2021-10-20T14:09:07-05:00 2020-12-31 420714325 RSM US LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990PF 2020-01-01 522005222 CAPLAN FAMILY FOUNDATION CAPL 4437967435 11433 CRONRIDGE DR OWINGS MILLS MD 211172294 CONSTANCE CAPLAN PRESIDENT 4437967435 2021-08-26 1 CONSTANCE CAPLAN 999009999 JULIA FLANNERY P00928918 4102469300 2021-08-26 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 2804134 X X 22922 22922 105203 105203 105203 29973 152933 29973 158098 158098 0 0 0 4587 2294 2293 6280 6280 0 4743 98 0 1479 176 1303 17089 8848 3596 151497 151497 168586 8848 155093 -10488 149250 16533 23804 23804 855365 823162 1188699 349646 364090 1583092 8539 8539 8539 1230083 1219595 2804134 0 0 X 0 0 0 0 1230083 1219595 1230083 1219595 1230083 1219595 1230083 -10488 0 1219595 0 1219595 PUBLICLY TRADED SECURITIES 144564 122960 21604 21604 CAPITAL GAINS DIVIDENDS P 8369 8369 8369 29973 2075 0 2075 0 2075 1245 0 2200 0 3445 12 1358 1358 0 0 0 0 0 0 0 0 0 0 0 1 1 MD 1 0 0 0 0 1 N/A JUSTINE FIELDS 4437967435 11433 CRONRIDGE DRIVE OWINGS MILLS MD 21117 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CONSTANCE R CAPLAN 11433 CRONRIDGE DRIVE OWINGS MILLS MD 21117 PRESIDENT/SECRETARY, JOINED 05/1997 0.20 0 0 0 MARK M CAPLAN 11433 CRONRIDGE DRIVE OWINGS MILLS MD 21117 VICE PRES/TREASURER, JOINED 05/1997 0.00 0 0 0 CATHERINE CAPLAN 11433 CRONRIDGE DRIVE OWINGS MILLS MD 21117 DIRECTOR, JOINED 05/1997 0.00 0 0 0 JONATHAN CAPLAN 11433 CRONRIDGE DRIVE OWINGS MILLS MD 21117 DIRECTOR, JOINED 05/1997 0.00 0 0 0 NONE 0 NONE 0 THE FOUNDATION AWARDS GRANTS AND CONTRIBUTIONS TO OTHER 501(C)(3) ORGANIZATIONS. (SEE LIST ATTACHED) 0 0 1050145 49096 1534714 2633955 0 0 2633955 39509 2594446 129722 129722 2075 2075 127647 0 127647 0 127647 155093 0 155093 0 155093 127647 0 0 125444 89648 88537 81329 69643 454601 155093 0 0 0 127647 27446 0 0 482047 0 0 0 0 0 0 125444 356603 89648 88537 81329 69643 27446 JUSTINE FIELDS 11433 CRONRIDGE DRIVE OWINGS MILLS MD 21117 4437967373 WRITTEN NONE NONE ACLU 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 NONE PC UNRESTRICTED 900 ALI FORNEY CENTER 224 WEST 35TH STREET 15TH FLOOR NEW YORK NY 10001 NONE PC UNRESTRICTED 1000 ALS ASSOCIATION 1275 K STREET NW SUITE 250 WASHINGTON DC 20005 NONE PC UNRESTRICTED 250 AMERICAN FOLK ART MUSEUM 2 LINCOLN SQUARE NEW YORK NY 10023 NONE PC UNRESTRICTED 250 AMERICAN MUSEUM OF NATURAL HISTORY 15 WEST 77TH STREET NEW YORK