2021-05-14T17:00:20-05:00 2020-06-30 472717606 LEVY LAUTER LLP 4640 ADMIRALTY WAY SUITE 700 MARINA DEL REY CA 90292 990PF 2019-07-01 953979100 The Max H Gluck Foundation Inc MAXH 3105197011 PO Box 55516 Sherman Oaks CA 91413 Jon Kaswick President 3105197011 2021-05-14 1 SUERISCHE VILLAROSA P01498118 3108273808 X 2019 2022-09-23 18:48:47Z X 114790781 X X 492296 492296 2388305 2388305 852878 27313799 852878 575591 575591 4309070 4309070 207500 21966 173768 9839 748 8480 1192 0 0 30822 29281 1541 583094 581515 1137 80527 31713 11388 3667 0 5722 0 5722 50501 3796 27999 972864 669019 230035 5313056 5154993 6285920 669019 5385028 -1976850 3640051 48125 102981 102981 6611056 2533754 2533754 7979 13238 13238 8878051 8079966 8079966 38461663 41460039 41460039 20885279 21921008 21921008 39348534 40387735 40387735 14402 7986 10083 6416 6416 210786 285644 285644 114461556 114790781 114790781 83807 51793 4453542 4611605 14926 24977 4552275 4688375 X 109909281 110102406 109909281 110102406 114461556 114790781 109909281 -1976850 2169975 110102406 0 110102406 Publicly Traded Securities P 27305176 26401990 903186 903186 SPZDZ P 58931 -58931 -58931 Premier Offshore P 8623 8623 8623 852878 0 5188977 108187361 0.047963 5211120 107604782 0.048428 4873366 102830341 0.047392 4757628 101330118 0.046952 4969888 107721246 0.046137 0.236872 0.047374 107309894 5083699 36401 5120100 5385028 X 36401 0 36401 0 36401 42732 20000 0 62732 X 0 26331 26331 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 www.gluckfoundation.org LEVY LAUTER LLP 3108273808 4640 ADMIRALTY WAY SUITE 700 MARINA DEL REY CA 90292 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JON A KASWICK MD P O Box 55516 Sherman Oaks CA 91413 President 2.00 2000 0 0 Richard Reinis 2121 Ave of the Stars Ste 900 Los Angeles CA 90067 Director 1.00 2000 0 0 Jennifer Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Julie Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Jessica Kaswick 5710 Crescent Park East Apartment 314 Playa Vista CA 90094 Executive Director 40.00 195500 0 0 Cathy Hession P O Box 55516 Sherman Oaks CA 91413 Director 1.00 2000 0 0 Hetal Patel P O Box 55516 Sherman Oaks CA 91413 Director 1.00 2000 0 0 NONE 0 NONE 0 0 105862026 5760591 298882 111921499 1076744 0 111921499 4611605 107309894 5365495 5365495 36401 36401 5329094 0 5329094 0 5329094 5385028 0 5385028 36401 5348627 5329094 590378 0 0 5385028 590378 0 0 4794650 0 0 0 0 0 0 0 0 534444 0 0 0 X 24th Street Theatre 1117 West 24th Street Los Angeles CA 90007 N/A PC Arts Education 47000 Angels Gate Cultural Center 3601 S Gaffey Street San Pedro CA 90731 N/A PC Arts Education 100000 Boys and Girls Club of LA Harbor 1200 S Cabrillo Ave San Pedro CA 90731 N/A PC Arts Education 75000 CA Hospital Medical Center 1401 S Grand Ave los Angeles CA 90015 N/A PC Hosiptal Patient Arts Education 20000 Carnegie HallThe Academy 881 Seventh Avenue New York NY 10019 N/A PC Arts Education 150000 Children's Hospital of Los Angeles 3303 Wilshire Boulevard Ste 320 Los Angeles CA 90010 N/A PC Hospital Patient Arts Education 30000 Conga Kids 5858 Wilshire Blvd Los Angeles CA 90036 N/A PC Capacity Building 50000 Greater Los Angeles Zoo Association 5333 Zoo Drive Los Angeles CA 90027 N/A PC Children's Zoo 50000 Harmony Project 817 Vine Street Ste 212 Los Angeles CA 90038 N/A PC Arts Education 150000 Hillsides 940 Avenue 64 Pasadena CA 91105 N/A PC Education 25000 Homes 4 Families 21031 Ventura Blvd Suite 610 Woodland Hills CA 91364 N/A PC Arts Education 50000 Inner City Arts 720 Kohler St Los Angeles CA 90021 N/A PC Arts Education 30000 LA's