2021-03-08T10:37:25-06:00 2020-06-30 476097913 SEIM JOHNSON LLP 18081 BURT STREET SUITE 200 OMAHA NE 680224722 990 2019-07-01 113669999 MOSAIC MOSA 4028963884 4980 S 118TH ST LIND CENTER NO A OMAHA NE 68137 SCOTT HOFFMAN CHIEF FINANCIAL OFFICER 4028963884 2021-03-02 1 WENDY R COOLEY P01523804 4023302660 2019 2022-09-23 18:48:47Z SCOTT HOFFMAN 4980 S 118TH ST LIND CENTER NO A OMAHA NE 68137 268785874 0 X WWW.MOSAICINFO.ORG X 2003 NE EMBRACING GOD'S CALL, MOSAIC RELENTLESSLY PURSUES OPPORTUNITIES THAT EMPOWER PEOPLE. 13 13 6236 200 85688 0 5663266 4060183 235126706 248614863 1172334 11524735 845382 730548 242807688 264930329 151409 152005 0 0 149532086 153970012 0 0 0 88717180 96648594 238400675 250770611 4407013 14159718 121510883 138785820 47344350 50831432 74166533 87954388 X EMBRACING GOD'S CALL, MOSAIC RELENTLESSLY PURSUES OPPORTUNITIES THAT EMPOWER PEOPLE. 0 0 133176957 148753972 COMMUNITY BASED SERVICES PROVIDED TO PEOPLE WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES ARE SERVICES THAT CAN EITHER BE ON-GOING OR INTERMITTENT SUCH AS RESPITE, FAMILY SUPPORT, FOSTER CARE, PHYSICAL THERAPIES, TRANSPORTATION, AND SUPPORTED EMPLOYMENT. MOSAIC SERVES APPROXIMATELY 2,430 INDIVIDUALS ACROSS THE UNITED STATES UNDER THIS SERVICE CATEGORY. 63445093 70865934 INTERMEDIATE CARE FACILITIES (ICF)--ICF SERVICES PROVIDE 24/7 SUPPORT FOR VERY MEDICALLY FRAGILE INDIVIDUALS WITH INTELLECTUAL OR DEVELOPMENTAL DISABILITIES. MOSAIC SERVES APPROXIMATELY 605 INDIVIDUALS ACROSS THE UNITED STATES UNDER THIS SERVICE CATEGORY. 15776985 17622336 DAY AND VOCATIONAL SERVICES ARE PROVIDED TO INDIVIDUALS WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES IN A VARIETY OF WAYS INCLUDING SUPPORTED EMPLOYMENT, WORK ENCLAVES, VOCATIONAL TRAINING AND SOME SHELTERED WORKSHOPS. MOSAIC SERVES APPROXIMATELY 1,425 INDIVIDUALS ACROSS THE UNITED STATES UNDER THIS SERVICE CATEGORY. 10670855 152005 11918970 MISCELLANEOUS SERVICES PROVIDED TO INDIVIDUALS WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES. 10670855 152005 11918970 223069890 1 1 0 1 0 0 1 0 1 1 1 1 0 1 1 1 0 1 0 0 0 1 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 714 0 1 6236 1 1 1 1 BD 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CO X X SCOTT HOFFMAN 4028963884 4980 SOUTH 118TH STREET OMAHA NE 68137 LINDA TIMMONS PRESIDENT AND CEO 39.70 0.30 X 616682 0 160451 SCOTT HOFFMAN TREASURER AND CFO 39.70 0.30 X 314488 0 62501 KEITH SCHMODE SVP OF MISSION FULFILLMENT 40.00 0.00 X 280995 0 50960 MARLIN WILKERSON SVP OF OPERATIONS 39.80 0.20 X 256430 0 47270 RENEE COUGHLIN SVP OF