2021-11-12T09:26:56-06:00 2020-12-31 135565207 KPMG LLP 1918 EIGHTH AVENUE SUITE 2900 SEATTLE WA 98101 990 2020-01-01 930933975 CAREOREGON INC CARE 5034164100 315 SW 5TH AVE PORTLAND OR 97204 THERESA K LEARN CHIEF FINANCIAL OFFICER 5034164100 2021-11-11 1 THERESA LEARN 999009999 JAMES R LANCASTER P00742579 2069134000 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z ERIC HUNTER 315 SW 5TH AVE PORTLAND OR 97204 1878167412 0 X WWW.CAREOREGON.ORG X 1994 OR TO INSPIRE AND PARTNER TO CREATE QUALITY AND EQUITY IN INDIVIDUAL AND COMMUNITY HEALTH. 14 13 1124 148 -2281 0 254954 340367 1214507412 1695413839 8631078 9468188 17224732 15132611 1240618176 1720355005 1936060 2743081 0 0 91346469 107569400 0 0 0 1082922735 1512895206 1176205264 1623207687 64412912 97147318 490449468 689139364 161249838 244774182 329199630 444365182 X SEE SCHEDULE O 0 0 1498469115 1662809374 OREGON HEALTH PLAN (MEDICAID) PROGRAM - SEE SCHEDULE O 18569382 19475663 MEDICARE PLAN - SEE SCHEDULE O 2743081 2743081 CHARITABLE CONTRIBUTIONS - SEE SCHEDULE O 27977813 26468267 THE CCOS WE SUPPORT PROVIDE ACCESS FOR APPROXIMATELY 450,000 LOW-INCOME OREGONIANS. OUR WORK INVOLVES COORDINATING QUALITY HEALTH CARE FOR MEMBERS AND CONTRACTING WITH PUBLIC AND PRIVATE PROVIDERS TO PROVIDE HEALTH CARE SERVICES, INCLUDING PHYSICAL, MENTAL AND ORAL HEALTH. WE PROVIDE CUSTOMER SERVICE FUNCTIONS FOR THESE CCOS, ASSIST WITH HEALTH IMPROVEMENT PLANS FOR THE VARIOUS COMMUNITIES AND PROVIDE TECHNICAL SUPPORT FOR INFORMATION SERVICES, HUMAN RESOURCES, COMMUNICATIONS, PROCESS IMPROVEMENT AND OTHER FUNCTIONS. THESE SERVICES RESULT IN BETTER ACCESS TO QUALITY HEALTH CARE, LOWER COSTS, AND IMPROVED CARE FOR OUR MEMBERS AND FOR THE COMMUNITIES WE SERVE. 27977813 26468267 1547759391 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 2459 0 1 1124 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 14 13 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 OR X TERESA KENNEDY LEARN CFO 5034161415 315 SW 5TH AVENUE PORTLAND OR 97204 X GLENN S RODRIQUEZ BOARD CHAIRMAN 4.00 1.25 X X 0 0 0 SUSAN M HENNESSY BOARD VICE CHAIRMAN 4.00 1.25 X X 0 0 0 KERRY BARNETT BOARD OF DIRECTOR 4.00 1.25 X 0 0 0 KATHLEEN G JONES BOARD OF DIRECTOR 4.00 1.25 X 0 0 0 JOANNE FULLER BOARD OF DIRECTOR 4.00 1.25 X 0 0 0 DAMIEN R HALL BOARD OF DIRECTOR 4.00 1.25 X 0 0 0 BRENDA I JOHNSON BOARD OF DIRECTOR 4.00 1.25 X 0 0 0 NATHALIE JOHNSON BOARD OF DIRECTOR 4.00 1.25 X 0 0 0 HYOSUK RHEE BOARD OF DIRECTOR 4.00 1.25 X 0 0 0 ROBERT C STEWART BOARD OF DIRECTOR 4.00 1.25 X 0 0 0 TAEKYUNG HAN BOARD OF DIRECTOR 4.00 1.25 X 0 0 0 GINA F NIKKEL BOARD OF DIRECTOR 4.00 1.25 X 0 0 0 WOODRUFF J ENGLISH II BOARD OF DIRECTOR 4.00 1.25 X 0 0 0 ERIC C HUNTER CEO, PRESIDENT & BOARD OF DIRECTOR 40.00 6.40 X X 602181 0 34845 TERESA K LEARN CFO, BOARD