2021-05-11T10:00:43-05:00 2020-06-30 350921680 CROWE LLP 155 West Nationwide Blvd Suite 500 Columbus OH 432152570 990 2019-07-01 310536715 University of Dayton UNIV 9372292890 300 College Park Dayton OH 454691640 Andrew T Horner EXEC VP BUSINESS/ADMIN SERVICES 2021-05-11 true RACHEL SPURLOCK P00520729 6144690001 2019 2022-09-23 18:48:47Z ERIC F SPINA PHD 300 College Park Dayton OH 454691640 1082844892 false 0928 X WWW.UDAYTON.EDU X 1850 OH THE UNIVERSITY OF DAYTON IS A TOP-TIER CATHOLIC RESEARCH UNIVERSITY WITH ACADEMIC OFFERINGS FROM THE UNDERGRADUATE TO THE DOCTORAL LEVELS. WE ARE A DIVERSE COMMUNITY COMMITTED, IN THE MARIANIST TRADITION, TO EDUCATING THE WHOLE PERSON AND TO LINKING LEARNING AND SCHOLARSHIP WITH LEADERSHIP AND SERVICE. 34 33 8884 275 2567393 0 48262104 47493186 684960836 674860776 38709136 25038936 2970581 537332 774902657 747930230 205174779 215511209 0 295656437 299964571 270860 339209 8814679 242864208 202494201 743966284 718309190 30936373 29621040 1763815306 1782604426 540173836 548269354 1223641470 1234335072 THE UNIVERSITY OF DAYTON IS A TOP-TIER INDEPENDENT, CATHOLIC RESEARCH EDUCATIONAL INSTITUTION FOUNDED IN 1850. THE PRIMARY EXEMPT PURPOSE IS PROVIDING POST SECONDARY EDUCATION THROUGH UNDERGRADUATE, GRADUATE, DOCTORAL AND CONTINUING EDUCATION PROGRAMS. false false 474870535 215511209 673204618 THE UNIVERSITY SERVES OVER 11,000 FULL AND PART TIME STUDENTS THROUGH ITS DEGREED ACADEMIC PROGRAMS. WE ALSO CONDUCT CONTINUING EDUCATION, SPEAKER SERIES AND CULTURAL EVENTS FOR OUR STUDENTS, ALUMNI, OTHER LIFE-LONG LEARNERS AND THE PUBLIC. AN INTEGRAL PART OF OUR CATHOLIC AND MARIANIST IDENTITY IS SERVICE TO THE COMMUNITY. WE ENCOURAGE OUR STUDENTS, AS PART OF THEIR EDUCATIONAL EXPERIENCE, TO BECOME INVOLVED IN SERVICE LEARNING PROJECTS ON A LOCAL, STATE, NATIONAL AND INTERNATIONAL LEVEL. AS THE MAJORITY OF OUR UNDERGRADUATES RESIDE ON CAMPUS, WE PROVIDE LIVING, LEARNING AND WORKING EXPERIENCES BY OPERATING OUR DORMITORIES, FOOD SERVICES AND BOOKSTORE INTERNALLY FOR THE BENEFIT OF THE STUDENTS. INSTRUCTION STATISTICS FOR THIS FISCAL YEAR: 8,483 - UNDERGRADUATE STUDENTS; 2,991 - GRADUATE, LAW, DOCTORAL STUDENTS. DEGREES AWARDED THIS FISCAL YEAR: 1,920 - BACHELOR; 835 - MASTER; 79 - DOCTORATE; 68 - LAW. 163211411 THE UNIVERSITY, AS PART OF ITS EDUCATIONAL MISSION, IS ALSO INVOLVED IN BASIC AND APPLIED RESEARCH. THIS ACTIVITY PROVIDES HANDS-ON LEARNING OPPORTUNITIES AND ON CAMPUS EMPLOYMENT FOR OUR STUDENTS; SUPPORT FOR OUR FACULTY BY PROVIDING EQUIPMENT AND LABORATORIES FOR THEIR USE; AND A POSITIVE ECONOMIC IMPACT TO THE REGIONAL COMMUNITY THROUGH INCREASED EMPLOYMENT OPPORTUNITIES AND TRAINING. RESEARCH AREAS: US GOVERNMENT CONTRACTS - 95.18%, STATE AND LOCAL GOVERNMENT - .86%, BUSINESS AND INDUSTRY - 3.16%, PRIVATE FOUNDATIONS / UNIVERSITIES / NON-U.S. SPONSORS - 0.8%. 638081946 true true false true false false false false true true true false false true true false true true true true false true true false false false true true true true false false false false false true true false true false true true false false true true true true true false true X 16150 0 true 8884 true true true true CH false false true true true true false false false false true true X 34 33 false false false false true true true true true false false true true true true true true true true true true CA KY MA MI NY SC WA X ANDREW T HORNER 9372292890 300 COLLEGE PARK DAYTON OH 45469 ERIC F SPINA PHD PRESIDENT OF THE UNIVERSITY/SECRETARY OF THE BOARD 40.0 1.0 X X 983614 0 60634 REV JAMES F FITZ SM VP FOR MISSION AND RECTOR 40.0 0 X X 0 0 0 BRO BERNARD J PLOEGER SM DIRECTOR 5.0 0 X 0 0 0 BRO DENNIS R BAUTISTA SM DIRECTOR 5.0 0 X 0 0 0 BRO EDWARD VIOLETT SM DIRECTOR 5.0 0 X 0 0 0 BRO FRANCISCO T GONZALEZ SM DIRECTOR 5.0 0.0 X 0 0 0 BRO THOMAS F GIARDINO SM DIRECTOR 5.0 0 X 0 0 0 BRO TIMOTHY DRISCOLL SM DIRECTOR 5.0 0 X 0 0 0 BRO WILLIAM J CAMPBELL SM DIRECTOR 5.0 0.0 X 0 0 0 CATHERINE BABINGTON DIRECTOR 5.0 0.0 X 0 0 0 D DARLENE MARLOWE DIRECTOR 5.0 0 X 0 0 0 DEBORAH TOBIAS DIRECTOR 5.0 0 X 0 0 0 DEBRA PLOUSHA MOORE DIRECTOR 5.0 0 X 0 0 0 DENISE E PALMER DIRECTOR 5.0 0 X 0 0 0 FR OSCAR VASQUEZ SM VICE CHAIRPERSON OF THE BOARD 5.0 0 X 0 0 0 GEORGE P HANLEY DIRECTOR 5.0 0 X 0 0 0 JENELL R ROSS DIRECTOR 5.0 0.0 X 0 0 0 JOHN FOY DIRECTOR 5.0 0 X 0 0 0 JOHN R BERAN DIRECTOR 5.0 0 X 0 0 0 JOSEPH L WEIDENBACH DIRECTOR 5.0 0 X 0 0 0 JOSEPH R HINRICHS DIRECTOR 5.0 0 X 0 0 0 JOSEPH SPADAFORD DIRECTOR 5.0 0 X 0 0 0 LAWRENCE W WOERNER DIRECTOR 5.0 0 X 0 0 0 MARGARET A CAVANAUGH PHD DIRECTOR 5.0 0.0 X 0 0 0 MARY H BOOSALIS CHAIRPERSON OF THE BOARD 5.0 0 X 0 0 0 MARY JO SCALZO PHD DIRECTOR 5.0 0 X 0 0 0 MICHAEL A RUFFOLO DIRECTOR 5.0 0 X 0 0 0 MICHELLE MATHILE DIRECTOR 5.0 0 X 0 0 0 NANCEE BERGER DIRECTOR 5.0 0 X 0 0 0 RAYFORD BLAKENEY DIRECTOR 5.0 0 X 0 0 0 RICHARD J OMLOR DIRECTOR 5.0 0 X 0 0 0 THOMAS A HOLTON ESQ DIRECTOR 5.0 0 X 0 0 0 THOMAS L CRONIN JR DIRECTOR 5.0 0 X 0 0 0 WILLIAM KLESSE DIRECTOR 5.0 0 X 0 0 0 ANDREW T HORNER EXE VP BUSINESS AND ADMINISTRATIVE SERVICES 40.0 1.0 X 390223 0 67803 JASON K REINOEHL PHD VP STRATEGIC ENROLLMENT MGT 40.0 0 X 250919 0 60574 JENNIFER L HOWE VP UNIVERSITY ADVANCEMENT 40.0 0.0 X 356493 0 31605 JOHN E LELAND PHD VP FOR RESEARCH 40.0 0 X 309411 0 23652 LAWRENCE AQ BURNLEY PHD VP DIVERSITY AND INCLUSION 40.0 0.0 X 168244 0 32864 MARY ANN P RECKER JD VICE