Best 200 N Spring St Ste M-120 Los Angeles CA 90012 N/A PC Arts Education 82000 Leo Baeck Temple 1300 N Sepulveda Blvd Los Angeles CA 90049 N/A PC Arts Education 50000 Los Angeles County Museum of Art 5905 Wilshire Blvd Los Angeles CA 90036 N/A PC Maya Mobile/Arts Education LAUSD 585832 Los Angeles Museum of the Holocaust 100 The Grove Dr Los Angeles CA 90036 N/A PC Education 80000 Los Angeles Opera 135 N Grand Ave Los Angeles CA 90012 N/A PC Arts Education 280000 Los Angeles Philharmonic Association 135 N Grand Ave Los Angeles CA 90012 N/A PC Arts Education 432850 Natural History Museum 10th St Constitution Avenue Washington DC DC 20560 N/A PC Music Education/Student Fellowships 628666 Orange County High School for The Arts 1010 N Main Street Santa Ana CA 92701 N/A PC Support Community Service Arts Programs 75000 Regents of UC-Riverside 900 University Ave/3143 HMNSS Riverside CA 92521 N/A PC Music Education/Student Fellowships 519387 The Colburn School 200 S Grand Ave Los Angeles CA 90012 N/A PC Arts Education Programs 590966 United Friends of the Children 1055 Wilshire Blvd 1955 Los Angeles CA 90017 N/A PC Education 50000 Westside Family Health Center 1711 Ocean Park Blvd Santa Monica CA 90405 N/A PC Hosiptal Patient Arts Education 100000 WriteGirl 1330 Factory Pl Unit F104 Los Angeles CA 90013 N/A PC Arts Education 25000 Crossroads School 1714 21st St 3917 Santa Monica CA 90404 n/A PC Education 500 Fulcrum Arts 49 Stouts Ln Monmouth Junction NJ 08852 N/A PC ART EDUCATION 25000 Fulfillment Fund 6100 Wilshire Blvd Suite 600 Los Angeles CA 90048 N/A PC EDUCATION 67639 Harbor Community Health Center 735 Attucks Ln Hyannis MA 02601 N/A PC Hosiptal Patient Arts Education 50000 Harvard Westlake School 700 N Faring Rd Los Angeles CA 90077 n/A PC Education 500 The Juilliard School 60 Lincoln Center new York NY 10023 n/A PC Student Fellowship Program 275000 Los Angeles Regional Food Bank 1734 E 41st St Los Angeles CA 90058 n/A PC Food Support 1000 Partners with Families & Children 106 W Mission Ave Spokane WA 99201 N/A PC EDUCATION 500 Performing Arts Center of Los Angeles County 135 N Grand Ave los Angeles CA 90012 n/A PC The Music Center's Arts Integration Partnerships 50000 Pitman Animal Rescue Foundation 10626 Ohio Ave Los Angeles CA 90024 n/A PC Animal Rescue 500 UCLA - Music Education 445 Charles E Young Dr E lOS Angeles CA 90095 n/A pc Music Education 275903 UCLA - School of Theatre 225 Charles E Young Dr E los Angeles CA 90095 n/A pc Education 20000 Venice Family Clinic 604 Rose Ave Venice CA 90291 n/A PC Education and Support Program 50000 The People Concern 2116 Arlington Ave Suite 100 Los Angeles CA 90018 N/A pc Education 500 Westchester Medical Center Foundation 100 Woods Road Valhalla NY 10595 N/A PC EDUCATION AND SUPPORT PROGRAM 56250 Southern California Grantmakers Association 1000 North Alameda St Suite 230 Los Angeles CA 90012 N/A pc EDUCATION 5000 5154993 0 14 492296 14 2388305 18 575591 18 852878 0 4309070 0 4309070 0 0 0 0 0 0 0 0 0 0 Audit & Accounting Fees 30822 29281 1541 In accordance with Reg. 53.4942(a)-2(c)(3)(iv), the Foundation is excluding from its minimum investment return (MIR) calculation a total of $4,611,605 in cash that it deems held for charitable activities. This amount is in excess of 1.5% of the fair market value (FMV) of the Foundation's total assets. The following information is submitted in support of the exclusion of $4,611,605 from MIR: 1. FMV of Foundation's average total assets- Part X, Line 3: $111,921,499 2. 