MISSION ADVANCEMENT 40.00 0.00 X 245197 0 51191 JOSEPH LYONS GENERAL COUNSEL 39.90 0.10 X 261853 0 29051 MARY BETH O'NEILL VP OF OPERATIONS 40.00 0.00 X 205795 0 35254 RAYMOND WALLACE ASSOCIATE VP OF FINANCE 40.00 0.00 X 203362 0 17415 MOLLY KENNIS VP OF OPERATIONS 40.00 0.00 X 177165 0 19324 KATIE KELLY VP OF INFORMATION TECHNOLOGY 40.00 0.00 X 168494 0 25178 KRISTIN ROSSOW VP OF ACCOUNTING 37.40 2.60 X 166547 0 26239 HEATHER GUNN VP OF MISSION EXPANSION 40.00 0.00 X 175050 0 16067 CAROL MAU VP OF OPERATIONS 40.00 0.00 X 148977 0 37429 MATTHEW SHEFFIELD SENIOR DEVELOPMENT OFFICER 40.00 0.00 X 148394 0 33033 KIM FORD VP OF OPERATIONS 40.00 0.00 X 144705 0 34254 ANDREA FERRUCCI VP OF OPERATIONS 40.00 0.00 X 154038 0 22898 JENNIFER LEDOUX VP OF OPERATIONS 40.00 0.00 X 157029 0 16755 PAULA BURTON VP OF HR OPERATIONS 40.00 0.00 X 145269 0 22496 CHRISTINE SCHROEDER VP OF OPERATIONS 40.00 0.00 X 148450 0 15734 THE REV DANIEL FOREHAND CHAIRPERSON 1.50 0.00 X X 0 0 0 JAMES J OLMSTED VICE CHAIRPERSON 1.50 0.00 X X 0 0 0 LINDA K BURT SECOND VICE CHAIRPERSON 1.50 0.00 X X 0 0 0 AKASH SETHI SECRETARY 1.50 0.00 X X 0 0 0 EDWARD L BARKER DIRECTOR 1.50 0.00 X 0 0 0 JAMES S BOWEN DIRECTOR 1.50 0.00 X 0 0 0 MICHAEL COOPER-WHITE DIRECTOR 1.50 0.00 X 0 0 0 ROBERT GRAULICH DIRECTOR 1.50 0.10 X 0 0 0 MEGAN GUSTAFSON DIRECTOR 1.50 0.00 X 0 0 0 PATRICIA A NIMTZ DIRECTOR 1.50 0.00 X 0 0 0 SANDRA SCOTT DIRECTOR 1.50 0.00 X 0 0 0 MICHELLE THOMPSON DIRECTOR 1.50 0.00 X 0 0 0 JAMES P TOTSCH DIRECTOR 1.50 0.00 X 0 0 0 4118920 0 723500 57 0 1 0 PJW NURSING CONSULTANTS LLC 150 TRUMBELL ST STE 3C HARTFORD CT 06103 NURSING SERVICES 633143 ALPHA REHABILITATION PC 920 E 56TH ST BLDG A KEARNEY NE 688478628 REHABILITATION SERVICES 182266 PRUDENCE WATERS 200 N 33RD ST LINCOLN NE 68503 SUPPORTED LIVING CONTRACTOR 150837 HSI CONSTRUCTION 15110 WILLOW CREEK DR OMAHA NE 68138 CONSTRUCTION SERVICES 143961 CARPENTRY BY JAKE 105 GOODWIN BRISTOL CT 06010 CARPENTRY SERVICES 135113 19 4060183 4060183 MEDICARE/MEDICAID PMTS 624100 242108228 242108228 MANAGEMENT FEES 541610 4725349 4725349 PROGRAM SERVICE REV. 624100 1208689 1208689 RENTAL INCOME 532000 571097 571097 CONSULTING INCOME 541610 1500 1500 248614863 651179 85688 565491 11797 11797 203234 30832 172402 172402 172402 14698269 3824713 10873556 10873556 10873556 PURCHASING CARD REBATE 900099 162861 162861 INSURANCE PROCEEDS 900099 39440 39440 344048 344048 546349 264930329 249161212 85688 11623246 X 5000 5000 147005 147005 3963679 3963679 124139467 110891541 13247926 714348 653742 60606 16047509 15696580 350929 9105009 