2025-08-05T12:25:10-05:00 2024-09-30 990 2023-10-01 314379427 BATTELLE MEMORIAL INSTITUTE BATT 6144246424 505 KING AVENUE COLUMBUS OH 432012693 THOMAS E SHARPE ASSISTANT TREASURER 6144244971 2025-08-05 0 2023 2025-03-06 01:10:19Z LEWIS VON THAER 505 KING AVENUE COLUMBUS OH 432012693 13349159016 0 X WWW.BATTELLE.ORG X 1925 OH SEE MISSION STATEMENT ON SCHEDULE O BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 9 9 48024 0 106546975 5550817 11134563558 11812481257 1266122303 1410931090 57844626 121020885 5723812 4647881 12464254299 13349081113 20654674 18533260 0 0 6740968355 7563908982 0 0 0 5601302776 5787470609 12362925805 13369912851 101328494 -20831738 1611117235 1795308649 697750736 628209833 913366499 1167098816 X BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 0 0 8178817950 848430645 BATTELLE MEMORIAL INSTITUTE ("BMI") AND ITS AFFILIATES OPERATE SEVEN UNITED STATES DEPARTMENT OF ENERGY ("DOE") NATIONAL LABORATORIES: BROOKHAVEN NATIONAL LABORATORY; IDAHO NATIONAL LABORATORY; LOS ALAMOS NATIONAL LABORATORY; NATIONAL RENEWABLE ENERGY LABORATORY; OAK RIDGE NATIONAL LABORATORY; PACIFIC NORTHWEST NATIONAL LABORATORY AND SAVANNAH RIVER NATIONAL LABORATORY. BMI IS AN INTEGRATED SUBCONTRACTOR AT AN EIGHTH DOE NATIONAL LABORATORY: LAWRENCE LIVERMORE NATIONAL LABORATORY. IN ADDITION, A BMI AFFILIATE HOLDS THE MANAGEMENT CONTRACT WITH RESPECT TO THE UNITED STATES DEPARTMENT OF HOMELAND SECURITY'S NATIONAL BIODEFENSE ANALYSIS AND COUNTERMEASURES CENTER. THROUGH OPERATION OF THE NATIONAL LABORATORIES, BMI AND ITS AFFILIATES ADDRESS CRITICAL ELEMENTS OF THE NATION'S SCIENTIFIC RESEARCH AGENDA, PERFORM BASIC AND APPLIED SCIENTIFIC RESEARCH, CREATE SCIENTIFIC KNOWLEDGE AND TECHNICAL SOLUTIONS IN KEY AREAS OF SCIENCE, INCREASE THE AVAILABILITY OF CLEAN AND ABUNDANT ENERGY, RESTORE AND PROTECT THE ENVIRONMENT, ENGAGE IN EDUCATIONAL ACTIVITIES, AND CONTRIBUTE TO NATIONAL SECURITY. 391964132 457235723 BMI ALSO CONDUCTS SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS FOR OTHER FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES AND INDUSTRIAL SPONSORS, AND TRANSLATES SCIENCE AND TECHNOLOGY INTO PRODUCTS, SYSTEMS AND SERVICES FOR ITS SPONSORS. BMI PLACES SPECIAL EMPHASIS UPON SIGNATURE AREAS OF ENERGY, ENVIRONMENT AND MATERIAL SCIENCES, NATIONAL SECURITY, AND HEALTH AND LIFE SCIENCES. 18533260 18533260 EACH YEAR, BMI DISTRIBUTES AT LEAST TWENTY PERCENT OF ITS PRIOR YEAR CONSOLIDATED NET INCOME BEFORE ADJUSTMENTS FOR UNREALIZED GAINS AND LOSSES TO PUBLIC CHARITIES AND EDUCATIONAL INSTITUTIONS. DISTRIBUTIONS ARE PRIMARILY FOCUSED UPON EDUCATION, HUMAN SERVICES, ARTS AND SCIENCES, AND ECONOMIC DEVELOPMENT. BMI ACTIVELY SUPPORTS EDUCATIONAL INITIATIVES IN OHIO, TENNESSEE AND ACROSS THE UNITED STATES THAT PROMOTE STUDENT ACHIEVEMENT, ASSIST WITH PROFESSIONAL DEVELOPMENT FOR TEACHERS, AND PROMOTE INQUIRY-BASED LEARNING, ESPECIALLY IN THE SCIENCE, TECHNOLOGY, ENGINEERING, AND MATHEMATICS (STEM) DISCIPLINES. 8589315342 1 1 0 1 0 0 0 0 0 0 1 1 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 1 0 0 0 0 0 1 1 1 1 0 1 1 3700 0 1 48024 1 1 1 1 CA SZ UK 0 0 0 0 0 0 0 0 1 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AZ CA DC GA IL KY MA NY OH OR VA IN X X CHRIS BOYNTON 6144243012 505 KING AVENUE COLUMBUS OH 432012693 SEAN C O'KEEFE DIRECTOR 3.00 X 168202 0 0 MICHAEL J GASSER DIRECTOR TO 11/23 3.00 X 161208 0 0 JOHN C LECHLEITER DIRECTOR 3.00 X 160687 0 0 KIRKLAND H DONALD CHAIRMAN AND DIRECTOR 3.00 X 198501 0 0 STEPHANIE O'SULLIVAN DIRECTOR 3.00 X 155791 0 0 SUZANNE M VAUTRINOT DIRECTOR 3.00 X 165698 0 0 VICKY A BAILEY DIRECTOR 3.00 X 163246 0 0 STEPHEN D STEINOUR DIRECTOR 3.00 X 158202 0 0 WAYNE FREDERICK DIRECTOR 3.00 X 153209 0 0 CALVIN G BUTLER DIRECTOR FROM 11/23 3.00 X 39130 0 0 JEFFREY W EDWARDS DIRECTOR FROM 11/23 3.00 X 40567 0 0 LEWIS VON THAER PRESIDENT & CEO 39.00 1.00 X 5569100 0 41656 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 40.00 X 1236320 0 75190 CHRIS BOYNTON EXECUTIVE VP, CFO FROM 05/23 40.00 X 641797 0 39772 STEVEN F ASHBY SR VP, LAB DIRECTOR 40.00 X 1002318 0 87323 PATRICK F JARVIS SR VP, MARKETING & COMMUNICATIONS 40.00 X 795638 0 46792 MATTHEW L VAUGHAN EXECUTIVE VP, AS&T 40.00 X 2101003 0 50356 MARK T PETERS EXECUTIVE VP, GLOBAL LAB OPERATIONS 40.00 X 2109993 0 53511 AIMEE KENNEDY SR VP, CHIEF HR OFFICER 40.00 X 827898 0 47020 THOMAS E SHARPE ASST TREASURER & ASST SECRETARY 39.00 1.00 X 311502 0 56977 BRIAN R SMITH VP & TREASURER 39.00 1.00 X 439880 0 48774 AMY VERTANEN ASST TREAS. & CONTROLLER 40.00 X 432764 0 31996 JOHN WAGNER SR VP, LAB DIRECTOR 40.00 X 919772 0 52141 GEORGE LECAKES SR VP & GENERAL MANAGER 40.00 X 830722 0 34031 JEFFREY SMITH SR VP LAB OPS 40.00 X 1010691 0 16273 MICHAEL SCHLENDER DEPUTY LAB DIRECTOR 40.00 X 722430 0 96275 ANTHONY PEURRUNG DEPUTY LAB DIRECTOR 40.00 X 672615 0 22183 JERRY TOTTLER SR VP LAB OPS 40.00 X 735426 0 21486 RONALD D TOWNSEND EXECUTIVE VP, GLB LAB OPS TO 01/21 0.00 X 194991 0 0 EDWARD GRECCO EXECUTIVE VP, CFO TO 05/23 40.00 X 1000389 0 34921 MARK D PERRIGO ASST TREAS. & CONTROLLER 40.00 X 532904 0 39554 THOMAS E MASON SENIOR VP 07/17 TO 11/17 40.00 X 777383 0 21 24429977 0 896252 20068 1 1 0 MERRICK SMSI JOINT VENTURE LLP 600 SIXTH STREET LOS ALAMOS NM 87544 CONSTRUCTION 122180152 CENTERRA GROUP LLC 7121 FAIRWAY DR PALM BEACH GARDENS FL 33418 PROFORCE SERVICES 19295756 EW HOWELL CO LLC 245 NEWTOWN RD PLAINVIEW NY 11803 CONSTRUCTION 14021447 INCUSCALE LLC 1425 PLAIN CITY-GEORGESVILLE RD WEST JEFFERSON OH 43162 PROFESSIONAL SERVICES 11857088 YOH SERVICES LLC 1500 SPRING GARDENS ST PHILADELPHIA PA 19130 PROFESSIONAL SERVICES 11676279 698 11753496242 58985015 11812481257 GOVERNMENT CONTRACTS 541700 964330074 964330074 SCIENTIFIC RESEARCH 541700 446601016 341336294 105264722 1410931090 29342897 513810 28829087 3192482 3192482 907821 40585 867236 867236 768443 98793 91715306 0 37318 91715306 -37318 91677988 91677988 OTHER INCOME 541700 588163 588163 588163 13349081113 1305666368 106546975 124386513 X 18533260 18533260 22626277 22626277 5417121488 3564981624 1852139864 251837826 169560485 82277341 1490699674 991894868 498804806 381623717 251948634 129675083 4930443 4930443 10005784 10005784 768509 768509 1228171 1228171 2062443 2062443 2953069403 1929498845 1023570558 503793 503793 4707263 152491 4554772 212552613 134151923 78400690 168728534 108831861 59896673 218277634 143836443 74441191 4303485 2762048 1541437 8763194 4460031 4303163 21379056 10793350 10585706 9946076 9946076 PURCHASES 1657082341 1048522125 608560216 NON SERVICE COSTS OF PE 187880771 187880771 NON-INCOME TAX EXPENSE 168070495 116645229 51425266 RENTAL & MAINTENANCE 119273553 76258937 43014616 33937048 9820781 24116267 13369912851 8589315342 4780597509 0 47050353 49764308 361331448 279757525 269462081 380973389 16901980 23062367 1191158 1687746 29406744 34246689 564186803 412268174 155764782 151918629 459980508 557949117 226518633 246668603 43509548 69280276 1611117235 1795308649 204133082 222773665 56637849 37913837 305000000 285000000 131979805 82522331 697750736 628209833 X 0 0 0 0 913366499 1167098816 913366499 1167098816 1611117235 1795308649 X -20831738 274564055 X 0 1 X 1 1 1 X 8189899250 8954666857 9821317836 11134563558 11812481257 49912928758 8189899250 8954666857 9821317836 11134563558 11812481257 49912928758 49912928758 25093193 17894364 38388375 29644687 33476968 144497587 3789035 4781665 4916371 3613870 5550817 22651758 50080078103 5513490676 0.99670 0.99670 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 1 0 0 0 0 1 1188742 0 1 39429 1228171 0 PART II-B, LINE 1: LINE 1 (I) OTHER ACTIVITIES NINE ORGANIZATIONS REPORTED THAT A PORTION OF MEMBERSHIP DUES PAID BY BATTELLE WERE USED FOR LOBBYING. SCHEDULE C SUPPLEMENTAL INFORMATION - PART IV INTERNAL LOBBYING EXPENSES TOTALED $475,955 AND EXTERNAL LOBBYING EXPENSES TOTALED $712,787 FOR A TOTAL OF $1,188,742. THE GENERAL ISSUE AREA FOR LOBBYING IS INCREASED FUNDING IN THE FEDERAL BUDGET FOR SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS, THROUGH