NY 10132 NONE PC UNRESTRICTED 450 ARTISTS SPACE 80 WHITE STREET NEW YORK NY 10013 NONE PC UNRESTRICTED 7000 ASSOCIATED BLACK CHARITIES 2 HAMILL ROAD 272 NORTH QUADRANGLE BALTIMORE MD 21210 NONE PC UNRESTRICTED 1000 ASSOCIATION OF BALTIMORE AREA GRANTMAKERS 2 EAST READ STREET 2ND FLOOR BALTIMORE MD 21202 NONE PC UNRESTRICTED 2250 BALT CHESAPEAKE BAY OUTWARD BOUND CENTER 1900 EAGLE DRIVE BALTIMORE MD 21207 NONE PC UNRESTRICTED 250 BALTIMORE EDUCATIONAL SCHOLARSHIP TRUST 808 NORTH CHARLES STREET BALTIMORE MD 21201 NONE PC UNRESTRICTED 10000 BALTIMORE MUSEUM OF ART 10 ART MUSEUM DRIVE BALTIMORE MD 21218 NONE PC UNRESTRICTED 2000 BALTIMORE SYMPHONY ORCHESTRA 1212 CATHEDRAL STREET BALTIMORE MD 21201 NONE PC UNRESTRICTED 20000 BAM 30 LAFAYETTE AVE BROOKLYN NY 11217 NONE PC UNRESTRICTED 96 BARNARD COLLEGE 3009 BROADWAY NEW YORK NY 10027 NONE PC UNRESTRICTED 1000 BETH AM 2701 N CHARLES STREET BALTIMORE MD 21218 NONE PC UNRESTRICTED 8590 BIKEMORE 2209 MARYLAND AVENUE BALTIMORE MD 21218 NONE PC UNRESTRICTED 1000 BIRTHRIGHT ISRAEL FOUNDATION PO BOX 21615 NEW YORK NY 10087 NONE PC UNRESTRICTED 500 BOBST LIBRARY 70 WASHINGTON SQUARE SOUTH ROOM 1116 NEW YORK NY 10012 NONE PC UNRESTRICTED 625 BRONX BOTANICAL GARDEN 2900 SOUTHERN BOULEVARD BRONX NY 10458 NONE PC UNRESTRICTED 300 BROOKLYN BOTANICAL GARDEN 990 WASHINGTON AVE BROOKLYN NY 11225 NONE PC UNRESTRICTED 86 CAMC 3414 STAUNTON AVE SE CHARLESTON WV 25304 NONE PC UNRESTRICTED 500 CENTER STAGE 700 NORTH CALVERT STREET BALTIMORE MD 21202 NONE PC UNRESTRICTED 12500 CHELSEA MUSIC FESTIVAL POBOX 20435 NEW YORK CITY NY 10025 NONE PC UNRESTRICTED 160 CHINA INSTITUTE 100 WASHINGTON STREET NEW YORK NY 10006 NONE PC UNRESTRICTED 150 CITYMEALS ON WHEELS 355 LEXINGTON AVE NEW YORK NY 10017 NONE PC UNRESTRICTED 1000 CREATIVE ALLIANCE 3134 EASTERN AVE BALTIMORE MD 21224 NONE PC UNRESTRICTED 2000 CYLBURN ARBORETUM ASSOCIATION 4915 GREENSPRING AVENUE BALTIMORE MD 21209 NONE PC UNRESTRICTED 2000 DEMOCRACY NOW 207 W 25TH STREET 11TH FLOOR NEW YORK NY 10001 NONE PC UNRESTRICTED 1000 FAPE 1725 I ST NW 300 WASHINGTON DC 25006 NONE PC UNRESTRICTED 10000 FILM FORUM 209 W HOUSTON STREET NEW YORK NY 10014 NONE PC UNRESTRICTED 250 FILM SOCIETY OF LINCOLN CENTER 70 LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE PC UNRESTRICTED 170 FOOD BANK FOR NEW YORK CITY 39 BROADWAY NEW YORK NY 10006 NONE PC UNRESTRICTED 1000 FOUNDATOIN FIGHTING BLINDNESS 7168 COLUMBIA