2021-05-14T13:43:38-05:00 2020-06-30 861065772 DELOITTE TAX LLP TWO JERICHO PLAZA JERICHO NY 11753 990 2019-07-01 131623899 THE AMERICAN SOCIETY OF MECHANICAL ENGINEERS AMER 2125917000 TWO PARK AVENUE NEW YORK NY 10016 WILLIAM GAROFALO CHIEF FINANCIAL OFFICER 9732442255 2021-05-13 1 CHRISTINE KAWECKI P00743140 5169187000 2021-05-10 2019 2022-09-23 18:48:47Z THOMAS COSTABILE TWO PARK AVENUE NEW YORK NY 10016 120634438 0 X WWW.ASME.ORG X 1880 NY TO ADVANCE ENGINEERING FOR THE BENEFIT OF HUMANITY. 11 11 454 64300 1553162 216944 472025 389330 59413645 44081056 10663209 4307727 38761343 53588173 109310222 102366286 700000 306900 0 0 55771667 64569320 0 107608 107608 48005966 43082306 104477633 108066134 4832589 -5699848 164266030 151530711 60172176 63965045 104093854 87565666 X THE MISSION OF THE AMERICAN SOCIETY OF MECHANICAL ENGINEERS ("ASME") IS TO ADVANCE ENGINEERING FOR THE BENEFIT OF HUMANITY. 0 0 17061137 284898 CODES & STANDARDS- ASME ESTABLISHES AND PUBLISHES PUBLIC SAFETY RELATED INDUSTRIAL AND MANUFACTURING CODES AND STANDARDS FOR THE DESIGN, MANUFACTURING, AND INSTALLATION OF MECHANICAL DEVICES. THE PRINCIPAL PRODUCT AFFECTING REVENUE AND EXPENSES IS THE SOCIETY'S BOILER AND PRESSURE VESSEL CODE (THE BOILER CODE). 15651165 306900 6850132 TECHNICAL EVENTS & CONTENT AND INSTITUTES- ASME ANNUALLY PERFORMS RESEARCH ON TECHNICAL MECHANICAL ENGINEERING ISSUES, AND HOLDS TECHNICAL MEETINGS AND CONFERENCES FOR MECHANICAL ENGINEERS ON A VARITY OF MECHANICAL ENGINEERING TOPICS AND SUBJECTS. 9951409 24139176 CONFORMITY ASSESSMENT- ASME HOSTS PROGRAMS UNDER WHICH A COMPANY OR AN INDIVIDUAL IS ASSESSED AND CERTIFIED BASED ON DEMONSTRATED ABILITY TO MEET THE REQUIREMENTS OF AN ASME STANDARD. THESE CONFORMITY ASSESSMENTS CONTINUE TO PROVIDE A SERVICE VITAL TO THE ENHANCEMENT OF PUBLIC SAFETY AND FACILITATION OF INTERNATIONAL COMMERCE. 9031521 1399744 PUBLICATIONS- ASME PRODUCES AND PREPARES THE TECHNICAL CONTENT OF THE SOCIETY FOR PUBLIC DISTRIBUTION AND SALE IN THE FORM OF JOURNALS, CONFERENCE PROCEEDINGS AND BOOKS, BOTH IN PRINT AND ELECTRONIC MEDIA. 6049355 57606 PROGRAMS- ASME HOSTS CONFERENCES AND WORKSHOPS TO HELP IDENTIFY EMERGING ISSUES OF INTEREST TO MEMBERS AND THE ENGINEERING PROFESSION AT LARGE. 6288833 4197696 LEARNING & DEVELOPMENT- ASME PROVIDES CONTINUING EDUCATION COURSES FOR ENGINEERING AND THE TECHNICAL WORKFORCE. 4914049 7151804 CONSTITUENT ENGAGEMENT- ASME OFFERS PROFESSIONAL AND STUDENT MECHANICAL ENGINEERING SOCIETY MEMBERSHIPS. IN EXCHANGE FOR DUES PAYMENTS, THE MEMBER RECEIVES SEVERAL MEMBERSHIP BENEFITS INCLUDING, BUT NOT LIMITED TO, MONTHLY SUBSCRIPTION TO 'MECHANICAL ENGINEERING' MAGAZINE, FREE ACCESS TO ON-LINE REFERENCE TOOLS, FREE SUBSCRIPTION TO DAILY E-NEWSLETTER, AND DISCOUNTS ON ASME PUBLICATIONS, CONTINUING EDUCATION AND CONFERENCE REGISTRATIONS. 