2021-05-17T08:34:02-05:00 2020-06-30 PricewaterhouseCoopers LLP 101 SEAPORT BLVD SUITE 500 BOSTON MA 02210 990 2019-07-01 041679980 NORTHEASTERN UNIVERSITY % THOMAS NEDELL NORT 6173735947 360 HUNTINGTON AVENUE BOSTON MA 02115 THOMAS NEDELL SVP FINANCE & TREAS 2021-05-10 true GWEN SPENCER P00641463 6175305000 2021-05-04 2019 2022-09-23 18:48:47Z Joseph E Aoun 360 Huntington Ave Boston MA 02115 2484234813 false X www.northeastern.edu X 1898 MA SEE SCHEDULE O. 37 36 18425 4300 389844 245788000 309006000 1525796002 1550791638 47452113 74068219 9556247 9766716 1828592362 1943632573 384389456 406984576 0 0 698200632 736582874 0 0 22289720 541286011 560456592 1623876099 1704024042 204716263 239608531 3421451000 3597441000 1397494000 1379607000 2023957000 2217834000 X SEE SCHEDULE O. false false 482190000 1431205638 Instruction NORTHEASTERN ENABLES 39,730 STUDENTS TO FULFILL THEIR EDUCATIONAL GOALS BY PROVIDING TEACHING AND ADVISING THAT RESULT IN THE GRANTING OF ASSOCIATE, BACHELOR, MASTER AND DOCTORAL DEGREES IN A VARIETY OF ACADEMIC DISCIPLINES. THE UNIVERSITY'S ACADEMIC AREA CONSISTS OF THE BOUVE COLLEGE OF HEALTH SCIENCE, COLLEGE OF ARTS, MEDIA AND DESIGN, D'AMORE-MCKIM SCHOOL OF BUSINESS, COLLEGE OF COMPUTER AND INFORMATION SCIENCE, COLLEGE OF ENGINEERING, COLLEGE OF PROFESSIONAL STUDIES, COLLEGE OF SCIENCE, COLLEGE OF SOCIAL SCIENCES AND HUMANITIES, AND SCHOOL OF LAW. 369415227 369415227 Student financial aid Northeastern awards grants and scholarships to students from several sources: federal and state governments, institutionally-funded and endowment/donor funded. The Office of Student Financial Services administers financial aid and is committed to working with students to identify financial aid options that can help make a Northeastern education affordable. 127181000 119586000 Auxiliary enterprises NORTHEASTERN PROVIDES STUDENT HOUSING IN 34 RESIDENTIAL BUILDINGS AND OTHER RELATED PROGRAM SERVICES. 575759871 37569349 0 1554546098 true true false true false false false false false true true true false false true true false true true true true true true false true false false true true true true false false false false false true true false true false true true false false true true true false false false true 34834 0 true 18425 true true true true CA UK false false false true true false false false false true false X 37 36 true false false false false false false true true false false true true true true true true true true true true CO MD MA MI NH NY OH OR SC WI X THOMAS NEDELL 6173735374 360 HUNTINGTON AVE BOSTON MA 02115 X Joseph E Aoun President/Trustee 40.0 0.0 X X 1338276 0 384497 Diane N MacGillivray SVP of University Advancement 40.0 0.0 X 1073403 0 107200 Jim Bean Provost & SVP Academic Affairs 40.0 0.0 X 834323 0 44817 Ralph C Martin II SVP and General Counsel 40.0 0.0 X 785033 0 89909 Thomas Nedell SVP Finance and Treasurer 40.0 0.0 X 690360 0 173406 Carla Brodley Dean-Computer & Info Science 40.0 0.0 X 591210 0 143225 Kenneth W Henderson Chancellor and SVP Learning 40.0 0.0 X 608477 0 86798 Philomena V Mantella Fmr SVP & CEO Life. Learn. Net 40.0 0.0 X 645217 0 43833 Raj Echambadi Dunton Family Deanship 40.0 0.0 X 624926 0 58852 David Luzzi Sr Vice Provost - Research 40.0 0.0 X 611008 0 58474 William Coen Head Coach Men's Basketball 40.0 0.0 X 601141 0 66019 Albert-Laszlo Barabasi Univ. Distinguished Professor 40.0 0.0 X 574761 0 59315 Alexandros Makriyannis George D. Behrakis Chair 40.0 0.0 X 583252 0 30085 Michael A Armini SVP - External Affairs 40.0 0.0 X 508989 0 96126 Mary Loeffelholz Dean - CPS 40.0 0.0 X 403771 0 41176 Sundar Kumarasamy VP - Enrollment Management 40.0 0.0 X 337998 0 85428 Jacqueline Isaacs Interim Dean - COE 40.0 0.0 X 372838 0 29380 Carmen Sceppa Dean - Bouv Health Sciences 40.0 0.0 X 330521 0 65209 Nadine Aubry Fmr Dean - COE 40.0 0.0 X 344655 0 44576 Hugh Courtney Professor 40.0 0.0 X 319746 0 58295 Jack Reynolds Assc.Dean Bouv,Dean&Prof Phar 40.0 0.0 X 274723 0 55190 Susan L Parish Fmr Dean-Bouv Health Sciences 40.0 0.0 X 217538 0 40543 Jeffrey S Bornstein Trustee 1.0 0.0 X 0 0 0 Jeffrey J Clarke Trustee 1.0 0.0 X 0 0 0 William J Conley Trustee 2.0 0.0 X 0 0 0 William J Cotter Trustee 1.0 0.0 X 0 0 0 Richard A D'Amore Trustee/Chair 5.0 0.0 X 0 0 0 Susan Deitch Trustee 1.0 0.0 X 0 0 0 Deborah Dunsire Trustee 1.0 0.0 X 0 0 0 Spencer T Fung Trustee 1.0 0.0 X 0 0 0 Edward Galante Trustee 2.0 0.0 X 0 0 0 Sir Lucian Grainge CBE Trustee 1.0 0.0 X 0 0 0 David House Trustee 1.0 0.0 X 0 0 0 William S Howard Trustee 1.0 0.0 X 0 0 0 Frances N Janis Trustee 1.0 0.0 X 0 0 0 Chaitanya Kanojia Trustee 1.0 0.0 X 0 0 0 Amin Khoury Trustee 1.0 0.0 X 0 0 0 Venetia Kontogouris Trustee 1.0 0.0 X 0 0 0 William A Lowell Trustee 2.0 0.0 X 0 0 0 Alan S McKim Trustee 2.0 0.0 X 0 0 0 Todd M Manganaro Trustee 1.0 0.0 X 0 0 0 Henry J Nasella Trustee 1.0 0.0 X 0 0 0 Anita Nassar Trustee 1.0 0.0 X 0 0 0 James Pallotta Trustee 1.0 0.0 X 0 0 0 John V Pulichino Trustee 1.0 0.0 X 0 0 0 Marcy L Reed Trustee 2.0 0.0 X 0 0 0 Winslow L Sargeant Trustee 1.0 0.0 X 0 0 0 Jeannine P Sargent Trustee 1.0 0.0 X 0 0 0 Ronald Sargent Trustee 1.0 0.0 X 0 0 0 Maha Shair Trustee 1.0 0.0 X 0 0 0 Seymour Sternberg Trustee 1.0 0.0 X 0 0 0 Melpomeni Travlos Trustee 1.0 0.0 X 0 0 0 Jean-Pascal Tricoire Trustee 1.0 0.0 X 0 0 0 Joseph M Tucci Trustee 1.0 0.0 X 0 0 0 Christopher A Viehbacher Trustee 1.0 0.0 X 0 0 0 Christophe P Weber Trustee 1.0 0.0 X 0 0 0 Arthur Zafiropoulo Trustee 1.0 0.0 X 0 0 0 Michael J Zamkow Trustee 2.0 0.0 X 0 0 0 David Madigan Provost & SVP-appointed 6/5/20 40.0 0.0 X 0 0 0 12672166 0 1862353 1488 true true false GILBANE BUILDING COMPANY 7 JACKSON WALKWAY PROVIDENCE RI 029033623 CONSTRUCTION 43785740 COMPASS GROUP PO BOX 91337 CHICAGO IL 606931337 FOOD SERVICES 23487190 SKANSKA USA BUILDING INC 101 SEAPORT BLVD BOSTON MA 02210 CONSTRUCTION 14799606 ABM INDUSTRY GROUPS LLC PO BOX 1534 NEW YORK NY 10008 FACILITY SVCS 13662870 Payette Associates Inc 290 Congress Street BOSTON MA 02210 ARCHITECTURE 10823993 341 89315 