2021-05-14T12:37:56-05:00 2020-06-30 340677006 MALONEY NOVOTNY LLC 1111 SUPERIOR AVE SUITE 700 CLEVELAND OH 441142540 990 2019-07-01 042103629 SIMMONS UNIVERSITY SIMM 6175213688 300 THE FENWAY BOSTON MA 02115 MICHAEL J BARONE INTERIM VP FOR FINANCE & TREAS 6175212877 2021-05-13 1 CHRISTOPHER B ANDERSON P00226559 2163630100 2019 2022-09-23 18:48:47Z LYNN PERRY WOOTEN 300 THE FENWAY BOSTON MA 02115 264078997 0 X WWW.SIMMONS.EDU X 1899 MA SIMMONS UNIVERSITY EXISTS TO EDUCATE, EMPOWER, AND TRANSFORM THE LIVES OF ITS STUDENTS, PREPARING THEM FOR LEADERSHIP IN THE PROFESSIONS, IN THEIR COMMUNITIES, AND IN THE WORLD. SIMMONS' ENDURING COMMITMENT IS TO PROVIDE AN EXCEPTIONAL HIGHER EDUCATION EXPERIENCE THAT DISTINCTLY INTEGRATES THEORY AND PRACTICE; ACADEMIC EXCELLENCE IN THE LIBERAL ARTS AND SCIENCES COMBINED WITH RIGOROUS PREOFESSIONAL TRAINING. SIMMONS' HISTORY IS ROOTED IN VISIONARY THINKING AND SOCIAL RESPONSIBILITY; OUR MANDATE IS TO PREPARE UNDERGRADUATE WOMEN FOR PROFESSIONAL SUCCESS AND MEANINGFUL LIVES REMAINS AT THE CORE OF OUR MISSION. OUR GRADUATE SCHOOLS SERVE WOMEN AND MEN WHO ARE PASSIONATE ABOUT LEARNING, LEADING, AND MAKING A DIFFERENCE IN THEIR PROFESSIONS. SIMMONS STUDENTS GRADUATE INTELLECTUALLY EQUIPPED, PROFESSIONALLY SKILLED AND TECHNOLOGICALLY PROFICIENT FOR CUTTING-EDGE CAREERS THAT ADDRESS OUR GLOBAL SOCIETY'S GREATEST CHALLENGES AND UNMET NEEDS, TODAY AND IN THE FUTURE. 22 21 3090 879 2129221 0 9527998 12877179 223517968 211863217 7688752 7037080 3314598 3178713 244049316 234956189 50540033 54085149 0 0 90699532 85886314 0 0 2709599 105831155 99440055 247070720 239411518 -3021404 -4455329 423847127 504770000 184265395 271550201 239581732 233219799 X SEE SCHEDULE O 0 0 63285926 46168026 72133328 INSTRUCTION - UNDERGRADUATE PROGRAMS: SIMMONS IS A PRIVATE, NONSECTARIAN INSTITUTION LOCATED IN BOSTON'S FENWAY AREA, AND CURRENTLY SERVES 1,744 UNDERGRADUATE WOMEN. DURING THE 2020 ACADEMIC YEAR, THE UNIVERSITY CONFERRED 512 BACCALAUREATE DEGREES. INSTRUCTION INCLUDES EXPENDITURES FOR THE UNDERGRADUATE PROGRAM AS WELL AS FINANCIAL AID PROVIDED BY THE UNIVERSITY TO STUDENTS IN THE FORM OF SCHOLARSHIPS AND GRANTS. APPROXIMATELY 99% OF UNDERGRADUATES RECEIVED FINANCIAL AID IN THE FORM OF SCHOLARSHIPS OR GRANTS FROM THE UNIVERSITY. 20181778 7656102 47949942 INSTRUCTION - GRADUATE PROGRAMS: SIMMONS CURRENTLY SERVES 1,718 MEN AND WOMEN IN GRADUATE PROGRAMS AT THE MASTER AND DOCTORAL LEVELS. THESE PROGRAMS ARE HOUSED IN THE COLLEGE OF ORGANIZATIONAL, COMPUTATIONAL, AND INFORMATION SCIENCES (LIBRARY AND INFORMATION SCIENCE AND BUSINESS), COLLEGE OF SOCIAL SCIENCES, POLICY, AND PRACTICE (SOCIAL WORK AND PUBLIC POLICY), THE COLLEGE OF NATURAL, BEHAVIORAL, AND HEALTH SCIENCES (BEHAVIORAL ANALYSIS, HEALTH PROFESSIONS EDUCATION, NURSING, NUTRITION, PHYSICAL THERAPY) AND IN THE GWEN IFILL COLLEGE OF MEDIA, ARTS AND HUMANITIES (CHILDREN'S LITERATURE, GENDER AND SOCIAL STUDIES, HISTORY). DURING THE 2020 ACADEMIC YEAR, THE UNIVERSITY CONFERRED 662 GRADUATE