1.5% of line 1: $1,587,930 3. Justification of the exclusion of an amount in excess of the amount on line 2: As of June 30, 2020, the Foundation has grant commitments of $4,611,605 of which $2,759,197 is required to be funded by September 2020, and $1,852,407 by March 2021. Therefore, a total of $4,611,605 is deemed held for charitable activities. Historically, the Foundation has funded grant commitments ranging from $4,165,000 to $5,436,000 annually. Office Furniture 1991-11-27 706 706 SL 7.000000000000 0 0 Office Furniture-Chest 1991-12-11 170 170 SL 7.000000000000 0 0 Conference Table & Chairs 1995-04-01 1189 1189 SL 7.000000000000 0 0 Office Filing Cabinets 2006-08-24 1337 1337 SL 10.000000000000 0 0 Office Software 2019-04-04 11000 917 SL 3.000000000000 3667 0 Morgan Stanley 237-029670 Corporate Bonds 8242343 8242343 Morgan Stanley 237-029935 Corporate Bonds 5832363 5832363 Morgan Stanley 237-029733 Corporate Bonds 7846302 7846302 Morgan Stanley 237-029670 Stock 3336250 3336250 Morgan Stanley 237-029664 Stock 8773287 8773287 Morgan Stanley 237-029729 Stock 8485992 8485992 Morgan Stanley 237-029932 Stock 8709203 8709203 Morgan Stanley 237-029731 Stock 5735352 5735352 Morgan Stanley 237-029856 Stock 6419955 6419955 8079966 8079966 0 0 Morgan Stanley 237-029670 Templeton Global Bond Fund FMV 6508330 6508330 Morgan Stanley 237-029670 Alkeon Growth Offshore Fund FMV 5805833 5805833 Morgan Stanley 237-029670 Millennium Int'L Hedge Fund FMV 4513014 4513014 UMB - Blackgold Opportunity Offshore Fund FMV 448593 448593 Morgan Stanley 237-029670 Lord Abbett Sht Duration FMV 5589738 5589738 Morgan Stanley 368 Pimco Income FMV 6638168 6638168 Morgan Stanley 368 AMG Yacktman FMV 7800283 7800283 Morgan Stanley 237-029670 MSILF Money Market PTF INST FMV 2661231 2661231 Morgan Stanley 237-029670 Premier Offshore SP VIII FMV 239335 239335 Morgan Stanley 237-029670 PE Premier Offshore SP VII CPV FMV 183210 183210 Office Furniture 706 706 0 Office Furniture-Chest 170 170 0 Conference Table & Chairs 1189 1189 0 Office Filing Cabinets 1337 1337 0 Office Software 11000 4584 6416 Legal Fees 1192 0 0 ACCRUED DIVIDENDS AND INTEREST ON INVESTMENTS 210786 190521 190521 SECURITY SALES PROCEEDS RECEIVABLE 0 95123 95123 Insurance 13156 0 11314 Bank Charges 55 0 0 Office Supplies/Expenses 16809 0 0 Investment Transaction Fees 3796 3796 0 Grantmaking Organization Dues 16685 0 16685 OTHER INCOME 37 37 37 CAPITAL GAIN DISTRIBUTION 575554 575554 575554 Unrealized Net Capital Gain on Investments 2169975 Excise Tax Payable 14926 0 Security Purchases Payable 0 24977 Consulting Fees 1579 0 1137 Investment Advisory Fees 581515 581515 0 The following information is submitted in support of the reduction from fair market value (FMV) claimed on line 1e of Part X under the authority of IRC Sec. 4942(e)(2)(B) and Reg. 53.4942(a)-2(c)(4): 1. Securities description: 10,343 units Alkeon Growth Offshore Fund - $5,805,833.00 467 units Blackgold Opportunity Offshore Fund - $448,593.00 2,584 units Millennium International HedgeFocus Fund - $4,513,014.00 2. Foundation's ownership in each fund: less than 3% 3. Total FMV of the securities prior to the valuation discount: $10,767,440 4. Amount of discount claimed: 10%, $1,076,744 5. Discount justification: The Foundation's investment in the above funds are subject to certain redemption restrictions, which may result in the Foundation not receiving sales proceeds for in excess of 6 months. A 10% discount to the value of these funds has therefore been included to reflect their lack of liquidity. State Filing Fees 220 0 0 Excise Taxes 36401 0 0 Foreign Tax Withheld 30691 30691 0 Payroll Taxes 13215 1022 11388