2021-10-26T16:01:55-05:00 2021-06-30 450250958 EIDE BAILLY LLP 2950 E HARMONY RD STE 290 FORT COLLINS CO 805283429 990 2020-07-01 840600653 COLORADO STATE UNIVERSITY RESEARCH FOUNDATION COLO 9704912933 PO BOX 483 FORT COLLINS CO 80522 JULIE BIRDSALL CHIEF FINANCIAL OFFICER 9704912933 2021-10-22 1 JULIE BIRDSALL 999009999 KYLE FRITCH CPA P01313374 9702238825 2021-10-22 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z JULIE BIRDSALL PO BOX 483 FORT COLLINS CO 80522 18268139 0 X WWW.CSURF.ORG X 1941 CO AID & ASSIST UNIVERSITIES GOVERNED BY THE CSU SYSTEM IN THEIR RESEARCH & EDUCATIONAL EFFORTS. 5 5 49 5 1879054 1867734 4389651 4476441 80822 238238 1559668 2131152 8630012 10255594 14660153 17101425 0 0 0 0 4789564 4668159 0 0 0 8770742 10658493 13560306 15326652 1099847 1774773 77045972 76363616 61930802 59473673 15115170 16889943 X COLORADO STATE UNIVERSITY RESEARCH FOUNDATION (CSURF) WAS ORGANIZED IN 1941 TO AID THE UNIVERSITIES GOVERNED BY THE BOARD OF GOVERNORS OF THE COLORADO STATE UNIVERSITY SYSTEM (CSUS, INCLUDING COLORADO STATE UNIVERSITY, COLORADO STATE UNIVERSITY PUEBLO, AND CSU GLOBAL) IN THEIR RESEARCH AND EDUCATIONAL EFFORTS. CSURF PROVIDES PROPERTY AND EQUIPMENT LEASING, PATENT AND LICENSING MANAGEMENT, DEBT FINANCING THROUGH MORTGAGE DEBT SERVICE, AND LAND ACQUISITION, DEVELOPMENT AND PROPERTY MANAGEMENT. 0 0 9167477 6411572 COLORADO STATE UNIVERSITY RESEARCH FOUNDATION PROVIDES MANAGEMENT OF VARIOUS PROPERTIES HELD BY OR FOR THE BENEFIT OF COLORADO STATE UNIVERSITY. 3160299 3849085 TECHNOLOGY TRANSFER ASSISTS WITH PATENT AND LICENSING MANAGEMENT. 12327776 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 146 0 1 49 1 1 1 1 MX 0 0 0 0 0 0 0 0 0 0 X 5 5 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 0 0 1 1 CO X JULIE H BIRDSALL 9704912933 2537 RESEARCH BOULEVARD SUITE 200 FORT COLLINS CO 80526 DON MAROSTICA CHAIRMAN 1.00 X X 0 0 0 DAVID L WOOD VICE-CHAIRMAN 1.00 X X 0 0 0 RAYNO SEASER TRUSTEE 1.00 X 0 0 0 DIANE EVANS TRUSTEE 1.00 X 0 0 0 DAVID CONRAD TRUSTEE 1.00 X 0 0 0 AJAY MENON PRESIDENT/CHIEF EXECUTIVE OFFICER 40.00 X 335212 0 78766 JULIE H BIRDSALL CFO, SECRETARY, TREASURER 40.00 X 179737 0 36868 TODD HEADLEY VP OF TECHNOLOGY TRANSFER 40.00 X 258361 0 35792 NANCY HURT VP OF OPS FROM 920 VP OF REAL ESTATE (THRU 8/20) 40.00 X 181486 0 40113 NICK CHRISTENSEN VP OF REAL ESTATE (FROM 8/20) 40.00 X 63904 0 4829 TERRY OPGENORTH LICENSING & BUS. DEVELOPMENT 30.00 X 226111 0 59734 RICHARD T CALLAN SENIOR REAL ESTATE ANALYST 40.00 X 119604 0 35236 MICHAEL BROWN SENIOR REAL ESTATE PROJECT MANAGER 40.00 X 112843 0 28451 CARIN HERMANN ASSOCIATE LEGAL COUNSEL 40.00 X 135118 0 30742 STEVE FOSTER DIR. LICENSING & BUS. DEVELOPMENT 40.00 X 120970 0 36668 1733346 0 387199 10 0 1 0 GCH CONSTRUCTION COMPANY 4496 BENTS DRIVE UNIT C WINDSOR CO 80550 CONSTRUCTION CONTRACTOR 465600 HILLSIDE CONSTRUCTION 216 HEMLOCK ST STE B FORT COLLINS CO 80524 CONSTRUCTION CONTRACTOR 396979 POLSINELLI PC PO BOX 878681 KANSAS CITY MO 641878681 PATENT LEGAL SERVICES 312284 COOLEY LLP 101 CALIFORNIA ST 5TH FLR SAN FRANCISCO CA 941115800 PATENT LEGAL SERVICES 224333 TRIBE DEVELOPMENT COMPANY 6549 SPANISH BAY DR WINDSOR CO 80550 CONSULTING 126643 8 X 4321441 155000 4476441 PROGRAM SERVICE REVENUE 531390 238238 238238 238238 239232 1522 237710 3849085 3849085 6204670 0 6204670 6204670 5971495 233175 163103 2772063 1540 1041706 161563 1730357 1891920 1644357 247563 325307 123468 