2021-03-12T14:02:55-07:00 2020-04-30 990 2019-05-01 530196583 THE CATHOLIC UNIVERSITY OF AMERICA CATH 2023195606 620 Michigan Ave NE LEAHY HALL 162 Washington DC 20064 Robert Specter VP for Finance and Treasurer 2023195606 2021-03-11 2019 2022-09-23 18:48:47Z ROBERT M SPECTER 620 MICHIGAN AVE NE WASHINGTON DC 20064 914098098 0 X www.cua.edu X 1887 DC THE CATHOLIC UNIVERSITY OF AMERICA IS THE NATIONAL UNIVERSITY OF THE CATHOLIC CHURCH IN THE UNITED STATES. 39 38 4249 1500 2259946 0 35580566 77808680 279300817 281913463 20855820 106446172 3160024 3172913 338897227 469341228 93703957 101635954 0 0 145589952 149988710 168638 205645 10388333 89531955 91349949 328994502 343180258 9902725 126160970 830669129 852122048 275859325 275429130 554809804 576692918 X AS THE NATIONAL UNIVERSITY OF THE CATHOLIC CHURCH IN THE UNITED STATES, FOUNDED AND SPONSORED BY THE BISHOPS OF THE COUNTRY WITH THE APPROVAL OF THE HOLY SEE, THE CATHOLIC UNIVERSITY OF AMERICA IS COMMITTED TO BEING A COMPREHENSIVE CATHOLIC AND AMERICAN INSTITUTION (CONTINUED ON SCHEDULE O) 0 0 97448161 0 221835070 INSTRUCTION AND DEPARTMENTAL RESEARCH: THE CATHOLIC UNIVERSITY OF AMERICA IS AN INDEPENDENT CATHOLIC INSTITUTION OF HIGHER EDUCATION LOCATED IN WASHINGTON DC, OFFERING PROGRAMS OF STUDY LEADING TO BACHELORS', MASTERS', DOCTORATE, AND PROFESSIONAL DEGREES IN THE LIBERAL ARTS AND SCIENCES, RELIGIOUS STUDIES, AND SEVERAL PROFESSIONAL AREAS INCLUDING ENGINEERING, ARCHITECTURE, SOCIAL SERVICE, NURSING, MUSIC AND LAW. THE CURRENT ENROLLMENT OF THE UNIVERSITY IS APPROXIMATELY 5,771 OF WHICH 3,279 ARE UNDERGRADUATE AND 2,492 ARE GRADUATE STUDENTS (FALL 2019). THE UNIVERSITY OFFERS 49 DOCTORAL PROGRAMS, 88 MASTERS PROGRAMS AND 74 BACHELORS PROGRAMS. THE FACULTY CONSISTS OF 377 FULL-TIME AND 416 PART-TIME MEMBERS. OF THE FULL-TIME FACULTY 83.8% HOLD DOCTORAL OR PROFESSIONAL DEGREES. 101635954 101635954 0 SCHOLARSHIP PROGRAMS: FINANCIAL AID TO STUDENTS INCLUDES SCHOLARSHIPS, REMITTED TUITION AND STIPENDS FOR BOTH UNDERGRADUATE AND GRADUATE STUDY. 6,622 SCHOLARSHIPS WERE AWARDED DURING FISCAL YEAR 2020. GRANTS: THE UNIVERSITY MAKES OCCASIONAL CHARITABLE CONTRIBUTIONS TO PUBLIC CHARITIES. DURING FISCAL YEAR 2020 THE UNIVERSITY ALSO AWARDED APPROXIMATELY 620 EMERGENCY AID GRANTS TO STUDENTS. 71284536 0 29150080 OTHER PROGRAM SERVICES - SPONSORED RESEARCH: THE UNIVERSITY RECEIVED 393 SPONSORED RESEARCH AWARDS SPANNING ALL DISCIPLINES. LIBRARY PROGRAMS: THERE ARE OVER 1.6 MILLION VOLUMES IN THE GENERAL LIBRARY SYSTEM AND IN THE LAW LIBRARY. THE CATHOLIC UNIVERSITY OF AMERICA PRESS PUBLISHES ABOUT 35-40 BOOKS EACH YEAR IN THEOLOGY, PHILOSOPHY, LITERATURE, HISTORY AND POLITICAL THEORY. STUDENT SERVICES PROGRAM: A NUMBER OF OFFICES EXIST TO PROVIDE SERVICES TO STUDENTS, BOTH FOR ACADEMIC AND PERSONAL NEEDS. THESE OFFICES INCLUDE, AMONG OTHERS, THE ADMINISTRATION OFFICE, ENROLLMENT SERVICES, CAREER SERVICES, STUDENT ACTIVITIES, AND CAMPUS MINISTRY. INTERNATIONAL STUDY IS AVAILABLE IN AFRICA, ASIA, AUSTRALIA, CENTRAL AND SOUTH AMERICA, AND EUROPE. CAMPUS MINISTRY PROVIDES MANY OPPORTUNITIES FOR COMMUNITY SERVICE IN THE WASHINGTON D.C. AREA AND IN OTHER PARTS OF THE UNITED STATES AND ABROAD. 31867398 0 29770142 AUXILIARY SERVICES: UNIVERSITY DORMITORIES CONSIST OF 17 RESIDENCE HALLS WHICH PROVIDE LIVING QUARTERS FOR 1,881 STUDENTS. OCCUPANCY RATE AS OF FALL 2019 WAS 94.8%. THE UNIVERSITY ALSO PROVIDES RECREATIONAL FACILITIES, DINING SERVICES, PARKING, AND OTHER SELF-SUPPORTING FACULTY, STAFF AND STUDENT SERVICES. 