AUTHORIZATION AND APPROPRIATIONS BILLS AND REPORT LANGUAGE. THE SPECIFIC LOBBYING ISSUES INCLUDE THE U.S. HOUSE AND SENATE AUTHORIZATION BILLS FOR THE DEPARTMENT OF COMMERCE; DEPARTMENT OF DEFENSE; DEPARTMENT OF EDUCATION; DEPARTMENT OF ENERGY; DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH AND CENTERS FOR DISEASE CONTROL AND PREVENTION); DEPARTMENT OF HOMELAND SECURITY, DEPARTMENT OF THE INTERIOR (ENVIRONMENTAL PROTECTION AGENCY), DEPARTMENT OF VETERANS AFFAIRS, NATIONAL SCIENCE FOUNDATION, AND THE INTELLIGENCE COMMUNITY. ADDITIONALLY, THEY INCLUDE THE U.S. HOUSE AND SENATE APPROPRIATIONS BILLS FOR: COMMERCE, JUSTICE, SCIENCE, AND RELATED AGENCIES; DEFENSE; ENERGY AND WATER DEVELOPMENT; HOMELAND SECURITY; LABOR, HEALTH AND HUMAN SERVICES, EDUCATION, INTERIOR, ENVIRONMENT, AND RELATED AGENCIES THE HOUSE(S) OF CONGRESS AND FEDERAL AGENCIES CONTACTED (THOUGH NOT NECESSARILY LOBBIED) INCLUDE: DEPARTMENT OF EDUCATION, DEPARTMENT OF ENERGY, DEPARTMENT OF DEFENSE, DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH AND CENTER FOR DISEASE CONTROL AND PREVENTION), DEPARTMENT OF HOMELAND SECURITY, ENVIRONMENTAL PROTECTION AGENCY, NATIONAL SCIENCE FOUNDATION, U.S. HOUSE, AND U.S. SENATE. IN ADDITION, A MINOR AMOUNT OF LOBBYING IS CONDUCTED WITH VARIOUS STATE AND LOCAL GOVERNMENTS AND/OR AGENCIES. 3132356 3132356 239898175 173085396 66812779 1572265 1237459 334806 294900741 237945319 56955422 24683266 24683266 151918629 228910188 C RABBI TRUSTS 17758415 F 246668603 LONG TERM BENEFIT RELATED LIABILITIES 40958783 OTHER LONG TERM LIABILITIES 39668424 LIABILITY FOR POSTRETIREMENT & OTHER BENEFITS 1895124 82522331 SUPPLEMENTAL INFORMATION PART X, LINE 2 - FIN 48(ASC 740) FOOTNOTE THE PROVISIONS OF FIN 48 INCLUDED IN FASB ASC 740 APPLY TO BATTELLE MEMORIAL INSTITUTE (BMI). A FIN 48 ANALYSIS FOR UNCERTAIN INCOME TAX POSITIONS WAS PERFORMED BY BMI AND REVIEWED BY ITS INDEPENDENT AUDITORS. AS A RESULT OF THE ANALYSIS, NO FIN 48 RESERVES FOR UNCERTAIN TAX POSITIONS WERE REQUIRED AND NONE WERE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE NO SPECIFIC FIN 48 FOOTNOTE WAS INCLUDED IN BMI'S FINANCIAL STATEMENTS. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 124816911 NORTH AMERICA INVESTMENTS 17805 EUROPE INVESTMENTS 31464122 EUROPE 3 32 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 31666723 NORTH AMERICA 1 1 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 104171 4 33 0 0 4 33 188069732 0 188069732 0 0 1 1 1 1 PART I, LINE 3: ALL EXPENDITURES ARE BASED ON THE ACCRUAL METHOD OF ACCOUNTING. 1 AGILE RASCAL 5225 GREENE ST PHILADELPHIA PA 19144 821376566 501(C)(3) 10000 0 CORPORATE MATCH ALBANY COLLEGE OF PHARMACY 106 SCOTLAND AVE ALBANY NY 10004 141423161 501(C)(3) 6700 0 CORPORATE MATCH AMERICAN HEART ASSOCIATION 516 WEST AVE NORTH AUGUSTA SC 29841 570339445 501(C)(3) 7500 0 OPERATING SUPPORT AMERICAN HEART ASSOCIATION 7272 GREENVILLE AVE DALLAS TX 78259 135613797 501(C)(3) 8938 0 CORPORATE MATCH AMERICAN MUSEUM OF SCIENCE 115 MAIN ST OAK RIDGE TN 37830 621693789 501(C)(3) 16667 0 OPERATING SUPPORT AMERICAN RED CROSS 995 E BROAD ST COLUMBUS OH 43026 530196605 501(C)(3) 6052 0 CORPORATE MATCH AMERICAN SOCIETY OF MECHANICAL ENGINEERS 55 N HILL RD REXBURG ID 83440 131623899 501(C)(3) 10000 0 OPERATING SUPPORT AUGUSTA UNIVERSITY FOUNDATION 1120 15TH ST AUGUSTA GA 30912 586038134 501(C)(3) 6000 0 OPERATING SUPPORT BINGHAM COUNTY SCHOOLS 645 W 50 S BLACKFOOT ID 83221 826000616 501(C)(3) 15000 0 OPERATING SUPPORT BRECKENRIDGE CREATIVE ARTS 150 WEST ADAMS AVE BRECKENRIDGE CO 80303 472066832 501(C)(3) 40000 0 CORPORATE MATCH BRIAN GRANT FOUNDATION 650 NE HOLLADAY ST PORTLAND OR 97232 271628944 501(C)(3) 13150 0 CORPORATE MATCH CENTRAL OHIO MARTIAL ARTS 4264 N HIGH ST COLUMBUS OH 43026 825220101 501(C)(3) 20000 0 CORPORATE MATCH CHAUTAUQUA INSTITUTION 1 AMES AVE CHAUTAUQUA NY 14722 160758844 501(C)(3) 5851 0 CORPORATE MATCH CHILDREN'S MUSEUM OF IDAHO 790 S PROGRESS AVE MERIDIAN ID 83642 371899670 501(C)(3) 20000 0 OPERATING SUPPORT CLINTONVILLE-BEECHWOLD COMMUNITY CENTER 3222 N HIGH ST COLUMBUS OH 43026 310834578 501(C)(3) 5217 0 CORPORATE MATCH COLLEGE AND CAREER PLAZA 5313 CIRCITA DEL SUR SANTA FE NM 87507 843961213 501(C)(3) 5250 0 OPERATING SUPPORT COLLEGE OF EASTERN IDAHO FOUNDATION 1600 S 25TH E IDAHO FALLS ID 83404 943160729 501(C)(3) 204650 0 OPERATING SUPPORT COLUMBUS ACADEMY 4300 CHERRY BOTTOM RD GAHANNA OH 43026 314379445 501(C)(3) 7500 0 CORPORATE MATCH COLUMBUS ASSOCIATION FOR THE PERFORMING ARTS 55 E STATE ST COLUMBUS OH 43215 310749884 501(C)(3) 9550 0 OPERATING SUPPORT COLUMBUS COUNCIL ON WORLD AFFAIRS 51 JEFFERSON AVE COLUMBUS OH 43026 510180760 501(C)(3) 11083 0 CORPORATE MATCH COLUMBUS FOUNDATION 1234 EAST BROAD ST COLUMBUS OH 43205 316044264 501(C)(3) 12190494 0 OPERATING SUPPORT COLUMBUS HUMANE 3015 SCIOTO-DARBY HILLIARD OH 43026 314379492 501(C)(3) 7364 0 CORPORATE MATCH COLUMBUS METRO CLUB 35 N 4TH ST COLUMBUS OH 43215 310889324 501(C)(3) 11400 0 OPERATING SUPPORT COLUMBUS MUSEUM OF ART 480 EAST BROAD ST COLUMBUS OH 43026 314379447 501(C)(3) 11433 0 CORPORATE MATCH COLUMBUS SYMPHONY ORCHESTRA 55 E STATE ST COLUMBUS OH 43026 316402408 501(C)(3) 18270 0 CORPORATE MATCH COLUMBUS ZOOLOGICAL PARK ASSOCIATION 9990 RIVERSIDE DR POWELL OH 43026 314390844 501(C)(3) 11933 0 CORPORATE MATCH COMMUNITIES IN SCHOOLS OF NEW MEXICO PO BOX 367 SANTA FE NM 87504 850481104 501(C)(3) 8975 0 OPERATING SUPPORT CYBERWYOMING ALLIANCE PO BOX 2332 LARAMIE WY 82073 843779685 501(C)(3) 15000 0 OPERATING SUPPORT CYPRESS WESLEYAN CHURCH 377 ALTON DARBY CREEK RD GALLOWAY OH 43119 314393240 501(C)(3) 15450 0 CORPORATE MATCH DAY SPRING CAMP AND CONFERENCE CENTER PO BOX 442 FAIRMONT WV 26555 331004810 501(C)(3) 10000 0 CORPORATE MATCH DAYTON FOUNDATION DEPOSITORY 1401 S MAIN ST DAYTON OH 43026 311044298 501(C)(3) 10297 0 CORPORATE MATCH DESIGN OUTREACH 224 W JOHNSTOWN RD COLUMBUS OH 43026 460779062 501(C)(3) 9847 0 CORPORATE MATCH DOMESTIC VIOLENCE & SEXUAL ASSAULT CNTR 1050 MEMORIAL DR IDAHO FALLS ID 83402 820352547 501(C)(3) 5500 0 OPERATING SUPPORT DRAKE UNIVERSITY 2507 UNIVERSITY AVE DES MOINES IA 50037 420680460 501(C)(3) 16900 0 CORPORATE MATCH EAST CENTRAL UNIVERSITY 1100 E 14TH ST ADA OK 74820 237058908 501(C)(3) 6500 0 SCHOLARSHIP EAST TENNESSEE FOUNDATION 520 W SUMMIT HILL DR KNOXVILLE TN 37902 620807696 501(C)(3) 147500 0 OPERATING SUPPORT EASTERN KENTUCKY UNIVERSITY FOUNDATION 521 LANCASTER AVE RICHMOND VA 22116 611131682 501(C)(3) 5750 0 CORPORATE MATCH ECHO OF BRANDON 507 N PARSONS AVE BRANDON FL 32832 593051533 501(C)(3) 10000 0 CORPORATE MATCH EMORY VALLEY CENTER 723 EMORY VALLEY RD OAK RIDGE TN 37830 620762198 501(C)(3) 151000 0 STEM EDUCATION ESPANOLA HUMANE 108 HAMM PKWY ESPANOLA NM 87532 850406234 501(C)(3) 28260 0 CORPORATE MATCH ESPERANZA SHELTER FOR BATTERED FAMILIES 3130 RUFINA ST SANTA FE NM 87507 850313174 501(C)(3) 5197 0 CORPORATE MATCH FAMILY PROMISE OF GREATER BRANDON 121 CARVER AVE BRANDON FL 32832 272566099 501(C)(3) 10000 0 CORPORATE MATCH FAMILY YMCA 1450 IRIS ST LOS ALAMOS NM 87544 850130054 501(C)(3) 8867 0 OPERATING SUPPORT FOOD DEPOT 1222 A SILER RD SANTA FE NM 87507 850416803 501(C)(3) 45658 0 CORPORATE MATCH FOUNDATION FOR EXCELLENCE 526 W FREMONT AVE SUNNYVALE CA 94903 770474749 501(C)(3) 7500 0 CORPORATE MATCH FOUNDATION FUND 2 EASTON OVAL COLUMBUS OH 43026 874457570 501(C)(3) 15000 0 CORPORATE MATCH FOUNDATION OF THE CATHOLIC DIOCESE OF COLUMBUS 257 E BROAD ST COLUMBUS OH 43026 311116640 501(C)(3) 14400 0 CORPORATE MATCH FREDERICK COMMUNITY COLLEGE FOUNDATION 7932 OPOSSUMTOWN PIKE FREDERICK MD 21702 521231768 501(C)(3) 6000 0 SCHOLARSHIP FREDERICK COUNTY PUBLIC SCHOOLS 191 S EAST ST FREDERICK MD 21701 526000941 170(C)(1) 65139 0 STEM EDUCATION FRIENDS OF THE CONSERVATORY 1777 E BROAD ST COLUMBUS OH 43203 311657027 501(C)(3) 18450 0 OPERATING SUPPORT FRIENDS OF THE SMOKIES PO BOX 1660 KODAK TN 37764 621564782 501(C)(3) 22167 0 OPERATING SUPPORT FURNITURE BANK OF CENTRAL OHIO 1118 S YALE AVE COLUMBUS OH 43222 311600869 501(C)(3) 6068 0 CORPORATE