TREASURER 40.00 7.32 X 331245 0 36162 AMIT R SHAH CHIEF MEDICAL OFFICER 40.00 7.16 X 432201 0 23807 ERIN D FAIR CHIEF STRATEGY OFFICER, SECRETARY 40.00 5.92 X 289410 0 50736 AMY L DOWD CHIEF OPERATIONS OFFICER 40.00 6.40 X 336635 0 36989 REBECCA RAMSAY VICE PRESIDENT, HOUSECALL PROVIDERS 40.00 12.00 X 267729 0 58488 NATHAN CORLEY VICE PRESIDENT, INFO SVCS & ANALYTICS 40.00 6.40 X 254808 0 33443 DOUGLAS R LUTHER SR. MEDICAL DIRECTOR, OPERATIONS 40.00 9.60 X 358883 0 22827 WILLIAM J KENNEDY SR. MEDICAL DIRECTOR 40.00 0.52 X 307724 0 53782 MARY B ENGRAV MEDICAL DIRECTOR 40.00 4.32 X 300006 0 17598 JOHN DISCHOF MEDICAL DIRECTOR - BEHAVIORAL HEALTH 40.00 8.00 X 294439 0 42651 ALYSSA FRANZEN VICE PRESIDENT, DENTAL 40.00 0.00 X 291787 0 35868 4067048 0 447196 209 0 1 0 ACCENTURE LLP 161 N CLARK ST CHICAGO IL 60601 BUSINESS CONSULTING 1160000 SYNERZIP 4100 SPRING VALLEY RD SUITE 308 DALLAS TX 75244 SOFTWARE DEV & IMPLEMENTATION 563710 GIFTANGO LLC 111 SW 5TH AVE SUITE 900 PORTLAND OR 97204 DIGITAL EGIFTING 420142 RED CARD SYSTEMS LLC 744 OFFICE PARKWAY SAINT LOUIS MO 63141 SOFTWARE DEVELOPMENT 414155 KPMG LLP PO BOX 120922 DEPT 0922 DALLAS TX 75312 AUDIT & TAX 335450 19 340367 10609 340367 PREMIUM REVENUE 524114 1662809374 1662809374 MANAGEMENT FEE 541611 22688583 22688583 PATIENT REVENUE 611430 7314646 7314646 TRAINING & CONSULTING REVENUE 621610 976816 976816 1624420 -2281 1626701 1695413839 9147951 9147951 348911 224001 124910 124910 124910 157906643 2000 157587864 542 318779 1458 320237 320237 EMPLOYEE LEASE REVENUE 541511 14963885 14963885 43816 43816 15007701 1720355005 1708753304 -2281 11263615 2743081 2743081 2500429 1113390 1387039 53873117 37973834 15899283 6249333 4122830 2126503 31528625 22118781 9409844 13417896 9106209 4311687 215657 215657 243800 243800 30684 30684 685486 685486 17215049 5555846 11659203 1010028 903143 106885 2336797 1251820 1084977 9288433 266700 9021733 2510221 198876 2311345 190640 138773 51867 335586 94833 240753 -63891 -63891 3409080 3409080 230565 230565 PHYSICAL HEALTHCARE EXP 980784038 980784038 MENTAL HEALTHCARE EXP 339950432 339950432 DENTAL HEALTHCARE EXP 139186634 139186634 15335967 2250171 13085796 1623207687 1547759391 75448296 0 3438 1386 96501190 153499971 13423179 14087268 0 20710000 6514 0 4419548 5597309 49525539 32759358 17827924 16766181 331450884 453466994 26816791 25010255 490449468 689139364 27281011 56976460 177 0 210315 688637 133758335 187109085 161249838 244774182 X 329075686 443806309 123944 558873 329199630 444365182 490449468 689139364 X 97147318 21518234 -3500000 X 0 1 X 1 0 X 339602 474102 287784 254954 340367 1696809 862474890 816414092 1106930891 1212569748 1708753304 5707142925 862814492 816888194 1107218675 1212824702 1709093671 5708839734 0 0 0 5708839734 6830965 7332802 7203622 8718426 