31867398 0 29770142 302236049 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 1 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 8259 0 1 4249 1 1 1 1 IT 0 0 0 1 1 0 0 0 0 0 0 X 39 38 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 MA MD MI NH NY OR SC WI X ROBERT M SPECTER 2023195606 620 Michigan Ave NE Washington DC 20064 JOHN H GARVEY PRESIDENT 40 2 X X 680758 0 40257 SCOTT P REMBOLD VP INSTITUTIONAL ADVANCEMENT 40 0 X 420509 0 43124 D AARON DOMINGUEZ DEAN SCHOOL OF ARTS & SCIENCES/PROVOST 40 0 X 405460 0 43313 ROBERT M SPECTER VP FOR FINANCE/TREASURER 40 2 X 405774 0 39553 ANDREW V ABELA PROVOST THROUGH JUNE 2019 40 2 X 401733 0 43178 IAN L PEGG PROFESSOR OF PHYSICS 40 0 X 407282 0 35128 LAWRENCE J MORRIS CHIEF OF STAFF, BOARD SECRETARY 40 1 X 317472 0 30364 CHRISTOPHER P LYDON VP FOR ENROLLMENT MGT & MKTG 40 1.00 X 286356 0 39974 ANDREA TRISCIUZZI ASSOCIATE VP FOR STRATEGIC INITIATIVES 40 0 X 250308 0 40333 NANCY O'CONNOR GENERAL COUNSEL 40 0 X 262104 0 26769 REGINA JEFFERSON DEAN AND PROFESSOR OF LAW 40 0 X 258936 0 26896 BRANDON VAIDYANATHAN CHAIR AND PROFESSOR DEPT OF SOCIOLOGY 40 0 X 232348 0 37906 MICHAEL S ALLEN VP OF STUDENT AFFAIRS THROUGH JUNE 2019 40 0 X 171640 0 25618 DAVID WALSH DEAN SCHOOL OF ARTS& SCIENCES - JUL 2020 40 0 X 169939 0 17894 ARCHBISHOP SAMUEL J AQUILA TRUSTEE 2 0 X 0 0 0 RICHARD D BANZIGER TRUSTEE 2 0 X 0 0 0 BISHOP JOHN O BARRES TRUSTEE EFF. JUNE 2019 2 0 X 0 0 0 LAWRENCE C BLANFORD TRUSTEE 2 0 X 0 0 0 LEE ANN JOINER BRADY TRUSTEE 2 0 X 0 0 0 BISHOP MICHAEL F BURBIDGE TRUSTEE 2 0 X 0 0 0 JOSEPH L CARLINI TRUSTEE, CHAIRMAN OF THE BOARD 2 0 X X 0 0 0 WILLIAM E CONWAY TRUSTEE 2 0 X 0 0 0 CARDINAL BLASE J CUPICH TRUSTEE 2 0 X 0 0 0 CARDINAL DANIEL N DINARDO TRUSTEE 2 0 X 0 0 0 CARDINAL TIMOTHY M DOLAN TRUSTEE 2 0 X 0 0 0 SISTER JANET EISNER SND TRUSTEE 2 0 X 0 0 0 JAY M FERRIERO TRUSTEE EFF. JUNE 2019 2 0 X 0 0 0 BISHOP DANIEL E FLORES TRUSTEE 2 0 X 0 0 0 ARCHBISHOP JOSE H GOMEZ TRUSTEE 2 0 X 0 0 0 ARCHBISHOP WILTON D GREGORY TRUSTEE/CHANCELLOR 2 0 X X 0 0 0 FRANK J HANNA III TRUSTEE 2 0 X 0 0 0 STEPHEN J KANEB TRUSTEE 2 0 X 0 0 0 ARCHBISHOP JOSEPH E KURTZ TRUSTEE 2 0 X 0 0 0 CAROL MATHEWS LASCARIS TRUSTEE 2 0 X 0 0 0 LEONARD A LEO TRUSTEE 2 0 X 0 0 0 ARCHBISHOP WILLIAM E LORI TRUSTEE 2 0 X 0 0 0 SISTER DONNA MARKHAM TRUSTEE EFF. MARCH 2020 2 0 X 0 0 0 WILLIAM P MCINEREY TRUSTEE 2 0 X 0 0 0 J PAUL MCNAMARA TRUSTEE EFF. MARCH 2020 2 0 X 0 0 0 GERARD E MITCHELL TRUSTEE 2 0 X 0 0 0 MICHAEL J MILLETTE TRUSTEE THROUGH JUNE 2019 2 0 X 0 0 0 JEFFREY R MORELAND TRUSTEE THROUGH JUNE 2020 2 0 X 0 0 0 ANNE E O'DONNELL MD TRUSTEE 2 0 X 0 0 0 CARDINAL SEAN P O'MALLEY OFM CAP TRUSTEE 2 0 X 0 0 0 E JEFFREY ROSSI ESQ TRUSTEE 2 0 X 0 0 0 MONSIGNOR WALTER R ROSSI TRUSTEE THROUGH JUNE 2020 2 0 X 0 0 0 CATHARINE MURRAY RYAN TRUSTEE THROUGH JUNE 2020 2 0 X 0 0 0 ANTONIO ENRIQUE SEGURA TRUSTEE, VICE CHAIRMAN OF THE BOARD 2 0 X X 0 0 0 VINCENT N SICA TRUSTEE EFF. MARCH 2020 2 0 X 0 0 0 VICTOR P SMITH ESQ TRUSTEE 2 0 X 0 0 0 CARDINAL JOSEPH TOBIN TRUSTEE 2 0 X 0 0 0 MONSIGNOR PETER J VAGHI TRUSTEE 2 0 X 0 0 0 CHRISTOPHER M VENO TRUSTEE EFF. JUNE 2019 2 0 X 0 0 0 4670619 0 490307 257 0 1 0 WHITING TURNER CONTRACTING 300 EAST JOPPA RD BALTIMORE MD 21286 CONSTRUCTION 28225224 ARAMARK