MATCH GAITED ADVOCATE INTERVENTION TEAM 14515 CHRISMAN HILL DR BOYDS MD 21211 813550579 501(C)(3) 7640 0 CORPORATE MATCH GIRL SCOUTS SEAL OF OHIO 1700 WATERMARK DR COLUMBUS OH 43215 314379475 501(C)(3) 14965 0 OPERATING SUPPORT GIRLS INC OF LONG ISLAND 819 GRAND BLVD DEER PARK NY 11729 161736254 501(C)(3) 10150 0 OPERATING SUPPORT GIRLS INC OF TN VALLEY PO BOX 7040 OAK RIDGE TN 37831 591743795 501(C)(3) 5250 0 OPERATING SUPPORT GOLDEN HARVEST FOOD BANK 81 CAPITAL DR AIKEN SC 29803 581466516 501(C)(3) 7500 0 OPERATING SUPPORT GREAT SMOKY MOUNTAIN COUNCIL 373 CAMP BUCK TOMS RD ROCKWOOD TN 37854 620476811 501(C)(3) 11000 0 OPERATING SUPPORT GREATER COLUMBUS ARTS 182 E LONG ST COLUMBUS OH 43215 310833384 501(C)(3) 24120 0 OPERATING SUPPORT GROWING UP NEW MEXICO 440 CERRILLOS RD SANTA FE NM 87501 850163601 501(C)(3) 15393 0 CORPORATE MATCH HABITAT FOR HUMANITY 6665 BUSCH BLVD COLUMBUS OH 43026 311217994 501(C)(3) 6275 0 CORPORATE MATCH HABITAT FOR HUMANITY 2520 CAMINO ENTRADA SANTA FE NM 87507 850355135 501(C)(3) 6079 0 OPERATING SUPPORT HARTFORD COMMUNITY COLLEGE 401 THOMAS RUN RD BEL AIR MD 21015 520912842 0 5905 FMV CENTRIFUGE OPERATING SUPPORT HEART HOPE HEROES 7435 MACGEORGE PL BLACKLICK OH 43026 861376588 501(C)(3) 11470 0 CORPORATE MATCH HONOR FLIGHT COLUMBUS 2233 N BANK DR COLUMBUS OH 43220 264262700 501(C)(3) 5305 0 CORPORATE MATCH HOPE PREGNANCY CENTER PO BOX 1320 LOS ALAMOS NM 87544 850423290 501(C)(3) 10187 0 CORPORATE MATCH HUMAN RIGHTS ALLIANCE PO BOX 8640 SANTA FE NM 87504 850410708 501(C)(3) 5258 0 OPERATING SUPPORT IDAHO ADVANCED ENERGY 428 PARK AVE IDAHO FALLS ID 83402 922637425 501(C)(3) 94000 0 OPERATING SUPPORT IDAHO BASECAMP PO BOX 183 KETCHUM ID 83340 273427884 501(C)(3) 15000 0 STEM EDUCATION IDAHO FALLS SCHOOL DIST 91 690 JOHN ADAMS PKWY IDAHO FALLS ID 83401 826001158 170(C)(1) 10000 0 OPERATING SUPPORT IDAHO FALLS YMCA 155 NORTH CORNER IDAHO FALLS ID 83402 820222174 501(C)(3) 5520 0 OPERATING SUPPORT IDAHO GOVERNOR'S CUP PO BOX 983 BOISE ID 83701 208277116 501(C)(3) 18000 0 OPERATING SUPPORT IDAHO STATE UNIVERSITY 921 S 8TH AVE POCATELLO ID 83209 826000924 501(C)(3) 8500 0 SCHOLARSHIP INDIAN RUN UNITED METHODIST CHURCH 6305 BRAND RD DUBLIN OH 43026 311195560 501(C)(3) 14500 0 CORPORATE MATCH JUNIOR ACHIEVEMENT OF EAST TN 2135 N CHARLES BLVD CLINTON TN 37716 620810145 501(C)(3) 15000 0 OPERATING SUPPORT JUNIOR ACHIEVEMENT OF GEORGIA 275 NORTHSIDE DR ATLANTA GA 30314 580598050 501(C)(3) 20000 0 OPERATING SUPPORT LEUKEMIA & LYMPHOMA SOCIETY 1201 15TH ST WASHINGTON DC 20049 135644916 501(C)(3) 6450 0 CORPORATE MATCH LIFECARE ALLIANCE 1699 WEST MOUND ST COLUMBUS OH 43026 314379494 501(C)(3) 13156 0 CORPORATE MATCH LIONS CLUB OF TAOS PO BOX 199 TAOS NM 87571 742843887 501(C)(3) 10000 0 OPERATING SUPPORT LONG ISLAND ASSOCIATION 300 BROAD HOLLOW RD MELVILLE NY 11747 111617383 501(C)(3) 9450 0 OPERATING SUPPORT LOS ALAMOS COMMUNITY FOUNDATION PO BOX 1225 LOS ALAMOS NM 87544 352546420 501(C)(3) 6783 0 CORPORATE MATCH LOS ALAMOS HISTORICAL SOCIETY PO BOX 43 LOS ALAMOS NM 87544 850231249 501(C)(3) 11024 0 OPERATING SUPPORT LOS ALAMOS NATIONAL LABORATORY FOUNDATION 1112 PLAZA DEL NORTE ESPANOLA NM 87532 742853972 501(C)(3) 706067 0 OPERATING SUPPORT LOS ALAMOS PUBLIC SCHOOLS FOUNDATION 1010 CENTRAL AVE LOS ALAMOS NM 87544 020773298 501(C)(3) 10424 0 CORPORATE MATCH M L K JR BIRTHDAY BREAKFAST 400 N HIGH ST COLUMBUS OH 43203 311225276 501(C)(3) 7500 0 OPERATING SUPPORT MADISON SCHOOL DISTRICT 60 W MAIN ST REXBURG ID 83440 826000835 170(C)(1) 7770 0 OPERATING SUPPORT M'AIKEN MAGIC STEM EDUCATION FOUNDATION 1000 BROOKHAVEN DR AIKEN SC 29803 852850785 501(C)(3) 7500 0 OPERATING SUPPORT MAIZE MANOR UNITED METHODIST CHURCH 3901 MAIZE RD COLUMBUS OH 43026 316014976 501(C)(3) 8000 0 CORPORATE MATCH MAKE SANTA FE INC 2879 ALL TRADES RD SANTA FE NM 87507 811757888 501(C)(3) 5763 0 OPERATING SUPPORT MARQUETTE UNIVERSITY 1250 WISCONSIN AVE MILWAUKEE WI 53233 390806251 501(C)(3) 7500 0 CORPORATE MATCH MARSH VALLEY SCHOOL DISTRICT 21 40 SCHOOL ST ARIMO ID 83214 826000590 170(C)(1) 10000 0 STEM EDUCATION MAYOR'S SCHOLARSHIP FUND PO BOX 2323 IDAHO FALLS ID 83403 462507365 501(C)(3) 7500 0 SCHOLARSHIP MESA TO MESA PO BOX 1008 ESPANOLA NM 87532 472594591 501(C)(3) 5790 0 OPERATING SUPPORT METHODIST MEDICAL CENTER 1420 CENTERPOINT BLVD KNOXVILLE TN 37932 620636239 501(C)(3) 25000 0 OPERATING SUPPORT MID-OHIO FOODBANK 3960 BROOKHAM DR GROVE CITY OH 43026 310865343 501(C)(3) 55742 0 CORPORATE MATCH MISSION WARMTH 394 RESTORATION DR DELAWARE OH 43026 880894213 501(C)(3) 20310 0 CORPORATE MATCH MOVING ARTS ESPANOLA PO BOX 505 VELARDE NM 87582 452459893 501(C)(3) 5429 0 OPERATING SUPPORT MUSEUM OF IDAHO 200 N EASTERN AVE IDAHO FALLS ID 83402 820363177 501(C)(3) 15000 0 STEM EDUCATION MUSEUMS AT MITCHEL ONE DAVIS AVE GARDEN CITY NY 11530 113558761 501(C)(3) 5800 0 OPERATING SUPPORT MUSKEGON COUNTY COMMUNITY FOUNDATION 425 W WESTERN AVE MUSKEGON MI 49058 386114135 501(C)(3) 40000 0 CORPORATE MATCH NATIONAL MUSEUM OF MATHEMATICS 134 WEST 29TH ST NEW YORK NY 10001 271450809 501(C)(3) 18550 0 OPERATING SUPPORT NEIGHBORHOOD SERVICES 1950 N 4TH ST COLUMBUS OH 43026 310842947 501(C)(3) 30000 0 CORPORATE MATCH NEW ALBANY COMMUNITY FOUNDATION 220 MARKET ST NEW ALBANY OH 43054 311409264 501(C)(3) 71900 0 OPERATING SUPPORT NEW MEXICO CARES 3900 PASEO DEL SOL SANTA FE NM 87505 464150762 501(C)(3) 11000 0 OPERATING SUPPORT NEW MEXICO CONSORTIUM 4200 W JEMEZ RD LOS ALAMOS NM 87544 260370262 501(C)(3) 15000 0 OPERATING SUPPORT NEW YORK NEO-FUTURISTS 85 E 4TH ST NEW YORK NY 10003 203613986 501(C)(3) 13625 0 CORPORATE MATCH NNEMAP FOOD PANTRY 677 E 11TH AVE COLUMBUS OH 43026 310896363 501(C)(3) 10000 0 CORPORATE MATCH NORTHERN NEW MEXICO COLLEGE FOUNDATION 921 N PASEO DE ONATE ESPANOLA NM 87532 742835828 501(C)(3) 6755 0 CORPORATE MATCH NORTHERN NM RECREATION AND OUTDOOR CONSERVATION FOUNDATION 2600 CANYON RD LOS ALAMOS NM 87544 850478101 501(C)(3) 8356 0 OPERATING SUPPORT OAK RIDGE COMPUTER SCIENCE GIRLS 127 CLEMSON DR OAK RIDGE TN 37830 814937923 501(C)(3) 18067 0 OPERATING SUPPORT OAK RIDGE FOUNDATION 1201 OAK RIDGE TPKE OAK RIDGE TN 37830 853183278 501(C)(3) 250000 0 STEM EDUCATION OAK RIDGE SCHOOLS PO BOX 117 OAK RIDGE TN 37831 621809810 501(C)(3) 275000 0 STEM EDUCATION OHIO STATE UNIVERSITY FOUNDATION 14 E 15TH AVE COLUMBUS OH 43026 311145986 501(C)(3) 31882 0 CORPORATE MATCH OHIOHEALTH FOUNDATION 3430 OHIOHEALTH PKWY COLUMBUS OH 43026 237446919 501(C)(3) 10995 0 CORPORATE MATCH PALESTINIAN AMERICAN MEDICAL ASSOCIATION 4000 LEGATO RD FAIRFAX VA 22116 472227058 501(C)(3) 7830 0 CORPORATE MATCH PAST FOUNDATION 1929 KENNY RD COLUMBUS OH 43210 311694479 501(C)(3) 29371 0 OPERATING SUPPORT PELLISSIPPI STATE FOUNDATION PO BOX 22990 KNOXVILLE TN 37933 581493050 501(C)(3) 5500 0 OPERATING SUPPORT PELOTONIA 2281 KENNY RD COLUMBUS OH 43026 824997087 501(C)(3) 21633 0 CORPORATE MATCH PREGNANCY DECISION HEALTH CENTER 665 E DUBLIN GRANVILLE RD COLUMBUS OH 43026 311002913 501(C)(3) 5414 0 CORPORATE MATCH PROMUSICA CHAMBER ORCHESTRA 620 EAST BROAD ST COLUMBUS OH 43026 310952873 501(C)(3) 11000 0 CORPORATE MATCH REDEEMER CLASSICAL CHRISTIAN SCHOOL 6415 MT VISTA RD KINGSVILLE MD 21211 521982159 501(C)(3) 18200 0 CORPORATE MATCH REGIONAL DEVELOPMENT CORPORATION 441 GREG AVE SANTA FE NM 87501 742805791 501(C)(3) 726509 0 OPERATING SUPPORT RIGBY HIGH SCHOOL 3850 E 300 NORTH RIGBY ID 83442 841406378 170(C)(1) 19000 0 OPERATING SUPPORT ROANE STATE COMMUNITY COLLEGE 276 PATTON LANE HARRIMAN TN 37748 581413034 501(C)(3) 30000 0 OPERATING SUPPORT SAINT ELIZABETH SHELTER CORPORATION 804 ALARID ST SANTA FE NM 87505 850347650 501(C)(3) 9604 0 OPERATING SUPPORT SALMON VALLEY STEWARDSHIP 107 S CENTER ST SALMON ID 83467 203724466 501(C)(3) 18000 0 OPERATING SUPPORT SAMARITAN'S PURSE 7691 VALLEY BLVD BLOWING ROCK NC 28605 581437002 501(C)(3) 12240 0 CORPORATE MATCH SANTA FE ANIMAL SHELTER AND HUMANE SOCIETY 100 CAJA DEL RIO RD SANTA FE NM 87507 856000484 501(C)(3) 7250 0 CORPORATE MATCH SANTA FE CHAMBER OPPORTUNITIES FUND PO BOX 