2021-03-15T13:27:46-05:00 2020-04-30 111986323 MARCUM LLP 555 LONG WHARF DRIVE NEW HAVEN CT 06511 990 2019-05-01 060632049 CONNECTICUT HOSPITAL ASSOCIATION INCORPORATED CONN 2032657611 PO BOX 90 110 BARNES ROAD WALLINGFORD CT 06492 JENNIFER JACKSON PRESIDENT & CEO 2032657611 2021-03-15 1 MARY-EVELYN ANTONETTI P00431862 2037819600 2019 2022-09-23 18:48:47Z JENNIFER JACKSON 110 BARNES ROAD WALLINGFORD CT 06492 10598440 0 X CTHOSP.ORG X 1919 CT ADVOCACY, REPRESENTATION & EDUCATION FOR HOSPITALS AND HEALTHCARE ORGANIZATIONS. 20 19 59 19 -44797 -44797 7910 8535 8953682 10445256 74580 61649 -14048 -44797 9022124 10470643 676022 1228581 0 0 7055365 6613598 0 0 0 877227 1339835 8608614 9182014 413510 1288629 12396745 13984351 22401288 27809578 -10004543 -13825227 CHA'S MISSION IS TO ADVANCE THE HEALTH OF INDIVIDUALS AND COMMUNITIES BY LEADING, REPRESENTING, AND SERVING HOSPITALS AND THEIR RELATED HEALTHCARE ORGANIZATIONS. 0 0 9182014 10445256 THE ORGANIZATION PROVIDES ADVOCACY, REPRESENTATION, EDUCATION, AND DISSEMINATION OF INFORMATION TO ITS MEMBERS AND THE PUBLIC. THE ASSOCIATION ORGANIZES AND SUPPORTS OVER 40 MEETING GROUPS FOR 27 HOSPITALS AND OVER 100 OTHER INSTITUTIONAL MEMBERS. 9182014 0 1 0 1 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 1 X 43 0 1 59 1 1 1 0 0 0 0 0 0 0 X 20 19 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X JOHN J BRADY 2032947201 110 BARNES ROAD WALLINGFORD CT 06492 JOHN M MURPHY MD CHAIRMAN 1.00 1.00 X X 0 0 0 CHRISTOPHER M O'CONNOR VICE CHAIRMAN AND TREASURER 1.00 1.00 X X 0 0 0 DAVID A WHITEHEAD IMMEDIATE PAST CHAIRMAN 1.00 1.00 X X 0 0 0 MARNA P BORGSTROM SECRETARY 1.00 1.00 X X 0 0 0 JENNIFER D JACKSON PRESIDENT AND CEO 17.00 23.00 X X 912006 0 64328 PATRICK A CHARMEL CHAIRMAN, DNS BOARD 1.00 1.00 X X 0 0 0 JOHN F RODIS MD TRUSTEE 1.00 1.00 X 0 0 0 ELLIOT T JOSEPH TRUSTEE (TO 6/19) 1.00 1.00 X 0 0 0 VINCENT G CAPECE JR TRUSTEE 1.00 1.00 X 0 0 0 THOMAS BALCEZAK MD TRUSTEE (FROM 6/19) 1.00 1.00 X 0 0 0 KURT A BARWIS TRUSTEE 1.00 1.00 X 0 0 0 ROHIT BHALLA MD TRUSTEE 1.00 1.00 X 0 0 0 JUDITH A CAREY RSM PHD TRUSTEE 1.00 1.00 X 0 0 0 ANNE DIAMOND JD TRUSTEE 1.00 1.00 X 0 0 0 JEFFREY A FLAKS TRUSTEE 1.00 1.00 X 0 0 0 BIMAL PATEL TRUSTEE 1.00 1.00 X 0 0 0 GIL PERI TRUSTEE (FROM 6/19) 1.00 1.00 X 0 0 0 LYNN RICCI TRUSTEE (FROM 6/19) 1.00 1.00 X 0 0 0 STUART ROSENBERG TRUSTEE (FROM 6/19) 1.00 1.00 X 0 0 0 JAMES E SHMERLING DHA TRUSTEE (TO 6/19) 1.00 1.00 X 0 0 0 KATHLEEN SILARD TRUSTEE (FROM 6/19) 1.00 1.00 X 0 0 0 ENA WILLIAMS RN TRUSTEE (FROM 6/19) 1.00 1.00 X 0 0 0 JOHN J BRADY CFO/VP, STRATEGIC PLANNING & ORG PERFORMANCE 17.00 23.00 X 376626 0 64328 STEPHEN A FRAYNE SENIOR VP, HEALTH POLICY 40.00 0.00 X 418044 0 66403 JAMES IACOBELLIS SENIOR VP, GOVERNMENT & REGULATORY AFFAIRS 40.00 0.00 X 428585 0 66598 GRACE NAPOLITAN VP, ADMINISTRATION 17.00 23.00 X 299156 0 46977 ANTHONY DIAS VP, DATA SERVICES 3.00 37.00 X 430566 0 41773 KAREN BUCKLEY VP, ADVOCACY 40.00 0.00 X 319298 0 24727 MARY LYON VP, INTEGRATED HEALTH INFORMATION 3.00 37.00 X 250018 0 62868 MICHELLE SHARP VP, MEMBERSHIP