9496862 39582677 6830965 7332802 7203622 8718426 9496862 39582677 0 0 865461 246730 -2281 1109910 869645457 824220996 1115287758 1221789858 1718588252 5749532321 0.99290 0.99240 0.00690 0.00740 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 33513 173710 207223 1547552168 1547759391 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 266623 180750 441280 207223 1095876 250000 250000 250000 250000 1000000 1500000 18676 22897 33513 33513 108599 PART II-A, LINE 1 CAREOREGON PARTICIPATES IN LOBBYING ACTIVITIES THAT INCLUDE TESTIFYING AT PUBLIC POLICY HEARINGS, AND MEETING WITH LEGISLATORS TO DISCUSS OREGON HEALTH PLAN RELATED ISSUES. CAREOREGON DOES NOT PARTICIPATE OR CONTRIBUTE TO POLITICAL CANDIDATE CAMPAIGNS OR POLITICAL PARTIES. 2704520 2704520 23510040 12278116 11231924 253414 165187 88227 5701060 4884407 816653 17356505 15431648 1924857 16766181 CLAIMS PAYABLE 124322430 RISK CORRIDOR PAYABLE 1677760 MANAGED CARE CONTRACTS PAYABLE 628059 INTERCOMPANY LIABILITIES 180176 PAY FOR PERFORMANCE PROVIDER PYBL 58111836 PREMIUM RECOUPMENT PAYABLE 2188824 187109085 X PART X, LINE 2: THE INTERNAL REVENUE SERVICES (IRS) HAS RECOGNIZED CAREOREGON AS EXEMPT FROM FEDERAL INCOME TAXES UNDER PROVISIONS OF SECTION 501 (C) (3) OF THE INTERNAL REVENUE CODE. THE WHOLLLY-OWNED SUBIDIARY, HEALTH PLAN OF CAREOREGON (HEALTH PLAN), IS ALSO A 501 (C) (3) TAX-EXEMPT NONPROFIT ENTITY. HEALTH PLAN IS A MEDICARE ADVANTAGE PLAN REPORTED ON A SEPARATE FORM 990. HEALTH PLAN HAS HELD THIS STATUS SINCE DECEMBER 31, 2016. THE WHOLLY-OWNED SUBSIDIARIES, CARE ACCESS, LLC; COLUMBIA PACIFIC CCO, LLC; JACKSON CARE CONNECT CCO, LLC; HOUSECALL PROVIDERS SERVICES, LLC, ARE SINGLE-MEMBER LIMITED LIABILITY CORPORATIONS, WORKING TO FURTHER CAREOREGON'S EXEMPT PURPOSE. ALL OF THESE LLCS ARE TREATED AS DISREGARDED ENTITIES FOR FEDERAL TAX PURPOSES AND ARE REPORTED WITH THE PARENT'S FINANCIAL RESULTS ON ITS FORM 990. THE ORGANIZATION RECOGNIZES THE TAX BENEFIT FROM UNCERTAIN TAX POSITIONS ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAX AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFIT IS MEASURED BASED ON THE BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE ORGANIZATION RECOGNIZES INTEREST AND PENALTIES RELATED TO INCOME TAX MATTERS IN INTEREST EXPENSE AND OTHER ADMINISTRATIVE EXPENSES, RESPECTIVELY. HOUSECALL PROVIDERS, PC - ORGANIZED IN APRIL 2017 AS A PROFESSIONAL CORPORATION, HOUSECALL PROVIDERS, PC (HCP PC) IS 51% OWNED BY THEORGANIZATION'S CHIEF MEDICAL OFFICER AND 49% OWNED BY THE PARENT. ALTHOUGH THE PARENT OWNS THE MINORITY INTEREST OF HCP PC, THEY RETAIN ULTIMATE CONTROL. UPON THE DISSOLUTION OF HCP PC, ITS NET ASSETS WOULD BE DISTRIBUTED TO THE PARENT. FOR PURPOSE OF FINANCIAL REPORTING, HCP PC IS CONSOLIDATED AS A WHOLLY OWNED SUBSIDIARY. HCP PC IS