1928 SANTA FE NM 87504 850460648 501(C)(3) 10000 0 OPERATING SUPPORT SANTA FE CHILDREN'S MUSEUM 1050 OLD PECOS TRAIL SANTA FE NM 87505 850335070 501(C)(3) 7538 0 OPERATING SUPPORT SECOND CHANCE SHELTER 130 COUNTY RD 398 BOAZ AL 36202 262717351 501(C)(3) 10000 0 CORPORATE MATCH SECOND HARVEST INLAND NORTHWEST 5825 BURLINGTON LOOP PASCO WA 99301 237173826 501(C)(3) 10800 0 OPERATING SUPPORT SELF HELP 2390 NORTH RD LOS ALAMOS NM 87544 850209449 501(C)(3) 11191 0 CORPORATE MATCH SELKIRK CONSERVATION ALLIANCE PO BOX 1809 PRIEST RIVER ID 83856 820418651 501(C)(3) 7500 0 STEM EDUCATION SHADOART PRODUCTIONS 503 S FRONT ST COLUMBUS OH 43026 311340461 501(C)(3) 16945 0 CORPORATE MATCH SHOSHONE-BANNOCK HIGH SCHOOL PO BOX 790 FORT HALL ID 83203 820197554 170(C)(1) 10750 0 OPERATING SUPPORT ST JUDE CHILDREN'S RESEARCH HOSPITAL 262 DANNY THOMAS PL MEMPHIS TN 37068 620646012 501(C)(3) 8877 0 CORPORATE MATCH STEM SANTA FE PO BOX 33103 SANTA FE NM 87594 822358193 501(C)(3) 15738 0 OPERATING SUPPORT SUMMER INSTITUTE OF LINGUISTICS 7500 W CAMP WISDOM RD DALLAS TX 78259 751840827 501(C)(3) 6289 0 CORPORATE MATCH SUMMER SCIENCE PROGRAM 1207 DELAWARE AVE WILMINGTON DE 19702 943341965 501(C)(3) 6000 0 CORPORATE MATCH TAOS EDUCATION COLLABORATIVE PO BOX 3649 TAOS NM 87571 850425147 501(C)(3) 10032 0 OPERATING SUPPORT TENNESSEE CITIZENS FOR WILDERNESS PLANNING PO BOX 6873 OAK RIDGE TN 37831 237031644 501(C)(3) 6500 0 OPERATING SUPPORT TETON REGIONAL LAND TRUST 1520 S 500 W DRIGGS ID 83422 943146525 501(C)(3) 11500 0 CORPORATE MATCH TNFIRST 630 TROWBRIDGE LN FARRAGUT TN 37934 821617280 501(C)(3) 60000 0 OPERATING SUPPORT TRAGEDY ASSISTANCE FOR SURVIVORS 300 WILSON BLVD ARLINGTON VA 22201 920152268 501(C)(3) 106097 0 OPERATING SUPPORT TRI-CITIES CHAPLAINCY 1480 FOWLER ST RICHLAND WA 99352 910913590 501(C)(3) 11200 0 OPERATING SUPPORT UNITED WAY LONG ISLAND 819 GRAND BLVD DEER PARK NY 11729 116042392 501(C)(3) 39000 0 OPERATING SUPPORT UNITED WAY OF AIKEN COUNTY 235 BARNWELL AVE AIKEN SC 29801 570360086 501(C)(3) 38500 0 OPERATING SUPPORT UNITED WAY OF ANDERSON COUNTY PO BOX 4158 OAK RIDGE TN 37831 626041371 501(C)(3) 51896 0 OPERATING SUPPORT UNITED WAY OF BONNEVILLE 1649 WOODRUFF PARK IDAHO FALLS ID 83401 820233588 501(C)(3) 118000 0 OPERATING SUPPORT UNITED WAY OF CENTRAL OHIO 215 N FRONT ST COLUMBUS OH 43215 314393712 501(C)(3) 5098 0 CORPORATE MATCH UNITED WAY OF NORTHERN NEW MEXICO PO BOX 539 LOS ALAMOS NM 87544 237138947 501(C)(3) 219218 0 CORPORATE MATCH UNITED WAY OF SOUTHEASTERN IDAHO PO BOX 911 POCATELLO ID 83204 820209625 501(C)(3) 23734 0 OPERATING SUPPORT UNITED WAY OF THE CSRA 1765 BROAD ST AUGUSTA GA 30904 580566155 501(C)(3) 18500 0 OPERATING SUPPORT UNIVERSITY OF NEW MEXICO 4000 UNIVERSITY DR LOS ALAMOS NM 87544 850275408 501(C)(3) 10000 0 OPERATING SUPPORT UNIVERSITY OF SOUTHERN CALIFORNIA 3551 TROUSDALE PARKWAY LOS ANGELES CA 94903 951642394 501(C)(3) 28440 0 CORPORATE MATCH UNIVERSITY OF TAMPA 401 KENNEDY BLVD TAMPA FL 33606 590624459 501(C)(3) 10000 0 SCHOLARSHIP UNIVERSITY OF TENNESSEE 800 ANDY HOLT TOWER KNOXVILLE TN 37996 626001636 501(C)(3) 20000 0 OPERATING SUPPORT UNIVERSITY OF TEXAS FOUNDATION PO BOX 250 AUSTIN TX 78767 741587488 501(C)(3) 48800 0 OPERATING SUPPORT UNIVERSITY OF TOLEDO FOUNDATION 4510 DORR ST TOLEDO OH 43026 346555110 501(C)(3) 8700 0 CORPORATE MATCH UNIVERSITY OF WASHINGTON FOUNDATION 407 GERGERDING HALL SEATTLE WA 98195 943079432 501(C)(3) 17000 0 CORPORATE MATCH WESLEYAN UNIVERSITY 237 HIGH ST MIDDLETOWN CT 06459 060646959 501(C)(3) 5250 0 SCHOLARSHIP YOSTEM PO BOX 52851 KNOXVILLE TN 37950 822469742 501(C)(3) 10125 0 OPERATING SUPPORT 156 6 PART I, LINE 2: BATTELLE MEMORIAL INSTITUTE (BMI) SENDS A LETTER TO EACH ORGANIZATION THAT STATES BY SIGNING AND DEPOSITING THE CHECK THEY ARE CONFIRMING THEY ARE A 501(C)(3) CHARITABLE ORGANIZATION OR A 170(C)(1) QUALIFYING GOVERNMENT ENTITY. FOR LARGER GRANTS, BMI REQUESTS IN CONNECTION WITH SOME OF THE ORGANIZATIONS, TO SIGN A GRANT AGREEMENT THAT STATES THE SCOPE AND PURPOSE OF THE DISTRIBUTION. THE BMI BOARD OF DIRECTORS HAS FINAL APPROVAL FOR ANY DISTRIBUTIONS EXCEEDING $500,000. BATTELLE ENERGY ALLIANCE LLC, BATTELLE NATIONAL BIODEFENSE INSTITUTE LLC, BROOKHAVEN SCIENCE ASSOCIATES LLC, TRIAD NATIONAL SECURITY LLC, AND UT-BATTELLE LLC EACH HAVE THEIR OWN APPROACH TO MAKING SURE THE GRANTS ARE ONLY MADE TO PROPER OBJECTS OF CHARITY. SUPPLEMENTAL EXPLANATION BMI WAS CREATED PURSUANT TO THE WILL OF GORDON BATTELLE AS AN OHIO NOT-FOR-PROFIT CORPORATION, SPECIFICALLY AS AN OHIO INCORPORATED CHARITABLE TRUST. AS AN INCORPORATED CHARITABLE TRUST, BMI IS SUBJECT TO THE GENERAL SUPERVISION OF THE OHIO ATTORNEY GENERAL AND TO THE REQUIREMENTS OF OHIO NONPROFIT CORPORATION STATUTES. THE ORIGINAL PURPOSE OF BMI WAS TO CONDUCT RESEARCH IN METALLURGY OF COAL, IRON, STEEL AND ZINC AND TO MAKE DISTRIBUTIONS TO OTHER CHARITABLE ORGANIZATIONS. PURSUANT TO AN AGREEMENT WITH THE OHIO ATTORNEY GENERAL, BMI MAKES ANNUAL DISTRIBUTIONS FOR CHARITABLE PURPOSES EQUAL TO AT LEAST 20% OF ITS PRIOR YEAR FINANCIAL STATEMENT NET INCOME BEFORE ADJUSTMENTS FOR UNREALIZED GAINS AND LOSSES, BUT NOT LESS THAN ONE MILLION DOLLARS. ON AUGUST 11, 2005 THE BOARD OF DIRECTORS OF BATTELLE ADOPTED A RESOLUTION THAT ESTABLISHED A MINIMUM CHARITABLE DISTRIBUTION GOAL OF $3,000,000. IN AUGUST 2005, BMI ESTABLISHED A DONOR ADVISED FUND, THE BATTELLE FOUNDATION FUND (THE FUND), WITH THE COLUMBUS FOUNDATION, A 501(C)(3) PUBLIC CHARITY COMMUNITY FOUNDATION THAT IS LEGALLY AND FINANCIALLY SEPARATE FROM BMI. A SUBSTANTIAL PORTION OF BMI'S CHARITABLE DISTRIBUTIONS ARE MADE TO THE FUND. BMI RECOMMENDS DISTRIBUTIONS FROM THE FUND TO QUALIFYING RECIPIENTS; HOWEVER, THE COLUMBUS FOUNDATION MAKES FINAL DECISIONS ON THE ACTUAL DISTRIBUTIONS. FUNDS TRANSFERRED FROM BMI TO THE FUND HAVE NO POSSIBILITY OF REVERSION TO BMI. X X X X 1 1 X X X X X 1 1 1 0 0 0 0 1 0 LEWIS VON THAER PRESIDENT & CEO 1090711 0 4032210 0 446179 0 24039 0 17617 0 5610756 0 134284 0 MARK T PETERS EXECUTIVE VP, GLOBAL LAB OPERATIONS 583385 0 1514404 0 12204 0 24942 0 28569 0 2163504 0 0 0 MATTHEW L VAUGHAN EXECUTIVE VP, AS&T 525662 0 989638 0 585703 0 24039 0 26317 0 2151359 0 20677 0 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 468749 0 685840 0 81731 0 58149 0 17041 0 1311510 0 75579 0 STEVEN F ASHBY SR VP, LAB DIRECTOR 524790 0 316202 0 161326 0 61290 0 26033 0 1089641 0 85354 0 EDWARD GRECCO EXECUTIVE VP, CFO TO 05/23 282644 0 592042 0 125703 0 16674 0 18247 0 1035310 0 10035 0 JEFFREY SMITH SR VP LAB OPS 594430 0 309600 0 106661 0 15589 0 684 0 1026964 0 0 0 JOHN WAGNER SR VP, LAB DIRECTOR 604238 0 313096 0 2438 0 13296 0 38845 0 971913 0 0 0 AIMEE KENNEDY SR VP, CHIEF HR OFFICER 308132 0 473931 0 45835 0 24095 0 22925 0 874918 0 31019 0 GEORGE LECAKES SR VP & GENERAL MANAGER 361298 0 456968 0 12456 0 32939 0 1092 0 864753 0 8551 0 PATRICK F JARVIS SR VP, MARKETING & COMMUNICATIONS 225143 0 471884 0 98611 0 19031 0 27761 0 842430 0 62640 0 MICHAEL SCHLENDER DEPUTY LAB DIRECTOR 403029 0 177220 0 142181 0 81176 0 15099 0 818705 0 77391 0 THOMAS E MASON SENIOR VP 07/17 TO 11/17 0 0 680850 0 96533 0 0 0 21 0 777404 0 76533 0 JERRY TOTTLER SR VP LAB OPS 265253 0 185677 0 284496 0 21220 0 266 0 756912 0 197653 0 ANTHONY PEURRUNG DEPUTY LAB DIRECTOR 402323 0 150976 0 119316 0 20796 0 1387 0 694798 0 59562 0 CHRIS BOYNTON EXECUTIVE VP, CFO FROM 05/23 161253 0 76348 0 404196 0 17926 0 21846 0 681569 0 0 0 MARK D PERRIGO ASST TREAS. & CONTROLLER 235994 0 155709 0 141201 0 16546 0 23008 0 572458 0 0 0 BRIAN R SMITH VP & TREASURER 60279 0 172672 0 206929 0 22891 0 25883 0 488654 0 0 0 AMY VERTANEN ASST TREAS. & CONTROLLER 256866 0 174987 0 911 0 21372 0 10624 0 464760 0 0 0 THOMAS E SHARPE ASST TREASURER & ASST SECRETARY 266971 0 38107 0 6424 0 38959 0 18018 0 368479 0 3018 0 KIRKLAND H DONALD CHAIRMAN AND DIRECTOR 198501 0 0 0 0 0 0 0 0 0 198501 0 0 0 RONALD D TOWNSEND EXECUTIVE VP, GLB LAB OPS TO 01/21 194991 0 0 0 0 0 0 0 0 0 194991 0 0 0 SEAN C O'KEEFE DIRECTOR 168202 0 0 0 0 0 0 0 0 0 168202 