2021-11-11T14:39:29-06:00 2020-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2020-01-01 131691693 ASTHMA AND ALLERGY FOUNDATION OF AMERICA INC ASTH 8007278462 1235 SOUTH CLARK STREET NO 305 ARLINGTON VA 22202 KENNETH MENDEZ CEO & PRESIDENT 8007278462 2021-11-11 1 KENNETH MENDEZ 999009999 FRANK H SMITH P00639053 2022274000 2021-11-11 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z KENNETH MENDEZ 1235 SOUTH CLARK STREET NO 305 ARLINGTON VA 22202 4055469 0 1462 X WWW.AAFA.ORG X 1953 NY A NATIONAL VOLUNTARY HEALTH ORGANIZATION PROVIDING EDUCATION, INFORMATION, SERVICES & RESEARCH. 20 20 25 107 0 0 2388891 2205926 1631460 1393277 85049 34767 8858 1118 4114258 3635088 223709 200250 0 0 2346652 2598741 0 0 493719 2712273 1559335 5282634 4358326 -1168376 -723238 3688925 3910269 1263748 1976890 2425177 1933379 X THE ASTHMA AND ALLERGY FOUNDATION OF AMERICA, INC (THE FOUNDATION), A NOT-FOR-PROFIT FOUNDED IN 1953, IS DEDICATED TO SAVING LIVES AND REDUCING THE BURDEN OF DISEASE FOR PEOPLE WITH ASTHMA AND ALLERGIES THROUGH SUPPORT, ADVOCACY, EDUCATION AND RESEARCH. 0 0 1190242 1394395 PUBLIC INFORMATION - PROMOTE DISEASE AWARENESS AND PROVIDE HEALTH INFORMATION TO THE PUBLIC VIA THE AAFA WEBSITE, PUBLIC SERVICE ANNOUNCEMENTS, PUBLICATIONS AND PRINTED MATERIALS, PARTNERED CERTIFICATION PROGRAM, AND OTHER MEDIA OUTLETS.*DURING 2020, AAFA SPENT $476,455 ON PUBLIC INFORMATION PROGRAM SERVICE THAT IS NOT REFLECTED IN THE STATEMENTS ABOVE BECAUSE THEY WERE CLASSIFIED AS DONATED SERVICES AND CANNOT BE INCLUDED IN FORM 990 REPORTING. THIS ADDITIONAL PROGRAM SERVICE EXPENSE IS INCLUDED ON AAFA'S 2020 AUDITED FINANCIALS AND PLACES AAFA'S PROGRAM SERVICE EXPENSE AT 71% OF TOTAL EXPENSES BASED ON 2020 AUDITED FINANCIALS. 720702 COMMUNITY AND CHAPTER OUTREACH - PROVIDE SUPPORT TO PATIENTS AND CAREGIVERS VIA OUR PRIVATE ONLINE COMMUNITIES, REGIONAL CHAPTERS, AND PARTNERSHIPS WITH VARIOUS HOSPITALS. OFFER ACCESS TO EXPERTS VIA OUR ASK THE ALLERGIST SERVICE, SOCIAL MEDIA, TOLL-FREE INFORMATION LINE, AND WEBINAR SERIES. ISSUE TIMELY ALERTS ON FOOD ALLERGY RECALLS, EMERGENCY AIR QUALITY INFORMATION, AND SEVERE WEATHER. 677880 200250 RESEARCH CONDUCT PATIENT-CENTERED RESEARCH TO MEASURE IMPROVED HEALTH OUTCOMES RELATED TO PATIENT EDUCATION AND PROVIDE INSIGHTS ON PATIENT EXPERIENCES, BEHAVIORS, PREFERENCES AND KNOWLEDGE. PUBLISH SIGNATURE REPORTS ON HEALTH DISPARITIES AND LOCAL/REGIONAL BURDEN OF ASTHMA AND ALLERGIES IN THE UNITED STATES. 372835 FAMILY AND PATIENT SERVICES AND PROFESSIONAL EDUCATION 372835 2961659 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 17 0 1 25 1 0 0 0 0 0 0 0 0 0 0 0 0 X 20 20 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AL AK AZ AR CA CO CT DE FL GA HI ID IL IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC TN TX UT VA WA WV WI WY X X KENNETH MENDEZ 8007278462 1235 SOUTH CLARK STREET NO 305 ARLINGTON VA 22202 KENNETH MENDEZ CEO & PRESIDENT 40.00 X 390620 0 47294 SANAZ EFTEKHARI VP, CORPORATE AFFAIRS AND RESEARCH 40.00 X 171781 0 26770 MELANIE CARVER CHIEF MISSION OFFICER 40.00 X 