201839 201839 17101425 10260657 1879054 485273 1373110 83383 1289727 2522329 2295121 227208 323590 287822 35768 214275 170988 43287 234855 150307 84548 751862 741836 10026 60550 60550 218239 218239 9894 9894 81782 81782 26958 26958 3160299 3160299 1822594 1822594 14439 14439 10924 10924 1567056 1567056 1640589 1559447 81142 265568 201945 63623 DUES & LICENSES 315746 167604 148142 0 FACILITIES MAINTENANCE 52575 52575 0 0 STAFF TRAINING 9901 0 9901 0 EQUIPMENT LEASE & MAINT 7767 0 7767 0 641750 56905 584845 15326652 12327776 2998876 0 8711074 11763832 1053147 1057857 738097 914313 9126965 8861772 66600 80050 26680 94942 52597105 13521194 37941224 39075911 45 53 19382140 14514886 77045972 76363616 2794295 3544707 110000 327581 45350794 43777239 13675713 11824146 61930802 59473673 X 14952056 16726829 163114 163114 15115170 16889943 77045972 76363616 1774773 0 X 0 1 X 0 0 X 1243809 1372528 2936183 4389651 4476441 14418612 1243809 1372528 2936183 4389651 4476441 14418612 14418612 321289 317908 306574 308282 237710 1491763 102922 313063 287584 1869098 2572667 18483042 37942938 0.78010 0.84830 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 163114 163114 163114 163114 163114 163114 163114 163114 163114 163114 1.00000 0 0 11428910 11428910 36722974 11656310 25066664 2798527 831510 1967017 933846 661978 271868 712848 371396 341452 39075911 PROPERTY HELD FOR CSU 11601981 LONG-TERM RECEIVABLES LEASED EQUIPMENT 80047 DEPOSITS AND DEFERRED COSTS 68624 INVESTMENT IN CSURF AC 1115071 ASSETS HELD FOR SALE 1649163 14514886 SECURITY DEPOSITS 222165 PROPERTY HELD FOR CSU 11601981 11824146 X PART V, LINE 4: THE ENDOWMENT FUND CONSISTS OF THE FOLLOWING: IN 1969, CSURF RECEIVED A GIFT OF APPROXIMATELY 11,650 ACRES OF LAND, IMPROVEMENTS AND SOME OTHER ASSETS. THE PROPERTY IS SUBJECT TO THE CONDITION THAT THE REAL ESTATE WOULD NEVER BE SOLD OR DISPOSED OF AND WILL BE USED IN ORGANIZATION'S EXEMPT PURPOSES. PART X, LINE 2: CSURF IS ORGANIZED AS A COLORADO NONPROFIT CORPORATION AND HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE (IRS) AS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3), WHICH QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION, AND HAS BEEN DETERMINED NOT TO BE A PRIVATE FOUNDATION. WE ARE ANNUALLY REQUIRED TO FILE A RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX (FORM 990) WITH THE IRS. IN ADDITION, WE ARE SUBJECT TO INCOME TAX ON NET INCOME THAT IS DERIVED FROM BUSINESS ACTIVITIES THAT ARE UNRELATED TO THEIR EXEMPT PURPOSES. WE HAVE DETERMINED THAT CERTAIN OPERATIONS OF CSURF ARE SUBJECT TO UNRELATED BUSINESS INCOME TAX AND HAVE FILED AN EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN (FORM 990T) WITH THE IRS FOR BOTH YEARS ENDED JUNE 30, 2021 AND 2020. OUR FORMS 990T ARE NO LONGER SUBJECT TO TAX EXAMINATION FOR YEARS PRIOR TO 2018. NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES OPERATIONAL SUPPORT FOR PROGRAM EXPENSES 201886 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 INVESTMENT IN FOREIGN SUBSIDIARY 1115071 0 0 0 0 0 0 1316957 0 1316957 0 0 0 0 0 0 PART III ACCOUNTING METHOD: SCHEDULE F, PART I, LINE 3: THE CSURF AC TODOS SANTOS CENTER (THE CENTER) PROVIDES THE OPPORTUNITY FOR COLORADO STATE UNIVERSITY (CSU) STUDENTS TO GROW AS GLOBAL CITIZENS IN THEIR UNDERSTANDING OF AND APPRECIATION FOR OTHER CULTURES; THE CENTER PROVIDES A VARIETY OF RESEARCH AND EDUCATIONAL OPPORTUNITIES THAT CSU STUDENTS WOULD NOT OTHERWISE BE