2021-11-12T15:21:12-06:00 2020-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990 2020-01-01 133398657 ELIZABETH SETON PEDIATRIC CENTER ELIZ 9142946300 300 CORPORATE BLVD SOUTH YONKERS NY 10701 CARLA PERRUCCIO CFO 9142946300 2021-11-12 1 CARLA PERRUCCIO 999009999 GARRETT M HIGGINS P00543209 9143818900 2021-11-04 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z ELIZABETH SETON CHILDREN'S CENTER CARLA PERRUCCIO 300 CORPORATE BLVD SOUTH YONKERS NY 10701 110333761 0 0928 X WWW.SETONCHILDRENS.ORG X 1987 NY PROVIDE A LOVING HOME TO CHILDREN WITH COMPLEX MEDICAL NEEDS THAT INCLUDES WORLD-CLASS MEDICAL, EDUCATIONAL AND REHABILITATIVE SERVICES. 24 24 834 24 0 0 726941 3196213 103404837 105411402 48950 153856 189954 1572290 104370682 110333761 0 0 0 0 63994718 69356506 0 0 860857 36376050 36238069 100370768 105594575 3999914 4739186 152806844 155523475 121623237 119600682 31183607 35922793 X WE ARE THE LARGEST AND MOST PROFICIENT NON-PROFIT HEALTH CENTER FOR CHILDREN WITH MEDICAL COMPLEXITY IN THE US OFFERING MEDICAL, EDUCATIONAL AND REHABILITATIVE SERVICES. OUR LOVING CULTURE CREATES POSSIBILITIES FOR 169 CHILDREN TO LEAD A FULL AND HAPPY LIFE. 0 0 94366203 0 105411402 FOUNDED BY THE SISTERS OF CHARITY IN 1987, THE ELIZABETH SETON CHILDREN'S CENTER IS A NATIONAL LEADER IN CARING FOR CHILDREN WITH MEDICAL COMPLEXITY. WE PROVIDE A FULL CONTINUUM OF CARE THAT INCLUDES MEDICAL CARE, REHABILITATION, THERAPEUTIC ACTIVITIES, SPECIAL EDUCATION AND A TRUE SENSE OF HOME AT THE LARGEST CENTER OF ITS KIND. THE CHILDREN WE SERVE LIVE WITH THE MOST CHALLENGING MEDICAL CONDITIONS ON EARTH. VIRTUALLY ALL ARE UNABLE TO WALK AND MANY REQUIRE FEEDING TUBES, VENTILATORS AND DEVICES TO COMMUNICATE. OUR AVERAGE LENGTH OF STAY IS FOUR YEARS, BUT MOST CHILDREN LIVE THEIR ENTIRE LIVES AT THE CENTER OR ARE DISCHARGED AT AGE 21. TODAY YOUNG ADULTS ARE AGING OUT OF OUR CARE AT HIGHER RATES THAN EVER, BUT MANY FACE INADEQUATE OPTIONS ONCE THEY LEAVE. TO SOLVE THIS CRISIS IT IS OUR INTENTION TO BUILD THE FIRST HOME OF ITS KIND FOR YOUNG ADULTS WITH MEDICAL COMPLEXITY AND BECOME THE NATIONAL MODEL. IN 2020, THE CENTER PROVIDED 61,691 DAYS OF CARE TO 188 CHILDREN AND OUR YEAR TO DATE OCCUPANCY RATE WAS 99.74% OF OUR 169 BEDS. 94366203 1 1 0 1 0 0 0 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 127 0 834 1 0 0 0 0 0 0 0 0 0 0 0 0 X 24 24 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X CARLA PERRUCCIO 9142946128 300 CORPORATE BLVD SOUTH YONKERS NY 10701 MICHAEL HEGARTY CHAIRPERSON 2.00 3.00 X X 0 0 0 GREGORY MANCINI TREASURER 2.00 2.00 X X 0 0 0 PETER T MCKEEVER SECRETARY 1.00 3.00 X X 0 0 0 SR CAROL BARNES SC VICE CHAIRPERSON 1.00 3.00 X X 0 0 0 LISA