8038701 1066308 150000 150000 480572 47412 433160 55053854 53158719 1895135 14362832 13024035 1338797 9971585 9577686 393899 2520925 1637657 883268 77102 77102 1094976 507548 587428 5452346 5452346 1935697 1872042 63655 BAD DEBT EXPENSE 1487927 529649 958278 DUES & MEMBERSHIPS 1251934 272454 979480 CFR EXPENSE 791741 157103 634638 2017103 1400670 616433 250770611 223069890 27700721 0 15880288 35490585 2882976 2626919 22637763 24565677 1490063 1366290 105933045 70459162 40202546 35473883 12811096 15376324 9892825 7193542 15713326 16692600 121510883 138785820 19741861 23830623 535654 1892216 20547646 20424592 4060536 2908625 2458653 1775376 47344350 50831432 X 73320078 87122186 846455 832202 74166533 87954388 121510883 138785820 X 14159718 8885 -380748 X X 0 1 X 1 1 1 X 3652262 6775651 7166036 5663266 4036298 27293513 231521830 223485812 221852846 235126706 248614863 1160602057 235174092 230261463 229018882 240789972 252651161 1187895570 1965 3317 864 3928 1470 11544 0 1965 3317 864 3928 1470 11544 1187884026 249898 275533 314475 743051 780522 2363479 139683 79978 92943 112165 85688 510457 389581 355511 407418 855216 866210 2873936 787697 1066526 812919 675113 570234 3912489 236351370 231683500 230239219 242320301 254087605 1194681995 0.99430 0.99470 0.00240 0.00200 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 1 0 0 1 43528 1 0 43528 0 PART II-B, LINE 1: DURING THE PAST YEAR, MOSAIC ENGAGED IN VARIOUS NON-PARTISAN ACTIVITIES TO INFLUENCE SPECIFIC LEGISLATION IMPACTING THE ORGANIZATION. MOSAIC ENGAGED ADVOCATES ON SOCIAL MEDIA ABOUT ISSUES IMPACTING THE ORGANIZATION, INCLUDING PROVIDING A LINK FOR ADVOCATES TO CONTACT THEIR MEMBERS OF CONGRESS. MOSAIC ADVERTISED ON SOCIAL MEDIA IN 2020. MOSAIC ALSO SENT CORRESPONDENCE TO PEOPLE AFFILIATED WITH THE ORGANIZATION INFORMING THEM ABOUT PREVAILING PUBLIC POLICY ISSUES IMPACTING THE ORGANIZATION AND PROVIDING CONTACT INFORMATION FOR MEMBERS OF CONGRESS. MOSAIC AS AN ORGANIZATION ENGAGED ITS MEMBERS OF CONGRESS THROUGH LETTERS, EMAILS, AND OFFICE VISITS. MOSAIC ALSO SENT A VARIETY OF ACTION ALERTS TO ITS ADVOCACY NETWORK. X X X 1 80.00 0 1 0 100.00 0 1 1872948 22556433 20972214 3457167 0 37178162 7157077 -539550 3450830 40344859 36312083 1689894 1853397 2677212 37178162 36379971 1618196 2591357 4277441 36312083 35983964 1341962 4036488 4982443 36379971 35685382 1635155 502714 1839287 35983964 0.82530 0.00000 0.17470 0 1 1 4418194 4418194 78604928 53041686 25563242 1005911 759067 246844 11020866 8494028 2526838 10883146 8164381 2718765 35473883 110000 C BOND RESERVES 100000 F