DEGREES. INSTRUCTION INCLUDES EXPENDITURES FOR THE GRADUATE PROGRAMS AS WELL AS FINANCIAL AID. 66342644 107896 72286422 INSTRUCTION ONLINE PROGRAMS: DURING THE 2020 ACADEMIC YEAR SIMMONS UNIVERSITY OFFERED ONLINE PROGRAMS IN NURSING, SOCIAL WORK, BEHAVIORAL ANALYSIS, PUBLIC HEALTH AND MANAGEMENT. THESE PROGRAMS SERVE 2,902 MEN AND WOMEN ACROSS FIFTY STATES, THE DISTRICT OF COLUMBIA AND CANADA.DURING THE 2020 ACADEMIC YEAR, THE UNIVERSITY CONFERRED 1,079 DEGREES AND CERTIFICATES. 49645781 153125 18646600 ACADEMIC SUPPORT AND STUDENT SERVICES - INCLUDES EXPENDITURES FOR ACTIVITIES THAT SUPPORT AND ENHANCE THE STUDENT'S EDUCATION, AS WELL AS CONTRIBUTE TO THEIR EMOTIONAL AND PHYSICAL WELL-BEING. INCLUDED IN THIS CATEGORY IS THE UNIVERSITY LIBRARY WHICH HOUSES OVER 164,700 PRINT VOLUMES, SUBSCRIBES TO AND/OR PROVIDES ACCESS TO 126,300 E-JOURNALS, 43,100 E-BOOKS, AND 123 ELECTRONIC DATABASES FOR ARTICLES, REFERENCE CONTENT, STATISTICS AND BEYOND. DURING FISCAL YEAR 2020, STUDENTS CHECKED OUT 10,500 BOOKS AND COURSE RESERVE ITEMS WITH DIGITAL CIRCULATION OF 83,000 TITLES. ALSO INCLUDED IN THIS CATEGORY IS THE UNIVERSITY'S HEALTH CENTER WHOSE STAFF HANDLED 3,663 STUDENT/PATIENT VISITS DURING FISCAL YEAR 2020. ANOTHER COMPONENT OF THIS CATEGORY IS THE CAREER EDUCATION CENTER WHICH HAD 1,539 STUDENT CONTACTS DURING FISCAL YEAR 2020 THROUGH MULTIPLE CHANNELS. 49645781 153125 18646600 199456129 1 1 0 1 0 0 0 1 1 1 1 1 0 1 1 0 1 0 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 210 0 1 3090 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 22 21 1 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 MA X JEFFREY PINKHAM 6175212010 300 THE FENWAY BOSTON MA 02115 WILLIAM BELLAMY TRUSTEE(AS OF 10/22/19) 1.00 0.00 X 0 0 0 JANE BUYERS TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 AGENIA CLARK TRUSTEE 1.00 0.00 X 0 0 0 BARBARA LATZ COHEN TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 DENISE COLL CLERK/TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X X 0 0 0 TIFFANY DUFU TRUSTEE 1.00 0.00 X 0 0 0 JENNIFER ECKERT TRUSTEE 1.00 0.00 X 0 0 0 APRIL EVANS TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 ELIZABETH FENDER TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 MILLICENT GORHAM TRUSTEE(AS OF 10/22/19) 1.00 0.00 X 0 0 0 KAREN HAMMOND TRUSTEE, COMMITTEE CHAIR 1.00 0.00 X 0 0 0 JULIE JOHNSON STAPLES TRUSTEE(AS OF 10/22/19) 1.00 0.00 X 0 0 0 ALIX LAAGER TRUSTEE 1.00 0.00 X 0 0 0 LESLIE LAKE VICE CHAIR,TRUSTEE(AS OF 10/22/19) 5.00 0.00 X X 0 0 0 REGINA M PISA CHAIR OF BOARD/TRUSTEE 10.00 0.00 X X 0 0 0 GRACE RICHARDSON TRUSTEE 1.00 0.00 X 0 0 0 KATHLEEN I SCHULLER BLEAKIE TRUSTEE 1.00 0.00 X 0 0 0 JEFFREY SINGER TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM SPECK TRUSTEE 1.00 0.00 X 0 0 0 WINSTON TABB TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 PAMELA J TOULOPOULOS TRUSTEE, COMMITTEE CHAIR 5.00 0.00 X 0 0 0 HELEN G DRINAN UNTIL 620 PRESIDENT 40.00 0.00 X X 645915 0 30246 DEBRA PEREZ UNTIL 720 SR.VP-ORG.CULTURE,INCL.