0 0 0 SUZANNE M VAUTRINOT DIRECTOR 165698 0 0 0 0 0 0 0 0 0 165698 0 0 0 VICKY A BAILEY DIRECTOR 163246 0 0 0 0 0 0 0 0 0 163246 0 0 0 MICHAEL J GASSER DIRECTOR TO 11/23 161208 0 0 0 0 0 0 0 0 0 161208 0 0 0 JOHN C LECHLEITER DIRECTOR 160687 0 0 0 0 0 0 0 0 0 160687 0 0 0 STEPHEN D STEINOUR DIRECTOR 158202 0 0 0 0 0 0 0 0 0 158202 0 0 0 STEPHANIE O'SULLIVAN DIRECTOR 155791 0 0 0 0 0 0 0 0 0 155791 0 0 0 WAYNE FREDERICK DIRECTOR 153209 0 0 0 0 0 0 0 0 0 153209 0 0 0 PART I, LINE 1A DIRECTORS, OFFICERS, AND STAFF TRAVEL ON THE CORPORATE PLANES. TRAVEL EXPENSES COMPLY WITH A WRITTEN REIMBURSEMENT POLICY THAT FOLLOWS PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSES IN ACCORDANCE WITH THE POLICY. INTERNAL AUDIT TESTED THE EXPENSE REPORTS ASSOCIATED WITH DIRECTORS AND OFFICERS TRAVEL AND ENTERTAINMENT EXPENSES. FOR 2023 TWO OFFICERS HAD PERSONAL USE OF A CORPORATE AIRCRAFT AND THE VALUE OF THE OFFICER'S PERSONAL USE WAS INCLUDED IN THE COMPENSATION OF SUCH OFFICER REPORTED ON W-2. FIVE OFFICER'S HAD TRAVEL FOR COMPANIONS AND THE VALUE OF THE OFFICER'S COMPANION TRAVEL EXPENSES WERE INCLUDED IN THE COMPENSATION OF SUCH OFFICER REPORTED ON W-2. BMI PROVIDES A TAX GROSS-UP FOR RELOCATION COSTS, CERTAIN FRINGE BENEFITS AND OTHER MISCELLANEOUS ITEMS. FOR 2023 ELEVEN OFFICERS AND TWELVE DIRECTORS HAD TAX GROSS UPS. SOCIAL CLUB DUES PERTAIN TO DUES THAT ALLOW BUSINESS MEETINGS AND BUSINESS ACTIVITIES TO TAKE PLACE. FOR 2023 THERE WAS ONE CURRENT OFFICER WITH SOCIAL CLUB DUES. PART I, LINES 4A-C EFFECTIVE OCTOBER 1, 2015, BATTELLE MEMORIAL INSTITUTE IMPLEMENTED THE BATTELLE MEMORIAL INSTITUTE RETIREMENT BENEFITS RESTORATION PLAN ("RESTORATION PLAN"), A TOP HAT PLAN THAT REPLACES THE NOW TERMINATED BATTELLE MEMORIAL INSTITUTE EXECUTIVE'S SECTION 457(F) PENSION PLAN. THE RESTORATION PLAN IS A COMPONENT OF BATTELLE'S TOTAL COMPENSATION PACKAGE, AND IT PROVIDES A DEFINED CONTRIBUTION ACCRUAL SPECIFIC TO PAY EARNED IN EXCESS OF IRS PAY LIMITS. THESE CONTRIBUTIONS ARE VESTED ON A CLASS-YEAR BASIS (5-YEARS AFTER CONTRIBUTION, OR AT AGE 65 IF EARLIER), AND ARE TAXABLE TO THE PARTICIPANT IN THE YEAR OF VESTING. THE AMOUNT THAT BECOMES VESTED/TAXABLE IS REPORTED ON THE PARTICIPANT'S FORM W-2 IN THE YEAR OF VESTING. IN 2023, THIRTEEN WERE REPORTED WITH VESTED/TAXABLE COMPENSATION IN COLUMN D OF PART VII AS APPLICABLE. SEVERANCE MARK PERRIGO 130,313 NON-QUALIFIED RETIREMENT PLAN STEVEN ASHBY 85,354 RUSSELL AUSTIN 75,579 ED GRECCO 10,035 PATRICK JARVIS 62,640 AIMEE KENNEDY 31,019 GEORGE LECAKES 8,551 THOMAS MASON 76,533 ANTHONY PEURRUNG 59,562 JERRY ROTTLER 197,653 THOMAS SHARPE 3,018 MICHAEL SCHLENDER 77,391 LOU THAER 134,284 MATT VAUGHAN 20,677 EQUITY-BASED COMPENSATION ARRANGEMENT EFFECTIVE JANUARY 19, 2023, BMI ADOPTED THE BATTELLE MEMORIAL INSTITUTE EQUITY PARTICIPATION PLAN AS AN INCENTIVE COMPENSATION PROGRAM FOR EMPLOYEES WHO MAKE SIGNIFICANT CONTRIBUTIONS TO BMI SCIENTIFIC RESEARCH BY GRANTING THEM PROFIT INTERESTS IN NEW BUSINESSES THAT FURTHER DEVELOP AND COMMERCIALIZE THE OUTCOMES OF THAT SCIENTIFIC RESEARCH. IN 2023, VARIOUS BMI EMPLOYEES, INCLUDING SOME BMI EMPLOYEES THAT ARE LISTED ON PART VII OF SECTION A OF FORM 990, WERE AWARDED PROFIT UNITS IN RET INCENTIVE, LLC WHICH IS A BMI AFFILIATE THAT HOLDS BMI EQUITY INTERESTS IN A BMI SPIN OUT THAT IS FOCUSED ON THE TREATMENT AND DESTRUCTION OF PFAS. THE PROFIT UNITS OF RET INCENTIVE, LLC THAT WERE GRANTED IN 2023 GENERALLY VEST IN THREE YEARS AND RECIPIENTS OF THOSE PROFIT UNITS MADE SECTION 83(B) ELECTIONS FOR THOSE UNITS. AWARDS OF PROFIT UNITS OF RET INCENTIVE, LLC IN 2023 TO LISTED PERSONS ARE AS FOLLOWS: NAME PROFIT UNITS AWARDED PERCENTAGE INTEREST OF RET INCENTIVE, LLC RUSSELL P. AUSTIN 1,332 0.5994% EDWARD GRECCO 1,332 0.5994% PATRICK JARVIS 1,332 0.5994% AIMEE KENNEDY 1,332 0.5994% GEORGE LECAKES 318 0.1431% MARK PERIGO 318 0.1431% MARK PETERS 318 0.1431% BRIAN SMITH 318 0.1431% AMY VERTANEN 318 0.1431% LOU VON THAER 2000 0.90% PART I, LINE 7 SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS ARE TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE. SCHEDULE J SUPPLEMENTAL INFORMATION DIRECTORS ARE PAID AS INDEPENDENT CONTRACTORS IN PART VII. EMPLOYEE WELFARE BENEFITS AND FRINGE BENEFITS: IN ADDITION TO THE COMPENSATION AND RETIREMENT PLANS OTHERWISE LISTED IN PART VII, THOSE INDIVIDUALS REPORTED ON PART VII WHO ARE EMPLOYEES OF BMI ARE ELIGIBLE TO PARTICIPATE IN BMI'S EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ON THE SAME TERMS AS ANY OTHER EMPLOYEE. CONTRIBUTIONS TO EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ARE MADE IN AGGREGATE BASED UPON GROUP ACTUARIAL FACTORS AND HISTORICAL CLAIMS EXPERIENCE AND APPORTIONING SPECIFIC DOLLAR AMOUNTS TO INDIVIDUALS IS IMPRACTICAL. AS EMPLOYEES, SUCH INDIVIDUALS MAY ALSO HAVE RECEIVED WORKING CONDITION FRINGE BENEFITS AND/OR DE MINIMIS FRINGE BENEFITS EXCLUDED FROM INCOME UNDER INTERNAL REVENUE CODE SECTIONS 132(A)(3) AND 132(A)(4) RESPECTIVELY. TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT: BMI'S EXECUTIVES INCUR VARIOUS TRAVEL AND ENTERTAINMENT EXPENSES IN THE CONDUCT OF THEIR OFFICIAL DUTIES AS REPRESENTATIVES OF BMI. BMI HAS WRITTEN TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT POLICIES THAT COMPLY WITH PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSE IN ACCORDANCE WITH THAT POLICY. INTERNAL AUDIT TESTED A REPRESENTATIVE SAMPLE OF THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. BMI'S TOTAL COMPENSATION PACKAGE CONSISTS OF BASE SALARIES OR HOURLY RATES OF PAY; SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE; QUALIFIED DEFINED BENEFIT FOR ELIGIBLE EMPLOYEES AND DEFINED CONTRIBUTION EMPLOYEE BENEFIT PLANS; NONQUALIFIED PLANS AND CASH PAYMENT ARRANGEMENTS; VARIOUS EMPLOYEE WELFARE BENEFIT PLANS AND GROUP INSURANCES; PAID LEAVE TIME; TUITION REIMBURSEMENT; MISCELLANEOUS DE MINIMIS, WORKING CONDITION FRINGE BENEFITS. DEFERRED COMPENSATION FROM RETIREMENT PLANS REPORTED IN SCHEDULE J, PART II, COLUMN C REFLECTS THE IMPACT OF THE CHANGES IN THE DISCOUNT RATE AND ACTUARIAL IMPACTS OF SALARY GROWTH, AGE, AND ADDITIONAL SERVICE AND OTHER ACTUARIAL FACTORS, THEREBY INCREASING OR DECREASING THE AMOUNTS. SCHEDULE J SUPPLEMENTAL INFORMATION - LOANS TO AND/OR FROM INTERESTED PERSO IN ORDER TO ATTRACT, RETAIN AND REWARD TALENTED KEY EMPLOYEES AND PROVIDE AN ADDITIONAL BENEFIT FOR KEY HIRES IN RECOGNITION OF EXTRAORDINARY CONTRIBUTIONS, BMI ADOPTED AND MAINTAINS BATTELLE CAPITAL ACCUMULATION PROGRAM, A SPLIT-DOLLAR LIFE INSURANCE ARRANGEMENT AS DEFINED IN TREASURY REGULATION SECTION 1.61-22(B) WHICH COMPLIES WITH TREASURY REGULATION SECTION 1.7872-15 (THE "PLAN"). ELIGIBLE EMPLOYEES MAY ELECT, IN LIEU OF CURRENT COMPENSATION, FOR BMI TO PAY THE PREMIUMS TO FUND THE INSURANCE ARRANGEMENT. SUCH PAYMENTS ARE TREATED AS LOANS FOR TAX PURPOSES AND ARE SECURED BY A COLLATERAL ASSIGNMENT OF THE INSURANCE PROCEEDS IN THE AGGREGATE AMOUNT OF THE LOANS AND ACCRUED INTEREST. PARTICIPATING EMPLOYEES LISTED IN PART VII, SECTION A ARE LISTED IN SCHEDULE L, PART II. BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 833 877 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1200 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1203 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1206 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1208 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1212 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1212 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1214 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1215 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1219 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1219 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1220 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1223 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1229 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1230 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1231 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1234 