ALTERI DIRECTOR, THRU JAN. 2020 1.00 2.00 X 0 0 0 MICHAEL F GALLAGHER DIRECTOR 1.00 2.00 X 0 0 0 DAVID G INGBER DIRECTOR 1.00 2.00 X 0 0 0 VITO VERNI DIRECTOR 1.00 3.00 X 0 0 0 FR FRANCES J GASPARIK OFM DIRECTOR 1.00 2.00 X 0 0 0 WILLIAM P HARRINGTON ESQ DIRECTOR 1.00 3.00 X 0 0 0 DENNIS KENNY ESQ DIRECTOR 1.00 2.00 X 0 0 0 STEVEN KORF DIRECTOR 2.00 2.00 X 0 0 0 DWAYNE DOHERTY DIRECTOR 1.00 2.00 X 0 0 0 FRANK A OSWALD ESQ DIRECTOR 1.00 3.00 X 0 0 0 JOHN CARUSO DIRECTOR 1.00 2.00 X 0 0 0 RACHEL AMAR DIRECTOR 1.00 2.00 X 0 0 0 DR ISRAEL FRANCO MD FAAP FACS DIRECTOR 1.00 2.00 X 0 0 0 CATHERINE FRANZETTI DIRECTOR 2.00 2.00 X 0 0 0 MICHAEL J DALY III DIRECTOR 1.00 2.00 X 0 0 0 JAMES SINKOFF DIRECTOR 1.00 2.00 X 0 0 0 SR MARGARET O'BRIEN SC DIRECTOR 1.00 2.00 X 0 0 0 BISHOP GERALD T WALSH DIRECTOR 1.00 2.00 X 0 0 0 SR DOMINICA ROCCHIO SC DIRECTOR 1.00 2.00 X 0 0 0 JOHN MORGAN DIRECTOR 1.00 2.00 X 0 0 0 SR MARIE MORRIS SC DIRECTOR 1.00 2.00 X 0 0 0 PATRICIA TURSI CEO 28.50 9.00 X 595895 0 79147 M CARLA PERRUCCIO CFO 35.50 2.00 X 372980 0 40802 ADRIENE ROSELL VP OF OPERATIONS 37.50 X 370484 0 71042 CAROLYN RYAN VP QUALITY IMPROVEMENT 37.50 X 246185 0 65531 FRANCES SEQUEIRA VP OF TALENT MANAGEMENT 28.50 9.00 X 240700 0 52574 BRIAN F HARRINGTON SR. VP, INSTITUTIONAL ADVANCEMENT 36.50 1.00 X 250939 0 63343 ROBERT P MACKEY VP OF ENGINEERING AND FACILITIES 36.50 1.00 X 254482 0 64631 ALVIN MOYER MD INTERIM MEDICAL DIRECTOR 37.50 X 273108 0 32254 2604773 0 469324 143 0 1 0 FASTAFF INC PO BOX 911452 DENVER CO 802911452 AGENCY PERSONNEL 2640298 BIOREFERENCE LABORATORIES INC 481 EDWARD H ROSS DRIVE ELMWOOD PARK NJ 07407 COVID TESTING 1183845 EFH ARCHITECTS PC 15 WEST 37TH STREET 16TH FLOOR NEW YORK NY 10018 ARCHITECTUAL SERVICES 377988 ADP INC PO BOX 842875 BOSTON MA 022842088 PAYROLL PROCESSING SERVICES 278572 NBBJ PO BOX 742088 LOS ANGELOS CA 900742088 ARCHITECTUAL SERVICES 265415 18 1748859 1447354 59644 3196213 NET PATIENT SERVICE REVENUE 623000 105411402 105411402 105411402 152356 152356 1500 0 1500 1500 1500 1% MEDICAID SUPPLEMENTAL PAYMENT 900099 1497972 1497972 REBATES AND REFUNDS 900099 46691 46691 TAX REFUND 900099 26744 26744 883 883 1572290 110333761 105411402 0 1726146 1530350 441526 1088824 49365317 45926077 3023352 415888 7837049 7350890 434687 51472 5723524 5381942 303642 37940 4900266 4396579 472985 30702 467551 467551 123073 123073 17853 17853 5108265 4465735 369030 273500 97137 5031 92106 2092394 1272334 792966 27094 5436644 4739193 689483 7968 139764 136092 3672 14760 10268 4492 5579429 5154934 411913 12582 565671 433087 132584 NYS CASH RECEIPTS ASSES 6763057 6763057 MEDICAL SUPPLIES 4117308 3178618 938690 PRESCRIPTION DRUGS 2727059 