&EQ. 40.00 0.00 X 346036 0 42979 SHEILA C CONBOY UNTIL 520 SR.VP AND PROVOST 40.00 0.00 X 336575 0 47566 AMY WHITE UNTIL 620 SR.VP-INST.ADV. 40.00 0.00 X 307660 0 27848 KATHLEEN ROGERS SR.VP,GEN.COUNSEL 40.00 0.00 X 261030 0 22475 JENNIFER RICE UNTIL 520 VP-ADVANCEMENT 40.00 0.00 X 230547 0 32766 SUZANNE MURPHY VP-STRATEGIC INITIATIVES 40.00 0.00 X 217719 0 36226 LAURA BRINK PISINSKI VP-REAL ESTATE & FACILITIES 40.00 0.00 X 191378 0 39363 KERRI BROPHY VP-ENROLLMENT MANAGEMENT 40.00 0.00 X 170291 0 24420 LYNETTE COOK-FRANCISUNTIL 520 SR.VP-STUDENT ENGAG.&ENROLL.MGMT. 40.00 0.00 X 132255 0 13565 SUSAN MACKENTY BRADY CEO,SIMMONS UNIV.INST.FOR INCL.LEADERSHIP 40.00 0.00 X 281817 0 11760 MARIE DESJARDINS DEAN 40.00 0.00 X 245032 0 45099 CAROL LOVELL UNTIL 420 INTERIM VP FOR FINANCE 40.00 0.00 X 227210 0 21356 STEPHANIE BERZIN DEAN 40.00 0.00 X 226422 0 50722 DEBRA ORR UNTIL 120 CHIEF INFO.OFFICER&AVP-ADMIN. 40.00 0.00 X 223362 0 40473 MARIANNE LORD UNTIL 1218 FORMER VP-ADVANCEMENT 40.00 0.00 X 270000 0 19163 4313249 0 506027 142 1 1 0 2U INC 8201 CORPORATE DRIVE S 900 LANDOVER MD 20785 ONLINE PROGRAM PARTNER 48044746 ARAMARK SERVICES INC 1101 MARKET STREET PHILADELPHIA PA 19107 FOOD SERVICES 4735738 C&W FACILITY SERVICES INC 4002 SOLUTIONS CENTER CHICAGO IL 60677 FACILITIES MGMT.SERVICES 3033491 ALCHEMY 575 DOUBLE EAGLE COURT STE 220 RENO NV 89521 SOFTWARE CONSULTING 1271688 ELKUS MANFREDI ARCHITECTS LTD 25 DRYDOCK AVE BOSTON MA 02210 ARCHITECTURE SERVICES 1189365 72 4746669 8130510 612542 12877179 TUITION AND FEES 900099 192369692 192369692 RESIDENCE & DINING 900099 12359875 12359875 AUXILIARY & OTHER OP. REVENUE 900099 7133650 6286725 846925 211863217 3887888 -56408 3944296 3178713 0 3178713 3178713 1338704 1840009 32272000 29122808 3149192 3149192 3149192 234956189 211016292 2129221 8933497 153125 153125 53932024 53932024 3665805 3230994 434811 67392802 53468171 12492184 1432447 2683818 2244821 422737 16260 6724063 4624460 2046313 53290 5419826 4302258 1053643 63925 337862 11031 326831 349482 349482 814626 814626 3442390 1958065 1465028 19297 546104 127958 418121 25 498456 427669 68627 2160 2741469 518301 2132696 90472 7928926 6606234 1322682 10 1363959 1154753 165904 43302 323298 263372 56460 3466 6087320 3178397 2742533 166390 11530526 7609934 3696334 224258 790811 15669 774772 370 DIST.LEARNING-PARTNER S 47351799 47351799 CONTRACTED SERVICES 6600225 4572710 2012494 15021 FOOD SERVICE EXPENSE 4868903 4548910 282843 37150 LIBRARY EXPENSES 1184835 1184835 2679064 1201633 1370486 106945 239411518 199456129 37245790 2709599 1755174 18827680 24870445 2551155 1783879 12545512 10128561 1840406 1547964 8913121 7134748 363787937 193079287 169320796 170708650 97495362 93300526 99249000 98397000 11348921 96898227 423847127 504770000 10847863 12759018 1057433 791171 19117534 21353222 147090540 231103855 116790 389997 6035235 5152938 184265395 271550201 X 75714069 72259558 163867663 160960241 239581732 233219799 423847127 504770000 X -4455329 -1649530 -257074 X 0 1 X 1 1 1 X 