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1234 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1238 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1239 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1250 1316 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1544 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1550 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1555 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1562 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1572 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1578 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1587 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1599 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1604 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1608 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1614 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1615 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1615 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1620 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1626 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1628 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1630 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1630 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1634 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1634 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1640 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1538 1640 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1641 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1751 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1753 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1757 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1757 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1760 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1763 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1765 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1766 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1769 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1667 1771 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1731 1819 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1731 1856 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2350 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2380 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2399 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2406 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2412 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2417 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2421 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2423 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2423 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2425 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2430 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2438 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2442 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2444 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2445 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2451 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2452 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2457 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2459 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2308 2461 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2292 2462 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2600 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2602 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2604 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2607 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2609 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2611 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2613 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2616 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2621 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2627 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2629 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2630 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2635 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2635 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2637 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2639 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2641 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2644 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2645 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2647 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2648 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2653 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2500 2657 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2827 2905 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 3462 3637 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 3437 3686 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 3833 4043 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4154 4415 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4632 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4649 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4666 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4685 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4717 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 4615 4733 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 5000 5265 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 5528 5815 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 5538 5887 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 6500 6825 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 6923 7051 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 8292 8722 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 8308 8831 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 8500 8964 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9682 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9692 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9462 9723 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9768 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9777 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9804 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9807 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9837 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 9167 9846 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10399 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10408 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10417 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10426 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10437 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10443 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10453 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10465 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10482 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10501 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10507 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10518 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10519 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10539 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10541 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10549 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10557 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10575 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10581 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10590 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10594 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10602 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10613 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10627 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11580 