AND COMMUNICATIONS 40.00 0.00 X 266744 0 40217 ALLAN J PINARD ASST. VP FINANCE 40.00 0.00 X 250351 0 58457 3951394 0 536676 32 0 1 0 COX & OSOWIECKI LLC 90 STATE HOUSE SQUARE 10TH FLOOR HARTFORD CT 06103 LEGAL 474430 WIGGIN AND DANA LLP PO BOX 1832 NEW HAVEN CT 06508 LEGAL 285261 EVERSHEDS SUTHERLAND LLP 700 SIXTH STREET NW SUITE 700 WASHINGTON DC 20001 LEGAL 228920 R-C HEALTHCARE MANAGEMENT SERVICES INC 1538 E MARYLAND AVE PHOENIX AZ 85014 CONSULTING 191948 WITTKIEFFER 2015 SPRING ROAD SUITE 510 OAK BROOK IL 60523 CONSULTING 102725 5 8535 8535 MEMBERSHIP DUES 541900 9435100 9435100 SPECIAL ASSESSMENTS 541900 851956 851956 ANNUAL MEETING REVENUE 541900 158200 158200 10445256 61649 61649 83000 127797 -44797 -44797 -44797 10470643 10445256 -44797 61649 1228581 2778336 2974775 467971 121867 270649 414633 802654 3422 151560 830467 420481 43304 188645 337668 24727 183087 SPECIAL ASSESSMENTS 751956 BAD DEBT EXPENSE 115266 LICENSES & MAINTENANCE 39482 MEALS AND CATERING 33565 -3001082 9182014 225 225 5886874 6119426 4597550 5863115 0 289157 112518 78304 391362 365819 41143 25543 1758435 1608581 12396745 13984351 2856768 2248753 5523326 6851623 27169 0 13994025 18709202 22401288 27809578 X -10004543 -13825227 -10004543 -13825227 12396745 13984351 X 1288629 -5109313 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 305192 279649 25543 86170 86170 0 25543 SPLIT DOLLAR 1056514 F INVESTMENTS IN AFFILIATES 552067 C 1608581 PENSION LIABILITY 18709202 18709202 X PART X, LINE 2: BELOW IS AN EXCERPT FROM FOOTNOTE 2 OF THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS FOR THE CONNECTICUT HOSPITAL ASSOCIATION, INCORPORATED AND AFFILIATES. THE ORGANIZATION FOLLOWS FASB ASC 740, INCOME TAXES. UNDER THE ASSET AND LIABILITY METHOD OF FASB ASC 740, DEFERRED TAX ASSETS AND LIABILITIES ARE RECOGNIZED FOR THE FUTURE TAX CONSEQUENCES ATTRIBUTABLE TO DIFFERENCES BETWEEN THE FINANCIAL STATEMENT CARRYING AMOUNTS OF EXISTING ASSETS AND LIABILITIES AND THEIR RESPECTIVE TAX BASIS. DEFERRED TAX ASSETS AND LIABILITIES ARE MEASURED USING ENACTED TAX RATES EXPECTED TO APPLY TO TAXABLE INCOME IN THE YEARS IN WHICH THOSE TEMPORARY DIFFERENCES ARE EXPECTED TO BE RECOVERED OR SETTLED. UNDER FASB ASC 740, THE EFFECT ON DEFERRED TAX ASSETS AND LIABILITIES OF A CHANGE IN TAX RATES IS RECOGNIZED IN THE PERIOD THAT INCLUDES THE ENACTMENT DATE. DNS FILES A CONSOLIDATED INCOME TAX RETURN WITH CHAIS, CHIME AND CHIMENET. THE PROVISION FOR INCOME TAX EXPENSE HAS BEEN ALLOCATED TO THE INDIVIDUAL ENTITIES AS IF THE CORPORATIONS EACH FILED A STANDALONE TAX RETURN. THE ORGANIZATION ACCOUNTS FOR UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH PROVISIONS OF FASB ASC 740 THAT PRESCRIBE A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN. FASB ASC 740 ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE CONSOLIDATED FINANCIAL STATEMENTS. FASB ASC 740 PERMITS THE RECOGNITION OF TAX POSITIONS THAT MEET A "MORE LIKELY THAN NOT" THRESHOLD, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE ORGANIZATION DID NOT HAVE ANY UNRECOGNIZED TAX BENEFITS