GATEWAY DRIVE SUITE 100 COLUMBIA MD 21046 NONE PC UNRESTRICTED 500 FRICK COLLECTION 1 EAST 70TH STREET NEW YORK NY 10121 NONE PC UNRESTRICTED 140 FRIENDS OF RAWLINGS CONSERVATORY PO BOX 5668 BALTIMORE MD 21210 NONE PC UNRESTRICTED 100 FUND FOR EDUCATIONAL EXCELLENCE 800 N CHARLES STREET SUITE 400 BALTIMORE MD 21201 NONE PC UNRESTRICTED 2750 HAMPDEN FAMILY CENTER 1104 WEST 36TH STREET BALTIMORE MD 21211 NONE PC UNRESTRICTED 250 HOUSE FOUNDATION FOR THE ARTS 260 WEST BROADWAY NEW YORK NY 10013 NONE PC UNRESTRICTED 1000 IMMIGRATION EQUALITY 594 DEAN STREET BROOKLYN NY 11238 NONE PC UNRESTRICTED 2500 INTERNATIONAL CENTER OF PHOTOGRAPHY 1114 AVENUE OF THE AMERICAS NEW YORK NY 10036 NONE PC UNRESTRICTED 85 JAPAN SOCIETY 333 EAST 47TH STREET NEW YORK NY 10017 NONE PC UNRESTRICTED 100 JCC 3506 GWYNNBROOK AVENUE OWINGS MILLS MD 21117 NONE PC UNRESTRICTED 250 JEWISH MUSEUM 1109 FIFTH AVENUE NEW YORK NY 10128 NONE PC UNRESTRICTED 125 JEWISH MUSEUM OF MARYLAND 15 LLOYD STREET BALTIMORE MD 21202 NONE PC UNRESTRICTED 736 JOHNS HOPKINS UNIVERSITY 3400 N CHARLES STREET BALTIMORE MD 21218 NONE PC UNRESTRICTED 5200 LREI 40 CHARITON STREET NEW YORK NY 10014 NONE PC UNRESTRICTED 100 LEUKEMIA AND LYMPHONA SOCIETY 3 INTERNATIONAL DRIVE STE 200 RYE BROOK NY 10573 NONE PC UNRESTRICTED 500 MARYLAND CITIZENS FOR THE ARTS 120 W NORTH AVENUE STE 302 BALTIMORE MD 21201 NONE PC UNRESTRICTED 250 MARYLAND HUMANITIES COUNCIL 180 W CENTRE STREET BALTIMORE MD 21201 NONE PC UNRESTRICTED 250 METROPOLITAN MUSEUM OF ART 1000 FIFTH AVENUE NEW YORK NY 10028 NONE PC UNRESTRICTED 1609 MIDDLE GRADES PARTNERSHIP 1500 UNION AVENUE SUITE 1320 BALTIMORE MD 21211 NONE PC UNRESTRICTED 2500 MONTEFIORE MEDICAL CENTER 3325 BAINBRIDGE BRONX NY 10467 NONE PC UNRESTRICTED 500 MT VERNON PLACE CONSERVANCY P O BOX 2394 BALTIMORE MD 21203 NONE PC UNRESTRICTED 5000 MUSEUM OF THE MOVING IMAGE 36-01 35TH AVENUE ASTORIA NY 11106 NONE PC UNRESTRICTED 150 NEUE GALLERIE 1048 FIFTH AVENUE NEW YORK NY 10028 NONE PC UNRESTRICTED 530 NEW MUSEUM 235 BOWERY NEW YORK NY 10002 NONE PC UNRESTRICTED 375 NEW YORK COMMON PANTRY 8 EAST 109TH STREET NEW YORK NY 10029 NONE PC UNRESTRICTED 1000 NEW YORK PUBLIC LIBRARY 476 FIFTH AVENUE NEW YORK NY 10018 NONE PC UNRESTRICTED 100 NEW YORK SUN WORKS 157 COLUMBUS AVENUE SUITE 432 NEW YORK NY 10023 NONE PC UNRESTRICTED 100 NY CARES 65 BROADWAY 19TH FLOOR NEW YORK NY 10006 NONE PC UNRESTRICTED 100 ON THE MOVE 