142502488 166414197 7495200 309006000 TUITION,RM BD,FEES 900099 1545891212 1545891212 PARKING 812930 2696779 2696779 FOOD SERVICE 900099 2203647 2203647 1550791638 24787846 -168553 24956399 12043 12043 943333 943333 11652224 3359673 8292551 0 8292551 8292551 586432049 537163719 49268330 49268330 49268330 51283 89315 78848 -27565 -27565 0 0 0 0 0 0 CONFERENCE CENTERS/ARENA 532000 14400 14400 ADVERTISING/SPORTS INCOME 900099 79459 79459 FEE FOR SERVICE INCOME 900099 464538 464538 558397 1943632573 1545891212 389844 88345517 36994972 36994972 369415227 369415227 574377 574377 0 10021898 2909886 6134233 977779 846959 846959 592343904 538380532 41894157 12069215 35779772 32520184 2530563 729025 62849041 57123404 5721444 4193 34741300 31576318 2457116 707866 610979 610979 4776067 27269 4748798 713459 713459 215844 198320 17524 0 2818014 2818014 16444960 16435224 9280 456 6437263 4644659 1779874 12730 40840995 35949203 3269702 1622090 50595575 35442200 15153375 193410 193386 24 71304828 68693149 2434626 177053 23055556 21707335 837871 510350 0 2738600 2400388 296840 41372 36241814 34582045 1288552 371217 0 75513890 60610205 11815255 3088430 3410911 1120322 2290589 CONSULTANTS 55747827 48195708 6971237 580882 EQUIPMENT 26363846 26045816 287208 30822 MEAL PLAN AND FOOD COST 23249287 22733836 334113 181338 PUB, BOOKS, & SUBSCRIPTIONS 16996321 13979049 2784562 232710 102187146 90635146 10599832 952168 1704024042 1554546098 127188224 22289720 18970000 42569000 319233000 438744000 103653000 190953000 87927000 64873000 0 195000 0 0 25520000 20946000 0 0 15662000 10232000 2518460000 901531000 1543666000 1616929000 701025000 434667000 572043000 726052000 0 0 0 0 33752000 51281000 3421451000 3597441000 194523000 196384000 9204000 10753000 193038000 190125000 688839000 637605000 0 0 0 0 209065000 201070000 125000 30932000 102700000 112738000 1397494000 1379607000 X 1427755000 1509658000 596202000 708176000 2023957000 2217834000 3421451000 3597441000 X 239608531 -22264000 -23467531 X false true X true true true X 132188000 148799000 180241000 245788000 309006000 1016022000 0 0 132188000 148799000 180241000 245788000 309006000 1016022000 38553792 977468208 25132837 27460914 32575360 41364760 37563999 164097870 0 124169 94986 132569 351724 1180471594 7032761042 0.82803 0.82145 X SCHEDULE A, PART II, LINE 10 OTHER INCOME REPRESENTS GROSS INCOME FROM FUNDRAISING EVENTS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 248320 false true 17524 265844 false Schedule C, Part II-B, Line 1 The University retains legal counsel and other firms and employs staff who perform occasional lobbying activities. The University also pays membership dues to membership organizations which may engage in lobbying activities. Lobbying activities are focused on the interests of Northeastern University (including scientific research & student aid), its students and the higher education industry. During Fiscal Year 2020, payments for these services totaled $265,844. 1130257000 3851000 40961000 33715000 3496000 2405000 1135453000 881994000 218161000 64539000 28306000 4178000 1953000 1130257000 833321000 8187000 69901000 25401000 2090000 1924000 881994000 748849000 11149000 103885000 24297000 4155000 2110000 833321000 792626000 8951000 -22075000 23370000 5677000 1606000 748849000 0.58800 0.39450 0.01750 false false 28498000 28498000 2098357000 639065000 1459292000 391605000 262466000 129139000 1616929000 PRIVATE EQUITY 208317000 F HEDGE FUNDS 500735000 F OTHER INVESTMENTS 17000000 F 726052000 0 CAPITAL LEASE 21424000 INTEREST RATE SWAP AGREEMENTS 67310000 FEDERALLY FUNDED LOANS 24004000 112738000 X SCHEDULE D, PART V, LINE 4 SPENDING POLICY INCOME FROM QUASI ENDOWMENT FUNDS ARE TO BE USED AS DESIGNATED BY THE BOARD OF TRUSTEES FOR OPERATIONS. TERM ENDOWMENTS ARE TO BE USED AS PER THE DONOR WISHES UPON TERMINATION OF THE CONTRACT. SPENDING POLICY INCOME FROM TRUE ENDOWMENT FUNDS ARE TO BE USED AS SET FORTH BY THE DONOR. CURRENTLY THESE FUNDS PRIMARILY SUPPORT SCHOLARSHIPS AND PROFESSORSHIPS. SCHEDULE D, PART X, LINE 2 GAAP requires that Northeastern evaluate tax positions taken by the University and recognize a tax liability (or asset) if the University has taken an uncertain position that more likely than not would not be sustained upon examination by the Internal Revenue Service ("IRS"). The University has analyzed the tax positions taken and has concluded that as of June 30, 2020, there are no significant uncertain tax positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. true true true true true true true false false false false false false false false true false true RACIALLY NONDISCRIMINATORY POLICY SCHEDULE E, LINE 3 THE UNIVERSITY PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY IN THE LEGAL NOTICE SECTION OF LOCAL NEWSPAPERS, IN UNIVERSITY PUBLICATIONS AND ADVERTISEMENTS, ONLINE, AND VIA EMAIL. GOVERNMENTAL AID OR ASSISTANCE SCHEDULE E, LINE 6A THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FOR ITS FINANCIAL AID PROGRAMS FROM VARIOUS PROGRAMS OF THE DEPARTMENT OF EDUCATION AND THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. true Central America and the Caribbean Program Services Conference/Workshops 20688 Central America and the Caribbean Program Services Program Development 46372 Central America and the Caribbean Program Services Recruiting 8758 Central America and the Caribbean Program Services Research 3820 Central America and the Caribbean Program Services Study Abroad 90731 East Asia and the Pacific Program Services Conference/Workshops 84481 East Asia and the Pacific Program Services Program Development 83254 East Asia and the Pacific Program Services Recruiting 4817095 East Asia and the Pacific Program Services Research 45011 East Asia and the Pacific Program Services Study Abroad 2882930 Europe (Including Iceland and Greenland) Program Services Conference/Workshops 231829 Europe (Including Iceland and Greenland) Program Services Co-op Job Development 5288 Europe (Including Iceland and Greenland) Program Services Program