DURING THE YEARS ENDED APRIL 30, 2020 AND 2019. THE ORGANIZATION ANTICIPATES THAT IT WILL NOT HAVE A CHANGE IN UNRECOGNIZED TAX BENEFITS DURING THE NEXT TWELVE MONTHS THAT WOULD HAVE A MATERIAL IMPACT ON THE ORGANIZATION'S CONSOLIDATED FINANCIAL STATEMENTS. THE ORGANIZATION'S POLICY IS TO RECOGNIZE INTEREST AND PENALTIES RELATED TO INCOME TAXES AS A COMPONENT OF THE PROVISION FOR INCOME TAXES. AS OF APRIL 30, 2020 AND 2019, THE ORGANIZATION DID NOT RECORD ANY PENALTIES OR INTEREST ASSOCIATED WITH UNRECOGNIZED TAX BENEFITS. ALL TAX YEARS OF THE ORGANIZATION FROM 2017 FORWARD ARE OPEN AND SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, HOWEVER, THERE ARE CURRENTLY NO EXAMINATIONS PENDING OR IN PROGRESS. 1 CONNECTICUT HEALTH RESEARCH & EDUCATION FOUNDATION 110 BARNES ROAD WALLINGFORD CT 06492 060890298 501 (C) (3) 1228581 0 ASSISTANCE WITH CHARITABLE MISSION 1 0 SCHEDULE I, PART I, LINE 2 CHA DOES NOT GIVE GRANTS TO ORGANIZATIONS, THEY ONLY GIVE DONATIONS TO 501(C)(3) ORGANIZATIONS FOR USE IN THEIR EXEMPT PURPOSE. X X X X X 0 0 0 JENNIFER D JACKSON PRESIDENT AND CEO 670440 0 213137 0 28429 0 35700 0 28628 0 976334 0 0 0 JOHN J BRADY CFO/VP, STRATEGIC PLANNING & ORG PER 321449 0 49083 0 6094 0 35700 0 28628 0 440954 0 0 0 STEPHEN A FRAYNE SENIOR VP, HEALTH POLICY 399084 0 15000 0 3960 0 35700 0 30703 0 484447 0 0 0 JAMES IACOBELLIS SENIOR VP, GOVERNMENT & REGULATORY A 343838 0 76827 0 7920 0 35700 0 30898 0 495183 0 0 0 GRACE NAPOLITAN VP, ADMINISTRATION 251486 0 40872 0 6798 0 35700 0 11277 0 346133 0 0 0 ANTHONY DIAS VP, DATA SERVICES 369586 0 60152 0 828 0 11900 0 29873 0 472339 0 0 0 KAREN BUCKLEY VP, ADVOCACY 256518 0 61200 0 1580 0 11900 0 12827 0 344025 0 0 0 MARY LYON VP, INTEGRATED HEALTH INFORMATION 242036 0 0 0 7982 0 31970 0 30898 0 312886 0 0 0 MICHELLE SHARP VP, MEMBERSHIP AND COMMUNICATIONS 224337 0 41807 0 600 0 11589 0 28628 0 306961 0 0 0 ALLAN J PINARD ASST. VP FINANCE 242730 0 0 0 7621 0 31970 0 26487 0 308808 0 0 0 JENNIFER JACKSON PRESIDENT AND CEO PREMIUMS ON SUPPLEMENTAL LIFE INSURANCE POLICY X 289157 289157 0 1 1 289157 FORM 990, PART V, LINE 2A: CHA (THE FILING ORGANIZATION) IS THE COMMON PAYMASTER FOR FIVE AFFILIATED ORGANIZATIONS AND, AS SUCH, FILES A FORM W-3 FOR EACH ORGANIZATION USING CHA'S FEDERAL EMPLOYER IDENTIFICATION NUMBER (EIN). IN TAX YEAR 2019, 29 OF THE 59 TOTAL EMPLOYEES WERE DIRECTLY EMPLOYED BY CHA. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION IS AN ASSOCIATION OF CONNECTICUT HOSPITALS AND HEALTHCARE ORGANIZATIONS. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION IS AN ASSOCIATION OF CONNECTICUT HOSPITALS AND HEALTHCARE ORGANIZATIONS WHOSE REPRESENTATIVES COMPRISE THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B DECISIONS OF THE GOVERNING BODY ARE SUBJECT TO APPROVAL BY THE ASSEMBLY OF THE ASSOCIATION'S MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S CHIEF EXECUTIVE OFFICER REVIEWS ALL INFORMATION IN THE FORM 990 PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS AND EMPLOYEES ARE COVERED UNDER THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. ANY CONFLICT OF INTEREST IS DISCLOSED TO THE MEMBERS OF THE BOARD AND MADE A MATTER OF RECORD BY (A) AN ANNUAL DISCLOSURE PROCEDURE, (B) AN UPDATE WHEN AN INDIVIDUAL'S CIRCUMSTANCES CHANGE BETWEEN ANNUAL DISCLOSURES, AND (C) A DISCLOSURE WHEN A MATTER COMES BEFORE THE BOARD THAT INVOLVES AN INTEREST COVERED BY THIS POLICY. ANY BOARD MEMBER OR EMPLOYEE HAVING A CONFLICT OF INTEREST, SHALL, AS APPROPRIATE TO THE CIRCUMSTANCES, ABSTAIN FROM VOTING OR USING PERSONAL INFLUENCE ON THAT MATTER. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION RECOMMENDATIONS FOR THE ORGANIZATION'S CEO, OTHER OFFICERS AND KEY EMPLOYEES ARE PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT, UTILIZING DATA FROM COMPARABLE ORGANIZATIONS, AND ARE REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD AND DOCUMENTED IN THE APPLICABLE MINUTES. THE LAST COMPENSATION REVIEW WAS IN NOVEMBER OF 2019. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, THE ORGANIZATION'S CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: PENSION CHANGES OTHER THAN NET PERIODIC BENEFIT COST -5,109,339. CHANGE IN INTEREST RATE SWAP LIABILITY 26. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. CT HEALTHCARE RESEARCH AND EDUCATION FOUNDATION INCORPORATED 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 060890298 PROVIDES EDUCATION PROGRAMS TO CT HOSPITALS CT 501(C)(3) LINE 12A, I CONNECTICUT HOSPITAL ASSOCIATION 1 CONNECTICUT HOSPITAL ASSOCIATION TRUST 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 066322583 PROVIDES NO-INTEREST LOANS TO CT HOSPITALS CT 501(C)(3) LINE 12A, I N/A 0 DIVERSIFIED NETWORK SERVICES INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 060990946 SERVICES CT N/A C 1 CHA INSURANCE SERVICES INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 061310638 MARKETING SERVICES CT DIVERSIFIED NETWORK SERVICES INC C 1 CHIME INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 061454560 DEVELOPING INFORMATION SYSTEMS CT DIVERSIFIED NETWORK SERVICES INC C 1 CHIMENET INC 110 BARNES ROAD PO BOX 90 WALLINGFORD CT 06492 061585087 SERVICES CT CHIME INC C 1 0 1 0 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0 0 CONNECTICUT HEALTHCARE RESEARCH AND EDUCATION FOUNDATION INCORPORATED B 1228581 CONNECTICUT HEALTHCARE RESEARCH AND EDUCATION FOUNDATION INCORPORATED K 781233 CHIME INC M 104718 CHIMENET INC M 106355 CHIME INC N 2343196 CHIMENET INC N 827035 CONNECTICUT HEALTHCARE RESEARCH AND EDUCATION FOUNDATION INCORPORATED N 769150 DIVERSIFIED NETWORK SERVICES INC N 106312 CONNECTICUT HEALTHCARE RESEARCH AND EDUCATION FOUNDATION INCORPORATED O 176855 CONNECTICUT HEALTHCARE RESEARCH AND EDUCATION FOUNDATION INCORPORATED M 25739 SCHEDULE R, PART V, LINE 1N: CHA SHARES STAFF WITH FOUR AFFILIATED ORGANIZATIONS FOR ADMINISTRATIVE, HUMAN RESOURCES, ACCOUNTING, OPERATIONS AND INFORMATION SYSTEMS FUNCTIONS AND ALLOCATES THE COST. INCLUDED IN THESE COST ALLOCATIONS ARE STAFF EXPENSES (SALARY AND FRINGE BENEFITS) AND RELATED NON-STAFF EXPENSES (SUPPLIES, EQUIPMENT, PROFESSIONAL FEES, ETC.)