2021-03-02T12:46:57-06:00 2020-06-30 420714325 RSM US LLP 30 S Wacker Drive Ste 3300 Chicago IL 60606 990 2019-07-01 362670036 Gateway Foundation Inc GATE 3126631130 55 E Jackson Blvd No 1500 Chicago IL 60604 Tomas Del Rio CFO 3126631130 2021-02-09 1 Rebekuh Eley P01247672 3126343400 2021-02-09 2019 2022-09-23 18:48:47Z Dr Thomas P Britton 55 E Jackson Blvd No 1500 Chicago IL 60604 90636081 0 X www.recovergateway.org X 1964 IL Gateway Foundation, Inc. is a national, non-profit organization committed to reducing substance abuse and co-occurring mental health problems through effective and efficient treatment programs. 15 15 1945 15 110547 97944 206596 174031 84517497 90325625 -7704 -1521 217047 136425 84933436 90634560 0 0 0 0 61278643 64355981 0 0 0 28340081 29393392 89618724 93749373 -4685288 -3114813 34850065 47321862 35073900 48753286 -223835 -1431424 X Gateway Foundation, Inc. is a national, non-profit organization committed to reducing substance abuse and co-occurring mental health problems through effective and efficient treatment programs. 0 0 73061844 90325625 See Schedule OEstablished in 1968, Gateway Foundation, Inc. is a 501(c)(3) not-for-profit corporation incorporated in the State of Illinois. Celebrating its 52nd year in 2020, Gateway has become one of the largest and most trusted providers of substance use and co-occurring treatment services in the United States. Our mission is the provision of substance use and co-occurring disorders treatment that are therapeutically effective and cost efficient. Gateway's vision is to be the nation's leading treatment provider, helping to create access through affordable, high quality intervention for individuals suffering from substance use and mental health disorders. Gateway employs a clinical model that is constantly evolving to incorporate best practice, science driven intervention including the use of psychiatry and addiction medicine.Gateway treatment sites span eight states, including Illinois, Texas, Delaware, Missouri, New Jersey, Michigan, Florida and Wyoming. In total, Gateway maintains over 50 sites, all dedicated to providing a range of substance use disorder treatment. Programs are provided in both community and correctional settings, and serve a diverse clientele. Gateway has a 50 year legacy of providing evidenced-based, trauma-informed, licensed, accredited services in these programs. We provide expertise in best practices, possess financial stability, and have extensive administrative support services.Gateway Foundation has achieved the Blue Cross Blue Shield award of distinction. This distinction differentiates providers locally and nationally and acknowledges our commitment to improving quality and affordability. The quality criteria is based on delivery of timely, coordinated, multidisciplinary, evidence-based care with a focus on quality improvement and patient-centered care.Gateway's Corrections Division provides in-custody substance use disorder treatment services in correctional institutions in Delaware, Florida, Michigan, Missouri, New Jersey, Texas and Wyoming. 73061844 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 171 0 1 1945 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X Courtney White 3126631130 55 E Jackson Blvd No 1500 Chicago IL 60604 Dr Thomas P Britton PhD President & CEO 33.00 5.00 X 585652 0 44516 Roueen Rafeyan CMO 34.00 4.00 X 326537 0 28983 Tomas Del Rio CFO 34.00 4.00 X 297295 0 24801 Gregory Dockins Correction Division President 34.00 4.00 X 276912 0 32518 Patricia Aitken CHRO 34.00 4.00 X 255244 0 22173 Keith Sarpolis Medical Director 38.00 0.00 X 243572 0 32112 Marc Turner Community Division President 34.00 4.00 X 256403 0 18070 Daniel Molitor CIO 34.00 4.00 X 225317 0 43358 Adam Park Managed Care Executive 38.00 0.00 X 222384 0 35094 Teresa Garate Ph D Sr. VP Strategic Partnership 34.00 4.00 X 214412 0 38355 Karen Fitzhugh Sr. Director of Operation 38.00 0.00 X 185310 0 30028 Sarah Thoren Executive Director 38.00 0.00 X 182259 0 31003 Kerry Henry Executive Director 38.00 0.00 X 168298 0 5074 Warren Harrington Chairman 1.00 1.00 X X 0 0 0 Andy Smith Vice-Chairman 1.00 1.00 X X 0 0 0 France Pitera Secretary 1.00 1.00 X X 0 0 0 Amalesh Sanku Treasurer 1.00 1.00 X X 0 0 0 David Johnson Director 1.00 1.00 X 0 0 0 Glenn Baer Huebner Director 1.00 1.00 X 0 0 0 Michael Anthony Director 1.00 1.00 X 0 0 0 Mary Cesare-Murphy PhD Director 1.00 1.00 X 0 0 0 Lawrence E Singer Director 1.00 1.00 X 0 0 0 Arla Lach Director 1.00 1.00 X 0 0 0 Ivy Walker Director 1.00 1.00 X 0 0 0 Elizabeth Ogilvie Simer Director 1.00 1.00 X 0 0 0 Richard L Eichholz PhD Director 1.00 1.00 X 0 0 0 Sidney