Development 681188 Europe (Including Iceland and Greenland) Program Services Recruiting 81156 Europe (Including Iceland and Greenland) Program Services Research 205378 Europe (Including Iceland and Greenland) Program Services Study Abroad 16657828 Middle East and North Africa Program Services Conference/Workshops 9874 Middle East and North Africa Program Services Program Development 15875 Middle East and North Africa Program Services Recruiting 16075 Middle East and North Africa Program Services Research 4179 Middle East and North Africa Program Services Study Abroad 1169 North America Program Services Conference/Workshops 218800 North America Program Services Co-op Job Development 4731 North America 2 31 Program Services Program Development 381688 North America Program Services Recruiting 235027 North America Program Services Research 146579 North America Program Services Study Abroad 1876768 Russia and the Newly Independent States Program Services Conference/Workshops 153 Russia and the Newly Independent States Program Services Program Development 774 Russia and the Newly Independent States Program Services Recruiting 1222 Russia and the Newly Independent States Program Services Research 97 Russia and the Newly Independent States Program Services Study Abroad 26475 South America Program Services Conference/Workshops 3514 South America Program Services Program Development 8940 South America Program Services Recruiting 11164 South America Program Services Research 4031 South America Program Services Study Abroad 210512 South Asia Program Services Conference/Workshops 11526 South Asia Program Services Program Development 100643 South Asia Program Services Recruiting 182715 South Asia Program Services Study Abroad 94876 Sub-Saharan Africa Program Services Conference/Workshops 3820 Sub-Saharan Africa Program Services Program Development 3641 Sub-Saharan Africa Program Services Recruiting 3456 Sub-Saharan Africa Program Services Research 3457 Sub-Saharan Africa Program Services Study Abroad 266052 East Asia and the Pacific Investments 236957 Central America and the Caribbean Investments 91646784 Europe (Including Iceland and Greenland) Investments 50926942 East Asia and the Pacific Grantmaking 31975 Europe (Including Iceland and Greenland) Grantmaking 415216 Middle East and North Africa Grantmaking 31014 North America Grantmaking 63516 Russia and the Newly Independent States Grantmaking 2000 South Asia Grantmaking 22256 Sub-Saharan Africa Grantmaking 8400 2 31 2 31 25955681 147223019 173178700 North America SUB-AWARD 11944 CHECK North America SUB-AWARD 50572 CHECK Middle East and North Africa SUB-AWARD 29726 CHECK Europe/Iceland/Greenland SUB-AWARD 76253 CHECK Europe/Iceland/Greenland SUB-AWARD 44055 CHECK Europe/Iceland/Greenland SUB-AWARD 168700 CHECK Europe/Iceland/Greenland SUB-AWARD 95075 CHECK Europe/Iceland/Greenland SUB-AWARD 31133 CHECK 5 3 STUDENT FINANCIAL AID North America 1 1000 TUITION OFFSET COST STUDENT FINANCIAL AID East Asia and the Pacific 4 31975 TUITION OFFSET COST STUDENT FINANCIAL AID Russia and the Newly Independent States 1 2000 TUITION OFFSET COST STUDENT FINANCIAL AID South Asia 2 22256 TUITION OFFSET COST STUDENT FINANCIAL AID Sub-Saharan Africa 2 8400 TUITION OFFSET COST true true true true true false SCHEDULE F, PART I, LINE 2 NORTHEASTERN UNIVERSITY ("NU") HAS A FULL TIME EMPLOYEE TO MONITOR ALL NU-ISSUED SUBAWARDS AND NU FOLLOWS FEDERAL REGULATIONS AS PART OF THE SUBRECIPIENT MONITORING UNDER Uniform Guidance 2 CFR 200; THE PRINCIPAL INVESTIGATOR FOR EACH AWARD MONITORS THEM AS WELL. NU reviews the institutions single audit under Uniform Guidance through the Federal Audit Clearinghouse website. Suspension and debarment statuses are reviewed in Sam.gov prior to each issuance. DESK REVIEWS ARE PERFORMED IF NEEDED AND PRINCIPAL INVESTIGATORS REVIEW AND APPROVE/DISAPPROVE ALL INVOICES. Ice Hockey Golf 65407 46167 19240 11767 11264 10952 Baseball Lead 35832 24650 11182 7685 13699 4109 2 39359 18498 20861 13208 6025 139 140598 89315 51283 32660 30988 15200 78848 -27565 true The University of Central Florida Board of Trustee 12716 Pegasus Drive Orlando FL 32816 592924021 115 42051 SUB-AWARD Advent Technologies One Mifflin Place Cambridge MA 02138 461313565 N/A 49999 SUB-AWARD Beth Israel Deaconess Medical Center Inc 330 Brookline Avenue Boston MA 02115 041203881 501(c)(3) 371658 SUB-AWARD Board of Trustees of Whitman College 345 Boyer Ave Walla Walla WA 99362 910567740 501(c)(3) 21607 SUB-AWARD Boston Childrens Hospital 300 Longwood Avenue Boston MA 02115 042774441 501(c)(3) 202341 SUB-AWARD Boston Medical Center Corporation 1 Boston Med Center Pl Boston MA 02118 473314093 501(c)(3) 119718 SUB-AWARD Boston University 25 Buick Street Boston MA 02215 042103547 501(c)(3) 984907 SUB-AWARD Brigham and Women's Hospital Inc 75 Francis Street Boston MA 02115 042312909 501(c)(3) 11164 SUB-AWARD Brown University 164 Angell Street Providence RI 02912 050258809 501(c)(3) 202499 SUB-AWARD Butler Hospital 345 Blackstone Blvd Providence RI 02906 050258812 501(c)(3) 44100 SUB-AWARD California Institute of Technology 1200 E California Blvd Pasadena CA 91125 951643307 501(C)(3) 64026 SUB-AWARD Carnegie Mellon University PO Box 371032 PITTSBURGH PA 15250 250969449 501(c)(3) 119384 SUB-AWARD Case Western Reserve University 10900 Euclid Avenue Cleveland OH 44106 341018992 501(c)(3) 143567 SUB-AWARD Clark Atlanta University Inc 223 James P Brawley Dr Atlanta GA 30314 581825259 501(c)(3) 274251 SUB-AWARD Colorado State University 633 17th Street Denver CO 80202 840644739 115 68826 SUB-AWARD Columbia University PO Box 29789 New York NY 10087 135598093 501(c)(3) 45311 SUB-AWARD Concurrent Technologies Corporation ATTN Accounts Rec Johnstown PA 15904 251556708 501(c)(3) 781327 SUB-AWARD Cornell University 136 Hoy Road Ithaca NY 14853 150532082 501(c)(3) 169397 SUB-AWARD 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College 50 Oakland Street Wellesley Hills MA 02481 046002284 115 7148 SUB-AWARD MassRobotics Inc 12 Channel