PRESIDENT AND GENERAL COUNSEL 40.0 1.0 X 310028 0 29826 MOLLY C WILSON VP MARKETING AND COMMUNICATIONS 40.0 0.0 X 238669 0 39646 NEIL G SULLIVAN VP AND DIRECTOR OF ATHLETICS 40.0 0.0 X 341298 0 44510 PAUL H BENSON PHD PROVOST & EXE VP OF ACADEMIC AFFAIRS 40.0 0 X 423219 0 82799 RICHARD S KRYSIAK VP FACILITIES MANAGEMENT AND PLANNING 40.0 0 X 267006 0 31160 TROY W WASHINGTON VP HUMAN RESOURCES 40.0 0 X 228984 0 28116 WILLIAM M FISCHER JD VP STUDENT DEVELOPMENT 40.0 0 X 261474 0 98669 ANDREW L STRAUSS JD DEAN SCHOOL OF LAW 40.0 0.0 X 306211 0 23737 CAROLYN PHELPS PHD ASSOCIATE PROVOST FACULTY AND ADMINISTRATIVE AFFAIRS 40.0 0 X 158169 0 33380 CORINNE G DAPRANO PHD INTERIM DEAN SCHOOL OF EDUCATION 40.0 0 X 125577 0 28139 EDDY M ROJAS PHD DEAN SCHOOL OF ENGINEERING 40.0 0 X 304932 0 17907 JASON L PIERCE PHD DEAN COLLEGE OF ARTS AND SCIENCES 40.0 0 X 239332 0 43114 JOHN D MITTELSTAEDT PHD DEAN SCHOOL OF BUSINESS ADMINISTRATION 40.0 0 X 309369 0 43915 KATHLEEN M WEBB DEAN UNIVERSITY LIBRARIES 40.0 0.0 X 183696 0 17270 PAUL M VANDERBURGH PHD DEAN GRADUATE STUDIES 40.0 0 X 180558 0 33132 THOMAS D SKILL PHD ASSOCIATE PROVOST AND CIO 40.0 0 X 213620 0 70252 ANTHONY D GRANT HEAD COACH MEN'S BASKETBALL 40.0 0 X 1765395 0 31460 ANTHONY L SOLOMON ASSISTANT MEN'S BASKETBALL COACH 40.0 0 X 298786 0 31848 MIKHAIL A VORONTSOV PHD FACULTY 40.0 0 X 246230 0 45332 RONG-CHIN CHEN FACULTY 40.0 0 X 241824 0 38008 SHAUNA L GREEN HEAD COACH WOMEN'S BASKETBALL 40.0 0 X 489064 0 40414 BETH H KEYES CURRENT STAFF/FORMER OFFICER 40.0 0 X 230300 0 36378 CHRISTOPHER J MORRISON CURRENT STAFF/FORMER OFFICER 40.0 0 X 270179 0 43321 DANIEL J CURRAN PHD CURRENT FACULTY/FORMER OFFICER 40.0 0 X 111620 0 16877 E JAMES DUNNE PHD CURRENT FACULTY/FORMER KEY EMPLOYEE 40.0 0 X 155871 0 41546 KEVIN R KELLY PHD CURRENT FACULTY/FORMER KEY EMPLOYEE 40.0 0 X 234056 0 34726 10594371 0 1302614 571 true true false PAVCON LLC 1032 Schultz Road Latrobe PA 15650 GENERAL CONTRACTOR 7289636 ONE SIXTY OVER NINETY LLC 510 WALNUT STREET 19TH FLOOR PHILADELPHIA PA 19106 CONSULTING SERVICES 2755251 GREATER DAYTON CONSTRUCTION LTD 4197 RESEARCH BLVD DAYTON OH 45430 GENERAL CONTRACTOR 1672089 BUCKEYE CHARTERS 8240 EXPANSION WAY DAYTON OH 45424 CHARTER AND SHUTTLE BUS SERVICES 813520 ELLUCIAN COMPANY LP 62578 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 ERP SYSTEM PROVIDER 720718 38 22074 4361362 43109750 6198657 47493186 TUITION & FEES 611310 412712504 412712504 GOVERNMENT CONTRACTS 541700 174528100 174528100 AUXILIARY ACTIVITY 611310 83323771 82253444 1070327 BOOKSTORE, NET 451211 3570049 2984218 585831 OTHER PROGRAM SERVICE REVENUE 900099 726352 726352 0 0 0 0 674860776 22184399 1582807 20601592 13288 13288 550325 550325 658579 658579 0 658579 658579 334755911 3000000 328338354 6576308 6417557 -3576308 2841249 2841249 HOTEL OPERATIONS, NET 721110 -671572 -671572 0 0 0 0 -671572 747930230 673204618 2567393 24665033 203365 203365 213079835 213079835 2228009 2228009 0 0 7114714 0 7114714 0 504874 0 504874 0 214472781 186041128 23537073 4894580 10998712 9234737 1521017 242958 50654858 40089599 9114840 1450419 16218632 13188420 2683236 346976 0 0 0 0 695045 0 695045 0 222640 0 222640 0 166540 0 166540 0 339209 339209 2445770 0 2445770 0 53806529 49248469 4453617 104443 1558161 320602 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14098683 26378317 24228130 23406591 101092218 779114 0 0 0 0 779114 0 0 0 0 0 0 325827819 3186095650 0.6751 0.6911 X Schedule A, Part II EXPLANATION OF FILING To qualify for limited donor disclosure under the special rule on Schedule B, the public support test has been completed to demonstrate the University meets the quantitative support test under Section 509(a)(1) of the Internal Revenue Code, which requires an organization to receive a substantial part of its support from a governmental unit or from the general public. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false true 3676 false false true 157177 false true 5687 166540 false Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY, THROUGH ITS GOVERNMENT RELATIONS OFFICE, PERIODICALLY ADDRESSES CORRESPONDENCE AND TELEPHONE CALLS TO ITS LOCAL, STATE AND FEDERAL ELECTED OFFICIALS. ISSUES IMPORTANT TO THE UNIVERSITY, ITS MISSION AND IDENTITY AND ITS STUDENTS ARE ADDRESSED, INCLUDING: STUDENT FINANCIAL AID PROGRAMS - FEDERAL AND STATE; LANDLORD/TENANT LAWS - STATE AND LOCAL; PUBLICLY FUNDED RESEARCH - FEDERAL AND STATE; ECONOMIC DEVELOPMENT - STATE AND LOCAL. IN ADDITION, A PORTION OF MEMBERSHIP DUES PAID TO NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES AND DAYTON DEVELOPMENT COALITION ARE USED FOR LOBBYING. 603106570 9332668 15521410 11090254 8232746 608637648 567311811 20793640 35295378 9233888 11060371 603106570 524186112 27416349 35713874 9182077 10822447 567311811 473122308 9431979 61065306 8900534 10532947 524186112 500406035 3431505 -14249489 7623639 8842104 473122308 0.57 0.43 0.0 false false 8414613 58045058 66459671 813152619 260316898 552835721 248753438 166630843 82122595 52015157 35443286 16571871 717989858 ALTERNATIVE ASSETS: COMMODITIES AND REAL ASSETS 3355000 F ALTERNATIVE ASSETS: HEDGE FUNDS 162894000 F ALTERNATIVE ASSETS: PRIVATE EQUITY FUNDS 99479082 F ALTERNATIVE ASSETS: REAL ESTATE FUNDS 51943174 F 317671256 POST RETIREMENT BENEFITS 52271959 ADVANCES FROM GOVERNMENT FOR FEDERAL LOANS 5945007 ANNUITY FUNDS 10621962 DEBT RETIREMENT 14963870 OTHER DEP/PAYROLL WITHHOLDING 19905456 103708254 X 529486459 -6797687 -225059983 -231857670 761344129 -13413899 -13413899 747930230 518643254 13413899 13413899 505229355 213079835 213079835 718309190 Schedule D, Part V, Line 4 Intended uses of endowment funds THE UNIVERSITY USES ITS ENDOWMENT FUNDS TO PROVIDE SCHOLARSHIPS AND GRANTS TO ITS STUDENTS; TO SUPPORT THE SCHOLARLY WORK OF ITS FACULTY MEMBERS; AND TO MAINTAIN AND ENHANCE ITS LIBRARY HOLDINGS. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote The University is included in consolidated financial statements. Below are the paragraphs from the Income Taxes footnote which relate to the University. The University is recognized by the Internal Revenue Service (IRS) as an organization exempt from federal taxation under Section 501(c)(3) of the Internal Revenue Code (IRC). The University is a public charity as defined by IRC Section 170(b)(1)(A)(ii). The University is exempt from federal income taxes except to the extent of income derived from unrelated business activities. Unrelated business income is not material to the financial statements. The entities for which the University is the sole member are disregarded for tax purposes. Any activity from these entities is included in the tax return of the University. The University completed an analysis of its tax position in accordance with Accounting Standards Codification (ASC) 740, Income taxes, and determined that no amounts were required to be recognized in the consolidated financial statements as of June 30, 2020 or 2019. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 RECLASS OF STUDENT AID - -XXX-XX-XXXX ACTUARIAL CHANGE IN ANNUTIES - 62537 CHANGE IN UNREALIZED LOSS ON INTEREST RATE SWAP - -4236685 POSTRETIREMENT BENEFIT OBLIGATION - -7806000 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements NET MARRIOTT REPORTING - EXPENSES - -13413899 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 NET MARRIOTT REPORTING - EXPENSES - 13413899 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements STUDENT AID - XXX-XX-XXXX true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE UNIVERSITY OF DAYTON RECRUITS ON NATIONAL AND INTERNATIONAL LEVELS AND INCLUDES OUR NON-DISCRIMINATION POLICY IN OUR PRINTED AND WEB-BASED RECRUITMENT AND REGISTRATION MATERIALS. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE UNIVERSITY OF DAYTON RECEIVES FINANCIAL ASSISTANCE FROM THE DEPARTMENT OF EDUCATION IN THE FORM OF FEDERAL FINANCIAL AID FOR ITS STUDENTS. true South Asia 0 0 Program Services STUDENT RECRUITMENT 135726 East Asia and the Pacific 1 3 Program Services INTERNATIONAL CAMPUS 1579960 South America 0 0 Program Services STUDY ABROAD 96061 Europe (Including Iceland and Greenland) 0 0 Program Services STUDY ABROAD 799641 Central America and the Caribbean 0 0 Investments 162894493 Europe (Including Iceland and Greenland) 0 0 Grantmaking 1620307 East Asia and the Pacific 0 0 Grantmaking 537604 Middle East and North Africa 0 0 Program Services STUDENT RECRUITMENT 141736 East Asia and the Pacific 0 0 Program Services STUDY ABROAD 199919 Middle East and North Africa 0 0 Grantmaking 56248 North America (Canada & Mexico only) 0 0 Grantmaking 13850 1 3 0 0 1 3 168075545 0 168075545 ACADEMIC SCHOLARSHIPS TO UD STUDENTS Europe (Including Iceland and Greenland) 98 1620307 TUITION REDUCTION CREDIT ACADEMIC SCHOLARSHIPS TO UD STUDENTS East Asia and the Pacific 41 537604 TUITION REDUCTION CREDIT ACADEMIC SCHOLARSHIPS TO UD STUDENTS North America (Canada & Mexico only) 1 13850 TUITION REDUCTION CREDIT ACADEMIC SCHOLARSHIPS TO UD STUDENTS North America (Canada & Mexico only) 2 56248 TUITION REDUCTION CREDIT true false true true true false Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds THE UNIVERSITY OF DAYTON MAINTAINS RECORDS THAT DOCUMENT THE STUDENTS' FINANCIAL NEED, ELIGIBILITY TO QUALIFY FOR SCHOLARSHIPS AND GRANTS AND THE AMOUNT AWARDED ON AN ANNUAL BASIS. SCHOLARSHIP GRANTS ARE AWARDED AS AN OFFSET TO STUDENT TUITION ACCOUNTS. Schedule F, Part I, Line 3 STUDENT RECRUITMENT EXPENDITURES STUDENT RECRUITMENT EXPENDITURES ARE FOR THE SERVICES OF RECRUITING FIRMS AND ANY EXPENSES ASSOCIATED WITH STUDENT RECRUITMENT IN THAT SPECIFIC GEOGRAPHIC REGION. SERVICES ARE PAID ACCORDING TO A WRITTEN CONTRACT WITH THE FIRM AND ARE EVALUATED YEARLY. ALL EXPENSES ARE REIMBURSED AT COST. STUDY ABROAD EXPENSES ARE FOR THE PROGRAMS CONDUCTED BY THE UNIVERSITY FOR ITS STUDENTS DURING THE SUMMER TERM (MAY-JULY) AND DURING THE CHRISTMAS BREAK (DECEMBER-JANUARY). DURING THIS FISCAL YEAR, THERE WERE PROGRAMS CONDUCTED IN EUROPE, AFRICA, CENTRAL AMERICA, AUSTRALIA, ASIA AND SOUTH AMERICA. IN 2011, THE UNIVERSITY SIGNED A MEMORANDUM OF UNDERSTANDING WITH SUZHOU INDUSTRIAL PARK THAT LEAD TO THE CREATION OF THE UNIVERSITY OF DAYTON CHINA INSTITUTE (UDCI LTD.) IN A GROWING INDUSTRIAL DEVELOPMENT SITE IN SUZHOU, JIANGSU PROVINCE, PEOPLE'S REPUBLIC OF CHINA. THE PURPOSE OF UDCI LTD. WAS TO PROVIDE RESEARCH FACILITIES TO UD FACULTY AND STUDENTS AND TO DELIVER COURSES, CONTINUING EDUCATION AND EXECUTIVE TRAINING TO COMPANIES LOCATED IN THE INDUSTRIAL PARK. IN MAY 2019 THE UNIVERSITY SCALED DOWN ITS OPERATIONS AT UDCI. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS THE UNIVERSITY OF DAYTON MAINTAINS RECORDS THAT DOCUMENT THE STUDENTS' FINANCIAL NEED, ELIGIBILITY TO QUALIFY FOR SCHOLARSHIPS AND GRANTS AND THE AMOUNT AWARDED ON AN ANNUAL BASIS. SCHOLARSHIP GRANTS ARE AWARDED AS AN OFFSET TO STUDENT TUITION ACCOUNTS. X X X X X X true RUFFALO NOEL LEVITZ 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 TELEFUND false 290182 260091 30091 GIVECAMPUS 903 G STREET SE WASHINGTON DC 20003 ONLINE ALUMNI FUNDRAISING PLATFORM false 1048454 79118 969336 1338636 339209 999427 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Schedule G, Part I, Line 2b(ii) Describe the custody or control arrangement. GIVECAMPUS-GIVECAMPUS IS AN ONLINE PLATFORM THAT ALLOWS ALUMNI VOLUNTEERS TO CREATE CUSTOMIZED FUNDRAISING CAMPAIGNS FOR THE UNIVERSITY AND ENGAGE WITH OTHER ALUMNI TO SOLICIT GIFTS FOR THE CAMPAIGN. ALL CAMPAIGNS ARE APPROVED BY THE ADVANCEMENT DIVISION PRIOR TO SOLICITING GIFTS. THE CONTRACT WITH GIVECAMPUS SPECIFIES AN ANNUAL SUBSCRIPTION FEE FOR ACCESS TO THE PLATFORM AS WELL AS TRANSACTION FEES. ALL FUNDS RAISED THROUGH THIS PROGRAM COME DIRECTLY TO THE UNIVERSITY. THE VENDOR DOES NOT RECEIVE ANY MONEY FROM THE DONORS.; Schedule G, Part I, Line 2b(v) payment of fees or payment of expenses RUFFALO NOEL LEVITZ-THE UNIVERSITY ENGAGED RUFFALO NOEL LEVITZ TO MANAGE THE TELEFUND PROGRAM. THE COMPANY PROVIDES THE FOLLOWING SERVICES: IT HIRES UD STUDENTS TO MAKE THE CALLS TO DONORS AND FASHIONS THE SCRIPTS THAT THE STUDENT CALLERS USE. THE CONTRACT WITH RUFFALO NOEL LEVITZ SPECIFIES AN ANNUAL FEE FOR THESE SERVICES. ALL FUNDS RAISED THROUGH THIS PROGRAM COME DIRECTLY TO THE UNIVERSITY. THE VENDOR DOES NOT RECEIVE ANY MONEY FROM THE DONORS, NOR ARE THEY COMPENSATED BASED ON A PERCENTAGE OF THE MONEY RAISED.; true ADVOCATES FOR BASIC LEGAL EQUALITY INC 130 W SECOND STREET SUITE 700 DAYTON OH 45402 237376131 501(c)(3) 10000 50TH YEAR CAMPAIGN DAYTON AREA CHAMBER OF COMMERCE EPI FOUNDATION 22 EAST FIFTH STREET SUITE 200 DAYTON OH 45402 311113395 501(c)(3) 10000 SPONSORSHIP OF MINORITY BUSINESS PARTNERSHIP PROGRAM DAYTON CONTEMPORARY DANCE COMPANY 840 GERMANTOWN STREET DAYTON OH 45402 237720259 501(c)(3) 75000 ORGANIZATIONAL SUPPORT FOR 2020 DAYTON LITERARY PEACE PRIZE FOUNDATION PO BOX 461 DAYTON OH 45409 202905129 501(c)(3) 5000 SILVER PATON SPONSOR OF DAYTON LITERARY PEACE PRIZE AWARDS DINNER FOR INSPIRATION AND RECOGNITION OF SCIENCE AND TECHNOLOGY 200 BEDFORD STREET MANCHESTER NH 03101 222990908 501(c)(3) 10000 SPONSORSHIP OF FIRST 2020 MIAMI VALLEY REGIONAL MARIANIST PROVINCE OF THE UNITED STATES 4425 WEST PINE BLVD ST LOUIS MO 63108 030415363 501(c)(3) 20000 SUPPORT FOR MARY'S LEAD PROGRAM IN MARIANIST SECONDARY SCHOOLS NATIONAL CONFERENCE FOR COMMUNITY AND JUSTICE OF GREATER DAYTON 131 N LUDLOW STREET SUITE 27 DAYTON OH 45402 342056247 501(c)(3) 5000 2019 FRIENDSHIP DINNER DONATION OMEGA COMMUNITY DEVELOPMENT CORPORATION 1800 HARVARD BLVD DAYTON OH 45406 311561713 501(c)(3) 10000 HOPE CENTER FOR FAMILIES PLEDGE PAYMENT SOUTHWESTERN OHIO COUNCIL FOR HIGHER EDUCATION C/O TEDxDAYTON 3155 RESEARCH BLVD DAYTON OH 45420 237109141 501(c)(3) 5000 TEDxDAYTON 2019 SUPPORT THE DAYTON FOUNDATION 1401 S MAIN ST DAYTON OH 45469 316027287 501(c)(3) 35250 PROCEEDS FROM SAAC T-SHIRT SALES AND SPORTS MANAGEMENT CLASS PROJECT TO BENEFIT MIAMI VALLEY TORNADO RELIEF AND OREGON DISTRICT RELIEF FUNDS UNITED WAY OF THE GREATER DAYTON AREA 33 WEST FIRST STREET SUITE 500 DAYTON OH 45402 310536658 501(c)(3) 18115 SUPPORT OF FREEDOM SCHOOLS, DAKOTA CENTER, ST. VINCENT DEPAUL CENTER, CATHOLIC SOCIAL SERVICES OF THE MIAMI VALLEY, BRUNNER LITERACY CENTER 11 0 ACADEMIC SCHOLARSHIPS FOR UD STUDENTS 10243 213079835 0 N/A N/A Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. THE UNIVERSITY OF DAYTON IS AN INDEPENDENT UNIVERSITY THAT PROVIDES SCHOLARSHIPS AND GRANTS TO ITS STUDENTS. THE STUDENTS QUALIFY TO RECEIVE THIS AID BASED UPON THEIR FINANCIAL NEED AND ACADEMIC TALENT. RECORDS ARE MAINTAINED THAT DOCUMENT THE STUDENTS' FINANCIAL NEED, ELIGIBILITY TO QUALIFY FOR THE SCHOLARSHIPS AND GRANTS AND THE AMOUNTS AWARDED ON AN ANNUAL BASIS. X X X X true true X X X X X false false false false false false false false false ERIC F SPINA PHD PRESIDENT OF THE UNIVERSITY/SECRETARY OF THE BOARD 789972 0 160000 0 33642 0 14000 0 46634 0 1044248 0 0 0 DANIEL J CURRAN PHD CURRENT FACULTY/FORMER OFFICER 93175 0 0 0 18445 0 7100 0 9777 0 128497 0 0 0 BETH H KEYES CURRENT STAFF/FORMER OFFICER 230020 0 0 0 280 0 20700 0 15678 0 266678 0 0 0 CHRISTOPHER J MORRISON CURRENT STAFF/FORMER OFFICER 245619 0 0 0 24560 0 19211 0 24110 0 313500 0 0 0 ANDREW T HORNER EXE VP BUSINESS AND ADMINISTRATIVE SERVICES 365553 0 0 0 24670 0 43992 0 23811 0 458026 0 0 0 NEIL G SULLIVAN VP AND DIRECTOR OF ATHLETICS 335842 0 0 0 5456 0 21000 0 23510 0 385808 0 0 0 MOLLY C WILSON VP MARKETING AND COMMUNICATIONS 233437 0 0 0 5232 0 19416 0 20230 0 278315 0 0 0 JENNIFER L HOWE VP UNIVERSITY ADVANCEMENT 331612 0 0 0 24881 0 14000 0 17605 0 388098 0 0 0 LAWRENCE AQ BURNLEY PHD VP DIVERSITY AND INCLUSION 167139 0 0 0 1105 0 8848 0 24016 0 201108 0 0 0 PAUL H BENSON PHD PROVOST & EXE VP OF ACADEMIC AFFAIRS 411436 0 0 0 11783 0 58050 0 24749 0 506018 0 0 0 WILLIAM M FISCHER JD VP STUDENT DEVELOPMENT 257942 0 0 0 3532 0 19719 0 78950 0 360143 0 0 0 RICHARD S KRYSIAK VP FACILITIES MANAGEMENT AND PLANNING 235986 0 25000 0 6020 0 23958 0 7202 0 298166 0 0 0 JOHN E LELAND PHD VP FOR RESEARCH 302870 0 0 0 6541 0 22400 0 1252 