11732242 9972383 11810267 9527998 12877179 55920069 11732242 9972383 11810267 9527998 12877179 55920069 330286 55589783 7754615 6316453 5656687 6904842 7066601 33699198 89619267 1038090304 0.62030 0.62450 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 1 1 0 PART II-B, LINE 1: SIMMONS UNIVERSITY IS A MEMBER OF VARIOUS EDUCATIONAL ASSOCIATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES ON BEHALF OF COLLEGES AND UNIVERSITIES FROM WHICH SIMMONS MAY BENEFIT. SIMMONS UNIVERSITY IS NOT AWARE OF THE ACTUAL AMOUNT OF MEMBER FEES ASSOCIATED WITH SUCH LOBBYING EFFORTS. X X X 0 0 1 X 195674424 1797413 4023547 3742274 7327755 190425355 194860622 2366885 7480824 3085369 5948538 195674424 188165010 2085062 13449854 2845930 5993374 194860622 175820721 2865241 18231147 2838239 5913860 188165010 183276426 4004656 -3133933 2615682 5710746 175820721 0.25330 0.39230 0.35440 0 0 815000 815000 275112510 133045849 142066661 14246375 2758250 11488125 73614052 57275188 16338864 170708650 PRIVATE EQUITY 14209000 F HEDGE FUNDS 31792000 F EQUITY SECURITIES 52384000 F REAL ESTATE CERTIFICATES 12000 F 98397000 DEPOSIT WITH BOND TRUSTEE 86052659 FUNDS HELD IN TRUST 9002381 OTHER ASSETS 1843187 96898227 U.S. GOVERNMENT LOAN ADVANCES 1372847 ASSET RETIREMENT OBLIGATIONS 1953326 ANNUITIES&REMAINDER INT. PAYABLE 1035715 DEPOSIT PAYABLE 791050 5152938 180498432 -1649530 -51993601 -53643131 234141563 814626 814626 234956189 186860363 0 186860363 814626 51736529 52551155 239411518 PART III, LINE 4: DESCRIPTION OF ART COLLECTION: THE SIMMONS UNIVERSITY ART COLLECTION IS COMPRISED OF PAINTINGS, DRAWINGS, PRINTS, SCULPTURE, AND PHOTOGRAPHY WHICH IS USED TO SUPPORT THE UNIVERSITY'S CURRICULUM. PART IV, LINE 2B: ESCROW AND CUSTODIAL ARRANGEMENT: THE UNIVERSITY MAINTAINS AGENCY ACCOUNTS FOR ALUMNAE/I AND STUDENT GROUPS. THE UNIVERSITY ACTS AS A FISCAL AGENT FOR THE FUNDS. PART V, LINE 4: INTENDED USES OF ENDOWMENT FUNDS: THE SIMMONS ENDOWMENT FUND IS USED TO SUPPORT THE EDUCATIONAL MISSION OF THE UNIVERSITY. IT IS INTENDED TO PROVIDE AN INTERGENERATIONAL SOURCE OF FUNDING FOR STUDENT SCHOLARSHIPS, RESEARCH, INSTRUCTIONAL PROGRAMS, AND GENERAL OPERATIONS OF THE UNIVERSITY. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST TRUSTS -257,072. STUDENT FINANCIAL AID -51,736,529. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 51,736,529. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 A DESCRIPTION OF THE UNIVERSITY'S NON-DISCRIMINATORY POLICY IS PUBLISHED IN ITS ADMISSION AND RECRUITING PUBLICATIONS AND IN THE STUDENT HANDBOOK. IT IS ALSO POSTED IN SEVERAL LOCATIONS ON THE UNIVERSITY'S WEBSITE UNDER "POLICIES," THE OFFICE OF GENERAL COUNSEL, AND HUMAN RESOURCES. SCHEDULE E, PART I, LINE 6 SIMMONS UNIVERSITY RECEIVES FUNDING FROM VARIOUS FEDERAL AND STATE GOVERNMENTAL AGENCIES, INCLUDING HIGHER EDUCATION EMERGENCY RELIEF FUNDS UNDER THE CARES ACT WHICH WERE PASSED TO STUDENTS, IN SUPPORT OF THE UNIVERSITY'S EDUCATIONAL MISSION. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 27004259 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 49 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 4339 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES INSTRUCTION 4016 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES STUDENT SERVICES 86 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 14084 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 31665 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES INSTRUCTION 573158 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 5224322 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 464 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES STUDENT SERVICES 436 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES INSTRUCTION 4022 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 994 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 239 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 55236 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES INSTRUCTION 10400 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES STUDENT SERVICES 3120 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES STUDENT RECRUITMENT 418 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES INSTRUCTION 1080 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 4409 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 27631656 5305140 32936796 0 0 0 0 0 0 PART I, LINE 2: MONITORING USE OF GRANT FUNDS - FUNDS ARE TRACKED THROUGH THE UNIVERSITY'S ACCOUNTING SYSTEM BY FINANCE PERSONNEL TO ENSURE THAT EXPENDITURES ARE FOR THE INTENDED PURPOSE. PART III ACCOUNTING METHOD: PART I - ADDITIONAL INFORMATION: SIMMONS UNIVERSITY'S FACULTY AND STAFF TRAVEL INTERNATIONALLY AS PART OF THEIR DUTIES AND INCUR EXPENDITURES IN SUPPORT OF INSTRUCTION, PROFESSIONAL DEVELOPMENT, AND INSTITUTIONAL SUPPORT. 1 CODE FOR SCIENCE AND SOCIETY INC 1221 SE 34TH AVENUE PORTLAND OR 97214 813791683 501(C)(3) 134660 0 GENERAL UNIVERSITY CORPORATION FOR ADVANCED INTERNET DEVELOPMENT DBA INTERNET2 150 PHOENIX DRIVE SUITE 111 ANN ARBOR MI 48108 522060187 501(C)(3) 18465 GENERAL 2 STUDENT FINANCIAL AID 3102 52206967 0 STUDENT STIPENDS 2356 1725057 0 PART I, LINE 2: FOR INDIVIDUAL RECIPIENTS OF GRANTS, ACADEMIC EXCELLENCE AND DEMONSTRATED FINANCIAL NEED ARE USED TO DETERMINE EACH STUDENT'S FINANCIAL AID. THE FINANCIAL AID CONSISTS OF ANY COMBINATION OF GRANTS AND LOANS AND ARE REVIEWED EACH YEAR BASED ON A STUDENT'S ACADEMIC RECORD AND/OR DEMONSTRATED NEED. THE FREE APPLICATION FOR FEDERAL STUDENT AID, WHICH HELPS TO ESTABLISH A STUDENT'S FINANCIAL NEED, SERVES AS THE APPLICATION FOR TUITION SCHOLARSHIPS. SIMMONS UNIVERSITY ALSO PASSES GRANTS THROUGH TO OTHER SECTION 501(C)(3) ORGANIZATIONS THAT ARE SUBRECIPIENTS OF GRANT FUNDS. X 0 1 X X X X X 1 0 0 0 0 0 0 0 0 HELEN G DRINAN UNTIL 620 PRESIDENT 525969 0 0 0 119946 0 25050 0 5196 0 676161 0 0 0 DEBRA PEREZ UNTIL 720 SR.VP-ORG.CULTURE,INCL.