Street Boston MA 02210 471919754 501(c)(3) 5452 SUB-AWARD Middlesex Community College 33 Kearney Square Lowell MA 01852 042720058 115 174467 SUB-AWARD National Fire Protection Research F 1 Batterymarch Park Quincy MA 02169 521256543 N/A 5684 SUB-AWARD New England College of Optometry 424 Beacon St Boston MA 02115 041591060 501(c)(3) 109354 SUB-AWARD New Jersey Institute of Technology University Heights Newark NJ 07102 221714037 501(c)(3) 15761 SUB-AWARD New Mexico Institute of Mining and Technology 801 Leroy Pl Socorro NM 87801 856000411 501(c)(3) 9610 SUB-AWARD Northern Essex Community College 100 Elliot St Haverhill MA 01830 042498732 115 16026 SUB-AWARD Northrop Grumman Corporation 600 S Hicks Road Rolling Meadows IL 60008 951055798 N/A 302929 SUB-AWARD Northwestern University 2233 Tech Drive Evanston IL 60208 362167817 501(c)(3) 55868 SUB-AWARD Novobiotic Pharmaceuticals LLC 767C Concord Avenue Cambridge MA 02138 042887211 N/A 485141 SUB-AWARD Ohio State University 1960 Kenny Road Columbus OH 43210 316025986 115 72225 SUB-AWARD President & Fellows of Harvard College 1350 Massachusetts Ave Cambridge MA 02138 042103580 501(c)(3) 206984 SUB-AWARD President and Trustees of Bates College 2 Andrew Rd Lewiston ME 04240 010211781 501(C)(3) 22984 SUB-AWARD Purdue University 1065 Freehafer Hall LAFAYETTE IN 47907 356002041 501(c)(3) 419390 SUB-AWARD Quadridox Inc 4306 Sugar Pine Ln Durham NC 27705 825205596 N/A 160200 SUB-AWARD Raytheon Company 870 Winter Street Waltham MA 02451 951778500 N/A 132405 SUB-AWARD Recinto De Ciencias Medicas Off of Spr Pgm San Juan PR 00936 660433762 N/A 545387 SUB-AWARD Regents of the Univ of California 1 Shields Ave Davis CA 95617 946036494 115 20709 SUB-AWARD Rensselaer Polytechnic Institute 110 8th Street Troy NY 12180 141340095 501(c)(3) 211316 SUB-AWARD Research Foundation for The State University of Ne 402 Crofts Hall Buffalo NY 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01605 822524070 N/A 819975 SUB-AWARD Southwest Research Institute 8329 No MoPac Expr San Antonio TX 78759 741070544 N/A 46940 SUB-AWARD Sri International 333 Ravenwood Avenue Menlo Park CA 94025 941160950 501(c)(3) 214592 SUB-AWARD Suffolk University 8 Ashburton Place Boston MA 02108 042133255 501(c)(3) 42061 SUB-AWARD Survice Engineering CompanyLLC 4695 Millennium Drive Belcamp MD 21017 208268821 N/A 54760 SUB-AWARD Technical Education Research Center 2067 Mass Avenue Cambridge MA 02140 046134355 501(c)(3) 27843 SUB-AWARD Temple University 1801 N Broad St Philadelphia PA 19122 231365971 501(c)(3) 387421 SUB-AWARD Texas A&M University System 400 HM Pkwy College Station TX 77845 746000531 501(c)(3) 57635 SUB-AWARD The Catholic University of America 620 Michigan Ave NE Washington DC 20064 530196583 501(c)(3) 58395 SUB-AWARD The McLean Hospital Corporation 115 Mill Street Belmont MA 02478 042697981 115 384173 SUB-AWARD The University of Texas MD Anderson 1515 Holcomb Blvd Houston TX 77030 746001118 501(c)(3) 144156 SUB-AWARD Trustees of Boston College 140 Cmwlth Ave Chestnut Hill MA 02467 042103545 501(c)(3) 19915 SUB-AWARD Trustees of the University of Penns PO Box 785541 Philaldelphia PA 19178 231352685 501(c)(3) 34565 SUB-AWARD Tufts University 169 Holland Street Somerville MA 02144 042103634 501(c)(3) 855631 SUB-AWARD Tufts Medical Center 169 Holland Street Somerville MA 02145 042103635 501(c)(3) 92100 SUB-AWARD United Technologies Corporation PO Box 416678 Boston MA 02241 060570975 N/A 107440 SUB-AWARD Univeristy of Texas Medical Branch at Galveston 301 University Blvd Galveston TX 77555 174600094 115 118667 SUB-AWARD University Of Alabama Box 870104 Tuscaloosa AL 35487 636001138 115 179970 SUB-AWARD University Of Ca At San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 115 7049 SUB-AWARD University of California 3227 Cheadle Hall Los Angeles CA 93106 946002123 115 37774 SUB-AWARD University of Connecticut 438 Whitney Street Storrs CT 06269 060772160 115 176328 SUB-AWARD University of Connecticut Health Center 263 Farmington Ave Farmington CT 06032 521725543 115 159636 SUB-AWARD University Of Delaware 621 S College Ave Newark DE 19716 516000297 115 193510 SUB-AWARD University Of Georgia 424 East Broad Street Athens GA 30602 586001998 501(c)(3) 416624 SUB-AWARD University of Georgia Research Foundation Inc 310 E Campus Road Athens GA 30602 581353149 501(c)(3) 1446019 SUB-AWARD University Of Hawaii 2440 Campus Rd Honolulu HI 96822 996000354 115 38667 SUB-AWARD University of Houston 4800 Calhoun Rd Houston TX 77004 746001399 115 869709 SUB-AWARD University of Maryland 3112 Lee Building College Park MD 20742 526002033 115 137653 SUB-AWARD University of Massachusetts Lowell 600 Suffolk Street Lowell MA 01854 043167352 115 54362 SUB-AWARD University of Michigan 3089 Wolverine Tower Ann Arbor MI 48109 386006309 115 2076187 SUB-AWARD University of Nebraska 312 N 14th St Alex West Lincoln NE 68588 470049123 115 29469 SUB-AWARD UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE 9201 Univ City Blvd Charlotte NC 28223 560791228 115 39999 SUB-AWARD University of North Texas 1155 Union Circle Denton TX 76203 756002149 115 211671 SUB-AWARD University Of Notre Dame 415 Main Bldg Notre Dame IN 46556 350868188 501(c)(3) 458316 SUB-AWARD University of Oregon Cashier Univ of Oregon Eugene OR 97403 464727800 115 9117 SUB-AWARD University of Puerto Rico - Mayaguez Campus 259 Blvd Alfonso Valdez Mayaguez PR 00680 660433761 115 326720 SUB-AWARD University Of Rhode Island 70 Lower College Road Kingston RI 02881 223011455 115 1055397 SUB-AWARD University of Rochester 910 Genesee Street Rochester NY 14611 160743209 501(c)(3) 110960 SUB-AWARD University of South Carolina 1600 Hampton Street Columbia SC 29208 576001153 115 173844 SUB-AWARD University of Southern California 3500 So Figueroa St Los Angeles CA 90089 951642394 501(C)(3) 224709 SUB-AWARD University of Southern Mississippi 118 College Drive Hattiesburg MS 39406 646000818 115 1875601 SUB-AWARD University of Tennessee 1534 White Avenue Knoxville TN 37996 626001636 115 128056 