0 333063 0 0 0 MARY ANN P RECKER JD VICE PRESIDENT AND GENERAL COUNSEL 285568 0 0 0 24460 0 19600 0 10226 0 339854 0 0 0 JASON K REINOEHL PHD VP STRATEGIC ENROLLMENT MGT 245679 0 0 0 5240 0 38912 0 21662 0 311493 0 0 0 TROY W WASHINGTON VP HUMAN RESOURCES 204663 0 0 0 24321 0 18202 0 9914 0 257100 0 0 0 E JAMES DUNNE PHD CURRENT FACULTY/FORMER KEY EMPLOYEE 154356 0 0 0 1515 0 14864 0 26682 0 197417 0 0 0 KEVIN R KELLY PHD CURRENT FACULTY/FORMER KEY EMPLOYEE 232802 0 0 0 1254 0 16590 0 18136 0 268782 0 0 0 KATHLEEN M WEBB DEAN UNIVERSITY LIBRARIES 164007 0 0 0 19689 0 16460 0 810 0 200966 0 0 0 ANDREW L STRAUSS JD DEAN SCHOOL OF LAW 285866 0 0 0 20345 0 14000 0 9737 0 329948 0 0 0 JOHN D MITTELSTAEDT PHD DEAN SCHOOL OF BUSINESS ADMINISTRATION 307785 0 0 0 1584 0 14000 0 29915 0 353284 0 0 0 CAROLYN PHELPS PHD ASSOCIATE PROVOST FACULTY AND ADMINISTRATIVE AFFAIRS 158086 0 0 0 83 0 14182 0 19198 0 191549 0 0 0 JASON L PIERCE PHD DEAN COLLEGE OF ARTS AND SCIENCES 223525 0 0 0 15807 0 19870 0 23244 0 282446 0 0 0 EDDY M ROJAS PHD DEAN SCHOOL OF ENGINEERING 285365 0 0 0 19567 0 16600 0 1307 0 322839 0 0 0 THOMAS D SKILL PHD ASSOCIATE PROVOST AND CIO 212485 0 0 0 1135 0 20385 0 49867 0 283872 0 0 0 PAUL M VANDERBURGH PHD DEAN GRADUATE STUDIES 179577 0 0 0 981 0 14961 0 18171 0 213690 0 0 0 CORINNE G DAPRANO PHD INTERIM DEAN SCHOOL OF EDUCATION 125154 0 0 0 423 0 10401 0 17738 0 153716 0 0 0 ANTHONY D GRANT HEAD COACH MEN'S BASKETBALL 264304 0 1440875 0 60216 0 14000 0 17460 0 1796855 0 0 0 SHAUNA L GREEN HEAD COACH WOMEN'S BASKETBALL 285876 0 189999 0 13189 0 22645 0 17769 0 529478 0 0 0 ANTHONY L SOLOMON ASSISTANT MEN'S BASKETBALL COACH 275105 0 21000 0 2681 0 13979 0 17869 0 330634 0 0 0 MIKHAIL A VORONTSOV PHD FACULTY 244786 0 0 0 1444 0 18595 0 26737 0 291562 0 0 0 RONG-CHIN CHEN FACULTY 239154 0 0 0 2670 0 21758 0 16250 0 279832 0 0 0 Schedule J, Part II, Column (B)(ii) BONUS COMPENSATION THE MEN'S BASKETBALL COACH RECEIVED A BONUS PAYMENT, AS SPECIFIED IN HIS CONTRACT, BASED UPON THE THE PERFORMANCE OF THE MEN'S BASKETBALL TEAM DURING THE REGULAR AND POST-SEASONS. THE WOMEN'S BASKETBALL COACH RECEIVED A BONUS PAYMENT, AS SPECIFIED IN HER CONTRACT, BASED UPON THE PERFORMANCE OF THE WOMEN'S BASKETBALL TEAM DURING THE REGULAR AND POST-SEASONS. Schedule J, Part I, Line 1a First-class or charter travel THE PRESIDENT TRAVELS BUSINESS CLASS WHEN AVAILABLE OR FIRST CLASS WHEN OTHER OPTIONS ARE NOT AVAILABLE ON INTERNATIONAL BUSINESS TRIPS. THE MEN'S AND WOMEN'S BASKETBALL TEAMS MAY TRAVEL VIA CHARTERED FLIGHTS TO GAMES TO MINIMIZE THE TIME SPENT AWAY FROM CAMPUS FOR THE PLAYERS. THESE BENEFITS ARE NOT INCLDUED IN TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Travel for companions SPOUSES OF THE PRESIDENT, VP FOR ATHLETICS, AND HEAD MEN'S BASKETBALL COACH MAY TRAVEL TO A LIMITED NUMBER OF EVENTS FOR BUSINESS PURPOSES EACH YEAR; THESE EVENTS INCLUDE ALUMNI EVENTS, MEN'S BASKETBALL CONFERENCE TOURNAMENTS AND THE NCAA MEN'S BASKETBALL TOURNAMENT. THESE EMPLOYEES ARE TAXED ON THE PERSONAL COMPONENT OF THE TRAVEL. Schedule J, Part I, Line 1a Housing allowance or residence for personal use The University maintains a residence that is used for university business functions. In addition, the President is required to reside in this facility as a condition of his employment. Pursuant to Internal Revenue Code 119(d), the value of the qualified housing furnished to the President is excluded from income. Schedule J, Part I, Line 1a Health or social club dues or initiation fees THE UNIVERSITY PAYS SOCIAL CLUB DUES FOR THE WOMEN'TS BASKETBALL COACH. THESE AMOUNTS ARE INCLUDED IN THE EMPLOYEE'S TAXABLE COMPENSATION. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AXP2 2006-08-04 92808635 CAPITAL IMPROVEMENTS AND REFUNDING OF A PRIOR ISSUE true false false B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AYG1 2006-08-04 12154493 REFUNDING OF A PRIOR ISSUE false false false C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BYZ7 2011-03-16 42580636 CAPITAL IMPROVEMENTS TO THE FACILITIES OF THE BORROWER false false false D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756A8B1 2013-02-12 65898556 CAPITAL IMPROVEMENTS AND REFUNDING OF A PRIOR ISSUE false false false A 73135000 0 99359922 0 0 0 802168 707589 0 30584786 67265379 0 2010 true true true true B 6925000 0 12951780 0 0 0 99928 110152 0 0 12741700 0 2007 false true true true C 28000000 42589970 0 1349929 0 526186 0 0 40713855 0 0 2012 false false true true D 7245000 0 66094032 0 299825 0 649510 0 0 34971620 30173078 0 2013 false true true true A false true true true true true 0.007 0.0 0.007 true false true B 0.0 C false true true true true true 0.015 0.0 0.015 true false true D false true true true true true 0.001 0.006 0.007 true false true A false false true true false true MORGAN STANLEY 17.3 false false false false true B false false false true false true MORGAN STANLEY 17.3 false false false false true C false false false true true false false false true D false false false true false false false false true A true B true C true D true Schedule K, Part I, Column (f) 2011 REVENUE BONDS - CONSTRUCTION THE 2011 BOND PROCEEDS WERE USED TO CONSTRUCT AND FURNISH A NEW APARTMENT STYLE STUDENT RESIDENCE COMPLEX; TO RENOVATE THE COLLEGE PARK CENTER TO PROVIDE SPACE FOR THE VISUAL ARTS DEPARTMENT, INCLUDING CLASSROOM AND STUDENT