&EQ. 294215 0 50000 0 1821 0 21300 0 21679 0 389015 0 0 0 SHEILA C CONBOY UNTIL 520 SR.VP AND PROVOST 334576 0 0 0 1999 0 21975 0 25591 0 384141 0 0 0 AMY WHITE UNTIL 620 SR.VP-INST.ADV. 306261 0 0 0 1399 0 21503 0 6345 0 335508 0 0 0 KATHLEEN ROGERS SR.VP,GEN.COUNSEL 258828 0 0 0 2202 0 19800 0 2675 0 283505 0 0 0 JENNIFER RICE UNTIL 520 VP-ADVANCEMENT 230023 0 0 0 524 0 18000 0 14766 0 263313 0 0 0 SUZANNE MURPHY VP-STRATEGIC INITIATIVES 216781 0 0 0 938 0 17250 0 18976 0 253945 0 0 0 LAURA BRINK PISINSKI VP-REAL ESTATE & FACILITIES 191111 0 0 0 267 0 14741 0 24622 0 230741 0 0 0 KERRI BROPHY VP-ENROLLMENT MANAGEMENT 169703 0 0 0 588 0 13385 0 11035 0 194711 0 0 0 SUSAN MACKENTY BRADY CEO,SIMMONS UNIV.INST.FOR INCL.LEADE 206498 0 75000 0 319 0 11250 0 510 0 293577 0 0 0 MARIE DESJARDINS DEAN 244000 0 0 0 1032 0 18750 0 26349 0 290131 0 0 0 CAROL LOVELL UNTIL 420 INTERIM VP FOR FINANCE 219570 0 0 0 7640 0 10890 0 10466 0 248566 0 0 0 STEPHANIE BERZIN DEAN 226080 0 0 0 342 0 18000 0 32722 0 277144 0 0 0 DEBRA ORR UNTIL 120 CHIEF INFO.OFFICER&AVP-ADMIN. 221565 0 0 0 1797 0 17147 0 23326 0 263835 0 0 0 MARIANNE LORD UNTIL 1218 FORMER VP-ADVANCEMENT 0 0 0 0 270000 0 0 0 19163 0 289163 0 0 0 PART I, LINE 1A BENEFITS PROVIDED TO CERTAIN EMPLOYEES - A HOUSING ALLOWANCE WAS PROVIDED TO HELEN DRINAN, PRESIDENT. PRESIDENT DRINAN USES HER PERSONAL RESIDENCE TO HOLD FUNCTIONS AND EVENTS ON BEHALF OF SIMMONS UNIVERSITY. THE HOUSING ALLOWANCE OF $40,000 WAS CONSIDERED TAXABLE AND INCLUDED IN HER TAXABLE INCOME. PART I, LINE 1B WRITTEN POLICY FOR EXPENSE REIMBURSEMENTS - THE UNIVERSITY HAS A WRITTEN POLICY REGARDING FIRST CLASS AND SPOUSAL TRAVEL. ON OCCASION, OTHER BENEFITS LISTED IN QUESTION 1A OF SCHEDULE J, PART I MAY BE PROVIDED, BUT ONLY PURSUANT TO A VOTE OF APPROVAL BY THE BOARD OF TRUSTEES. PART I, LINE 4A SEVERANCE PAYMENTS - MARIANNE LORD, VICE PRESIDENT OF ADVANCEMENT, RECEIVED SEVERANCE PAYMENTS OF $270,000. THESE PAYMENTS ARE INCLUDED IN PART II, COLUMN B(III) FOR MS. LORD. PART II: ADDITIONAL INFORMATION ABOUT COMPENSATION - THE COMPONENTS OF THE AMOUNT IN COLUMN B(III) FOR HELEN DRINAN OF $119,946 ARE AS FOLLOWS: HOUSING ALLOWANCE: $40,000; SUPPLEMENTAL RETIREMENT CONTRIBUTION: $43,450; GROUP TERM LIFE INSURANCE: $4,944; IMPUTED INCOME FROM LIFE INSURANCE: $29,380; PERSONAL USE OF AUTO: $1,212; AND LONG TERM DISABILITY: $960. ALL OF THESE AMOUNTS ARE TAXABLE. A SIMMONS COLLEGE MDFA REVENUE BOND SERIES H 043431814 57583RJG1 2007-01-04 45343798 REFUNDING SERIES C, D, AND F BONDS 0 0 0 B SIMMONS COLLEGE MHEFA REVENUE BOND SERIES I 042456011 57686EEL1 2009-01-22 59998380 REFIN.E BOND, CONSTR.,SWAP TERM 1 0 0 C SIMMONS COLLEGE MDFA REVENUE BOND SERIES J 043431814 57583UYQ5 2013-09-05 19156227 REFINANCE SERIES F & I BONDS 0 0 0 D SIMMONS COLLEGE MDFA REVENUE BOND SERIES K-1 043431814 57584XAA9 2015-07-08 37550169 REFIN.SERIES C&I 0 0 0 A 13459727 45343798 575599 485410 44282763 0 1 1 1 B 26445000 34610000 59998380 4165387 1199968 2466655 19215015 32951354 2009 1 0 1 1 C 72064 19156227 15484557 374131 3297539 1 1 1 1 D 1063064 37550169 28874572 502539 8173058 1 1 1 1 A 0 1 1 1 0 