2727059 CONTRACTED SERVICES 1110035 377590 731496 949 1878069 1606191 269116 2762 105594575 94366203 10367515 860857 3164315 5678458 11802719 15364275 68510 12896 8266157 7502557 1070260 940370 775061 1136251 146350048 45340008 104841428 101010040 22818394 23878628 152806844 155523475 13975641 14057895 666667 1538641 106683 118853 99322948 96796549 7551298 7088744 121623237 119600682 X 30482781 35014245 700826 908548 31183607 35922793 152806844 155523475 4739186 0 X X 0 1 X 1 0 X 851726 999137 1156479 726941 3196213 6930496 67313322 72366719 88541410 103404837 105411402 437037690 68165048 73365856 89697889 104131778 108607615 443968186 17000 35885 19665 15780 6975 95305 0 17000 35885 19665 15780 6975 95305 443872881 2762 2089 5974 48950 152356 212131 2762 2089 5974 48950 152356 212131 88526 1218623 108380 189954 1572290 3177773 68256336 74586568 89812243 104370682 110332261 447358090 0.99220 0.99540 0.00050 0.00020 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2016 AMOUNT: $ 22,607. 2017 AMOUNT: $ 6,443. 2018 AMOUNT: $ 29,225. REBATES AND REFUNDS - 2016 AMOUNT: $ 58,693. 2017 AMOUNT: $ 55,046. 2018 AMOUNT: $ 68,950. 2019 AMOUNT: $ 48,820. 2020 AMOUNT: $ 46,691. MEDICAL RECORDS - 2016 AMOUNT: $ 7,226. 2017 AMOUNT: $ 2,483. 2018 AMOUNT: $ 10,205. 2019 AMOUNT: $ 4,919. 2020 AMOUNT: $ 883. MORTGAGE REFINANCE SAVINGS - 2017 AMOUNT: $ 1,154,651. INSURANCE PLAN CONVERSION - 2019 AMOUNT: $ 136,215. TAX REFUND - 2020 AMOUNT: $ 26,744. 1 MEDICAID SUPPLEMENTAL PAYMENT - 2020 AMOUNT: $ 1,497,972. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 17853 17853 0 PART II-B, LINE 1: THE CENTER HIRES AN OUTSIDE FIRM TO LOBBY AND ADVOCATE THE NYS LEGISLATURE AND NYS DEPARTMENT OF HEALTH ON REIMBURSEMENT AND HEALTHCARE ISSUES THAT AFFECT ITS MISSION AND CHILDREN WHO RECEIVE SERVICES FROM THE ORGANIZATION. IN ADDITION, INCLUDED IN THE AMOUNT ABOVE IS A PORTION OF UNION DUES WHICH IS PAID TO PROFESSIONAL ASSOCIATIONS FOR THESE ACTIVITIES. 0 1 X 10001500 10001500 111711805 31168903 80542902 23167452 14171105 8996347 1469291 1469291 101010040 DUE FROM THIRD-PARTY PAYORS 2274647 DUE FROM AFFILIATES 468660 RESIDENTS' FUNDS 118853 MORTGAGE ESCROWS 20252468 INSURANCE RECOVERY RECEIVABLE 764000 23878628 DUE TO THIRD-PARTY PAYORS 6324744 PROFESSIONAL AND SIMILAR LIABILITIES 764000 7088744 X 110333761 0 110333761 0 110333761 105594575 0 105594575 0 105594575 PART IV, LINE 2B: RESIDENT'S FUNDS ARE HELD BY THE CENTER ON BEHALF OF RESIDENTS. SUCH FUNDS REPRESENT ALLOWANCES RECEIVED BY RESIDENTS, AS WELL AS OTHER RESIDENTS' FUNDS DEPOSITED FOR SAFEKEEPING. THESE FUNDS ARE DISBURSED AT THE REQUEST OF, OR ON BEHALF OF, RESIDENTS FOR THEIR PERSONAL USE. PART