WORKSPACE; UPGRADE DINING AND FOOD SERVICE FACILITIES IN A CAMPUS RESIDENCE HALL; AND AQUIRE AND UPGRADE TECHNOLOGY EQUIPMENT FOR THE 1700 SOUTH PATTERSON BUILDING. Schedule K, Part I, Column (f) 2013 REVENUE BONDS - CONSTRUCTION THE 2013 BOND PROCEEDS WERE USED TO CONSTRUCT, FURNISH AND EQUIP IMPROVEMENTS TO THE SCIENCE CENTER COMPLEX AND OTHER ACADEMIC BUILDINGS INCLUDING CLASSROOMS, COMMON AREAS AND ADMINISTRATIVE OFFICES; RENOVATE AND FURNISH STUDENT RESIDENCE HALLS, APARTMENTS AND HOUSES; AND FOR LIBRARY RENOVATIONS. THE 2013 BOND PROCEEDS WERE ALSO USED TO REFUND THE BALANCE ON THE 2004 BOND ISSUE DATED DECEMBER 2, 2004, WHICH WERE USED ORIGINALLY FOR CONSTRUCTION TOTALLING $35,659,187 Schedule K, Part I, Column (f) 2006 REVENUE BONDS - REFUNDING THE 2006 BOND PROCEEDS WERE USED TO REFUND PORTIONS OF THE BOND ISSUE DATED JULY 2, 1997 AND JULY 20, 2000, WHICH WAS USED TO CONSTRUCT IMPROVE AND EQUIP THE SCIENCE EDUCATION BUILDING; CONSTRUCT A NEW STUDENT APARTMENT BUILDING; AND RENOVATE ADMINISTRATIVE AND ACADEMIC BUILDINGS; TO REFUND THE BOND ISSUE DATED OCTOBER 29, 2003, WHICH WAS USED TO PAY COSTS ASSOCIATED WITH THE ISSUANCE OF THE 2006 BOND ISSUE. Schedule K, Part I, Column (f) 2006 REVENUE BONDS - CONSTRUCTION THE 2006 BOND PROCEEDS WERE USED TO RENOVATE STUDENT RESIDENCE HALLS, APARTMENTS AND HOUSES; TO RENOVATE LABORATORY, RESEARCH AND CLASSROOM AREAS; AND TO RENOVATE THE UNIVERSITY RESEARCH INSTITUTE AND OTHER LABORATORY FACILITIES. Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 02/12/2013 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $65,898,556 TOTAL INVESTMENT EARNINGS: $195,476 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 08/04/2006 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $12,154,493 TOTAL INVESTMENT EARNINGS: $797,287 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 08/04/2006 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $92,808,635 TOTAL INVESTMENT EARNINGS: $6,551,287 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 04/25/2018 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $130,278,529 TOTAL INVESTMENT EARNINGS: $432,109 Schedule K, Part I, Column (f) 2015 REVENUE BONDS - CONSTRUCTION THE 2015 BOND PROCEEDS WERE USED TO RENOVATE FITZ HALL AND THE SCIENCE CENTER CLASSROOM, RESEARCH, ADMINISTRATIVE AND SYSTEMS FACILITIES AND AREAS; TO CONSTRUCT AND DEVELOP CAMPUS ROADWAYS, WALKWAYS AND GREEN SPACES; TO RENOVATE THE FRERICKS CENTER FOR IMPROVED ACADEMIC AND ATHLETIC FACILITIES; TO CONSTRUCT AND RENOVATE LABORATORY, RESEARCH AND ADMINISTRATIVE FACILITIES AT 1700 SOUTH PATTERSON BUILDING; TO REFUND A PORTION OF THE BOND ISSUE DATED AUGUST 4, 2006 AND TO REFUND A PORTION OF THE BOND ISSUE DATED OCTOBER 29, 2003. Schedule K, Part II, Line 3 2006 BONDS CONSTRUCTION THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part II, Line 3 2006 BONDS REFUNDING THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part III, Line 7 THIS APPLIES TO ALL BOND REFUNDING/BOND CONSTRUCTION AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(c)(2)(i)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND /OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. Schedule K, Part IV, Line 2b 2006 BONDS REFUNDING THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part II, Line 3 2013 BONDS REFUNDING/CONSTRUCTION THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part IV, Line 2b 2013 BONDS REFUNDING/CONSTRUCTION THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MED THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 04/01/2015 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $54,453,983 TOTAL INVESTMENT EARNINGS: $279,156 Schedule K, Part I, Column (f) 2016 REVENUE BONDS - REFUNDING THE 2016 A BOND PROCEEDS WERE USED TO FINANCE THE CURRENT REFUNDING OF THE BORROWER'S SERIES 2011 B BONDS (ISSUED ON MARCH 16, 2011). Schedule K, Part IV, Line 2c 2016 REVENUE BONDS - REFUNDING THE ISSUE QUALIFIED FOR A SPENDING EXCEPTION TO REBATE. NO REBATE CALCULATION HAS BEEN OR WILL EVER BE MADE, BEFORE OR AFTER THE DUE DATE OF AN 8038-T. Schedule K, Part I, Column (g) 2006 REVENUE BONDS THE BONDS THAT WERE DEFEASED HAVE BEEN RETIRED AS OF DECEMBER 1, 2016. Schedule K, Part I, Column (f) 2016 REVENUE BONDS REFUNDING THE 2016 B BOND PROCEEDS WERE USED TO REFUND A PORTION OF THE BORROWER'S SERIES 2006 BONDS (ISSUED AUGUST 4, 2006). Schedule K, Part IV, Line 2c 2016 REVENUE BONDS REFUNDING THE ISSUE QUALIFIED FOR A SPENDING EXCEPTION TO REBATE. NO REBATE CALCULATION HAS BEEN OR WILL EVER BE MADE, BEFORE OR AFTER THE DUE DATE OF AN 8038-T. Schedule K, Part II, Line 3 2011 REVENUE BONDS CONSTRUCTION THE DIFFERENCE BETWEEN PART I (E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 03/16/2011 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $42,580,636 TOTAL INVESTMENT EARNINGS: $9,334 Schedule K, Part I, Column (f) 2018 REVENUE BONDS - CONSTRUCTION THE 2018A BOND PROCEEDS WERE USED TO RENOVATE UD ARENA (HOME COURT OF THE MEN'S AND WOMEN'S BASKETBALL TEAMS), CONSTRUCT ADELE HALL (A 96-BED STUDENT APARTMENT STYLE FACILITY) IN THE STUDENT NEIGHBORHOOD, RENOVATE OTHER STUDENT HOUSING IN THE NEIGHBORHOOD, RENOVATE FACILITIES IN THE JOHN F. KENNEDY STUDENT UNION, THE ROESCH LIBRARY AND CONSTRUCT OFFICES AND TEACHING SPACE IN THE MIRIAM CYBERSECURITY LAB. Schedule K, Part I, Column (g) 2018 REVENUE BONDS THE DIFFERENCE