INVESTMENT IN BICO 13622018 C INVESTMENT IN SALES TYPE LEASE 1544306 C 15376324 AFFILIATE RECEIVABLES 11618360 MISCELLANEOUS RECEIVABLES 3418404 INTERUNIT RECEIVABLE 640943 INVESTMENT IN PROPERTY 905000 ESTIMATED THRID-PARTY PAYOR SETTLEMENTS 109893 16692600 REFUNDABLE FEES 18419 CRATS PAYABLE 478119 LIABILITY FOR PENSION BENEFITS 1278838 1775376 X PART II, LINE 9: THE FINANCIAL STATEMENTS FOR MOSAIC AND ITS AFFILIATES DO NOT CONTAIN ANY INFORMATION REGARDING THE CONSERVATION EASEMENT. PART IV, LINE 1B: MOSAIC IS THE REPRESENTATIVE-PAYEE FOR THE PERSONAL FUNDS OF A NUMBER OF INDIVIDUALS IN SERVICE. MOSAIC DOES NOT OWN THE ACCOUNTS. IN PREVIOUS YEARS, THE ACCOUNTING FOR SUCH ACTIVITIES OCCURRED AT THE AGENCY LEVEL AND AN AGGREGATE ACCOUNTING OF SUCH SERVICES WAS NOT POSSIBLE. MOSAIC TRACKS ALL ACCOUNT ACTIVITIES, AND THE NUMBERS LISTED ON PART IV, LINES 1C - 1F ACCURATELY REFLECT THE AGGREGATE BALANCE OF THESE ACCOUNTS. PART V, LINE 4: THE ENDOWMENT FUNDS ARE INTENDED FOR SUPPORT OF MOSAIC'S LONG TERM COMMITMENT TO ITS MISSION AND FOR CAPITAL IMPROVEMENTS AND GENERAL OPERATIONS. THE ENDOWMENT FUNDS ARE HELD BY THE MOSAIC FOUNDATION. PART X, LINE 2: ALL CONSOLIDATED AFFILIATED ENTITIES, EXCEPT FOR MOSAIC HOUSING CORP V, INC., EASE-E MEDICAL, INC. (EASE-E) AND BICO ARE NOT-FOR-PROFIT CORPORATIONS AS DESCRIBED IN SECTION 501(C)(3) OR 501(C)(2) OF THE INTERNAL REVENUE CODE AND ARE EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE CODE. THE INTERNAL REVENUE SERVICE HAS ESTABLISHED STANDARDS TO BE MET TO MAINTAIN MOSAIC'S TAX EXEMPT STATUS. MOSAIC RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. SUCH TAX POSITIONS, WHICH ARE MORE THAN 50% LIKELY OF BEING REALIZED, ARE MEASURED AT THEIR HIGHEST VALUE. CHANGES IN RECOGNITION OR MEASUREMENT ARE REFLECTED IN THE PERIOD IN WHICH THE CHANGE IN JUDGMENT OCCURS. DURING 2020 AND 2019, MANAGEMENT DETERMINED THAT THERE ARE NO INCOME TAX POSITIONS REQUIRING RECOGNITION IN THE FINANCIAL STATEMENTS OTHER THAN DESCRIBED PREVIOUSLY. 1 0 0 0 0 0 0 0 0 0 SUB-SAHARAN AFRICA SUPPORT DEVELOPMENT OF SERVICES FOR PEOPLE WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES. CENTER-BASED AND IN-HOME SUPPORT FOR CHILDREN WITH DISABILITIES AND THEIR CAREGIVERS. 147005 WIRE TRANSFER 0 1 0 1 0 1 0 0 0 PART III ACCOUNTING METHOD: 1 MOSAIC HOUSING CORP XIII 4980 S 118TH ST OMAHA NE 68137 421626679 501(C)(3) 5000 THE GRANT PROVIDED IS TO THE RELATED ORGANIZATION TO FURTHER ITS TAX EXEMPT FUNCTION. 