X, LINE 2: THE CENTER RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY WHEN THE TAX POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE CENTER HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE CENTER IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO 2017. X X X X 0 0 0 0 0 0 0 0 0 PATRICIA TURSI CEO 582536 0 0 0 13359 0 39450 0 39697 0 675042 0 0 0 ADRIENE ROSELL VP OF OPERATIONS 364963 0 0 0 5521 0 19950 0 51092 0 441526 0 0 0 M CARLA PERRUCCIO CFO 368803 0 0 0 4177 0 19950 0 20852 0 413782 0 0 0 ROBERT P MACKEY VP OF ENGINEERING AND FACILITIES 250990 0 0 0 3492 0 17805 0 46826 0 319113 0 0 0 BRIAN F HARRINGTON SR. VP, INSTITUTIONAL ADVANCEMENT 246602 0 0 0 4337 0 10132 0 53211 0 314282 0 0 0 CAROLYN RYAN VP QUALITY IMPROVEMENT 242279 0 0 0 3906 0 17215 0 48316 0 311716 0 0 0 ALVIN MOYER MD INTERIM MEDICAL DIRECTOR 272965 0 0 0 143 0 18979 0 13275 0 305362 0 0 0 FRANCES SEQUEIRA VP OF TALENT MANAGEMENT 237297 0 0 0 3403 0 16985 0 35589 0 293274 0 0 0 X 1 5027 AVG. SELLING PRICE X 1 54617 COST 0 0 1 0 PART I, COLUMN (B): COLUMN (B) IS REPORTING THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 2 WILLIAM HARRINGTON AND BRIAN HARRINGTON HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 THE SOLE MEMBER OF THE CENTER IS SISTERS OF CHARITY MINISTRY NETWORK, INC. FORM 990, PART VI, SECTION A, LINE 7A THE SOLE MEMBER, SISTERS OF CHARITY MINISTRY NETWORK, INC. RESERVES THE RIGHT TO ELECT BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B IN ADDITION TO ITS OTHER POWERS AND RESPONSIBILITIES ESTABLISHED BY LAW, BY THE CERTIFICATE OF INCORPORATION OF THE CENTER AND BY THESE BYLAWS, THE MEMBER SHALL HAVE THE FOLLOWING RESERVED POWERS: (A)ANY CHANGE IN THE GENERAL CHARACTER OF THE CENTER; (B)ELECTION OF THE BOARD OF DIRECTORS; (C)REMOVAL OF ANY DIRECTOR WITH OR WITHOUT CAUSE; (D)AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF THE CENTER, OR AMENDMENT OR REPEAL OF THESE BYLAWS; (E)ADOPTION, AMENDMENT OR REPEAL OF ANY PLAN OF DISSOLUTION, MERGER OR CONSOLIDATION; (F)APPROVAL OF THE PURCHASE, SALE, MORTGAGE OR LEASE OF THE CENTER'S REAL PROPERTY; AND (G)APPROVAL OF A SALE OF ALL OR SUBSTANTIALLY ALL OF THE CENTER'S ASSETS. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS HAVE ASSIGNED THE RESPONSIBILITY TO REVIEW AND APPROVE THE FORM 990 TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE IS COMPRISED OF SIX INDEPENDENT DIRECTORS, ONE OF WHICH IS DEEMED TO BE THE FINANCIAL EXPERT AND OTHERS WHO ARE KNOWLEDGEABLE IN FINANCIAL AND COMPLIANCE MATTERS. A DRAFT FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM. THE AUDIT COMMITTEE RECEIVED AN ELECTRONIC DRAFT OF THE FORM 990 PRIOR TO A SCHEDULED