SERVICES INC 2400 MARKET STREET PHILADELPHIA PA 19103 FOOD SERVICES 13594308 KBE BUILDING CORP 76 BATTERSON PARK ROAD FARMINGTON CT 06032 CONSTRUCTION 2728805 PATNER CONSTRUCTION 2710 PROSPERITY AVE STE 120 FAIRFAX VA 22031 CONSTRUCTION 2436104 MCN BUILD INC 1214 28TH ST NW WASHINGTON DC 20007 CONSTRUCTION 1693381 113 1415 0 17395 0 0 77789870 3529005 77808680 TUITION AND FEES 611600 221835070 221835070 0 0 FEDERAL AND PRIVATE GRANTS 541700 28541079 28541079 0 0 HOUSING 721310 17403311 17403311 0 0 FOOD SERVICE 722210 11223277 11223277 0 0 BOOKSTORE 451211 320104 320104 0 0 2590622 609001 1981621 0 281913463 4694267 0 278325 4415942 1453118 0 0 1453118 290455 0 0 290455 1645897 0 0 0 1645897 0 1645897 0 0 1645897 544788053 10342 444494104 5504 100293949 4838 100298787 0 0 100298787 11392 17395 4742 6650 0 6650 1075970 252520 823450 823450 0 0 NON ACADEMIC REGISTRATION FEE 900099 60367 0 0 60367 INTEREST INCOME STUDENTS 900099 346094 0 0 346094 0 0 0 0 406461 469341228 280755292 2259946 108517310 37209 37209 101571558 101571558 27187 27187 3582006 1001958 2014288 565760 118953016 106742469 6668186 5542361 8231947 6738957 1096869 396121 11230547 9839123 1068259 323165 7991194 6503407 1119545 368242 707810 286800 421010 1243186 1243186 205645 205645 1308790 1308790 21820951 18311306 2711520 798125 1795581 1755012 23209 17360 8393655 6804140 582474 1007041 1252633 694499 502463 55671 716226 453071 245052 18103 16459014 12966628 3281250 211136 3437078 3083536 148568 204974 646773 549589 80448 16736 5282184 1031295 4250889 16773600 15557229 1216371 1384693 339 1384354 ENTERTAINMENT/CATERING/GUEST MEALS 3774030 2968400 188482 617148 PERIODICALS AND PUBLICATIONS 1823098 1822768 330 0 HONORARIA/EDITORIAL/FREELANCE SERVICES 1552064 1539819 12345 -100 DOUBTFUL ACCOUNT EXPENSES 680392 1281 679111 0 2298191 1948469 308877 40845 343180258 302236049 30555876 10388333 120817625 88859970 41273761 70834037 7868791 6888460 6715797 5662500 584964 619002 5800696 5400339 557428181 271770415 259754239 285657766 86489205 187721891 296560604 182915462 4803447 17562621 830669129 852122048 43018958 34934605 10321697 8435836 204346813 199825883 18171857 32232806 275859325 275429130 X 298656690 283141574 256153114 293551344 554809804 576692918 830669129 852122048 126160970 -104277856 0 0 0 0 X 0 1 X 1 1 1 X 33492311 31005397 57741069 35580566 77808680 235628023 33492311 31005397 57741069 35580566 77808680 235628023 19179085 216448938 3383864 3114698 5013469 7047779 7805412 26365222 1557370 1608809 1797218 1659434 423856 7046687 269039932 1381621550 0.80452 0.77310 X Schedule A, Part II, Line 10 OTHER INCOME TOTAL OF 8,122,657 IS COMPRISED OF THE FOLLOWING: NONACADEMIC REGISTRATION FEES 234,556; INTEREST INCOME 2,405,384; GROSS INCOME FROM FUNDRAISING 152,125; GROSS SALES OF INVENTORY 4,254,622. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 X X X X 0 269855433 6954955 -3346857 3673749 6518968 0 263270814 249832433 11229000 17958000 3758123 5405877 0 269855433 213881272 26934548 18584526 2907660 6660253 0 249832433 206792676 4271295 13990986 4799128 6374557 0 213881272 219809905 1990533 -3313413 8678878 2911895 103576 206792676 0.343 0.4797 0.1773 0 0 0 23525227 23525227 0 372021931 187401103 184620828 0 5714170 2803887 2910283 0 56458158 43419040 13039118 0 99708695 38146385 61562310 285657766 OTHER LEVEL 2 & 3 INVESTMENTS 103504056 F REAL ESTATE 