ALSO A 501(C)(3) TAX EXEMPT NONPROFIT ENTITY, HOUSECALLS PROVIDERS, PC FILES A SEPARATE FORM 990. EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES EXPENSE SOFTWARE LICENSES 50681 0 0 0 0 0 0 50681 0 50681 0 0 0 0 0 0 PART I, LINE 3: ACCRUAL PART III ACCOUNTING METHOD: 1 ADELANTI MUJERES 2030 MAIN STREET SUITE A FOREST GROVE OR 97116 030473181 501(C)(3) 15000 EMERGENCY COVID-19 FUNDING GRANT AFRICAN FAMILY HOLSTIC HEALTH PO BOX 30886 PORTLAND OR 97294 473225048 501(C)(3) 15000 EMERGENCY COVID-19 FUNDING GRANT AMERICA'S HEALTH INSURANCE PLAN 601 PENNSYLVANIA AVE NW STE 500 SOUTH BUILDING DC 20004 362087641 501(C)(6) 37406 2021 INDUSTRY VALUE CAMPAIGN CONTRIBUTION ARC OF MULTNOMAH - CLACKAMAS 6929 NE HALSEY ST PORTLAND OR 97213 930439765 501(C)(3) 14750 EMERGENCY COVID-19 FUNDING GRANT ASIAN HEALTH AND SERVICE CENTER 9035 SE FOSTER RD PORTLAND OR 97266 931192100 501(C)(3) 150000 AF GRANT AWARD ASIAN PACIFIC AMERICAN NETWORK OF OREGON 2788 SE 82ND AVE PORTLAND OR 97266 800252850 501(C)(4) 15000 EMERGENCY COVID-19 FUNDING GRANT AYCO 1390 SE 122ND AVE SUITE UE PORTLAND OR 97280 272581852 501(C)(3) 11750 EMERGENCY COVID-19 FUNDING GRANT BASIC RIGHTS OREGON PO BOX 40625 PORTLAND OR 97240 931266613 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT BIENESTAR 220 SE 12TH AVE STE A-100 HILLSBORO OR 97123 930860753 501(C)(3) 10750 TECHNOLOGY GRANT 12-2020 BLACK UNITED FUND OF OREGON 2828 NE ALBERTA ST PORTLAND OR 97211 930843267 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT BLANCHET HOUSE OF HOSPITALITY 310 NW GLISAN ST PORTLAND OR 97209 936031009 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT BRADLEY ANGLE 5432 NORTH ALBINA AVE PORTLAND OR 97217 510188664 501(C)(3) 25000 EMERGENCY COVID-19 FUNDING GRANT BROWN HOPE 2037 N WILLAIMS AVE PORTLAND OR 97227 824843276 501(C)(3) 10000 BLACK RESILENCE SPONSORSHIP 2020 CASCADE AIDS PROJECT 520 NW DAVIS STREET SUITE 215 PORTLAND OR 97209 930903383 501(C)(3) 82000 ADAPTIVE FUNDS 2020 AWARD CASCADIA BEHAVIORAL HEALTHCARE PO BOX 8459 PORTLAND OR 97207 930770054 501(C)(3) 17500 RISING TOGETHER GALA CENTER FOR AFRICAN IMMIGRANTS & REFUEES ORGANIZATION (CAIRO) 13909 SE START ST PORTLAND OR 97233 811843680 501(C)(3) 5000 EMERGENCY COVID-19 FUNDING GRANT CHARITABLE PARTNERSHIP FUND PO BOX 13276 PORTLAND OR 97213 931267966 501(C)(3) 5000 TASTE FOR EQUITY CITY OF PORTLAND (PORTLAND PARKS AND RECREATION) 1120 SW 5TH AVE ROOM 1250 PORTLAND OR 97204 936002236 GOVT 20000 SUMMER FREE FOR ALL SPONSOR CITY OF ROSES MEDICA COMPANY (WILLAMETTE WEEKLY) 2220 NW QUIMBY ST PORTLAND OR 97210 930843156 10000 GIVE! 