Bradley Director 1.00 1.00 X 0 0 0 Patrick Krill Director (Until 09/19) 1.00 1.00 X 0 0 0 John Drevs Director (Since 10/19) 1.00 1.00 X 0 0 0 3439595 0 386085 49 0 1 0 Perkins COIE LLP 1201 Third Avenue Suite 4900 Seattle WA 98101 Legal Services 649919 NetSmart Technologies 4950 College Blvd Overland Park KS 66211 IT Services 648972 RSM US LLP 5155 Paysphere Circle Chicago IL 606740051 Audit & Tax Services 279429 Lasalle Network 200 North LaSalle Street Suite 250 Chicago IL 60601 Temporary Services 242635 Third Horizon Strategies 444 N Michigan Ave Suite 3280 Chicago IL 60611 Consulting Services 230000 15 152720 21311 6839 174031 Substance Abuse & Mental Health 624100 90325625 90215078 110547 90325625 1521 -1521 -1521 -1521 Other Revenue 900099 109733 109733 Interest on Acct Receivable 900099 26692 26692 136425 90634560 90215078 110547 134904 2427774 2427774 48201985 41371715 6830270 577804 415867 161937 9011990 7670195 1341795 4136428 3316402 820026 1440575 1440575 622543 622543 246785 246785 149899 149899 1985181 1711774 273407 2156254 2702 2153552 6261478 5870358 391120 2128000 582917 1545083 9788546 8905096 883450 1002767 720192 282575 170683 40614 130069 1018603 679534 339069 402990 308059 94931 Bad Debts 602014 602014 Staff Dev/Recognition 480756 142747 338009 Operating Fees 254727 161072 93655 UBIT Paid 7398 7398 674193 553188 121005 93749373 73061844 20687529 0 9535000 17368918 69316 137024 14582692 13685230 3014206 2656550 24136694 15458767 3146872 8677927 4501979 4796213 34850065 47321862 9595175 9685337 0 109870 0 5000000 25478725 33958079 35073900 48753286 X -254335 -1456424 30500 25000 -223835 -1431424 34850065 47321862 X -3114813 1907224 X 0 1 X 1 1 1 X 12623 13794 242713 206596 174031 649757 75304287 73620840 77994098 84517497 90215078 401651800 75316910 73634634 78236811 84724093 90389109 402301557 0 0 0 402301557 69312 35100 27000 33277 164689 69312 35100 27000 33277 164689 99140 99140 372175 880795 282880 184047 136425 1856322 75758397 74550529 78546691 84941417 90624674 404421708 0.99480 0.99420 0.00040 0.00050 X Schedule A, Part III, Line 12, Explanation of Other Income: Other Income - 2015 Amount: $ 301,952. 2016 Amount: $ 57,288. 2017 Amount: $ 106,318. 2018 Amount: $ 139,561. 2019 Amount: $ 109,733. Insurance Proceeds - 2015 Amount: $ 70,223. 2017 Amount: $ 20,613. Vendor Refunds - 2016 Amount: $ 374,080. Work Comp Reimbursement - 2016 Amount: $ 449,427. Interest on Acct Receivable - 2017 Amount: $ 155,949. 2018 Amount: $ 44,486. 2019 Amount: $ 26,692. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 149899 149899 93599474 93749373 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 101251 88067 132440 149899 471657 250000 250000 250000 250000 1000000 1500000 1001210 80975 273731 152720 1203196 981340 74292 113153 167575 1001210 823216 99869 228225 169970 981340 700790 100315 179563 157542 823216 740527 88100 -5308 122528 700790 0.00000 0.00000 1.00000 0 1 1 463117 84017 379100 1759008 1264884 494124 9668685 8435181 1233504 12245884 5674685 6571199 8677927 Investment in Beacon House 4145661 Other Assets 40000 Due from Related Organizations 610552 4796213 Due to Related Organizations 23717637 Due to Third Party Contractors 553413 Overpayment on Services 1172705 Self-Insured Employee Health Claims 2367469 Other Liabilities 12645 Operating Lease Liabilities 6134210 33958079 X Part V, Line 4: Endowment funds are used to provide underwriting to clients for treatment and educational scholarships. Part X, Line 2: The Organization is exempt from income taxes under Section 501(c)3 of the Internal Revenue Code and applicable state law, except for taxes pertaining to unrelated business income, if any. The accounting standard on uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Organization may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Organization, the continued tax-exempt status of bonds issued by the Organization, and various positions related to the potential sources of unrelated business taxable income (UBIT). The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. There were no unrecognized tax benefits identified or recorded as liabilities during the periods covered by these financial statements. The Organization files Forms 990 in the U.S. federal jurisdiction and Form AG 990-IL in the State of Illinois. Forms 990 file by the Organization are subject to examination by the Internal Revenue Service (IRS) up to three years from extended due to date of each return. The Organization is generally no longer subject to examination by the IRS for fiscal years ended before 2016. X X X X 0 0 0 0 0 0 0 0 0 Dr Thomas P Britton PhD President & CEO 502028 