36769600 F LIMITED PARTNERSHIP & PRIVATE EQUITY 38826210 F VENTURE CAPITAL 3815596 F 182915462 0 ASSET RETIREMENT OBLIGATIONS 10221725 REFUNDABLE ADVANCES FROM THE US GOV 5222755 SPLIT-INTEREST AGREEMENTS 1711970 AGENCY LIABILTY 123530 RIGHT OF USE LEASED ASSET OBLIGATION 14952826 32232806 X 262326599 -104277856 0 0 257262 -104020594 366347193 1308790 101685245 102994035 469341228 240443485 0 0 0 257262 257262 240186223 1308790 101685245 102994035 343180258 Schedule D, Part III, Line 1 THE UNIVERSITY MAINTAINS A COLLECTION HELD FOR PUBLIC EXHIBITION, EDUCATION AND RESEARCH IN FURTHERANCE OF THE UNIVERSITY'S EDUCATIONAL AND PUBLIC SERVICE MISSION. THESE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE UNIVERSITY'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN NET ASSETS WITHOUT DONOR RESTRICTIONS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS NET ASSETS WITH DONOR RESTRCTIONS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED ON THE CONSOLIDATED FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CATEGORY. THERE WERE NO DEACCESSIONS DURING THE YEARS ENDED APRIL 30, 2020 AND 2019. Schedule D, Part III, Line 4 THE UNIVERSITY ARCHIVES MANAGES A LARGE MUSEUM COLLECTION, WHICH CONTAINS A RANGE OF ART, HISTORICAL PIECES AND OTHER SUCH ITEMS, CERTAIN PIECES, ALONG WITH RELEVANT COLLECTIONS OF FIELD NOTES FROM THE ARCHIVES, HAVE BEEN USED BY THE ANTHROPOLOGY DEPARTMENT TO SUPPLEMENT CLASS DISCUSSIONS. OUR FINE ARTS PIECES CONSIST OF PAINTINGS, ANTIQUE FURNITURE, ASIAN ARTS, AND SCULPTURES. STUDENTS FROM THE MEDIA STUDIES DEPARTMENT AND THE SCHOOL OF LIBRARY AND INFORMATION SCIENCES ROUTINELY VIEW OUR FINE ART COLLECTION TO GAIN FIRST HAND EXPERIENCE OF HOW FINE ART IS PRESERVED, MANAGED, AND USED. IN ADDITION TO BEING GIVEN REGULAR TOURS AND PRESENTATIONS ON OUR MUSEUM COLLECTIONS, STUDENTS ENCOUNTER PIECES FROM THE COLLECTION ON A DAILY BASIS BECAUSE THE BEST ITEMS ARE HUNG IN CLASSROOMS, OFFICES, AND IN PROMINENT HALLWAYS AND MEETING SPACES AROUND CAMPUS. IN ADDITION TO BOOKS AND MANUSCRIPTS, THE OLIVEIRA LIMA LIBRARY HAS EXTENSIVE HOLDINGS OF ART WORKS OF SIGNIFICANT VALUE FOR STUDY OF BRAZILIAN, PORTUGUESE, SPANISH AND LATIN AMERICAN HISTORY, ART HISTORY AND CULTURE FROM THE 16TH TO THE 20TH CENTURY. THE LIBRARY'S ART HAS BEEN LOANED FOR EXHIBITION IN THE U.S., PORTUGAL, AND BRAZIL AND ARE IN FREQUENT DEMAND FOR REPRODUCTION IN SCHOLARLY PUBLICATIONS. IN CONJUNCTION WITH THE EXTERNAL EXHIBITIONS AND LOANS IN WHICH THE LIBRARY PARTICIPATES, SIGNIFICANT PRESERVATION TREATMENT OF THE LOANED OBJECTS ARE FREQUENTLY OBTAINED AS A CONDITION OF THE LOAN AT THE BORROWER'S EXPENSE. Schedule D, Part V, Line 4 THE UNIVERSITY'S ENDOWMENT FUNDS ARE USED TO FUND SCHOLARSHIPS, FACULTY POSITIONS, LIBRARY SUPPORT AND OTHER EXPENSES THAT ARE IN ACCORDANCE WITH THE DONOR'S REQUESTS AND THE UNIVERSITY'S MISSION AS A COMPREHENSIVE CATHOLIC AND AMERICAN INSTITUTION OF HIGHER LEARNING. Schedule D, Part X, Line 2 THE UNIVERSITY FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. THE UNIVERSITY HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. Schedule D, Part XI, Line 2d COST OF GOODS SOLD $252,520 + FUNDRAISING EVENT EXPENSES $4,742. Schedule D, Part XI, Line 4b GRANTS AND ASSISTANCE TO INDIVIDUALS $101,571,558 + UNITRUST PAYMENTS $59,346 + STUDENT LOAN FEES $6,152 +LOAN WRITE OFFS $1,400 + LOSS ON DISPOSAL OF EQUIPMENT $43,859 + ENDOWMENT STATE TAX EXPENSE $2,930. Schedule D, Part XII, Line 2d COST OF GOODS SOLD $252,520 + FUNDRAISING EVENT EXPENSES $4,742. Schedule D, Part XII, Line 4b GRANTS AND ASSISTANCE TO INDIVIDUALS $101,571,558 + UNITRUST PAYMENTS $59,346 + STUDENT LOAN FEES $6,152 +LOAN WRITE OFFS $1,400 + LOSS ON DISPOSAL OF EQUIPMENT $43,859 + ENDOWMENT STATE TAX EXPENSE $2,930. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 THE UNIVERSITY INCLUDES ITS RACIALLY NONDISCRIMINATORY POLICY IN THE ADMISSIONS VIEW-BOOK, STUDENT APPLICATION, THE INFORMATION PACKET PROVIDED TO STUDENTS AFTER ADMISSION, AND IN THE FINANCIAL AID GUIDE. Schedule E, Part I, Line 6 THE UNIVERSITY RECEIVES FEDERAL FINANCIAL AID FOR STUDENTS THROUGH ITS PARTICIPATION IN THE FOLLOWING PROGRAMS: FEDERAL WORK STUDY, PELL GRANTS, ACADEMIC COMPETITIVENESS GRANTS, PERKINS LOAN PROGRAM, FEDERAL DIRECT LENDING AND FEDERAL SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS (SEOG). 1 Europe (including Iceland and Greenland) 1 27 Program Services GLOBAL EDUCATION 3258386 Europe (including Iceland and Greenland) 0 0 Investments 269554 Europe (including Iceland and Greenland) 0 0 Fundraising 18138 North America (including Canada and Mexico, but not the United States) 0 0 Program Services GLOBAL EDUCATION 55425 Central America and the Caribbean 0 0 Grantmaking 27187 Central America and the Caribbean 0 0 Program Services GLOBAL EDUCATION 6823 South America 0 0 Program Services GLOBAL EDUCATION 9493 East Asia and the Pacific 0 0 Program Services GLOBAL EDUCATION 9450 1 27 3654456 Central America and the Caribbean LAW CLINIC 16616 WIRE TRANSFER 0 1 0 1 0 1 1 0 0 Schedule F, Part I, Line 2 IN LIMITED CIRCUMSTANCES, THE UNIVERSITY MAKES CHARITABLE CONTRIBUTIONS TO OTHER ORGANIZATIONS TO ADVANCE A SPECIFIC GOAL THAT IS INTEGRAL TO THE UNIVERSITY'S EDUCATIONAL MISSION. THE UNIVERSITY RECEIVES DETAILED REPORTS REFLECTING THE USE OF THESE FUNDS. Schedule F, Part I, Line 3 ALL EXPENDITURES REPORTED IN PART I, LINE 3, COLUMN (F) ARE BASED ON THE METHOD USED TO ACCOUNT FOR THEM ON THE UNIVERSITY'S FINANCIAL STATEMENTS WHICH IS ACCRUAL. X X X X X X X 1 RUFFALO NOEL LEVITZ LLC 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 PHONE SOLICITATION PROGRAM 0 155662 205645 -49983 155662 205645 -49983 AK AL CA CO CT DC FL GA HI IL KY LA MA MD ME MI MN MO MS NC ND NH NM NV NY OH OK OR PA RI SC TN UT VA WA WI WV SPIL AUCTION 28787 17395 11392 0 0 0 4202 0 540 0 0 28787 17395 11392 0 0 0 4202 0 540 4742 6650 Schedule G, Part I, Line 2b(v) RUFFALO NOEL LEVITZ - THE UNIVERSITY PAYS BOTH FEES AND EXPENSES TO THIS SERVICE PROVIDER. THE FEES ARE PAID ON A RATE PER HOUR BASIS, WITH DETAIL PROVIDED ON THE TASKS PERFORMED. THE SERVICE PROVIDER PROVIDES A BASIC DESCRIPTION OF ANY OUT-OF-POCKET EXPENSES BILLED. TOTAL FEES: $204,761 EXPENSE REIMBURSEMENTS: $884. 1 DOMINICAN HOUSE OF STUDIES 487 MICHIGAN AVE NE WASHINGTON DC 20017 536016922 501(c)(3) 11000 0 FENCE CONSTRUCTION SPIRITFIRE 2308 MT VERNON AVE ALEXANDRIA VA 22301 541893482 10000 0 SPONSORSHIP OF GLOBAL CONFERENCE ON ABUSE AND FAITH BROTHERS OF CHARITY 1359 MONROE ST NE WASHINGTON DC 20017 231933724 501(C)(3) 7550 0 SPONSORSHIP OF CHRISTMAS CONCERT 2 1 UNIVERSITY-SPONSORED SCHOLARSHIPS 4483 81606675 0 UNIVERSITY-SPONSORED NEED BASED GRANTS 1035 10413627 0 DONOR-SPONSORED SCHOLARSHIPS 483 6142008 0 FEDERAL AND STATE GRANTS 527 2562408 0 