1 0 PART I, LINE 2: GRANTS ARE PROVIDED TO RELATED ORGANIZATIONS TO FURTHER THEIR TAX EXEMPT FUNCTIONS. X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 LINDA TIMMONS PRESIDENT AND CEO 487403 0 125000 0 4279 0 124663 0 35788 0 777133 0 0 0 SCOTT HOFFMAN TREASURER AND CFO 273299 0 40000 0 1189 0 38213 0 24288 0 376989 0 0 0 KEITH SCHMODE SVP OF MISSION FULFILLMENT 275156 0 5000 0 839 0 18412 0 32548 0 331955 0 0 0 MARLIN WILKERSON SVP OF OPERATIONS 235505 0 20000 0 925 0 13252 0 34018 0 303700 0 0 0 RENEE COUGHLIN SVP OF MISSION ADVANCEMENT 204342 0 40000 0 855 0 15403 0 35788 0 296388 0 0 0 JOSEPH LYONS GENERAL COUNSEL 241018 0 20000 0 835 0 17387 0 11664 0 290904 0 0 0 MARY BETH O'NEILL VP OF OPERATIONS 205234 0 0 0 561 0 5436 0 29818 0 241049 0 0 0 RAYMOND WALLACE ASSOCIATE VP OF FINANCE 203362 0 0 0 0 0 5751 0 11664 0 220777 0 0 0 MOLLY KENNIS VP OF OPERATIONS 170525 0 6000 0 640 0 4650 0 14674 0 196489 0 0 0 KATIE KELLY VP OF INFORMATION TECHNOLOGY 167315 0 500 0 679 0 0 0 25178 0 193672 0 0 0 KRISTIN ROSSOW VP OF ACCOUNTING 159907 0 6000 0 640 0 4601 0 21638 0 192786 0 0 0 HEATHER GUNN VP OF MISSION EXPANSION 158438 0 16000 0 612 0 4403 0 11664 0 191117 0 0 0 CAROL MAU VP OF OPERATIONS 146907 0 1000 0 1070 0 4531 0 32898 0 186406 0 0 0 MATTHEW SHEFFIELD SENIOR DEVELOPMENT OFFICER 142507 0 5000 0 887 0 4255 0 28778 0 181427 0 0 0 KIM FORD VP OF OPERATIONS 144089 0 0 0 616 0 4356 0 29898 0 178959 0 0 0 ANDREA FERRUCCI VP OF OPERATIONS 150194 0 0 0 3844 0 0 0 22898 0 176936 0 0 0 JENNIFER LEDOUX VP OF OPERATIONS 147029 0 10000 0 0 0 4091 0 12664 0 173784 0 0 0 PAULA BURTON VP OF HR OPERATIONS 144211 0 500 0 558 0 3998 0 18498 0 167765 0 0 0 CHRISTINE SCHROEDER VP OF OPERATIONS 147338 0 0 0 1112 0 4070 0 11664 0 164184 0 0 0 PART I, LINE 1A EVERY EMPLOYEE CAN BE REIMBURSED UP TO $25 PER MONTH FOR GYM MEMBERSHIPS OR INITIATION FEES. THIS BENEFIT IS TREATED AS TAXABLE COMPENSATION TO THE EMPLOYEE. SCHEDULE J, PART II, COLUMN C: MOSAIC EVALUATES THE LIABILITY RELATED TO THEIR POSTRETIREMENT BENEFITS (SALARY AND HEALTH INSURANCE CONTINUATION) THROUGH AN ACTUARIAL REVIEW. THE ADJUSTMENT IS INCLUDED IN RETIREMENT AND OTHER DEFERRED COMPENSATION. A PUBLIC FINANCE AUTHORITY 273866124 000000000 2017-06-29 12188750 REFUND PRIOR ISSUES (1/28/03, 6/1/05, 3/12/10, 3/31/10, 4/14/10, 4/30/12). 0 0 0 B PUBLIC FINANCE AUTHORITY 273866124 000000000 2018-10-31 10101544 ACQUIRE FACILITY. REFUND PRIOR ISSUE (11/1/17 & 10/31/18). 0 0 0 C PUBLIC FINANCE AUTHORITY 273866124 000000000 2017-11-01 6740000 CONSTRUCT & IMPROVE FACILITY. REFUND PRIOR TAXABLE ISSUE (6/29/17). 