26283758 12806850 68947469 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 1 1 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 392 0 1 454 1 1 1 1 CH IN UK 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 CA NJ NY X THOMAS MEEHAN CONTROLLER 9732442255 150 CLOVE ROAD 6TH FLOOR LITTLE FALLS NJ 07424 ANDREW BICOS START 061620 MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 JOE R FOWLER MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 KAREN A THOLE MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 LAURA E HITCHCOCK MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 MARY LYNN REALFF END 061620 MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 MICHAEL F MOLNAR MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 PAUL STEVENSON START 061620 MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 RICHARD MARBOE START 061620 MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 RICHARD T LAUDENAT PRESIDENT 4.00 1.00 X X 1602 0 0 BRYAN A ERLER PRESIDENT ELECT 4.00 1.00 X 0 0 0 ROBERT E GRIMES END 061620 MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 SAID JAHANMIR END 061620 PAST PRESIDENT 4.00 1.00 X 0 0 0 STUART W CAMERON END 061620 MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 THOMAS R KURFESS MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 TODD R ALLEN MEMBER-AT-LARGE 4.00 1.00 X 0 0 0 JOHN DELLI VENNERI GENERAL COUNSEL 40.00 2.50 X 427941 0 67337 ROBERT N PANGBORN SECRETARY-TREASURER 4.00 1.00 X 0 0 0 THOMAS COSTABILE EXECUTIVE DIRECTOR/CEO 40.00 2.50 X 859633 0 85170 WILLIAM GAROFALO CHIEF FINANCIAL OFFICER 40.00 2.50 X 503289 0 21813 JEFFREY PATTERSON CHIEF OPERATING OFFICER 40.00 0.00 X 494450 0 55508 LAUREL RASO CHIEF HUMAN RESOURCES OFFICER 40.00 0.00 X 406260 0 122784 LUIS RODRIGUEZ ASSOCIATE EXECUTIVE DIRECTOR 40.00 0.00 X 251053 0 7953 FRANK GIANNELLI END 12619 MANAGING DIRECTOR 40.00 0.00 X 291072 0 12600 JOHN HASSELMANN MANAGING DIRECTOR 40.00 0.00 X 290098 0 15348 JOSH HEITSENRETHER MANAGING DIRECTOR 40.00 0.00 X 285616 0 49410 KEITH BLOESCH MANAGING DIRECTOR 40.00 0.00 X 317449 0 27376 PHILIP DIVIETRO MANAGING DIRECTOR 40.00 0.00 X 290275 0 138459 4418738 0 603758 171 0 1 0 ACKNOWLEDGE DIGITAL MARKETING LLC 197 GRAND STREET 5S NEW YORK NY 10013 MARKETING 816434 PATTERSON BELKNAP WEBB & TYLER LLP 1133 AVENUE OF THE AMERICAS NEW YORK NY 10036 LEGAL SERVICES 689651 IMAGINATION PUBLISHING 660 W FULTON STREET SUITE 600 CHICAGO IL 60661 PUBLISHING 639775 DANIEL E CHEETHAM 1010 NW 38TH PL CAPE CORAL FL 339939311 CONSULTANT- CA 313665 WILMERHALE PO BOX 7247-8760 PHILADELPHIA PA 191708760 LEGAL SERVICES 309225 21 389330 389330 CONFORMITY ASSESSMENT 611430 24139176 24139176 CONSTITUENT ENGAGEMENT 511130 7151804 7151804 TECH. EVENTS & CONTENT 611430 6850132 6850132 LEARNING & DEVELOPMENT 611430 4197696 4197696 OTHER PROGRAM SERVICE 511120 1457350 27405 1429945 284898 284898 44081056 2395531 2395531 30850925 30850925 1912196 0 1912196 1912196 1912196 40703248 18268152 22435096 22435096 AMERICAN EXPRESS REWAR 900099 178935 178935 JOB BOARD REVENUE 900001 120659 120659 OTHER 900099 