MEETING ITEM. THE AUDIT COMMITTEE MEMBERS' QUESTIONS RELATING TO THE FORM 990 CONTENTS ARE DISCUSSED WITH FINANCIAL MANAGEMENT AND ANY AUDIT COMMITTEE MEMBER QUESTIONS MUST BE RESOLVED PRIOR TO THE AUDIT COMMITTEE APPROVAL FOR THE FORM 990 TO BE FILED. AN ELECTRONIC COPY OF THE APPROVED FINAL FORM 990 IS PROVIDED TO THE BOARD/GOVERNING BODY PRIOR TO IT BEING SUBMITTED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ELIZABETH SETON PEDIATRIC CENTER REQUIRES THAT ITS DIRECTORS, OFFICERS AND EMPLOYEES MAKE DECISIONS SOLELY ON THE BASIS OF A DESIRE TO PROMOTE THE BEST INTEREST OF THE ORGANIZATION. SIMILARLY, THE PEDIATRIC CENTER DIRECTORS, OFFICERS AND EMPLOYEES ARE PROHIBITED FROM USING THEIR RESPECTIVE POSITIONS WITH THE ORGANIZATION OR INFORMATION OBTAINED RELATING TO THE ORGANIZATION IN ORDER TO ACHIEVE A DIRECT OR INDIRECT PERSONAL BENEFIT, FINANCIAL OR OTHERWISE. A POTENTIAL CONFLICT OF INTEREST WILL BE DEEMED TO OCCUR WHEN AN INDIVIDUAL'S PERSONAL OR PRIVATE INTEREST MIGHT LEAD AN INDEPENDENT OBSERVER TO REASONABLY QUESTION WHETHER THE INDIVIDUAL'S ACTIONS OR DECISIONS ON BEHALF OF THE ORGANIZATION ARE INFLUENCED BY PERSONAL CONSIDERATIONS, FINANCIAL OR OTHERWISE. AN ACTUAL CONFLICT OF INTEREST WILL BE DEEMED TO OCCUR WHERE IT REASONABLY APPEARS THAT DECISIONS MADE ON BEHALF OF THE ORGANIZATION BY A DIRECTOR, OFFICER, OR EMPLOYEE WERE INFLUENCED BY THE DIRECTOR, OFFICER OR EMPLOYEE'S DIRECT OR INDIRECT PERSONAL OR FINANCIAL INTEREST IN AN ENTITY THAT TRANSACTS BUSINESS WITH OR COMPETES AGAINST THE PEDIATRIC CENTER, OR RECEIPTS OF GIFTS, ENTERTAINMENT OR FAVORS FROM ANY INDIVIDUAL OR ENTITY THAT DOES BUSINESS WITH OR COMPETES AGAINST THE PEDIATRIC CENTER. THE PEDIATRIC CENTER REQUIRES THAT PROPOSED COMPENSATION ARRANGEMENTS FOR ALL DIRECTORS, OFFICERS, AND KEY EMPLOYEES AND ALL PROPOSED INITIAL OR RENEWAL CONTRACTS AND TRANSACTIONS THAT MAY IMPLICATE THE PERSONAL OR FINANCIAL INTEREST OF ANY OF ITS DIRECTORS, OFFICERS, EMPLOYEES OR THEIR IMMEDIATE FAMILIES BE REVIEWED AND DULY AUTHORIZED BY THE BOARD OF DIRECTORS. ALL COMPENSATION ARRANGEMENTS WILL BE IN COMPLIANCE WITH THE PEDIATRIC CENTER'S POLICIES AND MISSION AND APPLICABLE LAWS, INCLUDING BUT NOT LIMITED TO THE TAX AND OTHER REQUIREMENTS RELEVANT TO TAX-EXEMPT ORGANIZATIONS. ANY TIME A TRANSACTION, CONTRACT, OR COMPENSATION ARRANGEMENT THAT MAY GIVE RISE TO A CONFLICT OF INTEREST IS SCHEDULED TO COME BEFORE THE BOARD OF DIRECTORS, EACH DIRECTOR, OFFICER OR EMPLOYEE WHO MAY HAVE A CONFLICT OF INTEREST MUST MAKE KNOWN THE INTEREST THAT GIVES RISE TO THE CONFLICT, WHETHER BY WRITTEN STATEMENT OR OTHERWISE, AND DISCLOSE ALL MATERIAL FACTS ABOUT THE CONFLICT. AFTER DISCLOSURE OF