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11580 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11622 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11622 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11666 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11666 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11712 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11712 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11792 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11792 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11831 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11831 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11902 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11902 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11995 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 11995 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12031 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12062 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12062 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12083 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12115 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12124 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12152 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12187 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12192 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12199 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12226 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12295 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12303 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12307 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12341 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12344 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12382 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11538 12394 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 13750 14744 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15000 15536 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16165 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16250 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16266 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16393 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16410 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16455 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16459 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16510 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 15385 16526 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17332 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17347 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17361 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17377 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17394 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17405 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17422 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17442 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17470 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17530 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16667 17582 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 17629 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 17629 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 16731 17903 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 18186 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 18558 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 20000 20553 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 20000 21039 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 20000 21091 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 20000 21259 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 21667 22513 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 22308 23104 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 22500 23678 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 22292 23853 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 22917 24129 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 23077 24745 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 25275 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 25358 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 25430 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 24000 25591 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 25538 26245 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 26538 27917 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 32500 33769 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 32500 34242 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 33462 34656 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 33750 35517 0 1 1 AIMEE KENNEDY OFFICER SPLIT-DOLLAR LIFE INSURANCE X 33437 35780 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 40000 42183 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 41538 42688 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 41538 44153 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45000 47253 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47663 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47703 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47743 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47787 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47834 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47863 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47909 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47966 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48043 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48207 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48212 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48305 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48313 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48351 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48388 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48409 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48471 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48498 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48536 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48554 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48591 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48641 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48691 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 48705 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 60000 61660 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 60000 63004 0 1 1 CHRIS BOYNTON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 61731 63438 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 60000 63777 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 61167 64343 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 62000 65383 0 1 1 MATTHEW VAUGHAN OFFICER SPLIT-DOLLAR LIFE INSURANCE X 75385 79299 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 102000 104822 0 1 1 THOMAS MASON OFFICER SPLIT-DOLLAR LIFE INSURANCE X 100000 105360 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 110000 116183 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 126000 133932 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 150000 157853 0 1 1 PATRICK JARVIS OFFICER 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INSURANCE X 2350000 2433901 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 2350000 2514614 0 1 1 23062367 NICHOLAS K PETERS MARK PETERS-FAMILY 101551 PAYROLL 0 FORM 990, PART VI, SECTION B, LINE 11B A DETAILED ANALYSIS OF FORM 990 AND 990T AND FINAL COPIES OF EACH FORM ARE PROVIDED TO EVERY MEMBER OF THE BOARD OF DIRECTORS PRIOR TO FILING. THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS HOLDS A SPECIAL MEETING TO REVIEW AND APPROVE