2558 2558 302152 102366286 65086207 1553162 35337587 306900 306900 3546430 2411290 1135140 46862895 31975153 14887742 3708468 2521463 1187005 7140360 4854876 2285484 3311167 2251330 1059837 741879 640972 100907 296949 4699 292250 283336 283336 107608 107608 259497 259497 7442526 5841399 1601127 3181227 3164067 17160 744650 445873 298777 3400419 653392 2747027 6190296 101566 6088730 4136935 3275697 861238 6848911 6440566 408345 255509 255509 5672467 695860 4976607 344918 344918 PROFESSIONAL SUPPORT 1377017 1173260 203757 AWARDS & HONORARIUMS 940724 940724 OTHER 641388 641388 COMMISSION 323658 323658 108066134 68947469 39011057 107608 5672653 11041534 14323028 13102295 612815 374260 2983388 4180982 75890629 55424836 22226008 20465793 118448138 102365847 164266030 151530711 24526617 17569130 35203055 36968376 442504 9427539 60172176 63965045 X 103644413 87137891 449441 427775 104093854 87565666 164266030 151530711 X -5699848 -2339380 -8488960 X 0 1 X 1 0 X 863017 848739 659878 472025 389330 3232989 89318276 83584091 87537441 88493785 83443319 432376912 90181293 84432830 88197319 88965810 83832649 435609901 0 15747489 1926920 17427527 1890005 2509485 39501426 15747489 1926920 17427527 1890005 2509485 39501426 396108475 25214025 24737034 29753367 29934142 33246456 142885024 212634 177663 416397 211111 204271 1222076 25426659 24914697 30169764 30145253 33450727 144107100 162167 178935 341102 115607952 109347527 118367083 119273230 117462311 580058103 0.68290 0.69780 0.24840 0.23500 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: AWARDS AND OTHER INCOME - 2018 AMOUNT: $ 162,167. 2019 AMOUNT: $ 178,935. 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MANAGEMENT REVIEWS TRANSACTIONS TO ESTIMATE POTENTIAL TAX LIABILITIES USING A THRESHOLD OF MORE LIKELY THAN NOT. IT IS MANAGEMENT'S ESTIMATION THAT THERE ARE NO MATERIAL INCOME TAX LIABILITIES THAT NEED TO BE RECORDED AT JUNE 30, 2020 OR 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: RECLASS OF COGS 18,268,152. PENSION ADJUSTMENT -7,509,376. ASME FOUNDATION ADJUSTMENT IN-KIND CONTRIBUTIONS -823,900. ASME FOUNDATION ADJUSTMENT TO ANNUITIES PAYABLE 140,705. ASME FOUNDATION 2,137,300. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECLASS OF COGS 18,268,152. ASME INDIA EXPENSE 255,509. ASME FOUNDATION 2,348,639. EAST ASIA AND THE PACIFIC 1 3 PROGRAM SERVICES SEE PART V SUPPLEMENTAL INFORMATIONASME, THROUGH WHOLLY OWNED ASME PACIFIC LLC, PROMOTES UNDERSTANDING AND THE USE OF CODES AND STANDARDS PROGRAMS IN THE ASIA/PACIFIC MARKETS, SERVING AS AN INQUIRY POINT FOR INFORMATION REGARDING ASME EDUCATIONAL COURSES AND SEMINARS, AND FACILITATING NEW MEMBER RECRUITMENT AND CONFERENCE DEVELOPMENT. 439868 EUROPE (INCLUDING ICELAND & GREENLAND) 1 5 PROGRAM SERVICES SEE PART V SUPPLEMENTAL INFORMATIONASME, THROUGH INDEPENDENT CONTRACTORS, PROMOTES DIALOG WITH LOCAL ENGINEERS, CORPORATIONS, EDUCATIONAL INSTITUTIONS, AND TECHNICAL ASSOCIATIONS AS WELL AS PROVIDE LOGISTICAL SUPPORT FOR ASME EVENTS SUCH AS CONTINUING EDUCATION AND WORKSHOPS. 