SUB-AWARD University of Texas Austin 111 East 17th Street Austin TX 78774 746000089 115 296829 SUB-AWARD University of the Pacific 3601 Pacific Avenue Stockton CA 95211 941156266 501(c)(3) 21943 SUB-AWARD University of Utah 201 S Pres Cir Salt Lake Cty UT 84112 876000525 501(c)(3) 49252 SUB-AWARD University of Wisconsin-Madison Drawer 538 Milwaukee WI 53278 396006492 115 291536 SUB-AWARD University of New Hampshire 51 College Road Room 109 Durham NH 03824 026000937 115 61711 SUB-AWARD US Ignite Inc 1150 18th Street NW Washington DC 20036 453943413 501(c)(3) 6805894 SUB-AWARD VJTechnologies Inc 89 Carlough Rd Bohemia NY 11716 112916269 N/A 10000 SUB-AWARD Virginia Polytechnic Institute & State University 300 Turner Street NW Blacksburg VA 24061 546001805 115 32710 SUB-AWARD VRC METAL SYSTEMS LLC 600 N Ellsworth Rd Box Elder SD 57719 300781157 N/A 93423 SUB-AWARD Wellesley College 106 Central St Wellesley MA 02481 042103637 501(c)(3) 14225 SUB-AWARD West Virginia University Research Corporation One Waterfront Pl Morgantown WV 26506 550665758 115 88594 SUB-AWARD Woods Hole Oceanographic 569 Woods Hole Road Woods Hole MA 02543 042105850 N/A 15778 SUB-AWARD Worcester Polytechnic Inst 100 Institute Road Worcester MA 01609 042121659 501(c)(3) 215342 SUB-AWARD Harvard University 1350 Massachusetts Ave Cambridge MA 02138 042103580 501(c)(3) 238908 SUB-AWARD University Of Colorado 633 17th Street Denver CO 80202 840644739 115 50771 SUB-AWARD University of Massachusetts 70 Butterfield Terr Amherst MA 01003 043167352 115 1028872 SUB-AWARD Epirus Inc 2100 E GRAND AVE SEGUNDO CA 90245 831524963 N/A 80000 SUB-AWARD Massachusetts Housing Partnership 160 Federal St Boston MA 02110 043092917 N/A 12500 SUB-AWARD Sustainable Economics Law Center 1428 Franklin St Oakland CA 94612 462210531 N/A 67500 SUB-AWARD 103 27 STUDENT FINANCIAL AID 15625 364040519 COST TUITION OFFSET COVID-19 Relief Aid to Students 2063 5374708 SCHEDULE I, PART I, LINE 2 GRANT FUNDING IS AWARDED TO STUDENTS BY STUDENT FINANCIAL SERVICES WITHIN ESTABLISHED BUDGET LEVELS BASED ON UNIVERSITY POLICIES. GRANT FUNDS ARE CREDITED TO INDIVIDUAL STUDENT ACCOUNTS ELECTRONICALLY. STUDENT FINANCIAL SERVICES WORKS WITH ADVANCEMENT STAFF TO ENSURE THAT RESTRICTED FUNDS ARE AWARDED WITHIN ESTABLISHED CRITERIA, AND WITH FINANCE STAFF TO DETERMINE AVAILABILITY OF FUNDS. STUDENT FINANCIAL SERVICES MAINTAINS INTERNAL POLICIES AND PROCEDURES FOR THE CORRECT AWARDING AND ADJUSTING OF INSTITUTIONAL FUNDS. ANNUAL AUDITS ARE CONDUCTED TO ASSURE COMPLIANCE WITH ALL POLICIES AND PROCEDURES. NORTHEASTERN UNIVERSITY (NU) HAS A FULL TIME EMPLOYEE TO MONITOR ALL SUBAWARDS. - NU FOLLOWS FEDERAL REGULATIONS AS PART OF THE SUBRECIPIENT MONITORING UNDER UNIFORM GUIDANCE 2 CFR 200. - NU reviews the institutions single audit under Uniform Guidance through the Federal Audit Clearinghouse website. - Suspension and debarment statuses are reviewed in Sam.gov prior to each issuance. - DESK REVIEWS ARE PERFORMED, AND PRINCIPAL INVESTIGATORS APPROVE ALL INVOICES. X X X X true true X X X X X false true false false false false false true false Joseph E Aoun President/Trustee 1010796 0 225000 0 102480 0 232406 0 152091 0 1722773 0 0 0 Philomena V Mantella Fmr SVP & CEO Life. Learn. Net 308435 0 85000 0 251782 0 28000 0 15833 0 689050 0 225000 0 Diane N MacGillivray SVP of University Advancement 671971 0 99129 0 302303 0 78000 0 29200 0 1180603 0 225000 0 Michael A Armini SVP - External Affairs 436089 0 50000 0 22900 0 68000 0 28126 0 605115 0 0 0 Ralph C Martin II SVP and General Counsel 659975 0 75000 0 50058 0 78000 0 11909 0 874942 0 0 0 Thomas Nedell SVP Finance and Treasurer 593138 0 57665 0 39557 0 78000 0 95406 0 863766 0 0 0 Jim Bean Provost & SVP Academic Affairs 665588 0 77865 0 90870 0 28000 0 16817 0 879140 0 0 0 Kenneth W Henderson Chancellor and SVP Learning 493406 0 42967 0 72104 0 28000 0 58798 0 695275 0 0 0 Nadine Aubry Fmr Dean - COE 256667 0 0 0 87988 0 28000 0 16576 0 389231 0 0 0 Hugh Courtney Professor 258766 0 0 0 60980 0 28000 0 30295 0 378041 0 0 0 Sundar Kumarasamy VP - Enrollment Management 330365 0 0 0 7633 0 28000 0 57428 0 423426 0 0 0 Jack Reynolds Assc.Dean Bouv,Dean&Prof Phar 205777 0 0 0 68946 0 28000 0 27190 0 329913 0 0 0 Mary Loeffelholz Dean - CPS 353421 0 35360 0 14990 0 28000 0 13176 0 444947 0 0 0 Raj Echambadi Dunton Family Deanship 537729 0 53500 0 33697 0 28000 0 30852 0 683778 0 0 0 Susan L Parish Fmr Dean-Bouv Health Sciences 189010 0 18630 0 9898 0 22562 0 17981 0 258081 0 0 0 Jacqueline Isaacs Interim Dean - COE 174349 0 0 0 198489 0 28000 0 1380 0 402218 0 0 0 Carmen Sceppa Dean - Bouv Health Sciences 271569 0 0 0 58952 0 28000 0 37209 0 395730 0 0 0 Alexandros Makriyannis George D. Behrakis Chair 393798 0 0 0 189454 0 28000 0 2085 0 613337 0 0 0 William Coen Head Coach Men's Basketball 541609 0 30000 0 29532 0 38000 0 28019 0 667160 0 0 0 Albert-Laszlo Barabasi Univ. Distinguished Professor 361544 0 0 0 213217 0 28000 0 31315 0 634076 0 0 0 David Luzzi Sr Vice Provost - Research 318186 0 51000 0 241822 0 28000 0 30474 0 669482 0 0 0 Carla Brodley Dean-Computer & Info Science 508223 0 51745 0 31242 0 44667 0 98558 0 734435 0 0 0 SCHEDULE J, PART I, LINE 1 THE UNIVERSITY WILL APPROVE FIRST CLASS AIR TRAVEL, IF BUSINESS CLASS IS NOT AVAILABLE, FOR THE PRESIDENT AS APPROPRIATE. TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. THE PRESIDENT HAS AUTHORITY TO APPROVE FIRST CLASS TRAVEL IF NECESSARY IN CERTAIN CIRCUMSTANCES FOR INDIVIDUALS LISTED IN SCHEDULE J, PART II. ONE OFFICER AND ONE FORMER OFFICER USED SUCH ACCOMMODATIONS FOR BUSINESS PURPOSES DURING THE YEAR ENDED DECEMBER 31, 2019. THE PRESIDENT'S SPOUSE TRAVELS ON OCCASION WITH THE PRESIDENT WHEN NECESSARY FOR BUSINESS PURPOSES AND UPON APPROVAL OF THE CHAIRMAN OF THE BOARD. TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. HOUSING IS PROVIDED FOR THE PRESIDENT AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER AND IS NOT INCLUDED IN TAXABLE WAGES. SOCIAL CLUB DUES ARE PROVIDED FOR THE PRESIDENT. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY AND DUES ARE NOT INCLUDED IN TAXABLE WAGES. SCHEDULE J, PART I, LINE 4B CERTAIN INDIVIDUALS PARTICIPATED IN LONG TERM INCENTIVE PLANS UNDER WHICH A DEFERRED PAYMENT IS AWARDED CONTINGENT ON CONTINUED EMPLOYMENT WITH THE UNIVERSITY UNTIL THE DATE THE PLAN BECOMES PAYABLE AND THE ACHIEVEMENT OF CERTAIN CRITICAL UNIVERSITY GOALS. AMOUNTS ACCRUED BUT NOT PAID IN THE YEAR ARE REPORTED ON FORM 990, SCHEDULE J, PART II, COLUMN C AS DEFERRED COMPENSATION. INDIVIDUALS WHO RECEIVED PAYMENTS UNDER LONG TERM INCENTIVE PLANS ARE LISTED BELOW. A PORTION OF EACH PAYMENT REFLECTED BELOW WAS REPORTED ON PRIOR YEARS' FORMS 990, SCHEDULE J, PART II, COLUMN C AS DEFERRED COMPENSATION. DIANE N MACGILLIVRAY - $250,000 PHILOMENA V MANTELLA - $250,000 Schedule J, Part I, Line 7 Payments which are part of a Variable pay plan are included in SCHEDULE J, PART II, COLUMN B, THE SECTION FOR REPORTING BONUS AND INCENTIVE COMPENSATION. THIS PLAN IS BASED ON ACHIEVEMENT OF PRE-ESTABLISHED GOALS. IT IS APPROVED BY THE BOARD OF TRUSTEES FOR THE PRESIDENT AND OTHER OFFICERS. OTHER EMPLOYEES HAVE RECEIVED BONUSES WHICH ARE AWARDED TO A LIMITED NUMBER OF EMPLOYEES FOR EXCEPTIONAL CONTRIBUTIONS. A MASS HEALTH AND EDUCATION FACILITIES AUTHORITY 042456011 57586C2Z7 2008-05-22 448215138 SEE PART VI false false false B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57586EF71 2014-02-20 69700000 Reissuance of Series T-3 (2008) false false false C MHEFA SERIES Y-1 & Y-2 042456011 57586EFE6 2009-02-05 64431595 New Projects/Refund Series F,H,& K false false false D MASS HEALTH AND EDUCATION FACILITIES AUTHORITY 042456011 57586ETL5 2010-03-25 266921019 SEE PART VI false false false A 320465000 0 448360796 0 0 0 879021 0 0 0 447481775 0 true false true true B 2300000 0 69700000 0 0 0 0 0 0 0 69700000 0 true false true true C 32825000 0 64576504 0 0 0 536291 0 0 38144812 25895401 0 2010 true false true true D 82975000 0 266921019 0 0 0 1281074 0 0 0 265639945 0 true false true true A false true true true false false 0.04100 0.04100 false false false true B false true true true false false 0.04100 0.04100 false false false true C false true true true false false 0.02600 0.02600 false false false true D false false true true false false 0 false false false true A false false true true false false 0 false 0 false true B false false true true true false 0 false 0 false true C false false true true false false 0 false 0 false true D false false true true false false 0 false 0 false true A true B true C true D true SET 1 BONDS - COLUMN A PART I (F): THE BONDS CURRENT REFUND THE SERIES L, ISSUED JANUARY 16, 2001, THE SERIES N, ISSUED JANUARY 15, 2003,THE SERIES O, ISSUED FEBRUARY 10, 2005, AND THE SERIES P, ISSUED JULY 10, 2007. PART II, LINE 1: CONSISTED OF THE CURRENT REFUNDING OF SERIES Q BY THE SERIES 2010, THE CURRENT REFUNDING OF SERIES S BY THE SERIES 2012, AND THE SERIES T-3 LIBOR REISSUANCE. PART II, LINE 3: AMOUNT LISTED DIFFERS FROM THE ISSUE PRICE LISTED IN PART I (E) DUE TO INTEREST EARNINGS ON INVESTED PROCEEDS. PART II, LINE 13: PROCEEDS OF THE BONDS WERE ISSUED FOR THE PURPOSE OF CURRENT REFUNDING; THEREFORE, THE PROJECT PERIOD IS NOT APPLICABLE FOR THIS BOND ISSUE. PART III, LINE 7: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. PART IV, LINE 2B: THE CURRENT REFUNDING PORTION OF THE BONDS HAS QUALIFIED FOR THE 6-MONTHS EXCEPTION TO REBATE. PART IV, LINE 2C: ARBITRAGE REBATE REPORT WAS COMPLETED ON JUNE 30, 2018. COLUMN B: PART I (F): REISSUANCE OF SERIES T-3 (2008) PART II, LINE 13: PROCEEDS OF THE BONDS WERE ISSUED FOR THE PURPOSE OF CURRENT REFUNDING; THEREFORE, THE PROJECT PERIOD IS NOT APPLICABLE FOR THIS BOND ISSUE. PART III, LINE 7: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. PART IV, LINE 2(B): THE REFUNDING PORTION OF BONDS HAS MET THE 6-MONTH EXPENDITURE EXCEPTION TO REBATE. PART IV, LINE 2(C): THE TENTH YEAR REBATE REPORT, WAS PREPARED BY AMTEC DATED JULY 16, 2018 COLUMN C: PART II, LINE 3: TOTAL PROCEEDS OF ISSUE THE DIFFERENCE BETWEEN PART I, COLUMN E AND ISSUE PRICE PART II LINE 3, TOTAL PROCEEDS OF ISSUE IS DUE TO INVESTMENT EARNINGS. PART III, LINE 7: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. PART IV, LINE 2C: THE MOST RECENT 5TH ANNIVERSARY REBATE CALCULATION WAS PERFORMED AS OF JULY 11, 2017. COLUMN D: PART I (F): THE BONDS CURRENTLY REFUNDED SERIES 1999I BONDS (ISSUED ON MAY 26, 1999), SERIES 2008Q BONDS (ISSUED ON MAY 28, 2008), SERIES 2008U BONDS (ISSUED ON JULY 31, 2008), AND SERIES 2008W BONDS (ISSUED ON DECEMBER 17, 2008). PART II, LINE 13: PROCEEDS OF THE BONDS WERE ISSUED FOR THE PURPOSE OF CURRENT REFUNDING; THEREFORE, THE PROJECT PERIOD IS NOT ALLOCABLE FOR THIS BOND ISSUE. PART III: THE BONDS WERE USED TO REFUND BONDS ISSUED BEFORE JANUARY 1, 2003, AND BONDS ISSUED AFTER JANUARY 1, 2003 WITH THE PURPOSE OF REFUNDING BONDS THAT WERE ISSUED BEFORE JANUARY 1, 2003. AS SUCH, THE ISSUER HAS NOT COMPLETED PART III. PART IV, LINE 2(B): BOND PROCEEDS USED FOR CURRENT REFUNDING HAVE MET THE 6-MONTH EXPENDITURE EXCEPTION. PART IV, LINE 2(C): THE MOST RECENT REBATE REPORT WAS PREPARED BY AMTEC, DATED JULY 16, 2018. SET 2 BONDS - COLUMN A Part I (f): The Bonds currently refunded Series S Bonds (issued on May 22, 2008). Difference between Part I(e) and Part II, Line 3 is due to interest earnings on bond proceeds. Part II, Line 13: Proceeds of the Bonds were issued for the purpose of current refunding; therefore, the project period is not applicable for this bond issue. Part III, Line 7: As provided in Treasury Regulation Section 1.141-4(c)(2)(i)(B), the amount of private payments taken into account under the private payment test may not exceed the amount of private business use and/or unrelated trade or business use. Accordingly, the amount of private payments for the reporting period does not exceed the amount stated in Part III, Line 6. The organization has not undertaken an analysis of the private security test with respect to the bonds, as the level