THE FORMS FOR FILING. THE AUDIT COMMITTEE REPORTS ITS FINDINGS AND CONCLUSIONS TO THE ENTIRE BOARD FOLLOWING THE COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR, BMI REQUIRES ALL EMPLOYEES TO TAKE AN ONLINE TRAINING COURSE THAT PROVIDES TRAINING ON BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT INCLUDES PROVISIONS THAT SET FORTH BATTELLE'S OBLIGATIONS AS A TAX EXEMPT ORGANIZATION AND THE REQUIREMENTS WITH RESPECT TO PERSONAL AND ORGANIZATIONAL CONFLICTS OF INTEREST THAT EACH EMPLOYEE IS EXPECTED TO FOLLOW. UPON COMPLETION OF THE COURSE, EACH EMPLOYEE IS REQUIRED TO ELECTRONICALLY CERTIFY THAT THEY HAVE REVIEWED BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BMI MAINTAINS AN ETHICS HOT LINE FOR ITS STAFF TO REPORT CONCERNS AND SUSPECTED VIOLATIONS OF BATTELLE'S POLICIES AND CODE OF BUSINESS ETHICS AND CONDUCT. REPORTED MATTERS AND CONCERNS ARE GIVEN DUE CONSIDERATION AND INVESTIGATED APPROPRIATELY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY: BMI HAS A COMPREHENSIVE TOTAL COMPENSATION POLICY WHICH IT APPLIES TO ALL EMPLOYEES. BMI'S POLICY IS TO COMPENSATE EACH EMPLOYEE IN A MANNER WHICH IS EQUITABLE AND CONSISTENT WITH THE MARKET VALUE OF HIS/HER POSITION, HIS/HER PERFORMANCE, AND COMPENSATION OF HIS/HER ASSOCIATES AND PEERS. THE GOAL UNDERLYING BMI'S POLICY IS TO ATTRACT, RETAIN, AND REWARD THE HIGH-QUALITY EMPLOYEES IT NEEDS TO CONTINUE AND ADVANCE ITS EXEMPT PURPOSES. IN IMPLEMENTING ITS POLICY, BMI RIGOROUSLY UTILIZES NATIONAL, REGIONAL, AND LOCAL COMPENSATION SURVEYS AND BENCHMARKING OF OTHER ORGANIZATIONS TO ESTABLISH MARKET-COMPARABILITY OF TOTAL COMPENSATION AND TAKES GREAT CARE TO STRUCTURE COMPENSATION PROGRAMS TO COMPLY WITH ALL RELEVANT LEGAL, TAX AND REGULATORY REQUIREMENTS. WHEN CONSIDERING AND APPROVING KEY EXECUTIVE COMPENSATION, THE BMI BOARD OF DIRECTOR'S NORMAL PRACTICE IS TO FOLLOW PROCEDURES WHICH ESTABLISH A REBUTTABLE PRESUMPTION OF REASONABLENESS PURSUANT TO TREASURY REGULATION SECTION 53.4958-6. FORM 990, PART VI, SECTION C, LINE 19 BMI PROVIDES FORM 1023, APPLICATION FOR TAX EXEMPTION, ON REQUEST. FORM 1023 INCLUDES THE ARTICLES OF INCORPORATION AND THE CODE OF REGULATIONS. THE CODE OF REGULATIONS IN FORM 1023 DOES NOT REFLECT THE CHANGES MADE ON NOVEMBER 12, 2008. BMI MAKES FORMS 990 AND 990T AVAILABLE TO THE PUBLIC FROM ITS WEB SITE. THE CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G SUBCONTRACT & CONSULTING: PROGRAM SERVICE EXPENSES 1,929,498,845. MANAGEMENT AND GENERAL EXPENSES 1,023,570,558. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,953,069,403. FORM 990, PART XI, LINE 9: PENSION AND POST RETIREMENT BENEFITS 269,025,751. NONCONTROLLING INTEREST -760,523. MARKET VALUE ADJUSTMENT 6,298,827. BATTELLE NATIONAL BIODEFENSE INSTITUTE LLC 8300 RESEARCH PLAZA FREDERICK MD 21702 043851808 MANAGEMENT OF NATIONAL LABORATORY DE 50565736 13780950 BATTELLE MEMORIAL INSTITUTE BATTELLE ENERGY ALLIANCE LLC 2525 N FREMONT AVE IDAHO FALLS ID 83415 680588324 MANAGEMENT OF NATIONAL LABORATORY DE 2065780418 6803567 BATTELLE MEMORIAL INSTITUTE BATTELLE SAVANNAH RIVER ALLIANCE LLC SAVANNAH RIVER SITE AIKEN SC 29808 850942867 MANAGEMENT OF NATIONAL LABORATORY DE 435955551 5219709 BATTELLE MEMORIAL INSTITUTE BATTELLE EDUCATION 505 KING AVENUE COLUMBUS OH 43201 460585021 PROMOTE STEM EDUCATION OH 501(C)(3) 12 (A) I BATTELLE MEMORIAL INSTITUTE 0 NATIONAL ECOLOGICAL OBSERVATORY NETWORK INC 1685 38TH ST SUITE 100 BOULDER CO 80301 204510571 ECOLOGICAL MONITORING VA 501(C)(3) 7 BATTELLE MEMORIAL INSTITUTE 0 RET INCENTIVE LLC 505 KING AVENUE COLUMBUS OH 43201 922455678 EQUITY PARTICIPATION PLAN DE RET HOLDCO INC UNRELATED -1265793 1062843 0 0 0.82000 AMPLIFYBIO LLC 1425 PLAIN CITY-GEORGESVILLE WEST JEFFERSON OH 43162 862301671 ADVANCED MEDICAL RESEARCH DE BATTELLE SERVICES COMPANY INC UNRELATED -22826632 63439974 0 0 0.56580 BATTELLE APPLIED SOLUTIONS LLC 505 KING AVENUE COLUMBUS OH 43201 825131944 ENVIRONMENTAL SERVICES DE BATTELLE MEMORIAL INSTITUTE C 389559 1043976 1.00000 1 BATTELLE CANADA LTD 77 KING ST WEST TORONTO ONTARIO CA M5K0A1 SCIENTIFIC RESEARCH CA BATTELLE MEMORIAL INSTITUTE C 316 17805 1.00000 1 BATTELLE SERVICES COMPANY INC 505 KING AVENUE COLUMBUS OH 43201 311792334 HOLDING COMPANY OH BATTELLE MEMORIAL INSTITUTE C 354417 116529302 1.00000 1 BATTELLE UK LIMITED 29 SPRINGFIELD LYONS APPROACH CHELMSFORD ESSEX UK CM2 5LB SCIENTIFIC RESEARCH UK BATTELLE MEMORIAL INSTITUTE C 13260597 12942961 1.00000 1 B-C JV LLC 1204 TECHNOLOGY DRIVE ABERDEEN MD 21004 471470805 SCIENTIFIC RESEARCH (DORMANT) MD BATTELLE MEMORIAL INSTITUTE C 0.70000 1 GEOSAFE CORPORATION 505 KING AVENUE COLUMBUS OH 43201 911404268 LICENSING COMPANY WA BATTELLE MEMORIAL INSTITUTE C 419089 1.00000 1 RESEARCH INSURANCE COMPANY LTD 73 FRONT STREET 3RD FLOOR HAMILTON BD INSURING BATTELLE RISKS BD BATTELLE MEMORIAL INSTITUTE C 1918619 127485169 1.00000 1 RET HOLDCO INC 505 KING AVENUE COLUMBUS OH 43201 921089166 HOLDING COMPANY DE BATTELLE MEMORIAL INSTITUTE C 278660 302742 1.00000 1 SCIENTIFIC ADVANCES INC 505 KING AVENUE COLUMBUS OH 43201 316024333 VENTURE CAPITAL MANAGEMENT OH BATTELLE MEMORIAL INSTITUTE C 207 107006 1.00000 1 SEEBYTE HOLDINGS LTD 16 CHARLOTTE SQUARE EDINBURGH UK 981140866 HOLDING COMPANY UK BATTELLE MEMORIAL INSTITUTE C 14012461 25140809 1.00000 1 SEEBYTE INC 2240 SHELTER ISLAND DRIVE SUITE 210 SAN DIEGO CA 92106 980563142 SOFTWARE DEVELOPMENT DE BATTELLE MEMORIAL INSTITUTE C 1731654 5393004 1.00000 1 VITEX SYSTEMS INC 505 KING AVENUE COLUMBUS OH 43201 770526364 LICENSING COMPANY DE BATTELLE MEMORIAL INSTITUTE C 17733 556608 1.00000 1 1 1 0 1 0 0 0 0 0 0 0 1 1 1 1 0 1 0 0 BATTELLE APPLIED SOLUTIONS - SPECIFIED PAYMENT A 14 FMV BATTELLE SERVICES COMPANY - SPECIFIED PAYMENT A 61278 FMV AMPLIFYBIO LLC - SPECIFIED PAYMENT A 768443 FMV GEOSAFE CORPORATION - SPECIFIED PAYMENT A 275696 FMV BATTELLE CANADA B 56520 FMV BATTELLE SERVICES COMPANY B 30000000 FMV AMPLIFYBIO LLC L 826291 FMV BATTELLE UK LIMITED L 309884 FMV SEEBYTE LIMITED L 90010 FMV AMPLIFYBIO LLC M 3500966 FMV SEEBYTE INC M 679959 FMV AMPLIFYBIO LLC Q 2850470 FMV BROOKHAVEN SCIENCE ASSOCIATESLLC PO BOX 5000 UPTON NY 11973 113403915 MANAGEMENT OF NATIONAL LABORATORY DE RELATED 1 2284755 3437135 0 0 0 0.50000 UT-BATTELLE LLC 1 BETHEL VALLEY ROAD BLDG 4500N MS OAK RIDGE TN 37831 621788235 MANAGEMENT OF NATIONAL LABORATORY TN RELATED 1 5793077 7570477 0 0 0 0.50000 TRIAD NATIONAL SECURITY LLC BIKINI ATOLL RD SM 30 LOS ALAMOS NM 87545 823291283 MANAGEMENT OF NATIONAL LABORATORY DE RELATED 1 13850457 13367406 0 0 0 0.42630 SCHEDULE R,PART V BMI RELATED ENTITIES PROVIDED CONTRACT SCIENTIFIC RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES IN THE ORDINARY COURSE OF BUSINESS UNDER ARMS-LENGTH TERMS, CONDITIONS, AND PRICING. THE SCIENTIFIC RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES PROVIDED TO BMI AND BMI'S UNITED KINGDOM AFFILIATES WERE PROVIDED UNDER ARMS-LENGTH TERMS AND AT PRICING WHICH COMPLIED WITH THE INTER-COMPANY TRANSFER PRICING RULES OF UNITED KINGDOM, AND THE UNITED STATES. BMI ENGAGED IN TRANSACTIONS WITH RELATED ENTITIES SUCH AS: THE FURNISHING OF GOODS, SERVICES OR FACILITIES. ALL TRANSACTIONS WITH TAXABLE RELATED ENTITIES, OTHER THAN THE PROVISION OF ADMINISTRATIVE SERVICES, WERE CONDUCTED AT FAIR MARKET VALUE RATES AND ARE IN ACCORDANCE WITH INTERNAL REVENUE CODE SECTION 482 AND OTHER APPLICABLE INTER-COMPANY TRANSFER PRICING RULES. THESE TRANSACTIONS HAVE BEEN APPROVED AND DOCUMENTED AND CONDUCTED IN THE ORDINARY COURSE OF BUSINESS. ADMINISTRATIVE SERVICES ARE PROVIDED TO RELATED PARTIES ON A FULLY BURDENED COST BASIS. SCHEDULE R, PART VI BMI IS REQUIRED TO CONSOLIDATE BROOKHAVEN SCIENCE ASSOCIATES, LLC, TRIAD NATIONAL SECURITY, LLC, AND UT-BATTELLE, LLC FOR FINANCIAL ACCOUNTING PURPOSES AND ACCORDINGLY, THEIR FINANCIAL ATTRIBUTES ARE REFLECTED IN THE REVENUES AND EXPENSES AND OTHER FINANCIAL INFORMATION IN THIS FORM AND RELATED SCHEDULES. SCHEDULE R, PART V, LINE 1M AND 1N BMI SHARES EMPLOYEES, FACILITIES, AND EQUIPMENT WITH BATTELLE EDUCATION.