165797 0 18806 DENZEL BLOUNT CONTROLLER 40.00 X 104708 0 9894 RICHARD MURRAY MD CHAIR 1.00 X X 0 0 0 HEIDI BAYER IMMEDIATE PAST CHAIR 2.00 X X 0 0 0 DENNIS CRYER MD SECRETARY 2.00 X X 0 0 0 CALVIN ANDERSON TREASURER & CHAIR OF FINANCE 2.00 X X 0 0 0 COLETTE MARTIN CHAIR OF AUDIT 2.00 X 0 0 0 MARY ELLEN CONLEY RN CHAIR OF COMMUNITY RELATIONS 2.00 X 0 0 0 MITCHELL GRAYSON MD CHAIR OF MEDICAL-SCIENTIFIC COUNCIL 2.00 X 0 0 0 JODI DANIEL CHAIR OF POLICY AND ADVOCACY 1.00 X 0 0 0 MARGARET ANDERSON DIRECTOR - UNTIL 01/2020 1.00 X 0 0 0 PHYLLIS ARTHUR DIRECTOR 2.00 X 0 0 0 KELLI WOOD CROSS DIRECTOR 1.00 X 0 0 0 PRUE FITZPATRICK DIRECTOR 1.00 X 0 0 0 JAMES FLOOD DIRECTOR 1.00 X 0 0 0 LYNN HANESSIAN DIRECTOR 2.00 X 0 0 0 KATHERINE LAI DIRECTOR 1.00 X 0 0 0 RITESH PATEL DIRECTOR 1.00 X 0 0 0 MONICA E RANDALL DIRECTOR 1.00 X 0 0 0 DR SARBJIT SAINI DIRECTOR 1.00 X 0 0 0 LAWRENCE SCHWARTZ MD PHD DIRECTOR 1.00 X 0 0 0 CHRIS WARD DIRECTOR 2.00 X 0 0 0 VICTORIA MATESE JD GENERAL COUNSEL 2.00 X 0 0 0 832906 0 102764 4 0 1 0 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 ACCOUNTING AND TAX SERVICES 219591 1 80435 273088 1852403 2205926 CERTIFICATION INCOME 900099 1161295 1161295 FEES FOR SERVICE 900099 207284 207284 REGISTRATION FEES 900099 24098 24098 HONORARIUM 900099 600 600 1393277 53392 53392 401756 420381 -18625 -18625 -18625 1118 0 1118 1118 3635088 1394395 0 34767 X 200250 200250 821069 638717 88397 93955 1258861 739009 291286 228566 13501 4096 1184 8221 365817 237138 72509 56170 139493 90168 28025 21300 153895 2973 150177 745 767391 658950 87081 21360 5476 1126 3900 450 119643 47030 59299 13314 182206 118280 37087 26839 24503 14572 8374 1557 24934 23005 1894 35 7052 7052 31890 20576 6358 4956 38839 27331 6419 5089 SUBSCRIPTIONS AND DUES 158259 117487 34641 6131 MISCELLANEOUS 22613 5800 15976 837 FILING FEES 17084 9601 3289 4194 PUBLICATIONS 3500 3500 2050 2050 4358326 2961659 902948 493719 784147 689947 417125 512628 21654 21654 109889 294534 234338 139586 88890 94752 2248166 2255055 19054 41699 3688925 3910269 872555 649925 275000 645000 0 552219 116193 129746 1263748 1976890 X 1550687 743574 874490 1189805 2425177 1933379 3688925 3910269 -723238 231440 0 X 0 1 X 1 0 X 2153767 1750580 2080558 2388891 2205926 10579722 2153767 1750580 2080558 2388891 2205926 10579722 4224786 6354936 59447 81542 66149 69313 53392 329843 178 450 320 948 10910513 8022110 0.58250 0.56060 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2016 AMOUNT: $ 178. 2017 AMOUNT: $ 450. 2018 AMOUNT: $ 320. 2019 AMOUNT: $ 0. 2020 AMOUNT: $ 0. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1980 5236 7216 4351110 4358326 367916 91979 0 0 367785 363163 414132 367916 1512996 2269494 7549 6604 7077 7216 28446 91946 90791 103533 91979 378249 567374 1841 1980 3821 371854 18780 6400 384234 348310 29944 6400 371854 359090 -10780 348310 343287 22203 6400 359090 340803 8884 6400 343287 0.41641 0.58359 0 0 70138 24166 45972 109933 63376 46557 54267 52044 2223 94752 DEFERRED RENT 76721 DEFERRED COMPENSATION OBLIGATION 53025 129746 4342983 231440 476455 707895 3635088 0 3635088 4834781 476455 476455 4358326 0 4358326 PART V, LINE 4: THE FOUNDATION HAS A DONOR-RESTRICTED ENDOWMENT FUND ESTABLISHED FOR THE PURPOSE OF SUPPORTING RESEARCH BY PHYSICIAN-SCIENTISTS IN THE FIELD OF ALLERGY AND IMMUNOLOGY. 