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GRANT ELEVATE OREGON 12215 NE MARX ST PORTLAND OR 97230 272151955 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT ETHIOPIAN AND ERITREAN CULTURAL AND RESOURCE CENTER 1441-1515 SE 122ND AVE 1441H PORTLAND OR 97233 822848405 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT FAMILIAS EN ACCION 2710 NE 14TH AVE PORTLAND OR 97212 931284335 501(C)(3) 95000 EMERGENCY COVID-19 FUNDING GRANT FRIENDS OF ZENGER FARM 11741 SE FOSTER RD PORTLAND OR 97266 931269630 501(C)(3) 16000 EMERGENCY COVID-19 FUNDING GRANT GOOD IN THE HOOD 4815 NE 7TH AVE PORTLAND OR 97211 465165196 501(C)(3) 14000 MUSIC FESTIVAL SPONSORSHIP GROW PORTLAND 4815 NE 7TH AVE PORTLAND OR 97211 271495485 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT GROWING GARDENS 3114 SE 50TH AVE PORTLAND OR 97206 931213728 501(C)(3) 15000 EMERGENCY COVID-19 FUNDING GRANT HERETOGETHER PO BOX 6536 PORTLAND OR 97228 844788827 PAC 10000 HOUSING THE HOMELESS HUMAN SERVICES COALITION OF OREGON PO BOX 3094 WILSONVILLE OR 97070 943136481 501(C)(4) 10000 HSCO SPONSORSHIP 2020 HUMAN SOLUTIONS 12350 SE POWELL BLVD PORTLAND OR 97230 930977166 501(C)(3) 85000 EMERGENCY COVID-19 FUNDING GRANT IMPACT NW PO BOX 33530 PORTLAND OR 97202 930557964 501(C)(3) 26500 EMERGENCY COVID-19 FUNDING GRANT IRCOS INTERNATIONAL LANGUAGE 10301 NE GLISAN ST PORTLAND OR 97220 930806295 501(C)(3) 116000 SEEC & GMEC HEALH WORKER PROGRAM ISLAMIC SOCIAL SERVICES OF OREGON STATE PO BOX 5996 ALOHA OR 970065996 383655438 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT JACKSON COUNTY SCHOOL DISTRICT 5 (ASHLAND SCHOOL DISTRICT) 885 SISKIYOU BLVD ASHLAND OR 97520 936000507 501(C)(3) 6000 IN THE KNOW SPONSOR JANUS YOUTH PROGRAMS INC 707 NE COUCH ST PORTLAND OR 97332 237345990 501(C)(3) 17000 EMERGENCY COVID-19 FUNDING GRANT JOIN 1435 NE 81ST PORTLAND OR 97213 931090005 501(C)(3) 30000 EMERGENCY COVID-19 FUNDING GRANT KAIROSPDX PO BOX 12190 PORTLAND OR 97212 460987167 501(C)(3) 13000 EMERGENCY COVID-19 FUNDING GRANT KIDS UNLIMITED OREGON 821 N RIVERSIDE MEDFORD OR 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BY NORTHEAST COMMUNITY HEALTH CENTER 714 NE ALBERTA ST PORTLAND OR 97211 721618287 501(C)(3) 30000 COMMUNITY SUPPER SPONSORSHIP NORTHEAST COALITION OF NEIGHBORHOODS 4815 NE 7TH AVE PORTLAND OR 97211 930714716 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT NORTHWEST HOUSING ALTERNATIVES 13819 SE MCLOUGHLIN BLVD MILWAUKIE OR 97222 930814473 501(C)(3) 27500 EMERGENCY COVID-19 FUNDING GRANT NORTHWEST OREGON HOUSING AUTHORITY PO BOX 1149 WARRENTON OR 97146 450487504 GOVT 200000 CAPITAL INVESTMENT IN LONG-TERM HOUSING NORTHWEST PILOT PROJECT 1430 SW BROADWAY STE 200 PORTLAND OR 97201 930635871 501(C)(3) 25000 EMERGENCY COVID-19 FUNDING GRANT OREGON ENERGY FUND 1020 SW TAYLOR STE 620 PORTLAND OR 97205 931029893 501(C)(3) 20000 EMERGENCY COVID-19 FUNDING GRANT OREGON FAMILY SUPPORT NETWORK 4275 COMMERCIAL STREET SE STE 180 SALEM OR 97302 931114601 501(C)(3) 