ABLE TO BE A PART OF. THE CENTER ALSO CREATES A COMMUNITY HUB FOR EDUCATIONAL SESSIONS AND INFORMATION SHARING. CSU'S LEADING EDUCATIONAL RESOURCES AND EXPERTISE COMBINED WITH NATURAL, CULTURAL AND HISTORICAL ASPECTS OFFERED BY THE COMMUNITY CREATES EXPANSIVE POSSIBILITIES FOR RESEARCH, LEARNING AND EXPERIENCES FOR BAJA CALIFORNIA SUR RESIDENTS, THE CSU COMMUNITY, AND BEYOND. IN FULFILLMENT OF COLORADO STATE UNIVERSITY RESEARCH FOUNDATION'S (CSURF) MISSION TO AID AND ASSIST CSU IN THEIR RESEARCH AND EDUCATIONAL EFFORTS, CSURF TRANSFERS PROGRAM REVENUES AND OPERATIONAL FUNDS FROM THE U.S. TO THE CSURF AC IN MEXICO TO SUPPORT THE ACTIVITIES HELD AT THE TODOS SANTOS CENTER. PROGRAM SERVICE AMOUNTS REPORTED ON SCHEDULE F, PART I, LINE 3 REPRESENT THE FUNDS TRANSFERRED DURING FISCAL YEAR ENDED JUNE 30, 2021. X 0 0 0 0 0 0 0 0 0 AJAY MENON PRESIDENT/CHIEF EXECUTIVE OFFICER 334180 0 0 0 1032 0 49183 0 30321 0 414716 0 0 0 TODD HEADLEY VP OF TECHNOLOGY TRANSFER 257809 0 0 0 552 0 35792 0 738 0 294891 0 0 0 TERRY OPGENORTH LICENSING & BUS. DEVELOPMENT 223290 0 0 0 2821 0 32943 0 27500 0 286554 0 0 0 NANCY HURT VP OF OPS FROM 920 VP OF REAL ESTATE (THRU 8/20) 180783 0 0 0 703 0 25547 0 15175 0 222208 0 0 0 JULIE H BIRDSALL CFO, SECRETARY, TREASURER 179050 0 0 0 687 0 25113 0 12358 0 217208 0 0 0 CARIN HERMANN ASSOCIATE LEGAL COUNSEL 135011 0 0 0 107 0 18837 0 12408 0 166363 0 0 0 STEVE FOSTER DIR. LICENSING & BUS. DEVELOPMENT 120828 0 0 0 142 0 17386 0 19775 0 158131 0 0 0 RICHARD T CALLAN SENIOR REAL ESTATE ANALYST 119012 0 0 0 592 0 16777 0 18943 0 155324 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION DOES NOT HAVE ANY COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PRESENTED TO CSURF BOARD OF TRUSTEES BY THE AUDIT FIRM DURING THE ANNUAL BOARD MEETING FOR DISCUSSION AND APPROVAL BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS/TRUSTEES AND KEY EMPLOYEES ARE COVERED BY THE POLICY AND ARE REQUIRED TO COMPLETE AND SUBMIT A CONFLICT OF INTEREST FORM ANNUALLY DISCLOSING ANY/ALL POTENTIAL CONFLICTS. IN ADDITION, ALL EMPLOYEES ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST STATEMENT TO THE CORPORATION. IF CONFLICTS ARE DISCLOSED, THE BOARD AND SENIOR MANAGEMENT REVIEWS AND RESPONDS ACCORDINGLY AND IF DISCLOSED BY A VOTING MEMBER, THE MEMBER ABSTAINS FROM VOTING ON THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR ALL EMPLOYEES IS BASED ON VARIOUS FACTORS, INCLUDING BUT NOT LIMITED TO, THE RESPONSIBILITIES ASSOCIATED WITH THE POSITION, RELEVANT EXPERIENCE AND EDUCATION OF THE EMPLOYEE, AND COMPARABLE POSITIONS WITHIN THE NONPROFIT SECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART VIII, LINE 6A: THE PRIMARY PURPOSE OF CSURF IS TO AID AND ASSIST COLORADO STATE UNIVERSITY AND OTHER UNIVERSITIES GOVERNED BY THE BOARD OF GOVERNORS OF COLORADO STATE UNIVERSITY SYSTEM IN THEIR RESEARCH AND EDUCATIONAL EFFORTS. IN FULFILLING THE ORGANIZATION'S EXEMPT PURPOSE, PART OF CSURF'S FUNCTION IS TO ASSIST COLORADO STATE UNIVERSITY IN ACQUIRING REAL ESTATE AND LAND FOR OPERATIONS AS WELL AS FOR FUTURE EXPANSION OF THE UNIVERSITY. COLORADO STATE UNIVERSITY RESEARCH FOUNDATION DE MEXICO AC IGNACIO L VALLARTA 811 SUR COLONI MONTERREY NUEVO LEON MX CP 64070 OPERATE TODOS SANTOS CAMPUS MX COLORADO STATE UNIVERSITY RESEARCH FOUNDATION 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 COLORADO STATE UNIVERSITY RESEARCH FOUNDATION DE MEXICO AC R 201886 COST