46023 SOUTH ASIA 1 3 PROGRAM SERVICES SEE PART V SUPPLEMENTAL INFORMATIONASME, THROUGH WHOLLY OWNED SUBSIDIARIES, ENGAGES IN THE MARKETING AND PROMOTION OF ASME STANDARDS, CONFORMITY ASSESSMENT PROGRAMS, TRAINING PROGRAMS, JOURNALS, CONFERENCE PROCEEDING, BOOKS AND OTHER PUBLICATION AND PROMOTES MEMBERSHIP IN ASME. 296390 3 11 0 0 3 11 782281 0 782281 1 0 1 0 0 1 PART I, LINE 3: THE EXPENDITURES IN PART I, LINE 3, COLUMN (F) ARE REPORTED ON AN ACCRUAL BASIS. PART III ACCOUNTING METHOD: 1 IPM ADVANCEMENT 2340 EAST BEARDSLEY ROAD SUITE 100 PHOENIX AZ 85024 FUNDRAISING 0 0 198662 -198662 198662 -198662 PART I, LINE 2B (III) IPM ADVANCEMENT IS PAID $7,500 PER MONTH AND REIMBURSED FOR ADDITIONAL EXPENSES INCLUDING SUCH ITEMS AS PRINTING AND POSTAGE. OTHER SUPPLIMENTAL INFORMATION: THE AMOUNT PAID TO IPM ADVANCEMENT FOR PROFESSIONAL FUNDRAISING IS ON BEHALF OF THE ASME FOUNDATION. ALL PROCEEDS ARE PAID DIRECTLY TO THE ASME FOUNDATION. 0 THE ASME FOUNDATION INC TWO PARK AVENUE NEW YORK NY 10016 133372934 501(C)(3) 306900 MISSION - DRIVEN PROGRAMS 1 0 SCHEDULE I, PART I, LINE 2 THE AMOUNTS REPORTED ARE CONTRIBUTIONS TO A 501 (C) (3) ORGANIZATION FOR USE IN THEIR EXEMPT PURPOSE. X X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 JOHN DELLI VENNERI GENERAL COUNSEL 357815 0 64688 0 5438 0 20586 0 46751 0 495278 0 0 0 THOMAS COSTABILE EXECUTIVE DIRECTOR/CEO 549631 0 275000 0 35002 0 50276 0 34894 0 944803 0 0 0 WILLIAM GAROFALO CHIEF FINANCIAL OFFICER 400374 0 81814 0 21101 0 19600 0 2213 0 525102 0 0 0 JEFFREY PATTERSON CHIEF OPERATING OFFICER 377154 0 86715 0 30581 0 16800 0 38708 0 549958 0 0 0 LAUREL RASO CHIEF HUMAN RESOURCES OFFICER 323571 0 58626 0 24063 0 87054 0 35730 0 529044 0 0 0 LUIS RODRIGUEZ ASSOCIATE EXECUTIVE DIRECTOR 102611 0 0 0 148442 0 5063 0 2890 0 259006 0 0 0 FRANK GIANNELLI END 12619 MANAGING DIRECTOR 271528 0 0 0 19544 0 11098 0 1502 0 303672 0 0 0 JOHN HASSELMANN MANAGING DIRECTOR 255795 0 33028 0 1275 0 15348 0 0 0 305446 0 0 0 JOSH HEITSENRETHER MANAGING DIRECTOR 277425 0 7321 0 870 0 16800 0 32610 0 335026 0 0 0 KEITH BLOESCH MANAGING DIRECTOR 249176 0 48685 0 19588 0 19461 0 7915 0 344825 0 0 0 PHILIP DIVIETRO MANAGING DIRECTOR 263307 0 19775 0 7193 0 101630 0 36829 0 428734 0 0 0 PART I, LINE 1A CERTAIN BOARD MEMBERS RECEIVE TAXABLE BENEFITS FOR TRAVEL FOR COMPANIONS. ASME PAID FOR THE SOCIAL CLUB DUES FOR GENERAL COUNSEL. THIS BENEFIT WAS NOT TAXABLE TO THE RECIPIENT. PART I, LINES 4A-B THE FOLLOWING INDIVIDUAL RECEIVED SEVERANCE PAYMENTS DURING 2019 THAT ARE REPORTED ON SCHEDULE J, PART II, COLUMN (C): LUIS RODRIGUEZ: $148,442 ASME MAINTAINS A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. THE FOLLOWING INDIVIDUAL PARTICIPATED IN THE PLAN DURING 2019, WITH THE AMOUNTS REPORTED IN SCHEDULE J, PART II, COLUMN (C): THOMAS COSTABILE, $33,476 PART I, LINE 7 THOMAS COSTABILE RECEIVED A FULL YEAR COMPENSATION