CARES ACT EMERGENCY GRANTS 456 768740 0 EMERGENCY AID GRANTS 165 78100 0 Schedule I, Part I, Line 2 ALL SCHOLARSHIPS ARE OFFERED BASED ON MANUAL AND/OR ELECTRONIC VERIFICATION OF ELIGIBILITY CRITERIA. THE SYSTEM DISBURSEMENT OF THE SCHOLARSHIPS TO THE STUDENT'S ACCOUNTS OCCURS ONLY AFTER GLOBAL AND ITEM SPECIFIC DISBURSEMENT ELIGIBILITY RULES ARE MET. UPON DISBURSEMENT, PAYMENT ALLOCATION RULES IN THE SYSTEM ALLOCATE THE SCHOLARSHIPS TO APPROPRIATE PREDEFINED CHARGES. AFTERWARDS DISBURSEMENT AUDITS ARE COMPLETED AT VARIOUS TIME INTERVALS TO DETERMINE CONTINUED ELIGIBILITY. X X X X 1 1 X X X X 0 0 0 0 0 0 0 1 0 JOHN H GARVEY PRESIDENT 561760 0 105000 0 13998 0 28000 0 12257 0 721015 0 0 0 SCOTT P REMBOLD VP INSTITUTIONAL ADVANCEMENT 366253 0 46156 0 8100 0 28000 0 15124 0 463633 0 0 0 D AARON DOMINGUEZ DEAN SCHOOL OF ARTS & SCIENCES/PROVOST 387706 0 9311 0 8443 0 28000 0 15313 0 448773 0 0 0 ROBERT M SPECTER VP FOR FINANCE/TREASURER 387117 0 12000 0 6657 0 28000 0 11553 0 445327 0 0 0 ANDREW V ABELA PROVOST THROUGH JUNE 2019 388807 0 12000 0 926 0 28000 0 15178 0 444911 0 0 0 IAN L PEGG PROFESSOR OF PHYSICS 402374 0 2088 0 2820 0 28000 0 7128 0 442410 0 0 0 LAWRENCE J MORRIS CHIEF OF STAFF, BOARD SECRETARY 306436 0 9000 0 2035 0 28000 0 2364 0 347835 0 0 0 CHRISTOPHER P LYDON VP FOR ENROLLMENT MGT & MKTG 277941 0 0 0 8415 0 28000 0 11974 0 326330 0 0 0 ANDREA TRISCIUZZI ASSOCIATE VP FOR STRATEGIC INITIATIVES 242731 0 6493 0 1084 0 26000 0 14333 0 290641 0 0 0 NANCY O'CONNOR GENERAL COUNSEL 251480 0 7500 0 3124 0 20583 0 6186 0 288873 0 0 0 REGINA JEFFERSON DEAN AND PROFESSOR OF LAW 248361 0 8595 0 1980 0 24836 0 2060 0 285832 0 0 0 BRANDON VAIDYANATHAN CHAIR AND PROFESSOR DEPT OF SOCIOLOGY 227571 0 4584 0 192 0 23738 0 14168 0 270253 0 0 0 MICHAEL S ALLEN VP OF STUDENT AFFAIRS 161346 0 10000 0 294 0 16620 0 8998 0 197258 0 0 0 DAVID WALSH DEAN SCHOOL OF ARTS & SCIENCES THROUGH JULY 2020 165026 0 3153 0 1760 0 16503 0 1391 0 187833 0 0 0 Schedule J, Part I, Line 1a TRAVEL AT ONE CLASS ABOVE COACH CLASS IS OCCASIONALLY USED, PRIMARILY FOR INTERNATIONAL TRAVEL, AND THE CLASS IS USUALLY BUSINESS CLASS. BUSINESS/FIRST CLASS AIR TRAVEL WAS PROVIDED TO THE PRESIDENT FOR CERTAIN INTERNATIONAL TRAVEL. THE UNIVERSITY PROVIDED A HOUSE FOR THE PRESIDENT WHICH IS A NONTAXABLE WORKING CONDITION FRINGE BENEFIT SINCE HIS CONTRACT REQUIRES HIM TO RESIDE IN THE HOUSE ON THE UNIVERSITY CAMPUS. TAX INDEMNIFICATION OR GROSS-UP PAYMENTS ARE ONLY MADE FOR OCCASIONAL BONUS PAYMENTS AND REQUIRE APPROVAL BY THE PRESIDENT. THESE PAYMENTS ARE MADE IN ACCORDANCE WITH GENERAL UNIVERSITY COMPENSATION POLICIES. THE UNIVERSITY PAID CERTAIN SOCIAL CLUBS DUES AND INITIATION FEES FOR ONE OF ITS KEY EMPLOYEES. THIS BENEFIT WAS REPORTED AS TAXABLE COMPENSATION TO THE KEY EMPLOYEE. Schedule J, Part I, Line 7 NON-FIXED PAYMENTS WERE MADE TO THE PRESIDENT AND VP OF INSTITUTIONAL ADVANCEMENT. THESE BONUS PAYMENTS WERE BASED ON SATISFACTION OF PERFORMANCE TARGETS. ANNUALY, A COMPENSATION COMMITTEE COMPRISED OF UNIVERSITY TRUSTEES RESEARCHES COMPARABLE INSTITUTIONS' PRESIDENTIAL COMPENSATION AND SOLICITS INPUT FROM THE TRUSTEES ON THE INCUMBENT'S PERFORMANCE. IT THEN RECOMMENDS COMPENSATION (BASE SALARY AND BONUS, IF ANY) FOR THE COMING YEAR TO THE EXECUTIVE COMMITTEE OF THE BOARD, WHICH IS THE APPROVING AUTHORITY ON BEHALF OF THE BOARD. THE BONUS OF THE VP OF INSTITUTIONAL