0.01990 0.01990 0 0 1 B 0 0 0 1 0 0 0 1 C 1 1 1 1 0 0.00130 0.00130 0 0 1 D 0 0 1 1 0 0.00100 0.00100 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: SIMMONS COLLEGE MDFA REVENUE BOND SERIES H DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2020 ISSUER NAME: SIMMONS COLLEGE MHEFA REVENUE BOND SERIES I DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2020 ISSUER NAME: SIMMONS COLLEGE MDFA REVENUE BOND SERIES J DATE THE REBATE COMPUTATION WAS PERFORMED: 09/05/2020 ISSUER NAME: SIMMONS COLLEGE MDFA REVENUE BOND SERIES K-1 DATE THE REBATE COMPUTATION WAS PERFORMED: 06/30/2019 ISSUER NAME: SIMMONS COLLEGE MDFA REVENUE BOND SERIES L DATE THE REBATE COMPUTATION WAS PERFORMED: 08/01/2018 SCHEDULE K, PART II, LINE 3, COLUMN C: $31,140,000 OF THE MHEFA REVENUE BOND SERIES I PROCEEDS WERE USED TO REFUND SERIES E BONDS. SCHEDULE K, PART II, LINE 13, COLUMN B: THE YEAR OF SUBSTANTIAL COMPLETION FOR THE MDFA REVENUE BONDS SERIES H HAS BEEN LEFT BLANK BECAUSE THIS ISSUE WAS ENTIRELY FOR AN ADVANCE REFUNDING. A SIMMONS COLLEGE MDFA REVENUE BOND SERIES L 043431814 2018-08-27 48134737 REFUNDING SERIES G BONDS 0 0 0 B SIMMONS UNIVERSITY MDFA REVENUE BOND SERIES M 043431814 57584YYM5 2020-04-02 91002665 BUILDING CONSTRUCTION 0 0 0 A 904705 48134737 47390000 744737 2018 1 0 1 1 B 94866 91002665 879749 5165367 84957549 0 0 0 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 X 50 606547 FMV X OTHER GOODS 12 5995 FMV 0 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES - THE UNIVERSITY UTILIZES THE SERVICES OF A BROKER TO SELL DONATED SECURITIES. THE FEES CHARGED BY THE BROKER ARE AT OR BELOW FAIR MARKET VALUE. FORM 990, PART VI, SECTION A, LINE 1 AUTHORITY OF EXECUTIVE COMMITTEE: THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONSISTS OF THE CHAIR AND THE VICE CHAIR OF THE BOARD OF TRUSTEES; THE PRESIDENT; THE CHAIRS OF THE FINANCE COMMITTEE, THE AUDIT COMMITTEE, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, THE ADVANCEMENT COMMITTEE, THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE, THE EDUCATIONAL STEWARDSHIP COMMITTEE, THE INVESTMENT COMMITTEE, AND THE FACULTY REVIEW COMMITTEE; THE CLERK; AND ANY OTHER TRUSTEES MAY BE DESIGNATED BY THE BOARD OF TRUSTEES FROM TIME TO TIME. IN BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, THE EXECUTIVE COMMITTEE HAS THE FULL POWER AND AUTHORITY OF THE BOARD OF TRUSTEES, EXCEPT TO SELL REAL ESTATE AND TO CONFER DEGREES. FORM 990, PART VI, SECTION A, LINE 2 REPORTABLE RELATIONSHIPS - APRIL EVANS AND TIFFANY DUFU HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 AND FORM 990, PART VI, SECTION B, LINE 7A: MEMBERS AND POWERS OF THE MEMBERS: SIMMONS CURRENTLY HAS 22 CORPORATORS (THE CORPORATION) AS OF JUNE 30, 2020: 22 MEMBERS OF THE BOARD OF TRUSTEES. THE CORPORATION'S PRIMARY DUTIES ARE TO ELECT ANNUALLY THE TRUSTEE MEMBERSHIP AND AMEND THE SIMMONS' BY-LAWS. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6A ABOVE. FORM 990, PART VI, SECTION B, LINE 11B REVIEW OF FORM 990: THE BOARD OF TRUSTEES HAS DELEGATED THE RESPONSIBILITY OF REVIEWING FORM 990 TO THE AUDIT COMMITTEE. THE REVIEW OF THE FORM IS FACILITATED BY THE OUTSIDE PUBLIC ACCOUNTING FIRM THAT PREPARES THE RETURN. THE COMPENSATION SECTIONS OF FORM 990 ARE REVIEWED BY THE COMPENSATION COMMITTEE. BEFORE FILING, FORM 990 IS PROVIDED TO THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 PROVIDED TO GOVERNING BODY - THE UNIVERSITY BELIEVES THAT DONOR INFORMATION ON SCHEDULE B IS PRIVATE AND CONFIDENTIAL. AS SUCH, IT HAS PROVIDED A COPY OF FORM 990 TO THE ENTIRE BOARD BUT HAS REDACTED DONORS' NAMES AND ADDRESSES FROM SCHEDULE B. BECAUSE OF THIS DECISION, WE ARE REQUIRED TO ANSWER "NO" TO THE QUESTION ON LINE 11A OF PART VI EVEN THOUGH THE BOARD HAS RECEIVED A COPY OF FORM 990 (EXCEPT FOR DONOR INFORMATION ON SCHEDULE B). THE DONOR INFORMATION ON SCHEDULE B HAS BEEN REVIEWED BY THE CHAIR OF THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT POLICY: IN ITS CONFLICT OF INTEREST DISCLOSURE FORM, THE UNIVERSITY ASKS ALL TRUSTEES AND OFFICERS TO DECLARE ANY CONFLICT OF INTEREST. COMPLETED CONFLICT OF INTEREST DISCLOSURE STATEMENTS ARE REVIEWED BY THE GENERAL COUNSEL WHO ALSO SERVES AS THE SECRETARY OF THE BOARD. THE GENERAL COUNSEL PREPARES A WRITTEN REPORT FOR THE AUDIT COMMITTEE WHICH SETS FORTH ALL DISCLOSURES OR COMMENTS MADE BY RESPONDENTS CONCERNING POTENTIAL OR ACTUAL CONFLICTS, AND THAT REPORT IS PRESENTED TO THE AUDIT COMMITTEE, PRESIDENT, AND BOARD CHAIR FOR DISCUSSION AND NECESSARY FOLLOW-UP EACH YEAR. AT A MINIMUM, THOSE WITH CONFLICTS ARE INSTRUCTED TO REFRAIN FROM VOTING ON MATTERS WHERE THERE ARE OR MAY BE PERCEIVED TO BE A CONFLICT AND TO RECUSE THEMSELVES DURING ANY DISCUSSION OF THE ISSUE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW AND APPROVAL: THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE IS GOVERNED BY A DETAILED CHARTER WHICH GRANTS IT JURISDICTION OVER COMPENSATION MATTERS FOR ALL SIMMONS OFFICERS, INCLUDING THE PRESIDENT. THE COMMITTEE'S DECISIONS ARE INFORMED BY THE UNIVERSITY'S SENIOR LEADERSHIP COMPENSATION PHILOSOPHY WHICH REQUIRES THE USE OF COMPARATOR MARKET DATA AND CONSIDERATION OF MEDIAN AND MARKET PERCENTILES WHEN SETTING BASE SALARIES FOR NEW OFFICER HIRES. THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE ALSO REVIEWS THE PERFORMANCE OF SENIOR LEADERS/OFFICERS AGAINST SALARY DATA PREPARED BY EXTERNAL COMPENSATION EXPERTS WHEN CONSIDERING RAISES. THE MEMBERS OF THE EXECUTIVE DEVELOPMENT AND COMPENSATION COMMITTEE ARE INDEPENDENT OF THE EMPLOYEES FOR WHOM COMPENSATION DECISIONS ARE BEING MADE. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF DOCUMENTS: SIMMONS UNIVERSITY'S FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST TRUSTS -257,072. ROUNDING ERROR -2. CHARITABLE REMAINDER TRUST (4) CHARITABLE TRUST MA SIMMONS UNIVERSITY 1 CHARITABLE REMAINDER TRUST (1) CHARITABLE TRUST OH SIMMONS UNIVERSITY 1 PERPETUAL TRUST(1) PERPETUAL TRUST MA SIMMONS UNIVERSITY 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1