0 0 0 A 3933222 12188750 187009 12001741 2012 1 0 1 1 B 444808 10101544 1800000 8301544 2018 1 1 1 1 C 1348803 4287884 4152897 134987 1 0 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 A 0 1 1 0 1 0 0 0 0 B 0 0 1 1 1 0 0 0 0 C 0 1 1 0 1 0 0 0 0 A 0 B 0 C 0 SCHEDULE K PART II, COLUMN B, LINE 3: DIFFERENCES BETWEEN PART I, COLUMN (E) AND PART II, LINE 3 - THE TOTAL PROCEEDS DO NOT AGREE TO THE ISSUE PRICE IN PART I, COLUMN (E) AS THIS DEBT WAS ISSUED ON A DRAW-DOWN BASIS AND THE TOTAL PRINCIPAL AVAILABLE HAS NOT YET BEEN DRAWN. SCHEDULE K, PART IV, ARBITRAGE, LINE 2C: (A) ISSUER NAME: PUBLIC FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 12/31/2019 NOTE: REGARDING THE REBATE COMPUTATION ON 12/31/2019: SINCE THE BOND PROCEEDS HAVE BEEN SPENT AND THE DEBT SERVICE FUND WAS OPERATED ON A BONA FIDE BASIS, NO FURTHER REBATE CALCULATIONS ARE NECESSARY. FORM 990, PART VI, SECTION A, LINE 7A THE EVANGELICAL LUTHERAN CHURCH IN AMERICA APPOINTS THREE MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B MOSAIC BOARD OF DIRECTORS MAY MAKE ANY AMENDMENTS TO THE ARTICLES OF INCORPORATION WITHOUT OTHER APPROVAL WITH THE EXCEPTION OF SECTIONS 8 AND 10. AMENDMENTS TO SECTIONS 8 AND 10 OF THE ARTICLES OF INCORPORATION REQUIRE PRIOR WRITTEN CONSENT OF THE EVANGELICAL LUTHERAN CHURCH IN AMERICA. SECTION 8 OF THE ARTICLES OF INCORPORATION SPECIFIES WHERE ASSETS WOULD BE TRANSFERRED UPON THE LIQUIDATION OF MOSAIC, AND SECTION 10 COVERS MOSAIC'S AFFILIATION WITH THE EVANGELICAL LUTHERAN CHURCH IN AMERICA. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY THE ORGANIZATION'S OUTSIDE ACCOUNTING FIRM. THE CHIEF FINANCIAL OFFICER, THE ORGANIZATION'S OUTSIDE ACCOUNTING FIRM, AND THE CHIEF EXECUTIVE OFFICER REVIEW THE RETURN. THE FINANCE AND AUDIT COMMITTEE AND THE BOARD OF DIRECTORS ARE PROVIDED A COPY OF THE RETURN PRIOR TO FILING FORM 990. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS, EACH BOARD DIRECTOR COMPLETES A CONFLICT OF INTEREST FORM AND SUBMITS IT TO THE CHAIRPERSON OF THE BOARD INTEGRITY COMMITTEE. ANY FINANCIAL CONFLICTS OF INTEREST ARE REPORTED TO THE CHIEF FINANCIAL OFFICER FOR REPORTING ON THE FORM 990. WITHIN 90 DAYS OF THEIR HIRE DATE, ALL STAFF COMPLETE A CONFLICT OF INTEREST FORM. STAFF ARE NOTIFIED ANNUALLY THEY MUST COMPLETE A NEW CONFLICT OF INTEREST FORM IF THERE HAVE BEEN ANY CHANGES SINCE THEY LAST SUBMITTED THE FORM. ALL REPORTED CONFLICTS OF INTEREST ARE REVIEWED BY HUMAN RESOURCES, OPERATIONS AND COMPLIANCE DEPARTMENTS. ANY CONFLICTS OF INTEREST OF THE CHIEF EXECUTIVE OFFICER ARE REPORTED TO THE BOARD OF DIRECTORS. CONFLICTS OF INTEREST OF SENIOR STAFF ARE REVIEWED BY THE SENIOR VICE PRESIDENT FOR HUMAN RESOURCES AND VICE PRESIDENT OF COMPLIANCE AND REPORTED TO THE CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER FOR REPORTING ON THE FORM 990. ANY NEW CONFLICTS OF INTEREST THAT ARISE DURING THE YEAR ARE REQUIRED TO BE REPORTED AT THAT TIME. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS ESTABLISHED AN EXECUTIVE COMMITTEE. THE EXECUTIVE COMMITTEE IS RESPONSIBLE FOR CONTRACTING WITH AN INDEPENDENT CONSULTANT WHICH SHALL: DOCUMENT COMPARABLE COMPENSATION LEVELS PAID TO EXECUTIVES WITH SIMILAR POSITIONS AND RESPONSIBILITIES WITHIN THE MARKET APPLICABLE TO EXECUTIVE RECRUITMENT, HELP THE COMMITTEE APPLY MOSAIC'S COMPENSATION PHILOSOPHY TO THE MARKET SURVEY DATA TO IDENTIFY SUPPORTABLE COMPENSATION LEVELS AND COMPENSATION RANGES, AND VERIFY IN ADVANCE THAT RESULTING COMPENSATION RANGES ARE REASONABLE COMPENSATION. THE COMPENSATION CONSULTANT WILL ALSO ADVISE AND OPINE ON BENEFIT DESIGN, BENEFIT OPTIONS, AND REASONABLENESS OF BENEFIT AMOUNTS AS ELEMENTS OF COMPENSATION. THE EXECUTIVE COMMITTEE WILL BE GUIDED BY THE CONSULTANT'S ANALYSIS AND EXPERTISE AND APPROVE THE COMPENSATION OF THE CEO, APPROVE THE COMPENSATION RANGES FOR OTHER OFFICERS AND KEY EMPLOYEES, AND REPORT ITS ACTIONS TO THE FULL BOARD. THE CEO, WORKING WITHIN SALARY RANGES APPROVED BY THE EXECUTIVE COMMITTEE, SETS THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES. MINUTES, DOCUMENTATION OF INDEPENDENT CONSULTANT COMPARABILITY DATA AND RECOMMENDATIONS ARE MAINTAINED AS PART OF THE RECORD OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 INDIVIDUALS MAY REQUEST MOSAIC'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS THROUGH AN EMAIL REQUEST FORM AVAILABLE ON MOSAIC'S PUBLIC WEBSITE (WWW.MOSAICINFO.ORG). FORM 990, PART IX, LINE 11G OTHER FEES: PROGRAM SERVICE EXPENSES 3,932,752. MANAGEMENT AND GENERAL EXPENSES 1,349,221. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,281,973. DAY/HOST SERVICES: PROGRAM SERVICE EXPENSES 47,380,583. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 47,380,583. CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 1,845,384. MANAGEMENT AND GENERAL EXPENSES 545,914. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,391,298. FORM 990, PART XI, LINE 9: POSTRETIREMENT BENEFIT RELATED CHANGES OTHER THAN NET PERIODIC COST -117,126. OTHER TRANSFER OF LIABILITIES -263,622. FORM 990, PART XII, LINE 2C: THE FINANCE AND AUDIT COMMITEE OVERSEES THE AUDIT & SELECTION OF THE INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 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