ADVANCEMENT WAS APPROVED BY THE PRESIDENT. DURING 2019, THE UNIVERSITY ALSO AWARDED BONUSES TO VARIOUS OTHER FACULTY AND STAFF, INCLUDING CERTAIN INDIVIDUALS LISTED ON SCHEDULE J. THESE BONUS PAYMENTS WERE DETERMINED BY HUMAN RESOURCES IN COLLABORATION WITH THE IMMEDIATE SUPERVISORS OF THE EMPLOYEES. A SERIES OF DISTRICT OF COLUMBIA 2010 REVENUE BONDS 536001131 25483VAT1 2010-08-12 39061164 PARTIAL REFUNDING OF SERIES 1999 BOND; REFINANCING OF 2004 TAXABLE REVENUE BONDS 0 0 0 B DISTRICT OF COLUMBIA REFUNDING REVENUE BOND SERIES 2015 536001131 000000000 2015-12-09 35065000 PARTIAL REFUNDING OF SERIES 2007 BOND 0 0 0 C DISTRICT OF COLUMBIA REFUNDING REVENUE BOND SERIES 2017 536001131 000000000 2017-03-31 27555000 PARTIAL REFUNDING OF 2007 SERIES BOND 0 0 0 D DISTRICT OF COLUMBIA BOND SERIES 2017B 536001131 25483VSL9 2017-11-30 66227033 CAPITAL CONSTRUCTION AND RENOVATION 0 0 0 A 14100000 16725000 39061164 0 0 0 539585 0 0 0 38521579 0 2010 1 0 1 1 B 525000 0 35065000 0 0 0 682220 0 0 0 35883169 0 2009 0 1 1 1 C 2685000 0 27555000 0 0 0 440041 0 0 0 27114959 0 2009 1 0 1 1 D 0 0 69903326 0 0 0 957394 0 0 36933573 6875463 25136896 0 0 0 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 D 0 0 0 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 Schedule K, Part II, Line 3-11/30/2017 66,227,033 DISTRICT OF COLUMBIA THE AMOUNT REPORTED ON LINE 3 REFLECTS TOTAL PROCEEDS OF ISSUE AND INVESTMENT EARNINGS TO DATE. A DISTRICT OF COLUMBIA REFUNDING REVENUE BOND SERIES 2017C 536001131 000000000 2017-11-30 17335000 PARTIAL REFUNDING OF 2010 SERIES BOND 0 0 0 B DISTRICT OF COLUMBIA REVENUE AND REFUNDING REVENUE BOND SERIES 2018 536001131 25483VTY0 2018-11-29 7323350 CURRENT REFUNDING 2010 SERIES BOND 0 0 0 C DISTRICT OF COLUMBIA REVENUE AND REFUNDING BONDS SERIES 2018 NEW MONEY 536001131 25483VUQ5 2018-11-29 55780812 CAPITAL CONSTRUCTION AND RENOVATION 0 0 0 A 0 0 17335000 0 0 17688372 253166 0 0 0 394825 0 2004 0 1 1 1 B 0 0 7323350 0 0 7267928 55422 0 0 0 0 0 2004 1 0 1 1 C 0 0 57162458 0 0 0 623299 0 0 13123500 101588 43314071 0 0 0 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 Schedule K, Part II, Line 3-11/29/2018 55,780,812 DISTRICT OF COLUMBIA REVENUE AND THE AMOUNT REPORTED ON LINE 3 REFLECTS TOTAL PROCEEDS OF ISSUE AND INVESTMENT EARNINGS TO DATE. X 32 3478258 MARKET VALUE X VIOLIN 1 25500 MARKET VALUE X AUCTION DONATIONS 40 11951 MARKET VALUE X EVENT DONATIONS 3 13296 COST 1 0 1 0 Schedule M, Part I THE AMOUNTS REPORTED IN COLUMN B IDENTIFY THE NUMBER OF CONTRIBUTIONS MADE FOR EACH CATEGORY OF NON-CASH CONTRIBUTIONS. Form 990, Part III, Line 1 OF HIGHER LEARNING, FAITHFUL TO THE TEACHINGS OF JESUS CHRIST AS HANDED ON BY THE CHURCH. DEDICATED TO ADVANCING THE DIALOGUE BETWEEN FAITH AND REASON, THE CATHOLIC UNIVERSITY OF AMERICA SEEKS TO DISCOVER AND IMPART THE TRUTH THROUGH EXCELLENCE IN TEACHING AND RESEARCH, ALL IN SERVICE TO THE CHURCH, THE NATION AND THE WORLD. Form 990, Part VI, Section A, Line 4 IN APRIL 2020 THE UNIVERSITY'S BYLAWS WERE AMENDED TO PROVIDE THAT THE PROVOST OF THE UNIVERSITY SHALL BE CONSIDERED AN OFFICER OF THE UNIVERSITY. Form 990, Part VI, Section B, Line 11b THE FORM 990 WAS SENT TO THE FULL BOARD OF TRUSTEES WITH AN OPPORTUNITY TO ASK MANAGEMENT QUESTIONS REGARDING THE FORM. THE AUDIT COMMITTEE REVIEWED THE DETAILS OF THE FORM 990 WITH MANAGEMENT IN A COMMITTEE MEETING. Form 990, Part VI, Section