of private business use and/or unrelated trade or business reported in Part III, Line 6, is not in excess of amounts permitted under Section 145 of the Code. Part IV, Line 2(b): The refunding portion of Bonds has met the 6-month expenditure exception to rebate. Part IV, Line 2(c): The fifth year Rebate Report, dated July 11, 2017, was prepared by AMTEC. Column B: Part I (f): To finance capital projects. Difference between Part I(e) and Part II, Line 3 is due to interest earnings on bond proceeds. Part III, Line 7: As provided in Treasury Regulation Section 1.141-4(c)(2)(i)(B), the amount of private payments taken into account under the private payment test may not exceed the amount of private business use and/or unrelated trade or business use. Accordingly, the amount of private payments for the reporting period does not exceed the amount stated in Part III, Line 6. The organization has not undertaken an analysis of the private security test with respect to the bonds, as the level of private business use and/or unrelated trade or business reported in Part III, Line 6, is not in excess of amounts permitted under Section 145 of the Code. PART IV, LINE 2(C): Arbitrage rebate report completed on June 30, 2020. Column C: Part I(f): the bonds current refund the Series R, issued May 22, 2008. Part II, Line 13: Proceeds of the bonds were issued for the purpose of current refunding; therefore, the project period is not applicable for this bond issue. Part III, line 7: As provided in Treasury Regulation Section 1.141-4(c)(2)(i)(B), the amount of private payments taken into account under the private payment test may not exceed the amount of private business use and/or unrelated trade or business use. Accordingly, the amount of private payments for the reporting period does not exceed the amount stated in Part III, line 6. The organization has not undertaken an analysis of the private security test with respect to the bonds, as the level of private security test with respect to the bonds, as the business use and/or unrelated trade or business reported in Part III, line 6, is not in excess of amounts permitted under Section 145 of the Code. Part IV, Line 2b: The Bonds have met the requirements of the 6-months exception to rebate. A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57583USR0 2012-09-13 58405024 SEE PART VI false false false B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57583UA81 2014-01-23 152658416 SEE PART VI false false false C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57584YKM0 2018-07-25 70266217 SEE PART VI false false false A 0 0 58405026 0 0 0 430026 0 0 0 57975000 0 true false true true B 0 0 153563071 0 0 0 1060902 0 0 152502169 0 0 2017 false false false true C 2935000 0 70266217 0 0 0 491516 0 0 0 69774702 0 true false true true A false true true true false false 0.01400 0.01400 false false false true B false true true true true true 0 false false false true C false true true true false false 0.01800 0.01800 false false false true A false false true true false false 0 false 0 false true B false false false true false false 0 false 0 false true C false true true false false false 0 false 0 false true A true B true C true David Madigan Officer HOME LOAN X 195000 195000 false true true 195000 2000 SCHOLARSHIP EDUCATION NICKOLAS AVERY Family Member of Officer 93459 NU EMPLOYEE false X 1 0 APPRAISAL X 53 6702480 MARKET VALUE X EQUIPMENT 2 792720 MARKET VALUE 1 false true false SCHEDULE M, PART I, COLUMN (B) NORTHEASTERN UNIVERSITY REPORTED THE NUMBER OF CONTRIBUTIONS. SCHEDULE M, PART I, LINE 33 NORTHEASTERN UNIVERSITY'S ACCOUNTING POLICY STATES THAT NO REVENUE IS TO BE RECOGNIZED FOR GIFTS IN KIND UNLESS THERE IS AN IDENTIFIABLE USEFUL LIFE OR DETERMINABLE MARKET VALUE. ALL GIFTS IN KIND ARE REVIEWED TO DETERMINE IF THEY MEET EITHER CRITERIA. Mission Statement Form 990, Parts I and III, line 1 To educate students for a life of fulfillment and accomplishment. To create and translate knowledge to meet global and societal needs. This mission inspires members of the University community in whatever they do - as students and scholars, as teachers and researchers, as mentors, as administrators, and as leaders. Northeastern's commitment to this mission is focused in three areas of distinction where the university can have the greatest effect on the lives of students and the wider world: experiential learning, use-inspired research, and global connection and engagement. By concentrating its energy in these areas, Northeastern is best positioned to set priorities, make decisions, and focus resources that allow the institution to achieve its goals as a leader in higher education. Form 990, Part III, Line 4d Other program services consist of: Research, academic support, student services, and other student aid. Form 990, Part VI, Line 1a PURSUANT TO THE BYLAWS, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES IS AUTHORIZED TO ACT WITH THE FULL AUTHORITY OF THE BOARD OF TRUSTEES IN THE MONTHS IN WHICH THE FULL BOARD DOES NOT MEET. All members of the Board of Trustees who are not appointed to serve on the Executive Committee are authorized to serve as alternates to the Executive Committee with full voting authority. The Secretary is authorized to select an alternate whenever a member notifies the Secretary of his or her inability to attend any regular or special meeting of the Executive Committee. A majority of the members of the Executive Committee, including any alternate(s), shall constitute a quorum for any meeting of the Executive Committee. Form 990, Part VI, Line 2 Edward G. Galante Alan S. McKim Business Relationship Richard A. D'Amore James Pallotta Business Relationship Form 990, Part VI, Line 11B The University's Form 990 review process is a collaborative effort. The core Form 990 and related schedules were reviewed by four committees, including the Audit Committee, of the Board of Trustees, senior management, an independent compensation consultant and a paid tax preparer. All feedback from the above parties was incorporated in the form. The Form 990 as filed is provided to the full board prior to filing with the IRS. Form 990, Part VI, Line 12c ANNUALLY, THE UNIVERSITY'S COMPLIANCE DEPARTMENT, REPORTING TO SENIOR VICE PRESIDENT AND GENERAL COUNSEL, ELECTRONICALLY DISTRIBUTES THE NORTHEASTERN UNIVERSITY CONFLICT OF INTEREST AND COMMITMENT DISCLOSURE FORM TO FACULTY AND STAFF. THE COMPLETED FORMS ARE REVIEWED BY THE COMPLIANCE DEPARTMENT AND RELEVANT COLLEGE AND ADMINISTRATIVE MANAGEMENT. FOLLOW UP FOR CLARIFICATION IS CARRIED OUT WHERE NECESSARY AND THE APPROPRIATE UNIT DEAN, VICE-PRESIDENT OR DIRECTOR IS RESPONSIBLE FOR REVIEWING THE IDENTIFIED CONFLICTS AND RESOLVING THOSE CONFLICTS APPROPRIATELY. BOTH THE FACULTY AND STAFF CONFLICT OF INTEREST AND COMMITMENT POLICIES ARE ON THE UNIVERSITY'S WEBSITE. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE BOARD OF TRUSTEES, REPORTING TO THE SENIOR VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT, FOR THE UNIVERSITY'S SENIOR LEADERSHIP AND BOARD OF TRUSTEES. THE POLICY REQUIRES THAT ALL TRUSTEES, OFFICERS AND OTHER MEMBERS OF STANDING COMMITTEES OF THE BOARD ARE REQUIRED TO ADHERE TO A POLICY WHICH REQUIRES DISCLOSURE IN ADVANCE OF ANY CONFLICT; NON-PARTICIPATION IN DECISIONS REGARDING THE POTENTIAL CONFLICT; AND AN ANNUAL REPORTING OF ANY CONFLICTS FOR PERSONAL OR THIRD PARTY INVOLVEMENT. The Secretary reviews each disclosure and determines whether the disclosure represents a conflict that is sufficiently material that it should be brought to the attention of the Conflicts of Interest Subcommittee. The Conflicts of Interest Subcommittee determines whether any disclosed matter referred by the Secretary is of such significance that it merits review by the Board. The University may enter into an arrangement in which a covered person has a conflict if certain criteria are met, including the determination at the appropriate level that the arrangement is immaterial or that the arrangement is fair and reasonable to the University and in the University's best interest. Form 990, Part VI, Lines 15a & 15b NORTHEASTERN UNIVERSITY FOLLOWS A CAREFULLY DEFINED PROCESS FOR REVIEWING SENIOR EXECUTIVE COMPENSATION LEVELS. DURING 2019, THIS PROCESS INCLUDED THE PRESIDENT AND ALL OFFICERS. OTHER POSITIONS INCLUDING, BUT NOT LIMITED TO, DEANS MAY BE INCLUDED EACH YEAR. THIS PROCESS EMBRACES THE BEST PRACTICES UTILIZED IN THE HIGHER EDUCATION INDUSTRY. IN 2019, A COMPETITIVE PAY ASSESSMENT WAS CONDUCTED BY A THIRD PARTY INDEPENDENT COMPENSATION CONSULTING FIRM, USING MULTIPLE MARKET REFERENCES, INCLUDING SURVEYS REPRESENTING SIMILAR UNIVERSITIES AND OTHER RELEVANT LABOR MARKETS (AS APPLICABLE FOR CERTAIN POSITIONS). THE ASSESSMENT IS BASED ON PEER REFERENCES THAT REFLECT OTHER UNIVERSITIES OF SIMILAR SIZE AND PROMINENCE WITH WHICH NORTHEASTERN COMPETES FOR EXECUTIVE TALENT. THE INDEPENDENT CONSULTANT ALSO PROVIDED ADDITIONAL PROPRIETARY COMPENSATION MARKET DATA AND AN ASSESSMENT OF THE REASONABLENESS OF THE DATA. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIR OF THE BOARD OF TRUSTEES, ALSO SERVING AS THE CHAIR of this committee, ALONG WITH FIVE OTHER INDEPENDENT TRUSTEES. THIS COMMITTEE HAS CONTINUED TO ENGAGE WILLIS TOWERS WATSON AS ITS INDEPENDENT COMPENSATION CONSULTANT, WITH THE EXPECTATION THAT ITS PROCESSES AND PROCEDURES WOULD CONTINUE TO EVOLVE TO REFLECT EMERGING BEST PRACTICES. THE COMPETITIVE PAY ASSESSMENT AND INDEPENDENT CONSULTANT REVIEW WERE PROVIDED TO THE PRESIDENT FOR HIS USE IN MAKING SALARY AND BONUS RECOMMENDATIONS TO THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES FOR THE POSITIONS INCLUDED IN THE PROCESS, EXCLUDING HIS OWN. THE PRESIDENT'S RECOMMENDATIONS TO THE COMPENSATION COMMITTEE TAKE INTO CONSIDERATION THE MARKET INFORMATION, AS WELL AS THE RESULTS OF A FORMAL ANNUAL PERFORMANCE ASSESSMENT PROCESS BASED ON PRE-DETERMINED GOALS AND OBJECTIVES. THE COMPENSATION COMMITTEE REVIEWED THE COMPETITIVE INFORMATION AND THE RESULTS OF THE PERFORMANCE ASSESSMENT PROCESS PRESENTED BY THE PRESIDENT, DISCUSSED POTENTIAL CHANGES, AND VOTED TO APPROVE THE FINAL RECOMMENDATIONS, WHICH WERE THEN PRESENTED TO THE FULL BOARD OF TRUSTEES. THE BOARD ALSO VOTED TO APPROVE THE RECOMMENDATIONS. THESE DISCUSSIONS AND RESULTING APPROVALS ARE DOCUMENTED IN THE MINUTES OF EACH MEETING. IN DETERMINING THE PRESIDENT'S COMPENSATION, THE INDEPENDENT CONSULTANT PROVIDED THE RESULTS OF THE MARKET PAY ASSESSMENT FOR THE PRESIDENT DIRECTLY TO THE COMMITTEE. THE COMMITTEE ALSO CONDUCTED A FORMAL PERFORMANCE ASSESSMENT OF THE PRESIDENT, UTILIZING PRE-DETERMINED GOALS AND OBJECTIVES. THE COMMITTEE THEN DISCUSSED POTENTIAL CHANGES TO THE PRESIDENT'S COMPENSATION BASED ON THE MARKET DATA AND THE RESULTS OF THE PERFORMANCE ASSESSMENT, AND PRESENTED ITS RECOMMENDATIONS TO THE FULL BOARD OF TRUSTEES FOR THEIR APPROVAL. THE BOARD VOTED TO APPROVE THE RECOMMENDATIONS. THESE DISCUSSIONS AND RESULTING APPROVALS ARE DOCUMENTED IN THE MINUTES OF EACH MEETING. Form 990, Part VI, Line 19 Original hard copy Financial Statements and Governing documents are available upon request. The Conflict of interest policy and the annual financial statements are available via the internet at www.northeastern.edu. FORM 990, PART VII, COLUMN (A) HUGH COURTNEY, PROFESSOR, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS DEAN - DMSB. JACK REYNOLDS, ASSOCIATE DEAN & PROFESSOR OF PHARMACY, IS LISTED AS "FORMER" DUE TO PREVIOUSLY SERVING AS DEAN - BOUVE. Form 990, Part VII, Column (B) 40 hours constitutes a full-time equivalent employee at Northeastern University. FORM 990, PART XI, LINE 9 SWAP ADJ & OTHER NON-OPERATING CHANGES ($23,467,531) Renaissance Park Garage LLC 1209 Orange St Wilmington DE 19801 043480384 Parking svcs DE 0 0 NORTHEASTERN KRI at Northeastern University LLC Suite 250 CP 360 Huntington Avenue Boston MA 02115 465228806 Research Ctr MA 9766191 0 NORTHEASTERN N-POWERED LLC 360 HUNTINGTON AVE BOSTON MA 02115 824581008 EDU. 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