1 UCSD DEPARTMENT OF PEDIATRICS 9500 GILMAN DRIVE SCHOOL OF MEDICINE BUILDING 2 LA JOLLA CA 92093 956006144 501(C)(3) 200000 RESEARCH 1 0 PART I, LINE 2: RECIPIENTS OF EACH GRANT SIGNED A MEMORANDUM OF UNDERSTANDING WITH AAFA AND OTHER DOMESTIC PARTNERS. A COUNCIL REPRESENTATIVES FROM AAFA AND EACH PARTNER WAS FORMED TO PROVIDE OVERSIGHT FOR THE GRANT FUNDS. X X X 0 0 0 0 0 0 0 0 0 KENNETH MENDEZ CEO & PRESIDENT 390620 0 0 0 0 0 47294 0 0 0 437914 0 0 0 SANAZ EFTEKHARI VP, CORPORATE AFFAIRS AND RESEARCH 171781 0 0 0 0 0 26770 0 0 0 198551 0 0 0 MELANIE CARVER CHIEF MISSION OFFICER 165797 0 0 0 0 0 18806 0 0 0 184603 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990, ONCE REVIEWED BY THE FOUNDATION'S ACCOUNTANTS, IS THEN FORWARDED TO THE FOUNDATION'S CEO AND PRESIDENT FOR REVIEW. WHEN THIS SECONDARY REVIEW HAS BEEN COMPLETED, AND THE FEDERAL FORM 990 HAS BEEN APPROPRIATELY UPDATED OR CORRECTED, IT IS PRESENTED TO THE EXECUTIVE COMMITTEE FOR THEIR REVIEW AND APPROVAL. IT IS THEN SHARED WITH THE FULL BOARD OF DIRECTORS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY AND DISCLOSURE FORM IS DISTRIBUTED TO THE STAFF, WHICH INCLUDES OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES AND TO THE FULL BOARD OF DIRECTORS ANNUALLY FOR SIGNATURE REVIEW. ANY REPORTABLE CONFLICTS ARE REPORTED ON DISCLOSURE FORMS AND AT BOARD MEETINGS. DURING THE COURSE OF BOARD MEETING DISCUSSIONS, IF AREAS ARISE WHICH MAY CREATE A CONFLICT, OR THE APPEARANCE OF A CONFLICT OF INTEREST, THE BOARD OF DIRECTORS IS REMINDED OF THEIR RESPONSIBILITY TO RECUSE THEMSELVES FROM PARTICIPATION ON THE SAID MATTER. FORM 990, PART VI, SECTION B, LINE 15A ANNUALLY DURING THE BUDGET PREPARATION PROCESS, THE EXECUTIVE COMMITTEE REVIEWS THE SALARY OF THE CEO AND PRESIDENT, AND COMPARES THE PROPOSED SALARY TO LIKE ORGANIZATIONS, POSITIONS AND GEOGRAPHIC AREAS TO RECOMMEND BUDGET APPROVAL TO THE FULL BOARD OF DIRECTORS. THE CEO AND PRESIDENT'S COMPENSATION IS APPROVED BY THE FULL BOARD OF DIRECTORS. PROPOSED SALARIES OF OTHER OFFICERS OR KEY EMPLOYEES ARE COMPARED TO LIKE ORGANIZATIONS, POSITIONS, AND GEOGRAPHIC AREAS TO RECOMMEND APPROVAL BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY, WHISTLEBLOWER POLICY, FINANCIAL STATEMENTS AND THE FEDERAL FORM 990 ARE AVAILABLE ON THE FOUNDATION'S WEBSITE AT WWW.AAFA.ORG. THEY MAY ALSO BE OBTAINED BY REQUEST FROM THE CEO AND PRESIDENT. FORM 990, PART IX, LINE 11G CONSULTING FEES: PROGRAM SERVICE EXPENSES 335,333. MANAGEMENT AND GENERAL EXPENSES 60,354. FUNDRAISING EXPENSES 21,360. TOTAL EXPENSES 417,047. CERTIFICATION: PROGRAM SERVICE EXPENSES 323,617. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 323,617. TEMPORARY HELP: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 26,727. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 26,727.