THE INTEREST AND ALL MATERIAL FACTS ABOUT THE CONFLICT, AND AFTER ANY DISCUSSION, THE DIRECTOR, OFFICER, OR EMPLOYEE MUST LEAVE THE MEETING WHILE THE REMAINING DIRECTORS DISCUSS THE INFORMATION AND MAKE A DETERMINATION IF A CONFLICT OF INTEREST EXISTS. THE MINUTES OF THE MEETING WILL REFLECT THAT A DISCLOSURE WAS MADE AND THE DIRECTOR, OFFICER OR EMPLOYEES WERE ABSENT DURING THE DISCUSSION AND ANY VOTING TRANSACTION, CONTRACT OR COMPENSATION ARRANGEMENT. THE CHAIRPERSON OF THE BOARD WILL APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE AND REPORT TO THE BOARD OF DIRECTORS ALTERNATIVES TO THE PROPOSED TRANSACTION, CONTRACT, OR COMPENSATION ARRANGEMENT. BASED ON THE INFORMATION FURNISHED BY THE DISINTERESTED PERSON OR COMMITTEE, THE BOARD OF DIRECTORS WILL MAKE A DETERMINATION OF WHETHER THE PEDIATRIC CENTER CAN OBTAIN MORE ADVANTAGEOUS TRANSACTIONS OR MORE REASONABLE ARRANGEMENTS FROM AN ENTITY OR PERSON THAT WOULD GIVE RISE TO A CONFLICT OF INTEREST. IF THE BOARD HAS A REASONABLE CAUSE TO BELIEVE THAT A DIRECTOR, OFFICER, OR EMPLOYEE HAS FAILED TO DISCLOSE A CONFLICT OF INTEREST, IT WILL INFORM THE INDIVIDUAL OF THE BASIS FOR THE BELIEF AND AFFORD THE INDIVIDUAL AN OPPORTUNITY TO EXPLAIN THE FAILURE TO DISCLOSE. THE BOARD MAY TAKE WHATEVER FOLLOW-UP ACTIONS IT DEEMS NECESSARY AND AT ITS OPTION, MAY VOID A TRANSACTION, CONTRACT OR ARRANGEMENT WHERE A CONFLICT OF INTEREST EXISTS THAT HAS NOT BEEN DISCLOSED. ANY DIRECTOR, OFFICER OR EMPLOYEE WHO FINDS OR SUSPECTS A VIOLATION OF THIS POLICY MUST IMMEDIATELY REPORT THE CONDUCT TO A SUPERVISOR OR THE COMPLIANCE OFFICER. ANY EMPLOYEE OR AGENT MAY REPORT CONDUCT THAT MAY BE IN VIOLATION OF THIS POLICY THROUGH THE PEDIATRIC CENTER'S CONFIDENTIAL REPORTING SYSTEM. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMPENSATION, INCLUDING SALARY, BONUSES, AND BENEFITS, FOR THE OFFICERS AND OTHER KEY EMPLOYEES WILL BE REVIEWED AND RECOMMENDED BY A SUB-COMMITTEE OF THE BOARD OF DIRECTORS. NO MEMBER OF THE SUB-COMMITTEE WILL PARTICIPATE IN OR ECONOMICALLY BENEFIT FROM THE PROPOSED COMPENSATION ARRANGEMENT OR BE A FAMILY MEMBER OF THE EMPLOYEE, OR BE IN AN EMPLOYMENT RELATIONSHIP WITH RESPECT TO THE PARTICULAR EMPLOYEE UNDER WHICH THE MEMBER IS SUBJECT TO DIRECTION OR CONTROL BY THE EMPLOYEE, OR HAVE A MATERIAL FINANCIAL INTEREST THAT WILL BE AFFECTED BY THE PROPOSED COMPENSATION PACKAGE, OR RECEIVE ECONOMIC BENEFITS THAT ARE SUBJECT TO APPROVAL BY THE EMPLOYEE. RECOMMENDATIONS WILL THEN BE FURNISHED TO THE VP OF TALENT MANAGEMENT FOR REVIEW AND PROCESSING. PRIOR TO MAKING ITS DECISION, THE SUB-COMMITTEE WILL OBTAIN RELEVANT INFORMATION SUFFICIENT FOR DETERMINING THAT THE COMPENSATION ARRANGEMENT