IN FY20. FY19 REFLECTED A PARTIAL YEAR COMPENSATION. THE FOLLOWING INDIVIDUALS RECEIVED DISCRETIONARY, NON-FIXED PAYMENTS DURING 2019 THAT ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II): THOMAS COSTABILE, $275,000 WILLIAM GAROFALO, $81,814 JOHN DELLI VENNERI, $64,688 JEFFREY PATTERSON, $86,715 LAUREL RASO, $58,626 KEITH BLOESCH, $48,685 JOSH HEITSENRETHER, $7,321 PHILIP DIVIETRO, $19,775 ELPIDIO LABRADOR, $42,330 JOHN HASSELMANN, $33,028 FORM 990, PART VI, SECTION A, LINE 6 ASME IS A MEMBERSHIP ORGANIZATION AND HAS NO STOCKHOLDERS. FORM 990, PART VI, SECTION A, LINE 7A ASME'S MEMBERS ELECT THE ASME BOARD OF GOVERNORS. FORM 990, PART VI, SECTION A, LINE 7B DECISIONS BY THE GOVERNING BODY TO CHANGE THE ASME CONSTITUTION ARE SUBJECT TO APPROVAL BY MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE ASME FORM 990 AND SUPPORTING SCHEDULES ARE PREPARED BY AN INDEPENDENT TAX FIRM AND SUBMITTED TO MANAGEMENT FOR REVIEW. ALL REVIEW NOTES ARE CLEARED, AND CHANGES ARE MADE. AT THE END OF THE REVIEW PERIOD, THE DRAFT 990 IS MADE AVAILABLE TO THE ASME BOARD OF GOVERNORS (BOG). WHEN THE BOG REVIEW PERIOD IS OVER, THE 990 IS PROVIDED TO ASME'S INDEPENDENT TAX FIRM FOR ELECTRONIC FILING BY THE DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C ASME HAS ADOPTED A CONFLICT OF INTEREST POLICY WHICH APPLIES TO BOARD MEMBERS, OFFICERS, COMMITTEE MEMBERS AND KEY EMPLOYEES OF ASME. ON AN ANNUAL BASIS, INDIVIDUALS COVERED UNDER THE CONFLICT OF INTEREST POLICY ARE REQUIRED TO COMPLETE AND SIGN A STATEMENT THAT HE OR SHE IS IN COMPLIANCE WITH THE POLICY. IF A CONFLICT IS IDENTIFIED, THE INDIVIDUAL WITH SUCH CONFLICT IS PROHIBITED FROM PARTICIPATION IN THE DELIBERATIONS AND DECISIONS IN THE TRANSACTION. THE AUDIT COMMITTEE OVERSEES THE IMPLEMENTATION OF, AND COMPLIANCE WITH, THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15A THE PROCESS FOR DETERMINING THE COMPENSATION OF THE EXECUTIVE DIRECTOR INCLUDES A REVIEW BY AN INDEPENDENT COMPENSATION CONSULTANT OF COMPARABILITY DATA, INCLUDING COMPENSATION SURVEYS AND FORM 990 DATA FROM SIMILAR ORGANIZATIONS. THIS DATA IS THEN PROVIDED TO THE EXECUTIVE DIRECTOR EVALUATION AND STAFF COMPENSATION COMMITTEE (EDESC), A COMMITTEE COMPRISED OF INDEPENDENT DIRECTORS, WHO EVALUATE THE DATA AND MAKE A SALARY RECOMMENDATION TO THE BOARD OF GOVERNORS. THE FINAL SALARY DECISION, BASED ON THE RECOMMENDATION OF THE EDESC, IS APPROVED BY THE BOARD OF GOVERNORS. ASME'S CORPORATE COUNSEL CONTEMPORANEOUSLY DOCUMENTS THE DECISION AND THE RATIONALE OF THE DECISION. FORM 990, PART VI, SECTION C, LINE 19 THE ASME CONSTITUTION, BY-LAWS, SOCIETY POLICIES INCLUDING THE CONFLICT OF INTEREST POLICY, AND THE ASME ANNUAL REPORT CAN BE FOUND ON THE ASME WEBSITE. FORM 990, PART XI, LINE 9: ASME INDIA REVENUE -296,390. PENSION ADJUSTMENTS -7,509,375. FND PRESENT VALUE TO ANNUITIES PAYABLE 140,705. ASME FOUNDATION IN-KIND CONTRIBUTION -823,900. 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