BETWEEN PART I (E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part I, Column (f) 2018 REVENUE BONDS - REFUNDING THE 2018B BOND PROCEEDS WERE USED TO REFUND THE SERIES 2009 BOND ISSUE DATED MARCH 20, 2009 WHICH WERE USED TO RENOVATE STUDENT RESIDENCE FACILITIES AND RENOVATE CLASSROOM AND LABORATORY FACILITIES. Schedule K, Part II, Line 3 2018 REVENUE BONDS - CAPITAL IMPROVEMENTS THE DIFFERENCE BETWEEN PART I (E) AND PART, II LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part IV, Line 2b 2018 REVENUE BONDS - REFUNDING THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. THE ARBITRAGE CALCULATION ON THE 2009 BONDS (WHICH WERE REFUNDED WITH THE 2018 ISSUE) WAS PERFORMED ON 03/20/2014. Schedule K, Part I, Column (d) 2018 REVENUE BONDS THE 2018A BONDS FOR CAPITAL IMPROVEMENTS WERE ISSUED ON 04/25/2018 AND THE 2018B BONDS FOR REFUNDING OF A PRIOR ISSUE WERE ISSUED ON 09/04/2018. Schedule K, Part IV, Line 2c COLUMN A Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 08/04/2011 Schedule K, Part IV, Line 2c COLUMN B Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 08/04/2011 Schedule K, Part IV, Line 2c COLUMN C Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 03/16/2016 Schedule K, Part IV, Line 2c COLUMN D Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 02/12/2018 Schedule K, Part IV, Line 2c COLUMN A Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 04/01/2020 A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DEL6 2015-04-01 54453983 CAPITAL IMPROVEMENTS false false false B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2016-03-30 28000000 REFUNDING OF A PRIOR ISSUE false false false C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2016-09-07 20870000 REFUNDING OF A PRIOR ISSUE false false false D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DQCA 2018-04-25 130278529 CAPITAL IMPROVEMENTS AND REFUNDING OF A PRIOR ISSUE false false false A 0 0 54733139 0 359009 0 492531 0 0 19742599 34139000 0 2017 false true true true B 0 0 28000000 0 0 0 0 0 0 0 28000000 0 true false true true C 0 0 20870000 0 0 0 0 0 0 0 20870000 0 true false true true D 3080000 0 130710638 0 1668 0 834838 0 0 75187903 54685997 232 2019 true false false true A false true true true true true 0.031 0.0 0.031 true false true B false false true true true true 0.015 0.0 0.015 true false true C false true true true true true 0.007 0.0 0.007 true false true D false false true true true true 0.004 0.0 0.004 true false true A false false false true false false false false true B false true true true false false false false true C false true true true true false false false true D false true true false false false false false true A true B true C true D true WILLIAM M FISCHER JD VP STUDENT DEVELOPMENT AUTO LOAN X 12500 7500 false false true 7500 NA NA 90954 TUITION DISCOUNTS CREDITED JUDITH KEYES FAMILY MEMBER OF BETH KEYES (OFFICER) 25156 EMPLOYMENT false DENISE ROJAS FAMILY MEMBER OF EDDY ROJAS (KEY EMPLOYEE) 99409 EMPLOYMENT false STEVEN ZABARNICK FAMILY MEMBER OF KATHLEEN WEBB (KEY EMPLOYEE) 218820 EMPLOYMENT false KATHLEEN FISCHER FAMILY MEMBER OF WILLIAM FISCHER (OFFICER) 100323 EMPLOYMENT false AIDAN CURRAN FAMILY MEMBER OF DANIEL CURRAN (OFFICER) 61167 EMPLOYMENT false Schedule L, Part III GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS PER THE IRS INSTRUCTIONS FOR SCHEDULE L, COLLEGES, UNIVERSITIES, AND PRIMARY AND SECONDARY SCHOOLS ARE NOT REQUIRED TO IDENTIFY INTERESTED PERSONS TO WHOM THEY PROVIDED SCHOLARSHIPS, FELLOWSHIPS, AND SIMILAR FINANCIAL ASSISTANCE. INSTEAD, THESE ORGANIZATIONS MUST GROUP EACH TYPE OF FINANCIAL ASSISTANCE PROVIDED TO INTERESTED PERSONS IN SEPARATE LINES. FOR EACH LINE, THE SCHOOL IS TO REPORT IN COLUMN (C) THE TYPE OF ASSISTANCE AND AGGREGATE DOLLAR AMOUNT OF THAT ASSISTANCE; COLUMNS (A) AND (B) ARE TO BE LEFT BLANK. X 15 2500 Market value X 78 6167724 Market value X EVENT ITEMS 5 8433 Cost X EQUIPMENT 1 20000 Cost 0 false true false Schedule M, Part I Explanations of reporting method for number of contributions Other - EVENT ITEMS NUMBER OF CONTRIBUTIONS Securities - Publicly traded - NUMBER OF CONTRIBUTIONS Art - Works of art - NUMBER OF CONTRIBUTIONS Other - EQUIPMENT NUMBER OF CONTRIBUTIONS Form 990, Part VI, Line 1a Delegate broad authority to a committee THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONSISTS OF THE CHAIRPERSON OF THE BOARD, THE VICE CHAIRPERSON OF THE BOARD AS THE PROVINCIAL OF MARIANIST PROVINCE OF THE UNITED STATES (OR A DELEGATE APPOINTED BY HIM FROM THE PROVINCIAL COUNCIL OF THE MARIANIST PROVINCE OF THE UNITED STATES), THE PRESIDENT OF THE UNIVERSITY, THE CHAIRPERSON ELECT OF THE BOARD OF TRUSTEES AND THE CHAIRS OF THE STANDING COMMITTEES OF THE BOARD (WHERE SUCH COMMITTEE CHAIRS ARE DETERMINED THROUGH CONSULTATIONS AMONG THE PRESIDENT, CHAIRPERSON OF THE BOARD AND POTENTIAL COMMITTEE CHAIRS PRIOR TO THE START OF A NEW ACADEMIC YEAR). MEMBERS OF THE EXECUTIVE COMMITTEE, EXCEPT THE CHAIRPERSON, THE VICE CHAIRPERSON OF THE BOARD, THE CHAIRPERSON-ELECT AND THE PRESIDENT OF THE UNIVERSITY, EACH OF WHOM ARE EX OFFICIO VOTING MEMBERS ON THE EXECUTIVE COMMITTEE, SHALL BE THE CHAIRS OF THE STANDING COMMITTEES OF THE BOARD. BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, THE EXECUTIVE COMMITTEE SHALL EXERCISE ALL THE POWERS OF THE BOARD, EXCEPT THAT IT SHALL NOT HAVE POWER TO GRANT DEGREES, ELECT OR REMOVE THE PRESIDENT, AUTHORIZE ANY CHANGES IN THE BYLAWS OF THE BOARD OF TRUSTEES OR MAKE A DETERMINATION ON MATTERS ON WHICH THE CODE OF REGULATIONS SPECIFICALLY REQUIRES A VOTE BY THE BOARD OF TRUSTEES. Form 990, Part VI, Line 6 Classes of members or stockholders THE MEMBERS OF THE UNIVERSITY OF DAYTON SHALL CONSIST OF EACH OF THE MEMBERS OF THE PROVINCIAL COUNCIL OF MARIANIST PROVINCE OF THE UNITED STATES AND EACH OF THE CHAIRPERSON AND THE SECRETARY OF THE BOARD OF TRUSTEES OF THE UNIVERSITY OF DAYTON. THE PROVINCIAL OF THE MARIANIST PROVINCE OF THE UNITED STATES SERVES AS THE CHAIRPERSON OF THE UNIVERSITY AND THE VICE CHAIRPERSON OF THE BOARD OF TRUSTEES. Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE MEMBERS OF THE UNIVERSITY SHALL RETAIN EXCLUSIVE CONTROL OVER THE FOLLOWING MATTERS: THE NOMINATION OF CANDIDATES FOR ELECTION/OR REMOVAL TO THE UNIVERSITY'S BOARD OF TRUSTEES AND MAY APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION AND THE CODE OF REGULATION. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders THE MARIANISTS OF THE UNITED STATES, INC. ARE MEMBERS OF THE UNIVERSITY OF DAYTON CORPORATION AND AS SUCH, THEY MUST APPROVE BY TWO-THIRDS VOTE, ANY ACTION OF THE BOARD OF TRUSTEES REGARDING MERGERS OF THE CORPORATION, SALES OF ASSETS OF THE CORPORATION, OR PARTIAL OR TOTAL DISSOLUTION OF THE CORPORATION. THE MARIANISTS OF THE UNITED STATES, INC. ALSO HAVE THE AUTHORITY TO APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION AND BYLAWS. Form 990, Part VI, Line 11b Review of form 990 by governing body THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES HAS THE RESPONSIBILITY TO REVIEW THE FORM 990 AT ONE OF ITS REGULARLY SCHEDULED MEETINGS. THESE COMMITTEE MEMBERS WILL REPORT THEIR OBSERVATIONS TO THE FULL BOARD OF TRUSTEES. ALL MEMBERS OF THE BOARD OF TRUSTEES MAY ACCESS THE RETURN ON AN INTERNALLY MANAGED BOARD OF TRUSTEES DISCUSSION SITE, TO ALLOW THEM TO REVIEW THE FINAL RETURN BEFORE IT IS FILED. Form 990, Part VI, Line 12c Conflict of interest policy THE UNIVERSITY'S LEGAL DEPARTMENT AND BOARD OF TRUSTEES OFFICE REVIEW THE RESPONSES TO THE ANNUAL CONFLICT OF INTEREST QUESTIONNAIRES THAT ARE SENT TO ALL OFFICERS, KEY EMPLOYEES AND BOARD OF TRUSTEE MEMBERS RESPECTIVELY. ANY POTENTIAL CONFLICTS DISCLOSED ARE REVIEWED AND REPORTED TO THE PRESIDENT, BOARD OF TRUSTEES, AND APPROPRIATE VICE PRESIDENTS. IF A CONFLICT EXISTS, THE INDIVIDUAL IS EXCUSED FROM DISCUSSION AND VOTING ON THE MATTER IN QUESTION. THE QUESTIONNAIRES ARE DISTRIBUTED TO EACH OFFICER, DIRECTOR, AND KEY EMPLOYEE ANNUALLY. Form 990, Part VI, Line 15a Process to establish compensation of top management official THE UNIVERSITY HAS A FORMAL, WRITTEN COMPENSATION POLICY FOR THE PRESIDENT. THERE IS ALSO A COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES WHO REVIEWS THIS POLICY, EXTERNAL COMPENSATION INFORMATION (COMPARABLE DATA SUCH AS COMPENSATION LEVELS PAID BY SIMILAR ORGANIZATIONS, THE LEVEL OF THE EMPLOYEES EDUCATION AND EXPERIENCE, AND THE RESPONSIBILITIES OF THE POSITION) AND PRIOR YEAR COMPENSATION TO DETERMINE YEARLY COMPENSATION. THIS INFORMATION, ALONG WITH THE COMMITTEE'S RECOMMENDATION IS DISCUSSED AT A REGULARLY SCHEDULED BOARD OF TRUSTEES MEETING AND VOTED ON BY BOARD MEMBERS. THIS PROCESS WAS LAST UNDERTAKEN IN 2019. THE PROCESS AND DECISIONS ARE DOCUMENTED IN THE MINUTES. Form 990, Part VI, Line 15b Process to establish compensation of other employees COMPENSATION FOR THE OTHER OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE PRESIDENT AFTER AN ANNUAL REVIEW AND ACCORDING TO PRIOR WRITTEN COMPENSATION AGREEMENTS. FINAL REVIEW OF THE COMPENSATION OF ALL OTHER OFFICERS AND KEY EMPLOYEES IS CONDUCTED AT MEETINGS OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE UNIVERSITY UTILIZES DATA FROM PEER INSTITUTIONS AS REPORTED IN THE ANNUAL ADMINISTRATIVE COMPENSATION CUPA-HR SURVEY TO ENSURE THAT COMPENSATION FOR THESE POSITIONS IS AT APPROPRIATE LEVELS. THIS PROCESS WAS LAST UNDERTAKEN IN 2019. THE PROCESS AND DECISIONS ARE DOCUMENTED IN THE MINUTES. Form 990, Part VI, Line 19 Required documents available to the public THE PUBLIC MAY ACCESS THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS THROUGH THE UNIVERSITY'S WEBSITE. Form 990, Part XI, Line 9 Other changes in net assets or fund balances INTEREST RATE SWAP - -4236685; POSTRETIREMENT BENEFIT OBLIGATION - -7806000; ANNUITY LIABILITY - 62537; NONCONTROLLING INTEREST - -149603; GENERAL INFORMATION CORONAVIRUS PANDEMIC On January 30, 2020, the World Health Organization declared the coronavirus outbreak a "Public Health Emergency of International Concern" and on March 11, 2020, declared it to be a pandemic. Actions taken around the world to help mitigate the spread of the coronavirus include restrictions on travel, and quarantines in certain areas, and forced closures for certain types of public places and businesses. The coronavirus and actions taken to mitigate the spread of it have had and are expected to continue to have an adverse impact on the economies and financial markets of many countries, including the geographical area in which the University operates. It is unknown how long the adverse conditions associated with the coronavirus will last and what the complete financial effect will be to the University. 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