IN ITS ENTIRETY IS REASONABLE, SUCH AS THE COMPENSATION PACKAGE OF SIMILARLY SITUATED TAX-EXEMPT OR TAXABLE ORGANIZATION PACKAGE OF SIMILAR POSITIONS, THE AVAILABILITY OF SIMILAR SERVICES IN THE GEOGRAPHIC AREA, CURRENT COMPENSATION SURVEYS COMPILED BY INDEPENDENT FIRMS, OR ACTUAL WRITTEN OFFERS FROM SIMILAR INSTITUTIONS FOR THE SERVICES OF THE EMPLOYEE. THE SUBCOMMITTEE WILL ACCURATELY RECORD MINUTES AND DOCUMENT THE DETERMINATION OF ANY KEY EMPLOYEE COMPENSATION PACKAGE BEFORE THE LATTER OF THE NEXT SUB-COMMITTEE OR 60 DAYS AFTER THE FINAL ACTION IS TAKEN. THE DOCUMENTATION WILL INCLUDE THE TERMS OF THE COMPENSATION PACKAGE AND THE DATE IT WAS APPROVED, THE NAME OF THE SUB-COMMITTEE MEMBERS WHO WERE PRESENT DURING THE DISCUSSION AND THOSE WHO VOTED IN THE ARRANGEMENT WITH THE COMPENSATION RATE, THE COMPARABLE DATA OBTAINED, AND RELIED UPON BY THE SUB-COMMITTEE, AND HOW THE DATA WAS OBTAINED, ANY ACTIONS TAKEN WITH RESPECT TO CONSIDERATION OF THE TRANSACTION BY ANYONE WHO IS A REGULAR MEMBER OF THE SUB-COMMITTEE BUT WHO HAD A CONFLICT OF INTEREST AND REMOVED HIMSELF FROM THE ACTIONS OF THE SUB-COMMITTEE, AND IF APPLICABLE, THE REASON WHY THE SUB-COMMITTEE DETERMINED A REASONABLE COMPENSATION RATE TO BE HIGHER OR LOWER THAN THE COMPENSATION PACKAGE OF COMPARABLE PUBLIC CHARITIES. NO COMPENSATION OF ANY KIND SHALL BE PAID TO ELIZABETH SETON'S BOARD OF DIRECTORS. AN INDEPENDENT THIRD PARTY CONSULTANT WAS ENGAGED TO PERFORM THE EXECUTIVE COMPENSATION REVIEW, PRESENT FINDINGS TO THE COMPENSATION COMMITTEE OF THE BOARD AND ASSIST WITH WAIVER APPLICATIONS UNDER EXECUTIVE ORDER 38. THE INDEPENDENT EXECUTIVE COMPENSATION REVIEW IS PERFORMED PERIODICALLY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION, FORM 990, GOVERNING DOCUMENTS AND BY-LAWS ARE ALSO AVAILABLE UPON WRITTEN REQUEST OR BY CALLING THE ORGANIZATION DIRECTLY. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. JOHN A COLEMAN SCHOOL 300 CORPORATE BLVD SOUTH YONKERS NY 10701 201946996 EDUCATIONAL SERVICES FOR CHILDREN WITH DISABILITIES NY 501(C)(3) LINE 2 SISTERS OF CHARITY MINISTRY NETWORK INC 0 CHILDRENS REHABILITATION CENTER INC 300 CORPORATE BLVD SOUTH YONKERS NY 10701 271837787 OUTPATIENT DIAGNOSTIC AND TREATMENT CENTER NY 501(C)(3) LINE 10 SISTERS OF CHARITY MINISTRY NETWORK INC 0 ST ELIZABETH SETON CHILDREN'S FOUNDATION 300 CORPORATE BLVD SOUTH YONKERS NY 10701 800879753 SUPPORTS RELATED ENTITIES NY 501(C)(3) LINE 12B, II SISTERS OF CHARITY MINISTRY NETWORK INC 0 SISTERS OF CHARITY MINISTRY NETWORK INC 6301 RIVERDALE AVENUE BRONX NY 10471 475555465 MEMBERSHIP ORGANIZATION NY 501(C)(3) LINE 12C, III-FI N/A 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 0 0