20000 EMERGENCY COVID-19 FUNDING GRANT OREGON HEALTH FORUM PO BOX 82841 PORTLAND OR 97282 263019179 501(C)(3) 12000 2021 ANNUAL SPONSORSHIP OREGON SCHOOL BASED HEALTH CARE ALLIANCE 911 NE DAVIS STREET PORTLAND OR 97232 364588657 501(C)(3) 10750 SBHC SCHOOL HEALTH ADVOCACY DAY OUR HOUSE OF PORTLAND INC 2727 ALDER STREET PORTLAND OR 97214 930986632 501(C)(3) 23500 EMERGENCY COVID-19 FUNDING GRANT PAALF ACTION FUND PO BOX 11869 PORTLAND OR 97211 830781079 501(C)(4) 10000 UNITE OREGON - DEFUND, REINVEST, PROTECT PACS 11020 NE HALSEY ST PORTLAND OR 97220 352468744 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT PARROTT CREEK CHILD AND FAMILY SERVICES 1001 MOLALLA AVE STE 209 OREGON CITY OR 97045 930591772 501(C)(3) 40000 WOMEN & MOTHER'S PROGRAM PARTNERS FOR A HUNGER FREE OREGON 712 SE HAWTHORNE BLVD STE 202 PORTLAND OR 97214 204970868 501(C)(3) 25000 EMERGENCY COVID-19 FUNDING GRANT PORLTAND LEADERSHIP FOUNDATION 809 N RUSSELL 203 PORTLAND OR 97227 264224606 501(C)(3) 20000 EMERGENCY COVID-19 FUNDING GRANT PORTLAND HOMELESS FAMILY SOLUTIONS 1221 SW YAMHILL ST STE 210 PORTLAND OR 97205 263967833 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT PORTLAND INDUSTRIALIZATION CENTER 717 N KILLINGSWORTH CT PORTLAND OR 97217 930593858 501(C)(3) 20000 EMERGENCY COVID-19 FUNDING GRANT PORTLAND STREET MEDICINE 825 NE MULTNOMAH ST PORTLAND OR 97212 824209837 501(C)(3) 27500 EMERGENCY COVID-19 FUNDING GRANT PROJECT ACCESS NOW PO BOX 10953 PORTLAND OR 97296 208928388 501(C)(3) 5000 MARDI GRAS SPONSOR RAHABS SISTERS 247 SE 82ND AVE PORTLAND OR 97216 261675500 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT RAPHAEL HOUSE 4110 SE HAWTHORNE BLVD 503 PORTLAND OR 97214 930710963 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT REACH COMMUNITY DEVELOPMENT 4150 SW MODDY AVE PORTLAND OR 97239 930813981 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT ROGUE COMMUNITY COLLEGE 3345 REDWOOD HWY GRANTS PASS OR 97527 930777701 501(C)(3) 40000 DONATION HEALTH PROFESSIONALS CENTER EQUIPMENT ROGUE COMMUNITY HEALTH 19 MYRTLE ST MEDFORD OR 97504 237366812 501(C)(3) 5000 WAY TO HEALTH SPONSOR ROSE HAVEN CIC PO BOX 10405 PORTLAND OR 97296 205922682 501(C)(3) 10000 EMERGENCY COVID-19 FUNDING GRANT SCHOOLHOUSE SUPPLIES 4916 NE 122ND AVE PORTLAND OR 97230 204223437 501(C)(3) 15710 2020 SPONSORSHIP-TOOLS FOR SCHOOLS SELF ENHANCEMENT 3920 N KERY AVE PORTLAND OR 97227 931086629 501(C)(3) 25000 EMERGENCY COVID-19 FUNDING GRANT SOMALI AMERICAN COUNCIL OF OREGON 1511 SE 122ND AVE PORTLAND OR 97233 320338616 501(C)(3) 5000 SPONSORSHIP OF SACOO EVENT 09/15/20 SOUL DISTRICT BUSINESS ASSOCIATION PO BOX 11565 PORTLAND OR 97211 930843715 501(C)(3) 10000 DREAM RUN SPONSOR SPECT-ACTORS COLLECTIVE 620 NW 8TH STREET GRESHAM OR 97030 770661661 501(C)(3) 45000 CARING FOR