0 83042 0 582 0 8444 0 36072 0 630168 0 0 0 Roueen Rafeyan CMO 300063 0 26474 0 0 0 8448 0 20535 0 355520 0 0 0 Tomas Del Rio CFO 259795 0 34941 0 2559 0 8043 0 16758 0 322096 0 0 0 Gregory Dockins Correction Division President 235955 0 40065 0 892 0 7355 0 25163 0 309430 0 0 0 Patricia Aitken CHRO 221934 0 31643 0 1667 0 6863 0 15310 0 277417 0 0 0 Keith Sarpolis Medical Director 241013 0 0 0 2559 0 7479 0 24633 0 275684 0 0 0 Marc Turner Community Division President 238844 0 15000 0 2559 0 7225 0 10845 0 274473 0 0 0 Daniel Molitor CIO 199999 0 24426 0 892 0 6397 0 36961 0 268675 0 0 0 Adam Park Managed Care Executive 206020 0 15897 0 467 0 2378 0 32716 0 257478 0 0 0 Teresa Garate Ph D Sr. VP Strategic Partnership 187666 0 25899 0 847 0 3974 0 34381 0 252767 0 0 0 Karen Fitzhugh Sr. Director of Operation 169830 0 14051 0 1429 0 5345 0 24683 0 215338 0 0 0 Sarah Thoren Executive Director 180758 0 0 0 1501 0 5680 0 25323 0 213262 0 0 0 Kerry Henry Executive Director 155676 0 11985 0 637 0 4650 0 424 0 173372 0 0 0 Part I, Line 3 The Gateway Foundation, Inc. Board of Directors, through the Compensation Committee, develops the compensation plan for the executive staff and establishes appropriate salary ranges and other features of the compensation plan. The Chief Executive Officer's compensation is determined by the Compensation Committee. Salaries for the other members of the executive staff are developed by the CEO, within approved parameters, and are approved by the Compensation Committee. All Compensation Committee members are free of conflict, and are required to disclose any potential conflicts at each meeting prior to taking action on any item. Committee meeting minutes include the Committee members conflict of interest responses; should a Committee member disclose a potential conflict, the Committee member is recused, if deemed appropriate by the remainder of the Committee members, and abstains from voting. Form 990, Part VI, Section B, line 11b Form 990 is reviewed by the Management team and Audit Committee before being presented to the Board of Directors prior to filing with the IRS. Form 990, Part VI, Section B, line 12c Our directors are selected for many reasons, among which are their integrity and honesty. Each year our directors provide a "Conflict of Interest" statement certifying that he/she is not engaged in any activities that would constitute a conflict of interest. For our part, the Corporate Compliance officer monitors the companies with which each of our directors is employed and/or owns to determine if those companies have procured or are seeking to procure business with Gateway or with the business of any other director. Per our conflict of interest policy, if it is determined that a conflict exists, the Supply Management Director or designee will investigate alternatives to the proposed vendor. Form 990, Part VI, Section B, line 15 The Board of Directors has a compensation committee made up of independent board members that determine and approve the executive compensation. All compensation committee meetings have a record of actions and decisions that were made. Gateway Foundation, Inc. has used compensation surveys and independent consultants in 2008, 2012, 2013, and 2019. Form 990, Part VI, Section C, line 19 Form 990, governing documents, the conflict of interest policy, and financial statements are available upon request for the same period of disclosure as set forth in the IRC Section 6104(d). Form 990, Part XI, line 9: Administrative Overhead Allocation to Gateway Foundation-Texas 1,907,224. Gateway Youth Care Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 363820903 Treatment of mental/substance abuse IL 501(c)(3) Line 10 Gateway Foundation Inc 1 Gateway Foundation - Texas 800 Town and Country Blvd Houston TX 77024 760431133 Substance abuse TX 501(c)(3) Line 10 Gateway Foundation Inc 1 GW Foundation Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 237128924 Holds titles of property & investments IL 501(c)(3) Line 12a, I Gateway Foundation Inc 1 Gateway Charitable Foundation Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 364063660 Collects donations IL 501(c)(3) Line 12a, I Gateway Foundation Inc 1 Beacon House PO Box 301 Pacific Grove CA 93950 941572781 Treatment of mental/substance abuse CA 501(c)(3) Line 10 Gateway Foundation Inc 1 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 Gateway Foundation - Texas P 17394154 Cash GW Foundation Inc K 5586684 FMV GW Foundation Inc Q 1698059 Cash Gateway Charitable Foundation Inc Q 108311 Cash Gateway Charitable Foundation Inc S 80976 Cash Gateway Charitable Foundation Inc C 152720 Cash