEW SMALLER EXTREME ULTRAVIOLET OPTICS THAT WILL PROVIDE THE FOUNDATION FOR OPTICAL SYSTEMS USED IN SOLAR RADIATION IMAGING, GROUND-BASED TELESCOPES, AND SATELLITES. BOSTON UNIVERSITY PO BOX 28763 NEW YOR NY 100988763 042103547 501(C)(3) 197240 THIS PROJECT SUPPORTS THE DEVELOPMENT AND INSTALLATION OF A FLOW CHEMISTRY CUBELAB PLATFORM ON THE ISS TO STUDY THE EFFECTS OF MICROGRAVITY ON A WIDE RANGE OF CHEMICAL REACTIONS. MADE IN SPACE INC 8226 PHILIPS HIGHWAY STE 102 JACKSONVILLE FL 32256 273297056 165401 DEVELOP AND FLIGHT TEST AN AUTOMATED SINGLE CRYSTAL GROWTH CHAMBER FOR MICROGRAVITY PRODUCT MANUFACTURING AND APPLIED RESEARCH IN THE INDUSTRIAL CRYSTALLIZATION FACILITY (ICF) 17 41 SCHEDULE I, PART I, LINE 2 GRANTS ARE DETERMINED FOLLOWING A DEFINED PROPOSAL REVIEW, GUIDED BY AN ASSESSMENT OF POTENTIAL PROJECT IMPACT. VARIOUS EXTERNAL AND INTERNAL CONSTITUENTS UNDER CONTRACT WITH CASIS AND WITH RELEVANT EXPERTISE CONDUCT THIS REVIEW, WHICH INCLUDES THE FOLLOWING STEPS: (1) OPERATIONS EVALUATION TO DETERMINE FEASIBILITY AND ACHIEVABILITY WITHIN THE ESTIMATED BUDGET AND TIMELINE. (2) SCIENTIFIC EVALUATION BY SUBJECT MATTER EXPERTS TO SCORE SCIENTIFIC MERIT AND POTENTIAL IMPACT. (3) VALUE ASSESSMENT TO SCORE POTENTIAL ECONOMIC, INNOVATION AND SOCIAL BENEFITS RELATIVE TO TECHNICAL AND COMMERCIAL RISK. (4) EDUCATION EVALUATION TO CONFIRM ALIGNMENT WITH CASIS EDUCATION GOALS. (5) RISK AND COMPLIANCE REVIEW TO EVALUATE REGULATORY AND LEGAL RISKS. FOLLOWING THESE STEPS, THE EXECUTIVE DIRECTOR AND CHIEF SCIENTIST PERFORM THE FINAL PRIORITIZATION AND AWARD DETERMINATION. 1 X X X X X X 1 0 0 0 0 0 0 0 0 JOSEPH G VOCKLEY PRESIDENT AND CEO 323455 0 0 0 0 0 19800 0 17142 0 360397 0 0 0 JOSEPH H HASTINGS TREASURER & FINANCE DIRECTOR 142017 0 0 0 0 0 9219 0 16017 0 167253 0 0 0 KENNETH SHIELDS CHIEF OPERATING OFFICER 200621 0 0 0 0 0 12600 0 23165 0 236386 0 0 0 MELODY KUEHNER SECRETARY & DIRECTOR OF HR 188090 0 0 0 0 0 12000 0 23514 0 223604 0 0 0 C RANDY GILES CHIEF SCIENTIST 182886 0 0 0 0 0 6022 0 3964 0 192872 0 0 0 CHRISTINE KRETZ VICE PRESIDENT OF COMMERCIAL INNOVAT 187500 0 0 0 0 0 11250 0 1646 0 200396 0 0 0 CYNTHIA MARTIN-BRENNAN DIRECTOR OF STRATEGIC COMMINICATIONS 160167 0 0 0 0 0 9300 0 1360 0 170827 0 0 0 MICHAEL ROBERTS VICE PRESIDENT OF SCIENCE AND TECHNO 188990 0 0 0 0 0 12000 0 23202 0 224192 0 0 0 RICHARD LEACH CHIEF STRATEGIC OFFICER 240490 0 0 0 0 0 15000 0 23913 0 279403 0 0 0 PART I, LINE 4A C. RANDY GILES - DURING THE 2019 CALENDAR YEAR, MR. GILES WAS PAID $80,292 IN SEVERANCE PAY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE BOARD OF DIRECTORS BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL CERTIFICATIONS ARE MADE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE USED THIRD PARTY DATA FOR COMPARABLES FOR CASIS'S CEO AND EXECUTIVE DIRECTOR, CHIEF FINANCIAL OFFICER, SECRETARY, AND DIRECTOR OF HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VII, SECTION A: IN ADDITION TO GOVERNANCE RESPONSIBILITIES, BOARD MEMBERS CONTRIBUTE SUBJECT MATTER AND PROCESS EXPERTISE AND PROFESSIONAL NETWORKS NEEDED BY AND UNAVAILABLE WITHIN THE MANAGEMENT TEAM TO ACCOMPLISH THE MISSION OF CASIS. OFFICER AND DIRECTOR INFORMATION: (1) ANDREI E. RUCKENSTEIN - DIRECTOR UNTIL 8/2020 (2) CAROLYN TICKNOR - DIRCTOR UNTIL 8/2020 (3) ELIZABETH R. CANTWELL - DIRECTOR SINCE 7/2020 (4) ERIC D. ISAACS - DIRECTOR SINCE 7/2020 (5) GALE J. ALLEN- DIRECTOR 1/2019-4/2019, SINCE 5/2020 (6) GORDANA VUNJAK-NOVAKOVIC - DIRECTOR UNTIL 8/2020 (7) HOWARD ZUCKER- DIRECTOR UNTIL 8/2019 (9) JAMES A. PAWELCZYK - DIRECTOR SINCE 9/2020 (10) LEWIS M. DUNCAN - DIRECTOR UNTIL 4/2020 (11) LT. GEN. JAMES A. ABRAHAMSON - DIRECTOR UNTIL 10/2020 (12) MICHAEL H. MOLONEY - DIRECTOR SINCE 7/2020 (13) PHILIP SCHEIN - DIRECTOR UNTIL 8/2019 (15) JOSEPH VOCKLEY - PRESIDENT AND CEO UNTIL 4/2020 (19) C. RANDY GILES - CHIEF SCIENTIST UNTIL 5/2019 (21) CYNTHIA MARTIN-BRENNAN - DIRECTOR OF STRATEGIC COMMUNICATIONS UNTIL 2/2020 (23) RICHARD LEACH - CHIEF STRATEGIC OFFICER UNTIL 4/2020 THE DIRECTORS COMPENSATION ENDED IN APRIL 2019.