B, Line 12c THE UNIVERSITY'S VICE PRESIDENT AND CHIEF OF STAFF, AS SECRETARY OF THE BOARD OF TRUSTEES, REVIEWS THE CONFLICT OF INTEREST STATEMENTS SUBMITTED BY THE TRUSTEES IN COORDINATION WITH THE COMPLIANCE OFFICER AND THE GENERAL COUNSEL TO DETERMINE WHETHER ANY MATERIAL FINANCIAL INTERESTS HAVE BEEN DISCLOSED. ANY SUCH INTERESTS ARE INVESTIGATED BY THE AUDIT COMMITTEE AND THEN BY THE FULL BOARD OF TRUSTEES, IF THE AUDIT COMMITTEE BELIEVES THERE IS A CONFLICT OF INTEREST. IF THE FULL BOARD OF TRUSTEES DETERMINES THAT A FINANCIAL INTEREST IS A CONFLICT OF INTEREST AND A UNIVERSITY TRANSACTION OR AGREEMENT ARISES INVOLVING THAT FINANCIAL INTEREST, THE BOARD MAY PERMIT THE INTERESTED TRUSTEE TO MAKE A PRESENTATION REGARDING THE MATTER, BUT THE INTERESTED TRUSTEE SHALL BE REQUIRED TO LEAVE THE MEETING PRIOR TO THE DISCUSSION OF, AND THE VOTE ON THE PROPOSED TRANSACTION OR ARRANGEMENT. FACULTY AND STAFF CONFLICT OF INTEREST STATEMENTS ARE REVIEWED BY THE COMPLIANCE OFFICER IN COORDINATION WITH THE VICE PRESIDENT FOR FINANCE AND TREASURER. THEY ENSURE THAT ALL FORMS HAVE BEEN SUBMITTED, REVIEW ANY CONFLICTS DISCLOSED, DISCUSS THEM WITH THE INDIVIDUAL AND COGNIZANT SUPERVISOR AS NEEDED, AND DETERMINE AND IMPLEMENT PROPER MANAGEMENT ACTION. Form 990, Part VI, Section B, Line 15 ANNUALY, A COMPENSATION COMMITTEE COMPRISED OF UNIVERSITY TRUSTEES RESEARCHES COMPARABLE INSTITUTIONS' PRESIDENTIAL COMPENSATION AND SOLICITS INPUT FROM THE TRUSTEES ON THE INCUMBENT'S PERFORMANCE. IT THEN RECOMMENDS COMPENSATION (BASE SALARY AND BONUS, IF ANY) FOR THE COMING YEAR TO THE EXECUTIVE COMMITTEE OF THE BOARD, WHICH IS THE APPROVING AUTHORITY ON BEHALF OF THE BOARD. THE EXECUTIVE COMMITTEE'S DECISION IS DOCUMENTED CONTEMPORANEOUSLY IN THE BOARD'S MEETING MINUTES. Form 990, Part VI, Section C, Line 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE POSTED ON THE UNIVERSITY'S WEBSITE. THE CATHOLIC UNIVERSITY OF AMERICA FOUNDATION 620 MICHIGAN AVE NE WASHINGTON DC 20064 521284733 SUPPORT UNIV PROGRAMS DC 501(C)(3) 12 TYPE I CATHOLIC UNIVERSITY 1 ALBERT E FARONE & ANGELA T FARONE FOUNDATION 620 MICHIGAN AVE NE WASHINGTON DC 20064 160911612 TO PROVIDE SCHOLARSHIPS NY 501(C)(3) 12 TYPE I CATHOLIC UNIVERSITY 1 WASHINGTON RESEARCH LIBRARY CONSORTIUM 901 COMMERCE DRIVE UPPER MARLBORO MD 20774 RESEARCH RESOURCES MD 501 (C)(3) 12 TYPE I N/A 0 CHARITABLE REMAINDER TRUSTS (1) SPLIT INTEREST AGREEMENT NEW YORK NY 10001 SPLIT INTEREST AGREEMENT NY N/A T 0 CHARITABLE REMAINDER TRUST (1) SPLIT INTEREST AGREEMENT WASHINGTON DC 20001 SPLIT INTEREST AGREEMENT DC N/A T 0 CHARITABLE REMAINDER TRUST (1) SPLIT INTEREST AGREEMENT FAIRFAX VA 22030 SPLIT INTEREST AGREEMENT VA N/A T 0 CHARITABLE REMAINDER TRUST (2) SPLIT INTEREST AGREEMENT BETHESDA MD 20810 SPLIT INTEREST AGREEMENT MD CATHOLIC UNIVERSITY T 1 CHARITABLE REMAINDER TRUST (3) SPLIT INTEREST AGREEMENT WASHINGTON DC 20001 SPLIT INTEREST AGREEMENT DC CATHOLIC UNIVERSITY T 1 CHARITABLE PERPETUAL TRUST (1) SPLIT INTEREST AGREEMENT BALTIMORE MD 21201 SPLIT INTEREST AGREEMENT MD N/A T 0 CHARITABLE PERPETUAL TRUST (2) SPLIT INTEREST AGREEMENT DAYTON OH 45402 SPLIT INTEREST AGREEMENT OH N/A T CHARITABLE PERPETUAL TRUST (1) SPLIT INTEREST AGREEMENT GREENVILLE SC 29601 SPLIT INTEREST AGREEMENT SC N/A T 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 0 1 0 0 ALBERT E FARONE & ANGELA T FARONE FOUNDATION c 393800