780 LINCOLN AVE NAPA CA 94558 NONE PC UNRESTRICTED 500 PARK AVENUE ARMORY 643 PARK AVENUE NEW YORK NY 10065 NONE PC UNRESTRICTED 370 PHILLIPS COLLECTION 1600 21ST ST STREET NW WASHINGTON DC 20009 NONE PC UNRESTRICTED 1000 PUBLIC THEATRE 425 LAFAYETTE STREET NEW YORK NY 10003 NONE PC UNRESTRICTED 200 PURCHASE COLLEGE 735 ANDERSON HILL ROAD PURCHASE NY 10577 NONE PC UNRESTRICTED 100 RAINFOREST FOUNDATION US 1000 DEAN STREET SUITE 430 BROOKLYN NY 11238 NONE PC UNRESTRICTED 1000 RAINFOREST TRUST PO BOX 841 WARRENTON VA 20188 NONE PC UNRESTRICTED 1000 ROLAND PARK COUNTRY SCHOOL 5204 ROLAND AVENUE BALTIMORE MD 12210 NONE PC UNRESTRICTED 5000 SHARE OUR STRENGTH PO BOX 75475 BALTIMORE MD 21275 NONE PC UNRESTRICTED 1000 SHRIVER HALL CONCERT SERIES 3400 N CHARLES STREET BALTIMORE MD 21218 NONE PC UNRESTRICTED 1000 ST ANNS WAREHOUSE 45 WATER STREET BROOKLYN NY 11201 NONE PC UNRESTRICTED 175 STUDIO MUSEUM HARLEM 144 WEST 125TH STREET NEW YORK NY 10027 NONE PC UNRESTRICTED 2475 THE WALTERS ART MUSEUM 600 NORTH CHARLES STREET BALTIMORE MD 21201 NONE PC UNRESTRICTED 5250 THIRD STREET MUSIC SCHOOL 235 EAST 11TH STREET NEW YORK NY 10003 NONE PC UNRESTRICTED 1000 TORAH INSTITUTE 35 ROSEWOOD LANE OWINGS MILLS MD 21117 NONE PC UNRESTRICTED 100 UNITED WAY OF CENTRAL MARYLAND 1800 WASHINGTON BLVD SUITE 340 BALTIMORE MD 21230 NONE PC UNRESTRICTED 14500 WATERKEEPER ALLIANCE 180 MAIDEN LANE SUITE 603 NEW YORK NY 10038 NONE PC UNRESTRICTED 1000 WHITE COLUMNS 91 HORATIO STREET NEW YORK NY 10014 NONE PC UNRESTRICTED 500 PROFESSIONAL CHILDREN'S SCHOOL 132 WEST 60TH STREET NEW YORK NY 10023 NONE PC UNRESTRICTED 250 151497 0 14 22922 16 105203 18 29973 0 158098 0 158098 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 4587 2294 2293 VANGUARD 500 INDEX FUND 65274 175629 VANGUARD INTERNATIONAL VALUE 95694 108419 VANGUARD ADMIRAL SHRS INTER-TERM 67190 78198 VANGUARD HIGH-YIELD CORP FUND 66193 67955 VANGUARD WELLINGTON ADM/INV SHARES 130210 153874 VANGUARD MID-CAP INDEX FUND 57598 138625 ST BOND INDEX ADM 89436 93095 SMALL CAP GR INDEX ADM 42492 138410 CORE BOND FUND ADMIRAL 67372 74671 DEVEL MARKETS INDEX ADMIRAL 55023 60678 SMALL CAP VALUE INDEX ADM 56784 65353 GROWTH INDEX ADM 29896 33792 TENANCY IN COMMON JEFFERSON HOUSE APTS AT COST 364090 1583092 GROUND RENTS 8539 8539 8539 ADMINISTRATIVE EXPENSES 1303 0 1303 BANK FEES 176 176 0 CONSULTING FEES 6280 6280 0 FOREIGN TAX 98 98 0 EXCISE TAX 4645 0 0