MATERNAL CHILD HEALTH EQUITY STORE TO DOOR 7730 SW 31ST AVE PORTLAND OR 97219 943105555 501(C)(3) 15000 EMERGENCY COVID-19 FUNDING GRANT STRAIGHTWAY SERVICES 1232 SW JEFFERSON ST 404 PORTLAND OR 97201 263494129 501(C)(3) 57000 EMERGENCY COVID-19 FUNDING GRANT STREET ROOTS 211 NW DAVIS PORTLAND OR 97209 931271399 501(C)(3) 20000 EMERGENCY COVID-19 FUNDING GRANT TOGETHER WE ARE GREATER THAN (GREATER THAN) 2916 NE ALBERTA ST STE D PORTLAND OR 97211 931037323 501(C)(3) 15000 EMERGENCY COVID-19 FUNDING GRANT TRANSTION PROJECTS 665 NW HOYT ST PORTLAND OR 97209 930591582 501(C)(3) 46000 EMERGENCY COVID-19 FUNDING GRANT TRILLIUM FAMILY SERVICES INC 3415 SE POWELL PORTLAND OR 97202 930386966 501(C)(3) 25000 BLACK&GOLD GALA SPONSOR UNITED WAY OF THE COLUMBIA WILLAMETTE 619 SW 11TH AVE STE 300 PORTLAND OR 97205 930582124 501(C)(3) 45281 EMERGENCY COVID-19 FUNDING GRANT URBAN LEAGUE OF PORTLAND 10 N RUSSELL ST PORTLAND OR 97227 930395590 501(C)(3) 20000 EMERGENCY COVID-19 FUNDING GRANT VERDE 6899 NE COUMBIA BLVD STE A PORTLAND OR 97218 203685723 501(C)(3) 20000 EMERGENCY COVID-19 FUNDING GRANT VIRGINIA GARCIA PO BOX 568 CORNELIUS OR 97113 930717997 501(C)(3) 21500 PARTNERS PROGRAM SPONSOR 36 7 PART I, LINE 2: GRANTS AND OTHER ASSISTANCE ARE PROVIDED TO ORGANIZATIONS IN OUR SERVICE AREA WHO DEMONSTRATE A FINANCIAL NEED IN REGARD TO IMPROVING THE DELIVERY OF HEALTH SERVICES IN LINE WITH OUR EXEMPT PURPOSE AND MISSION. CAREOREGON CONSIDERS EACH CASE TO VERIFY THAT THE NEED IS DOCUMENTED, LEGITIMATE AND SUBSTANTIAL IN NATURE. FOLLOWING DISBURSEMENT OF FUNDS, FOLLOW-UP CONTACT IS PERFORMED, EITHER VERBALLY OR IN WRITING, TO VERIFY THE APPROPRIATE USE OF THE FUNDS, TO THE EXTENT POSSIBLE. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 ERIC C HUNTER CEO, PRESIDENT & BOARD OF DIRECTOR 484887 0 116604 0 690 0 20861 0 13984 0 637026 0 0 0 AMIT R SHAH CHIEF MEDICAL OFFICER 357821 0 72910 0 1470 0 21250 0 2557 0 456008 0 0 0 DOUGLAS R LUTHER SR. MEDICAL DIRECTOR, OPERATIONS 310561 0 46759 0 1563 0 20795 0 2032 0 381710 0 0 0 AMY L DOWD CHIEF OPERATIONS OFFICER 286808 0 49557 0 270 0 20235 0 16754 0 373624 0 0 0 TERESA K LEARN CFO, BOARD TREASURER 275049 0 55926 0 270 0 20831 0 15331 0 367407 0 0 0 WILLIAM J KENNEDY SR. MEDICAL DIRECTOR 278429 0 28920 0 375 0 21036 0 32746 0 361506 0 0 0 ERIN D FAIR CHIEF STRATEGY OFFICER, SECRETARY 240484 0 48656 0 270 0 20665 0 30071 0 340146 0 0 0 JOHN DISCHOF MEDICAL DIRECTOR - BEHAVIORAL HEALTH 279369 0 3699 0 11371 0 16014 0 26637 0 337090 0 0 0 ALYSSA FRANZEN VICE PRESIDENT, DENTAL 247610 0 43907 0 270 0 19747 0 16121 0 327655 0 0 0 REBECCA RAMSAY VICE PRESIDENT, HOUSECALL PROVIDERS 231705 0 35754 0 270 0 20594 0 37894 0 326217 0 0 0 MARY B ENGRAV MEDICAL DIRECTOR 274933 0 23183 0 1890 0 14582 0 3016 0 317604 0 0 0 NATHAN CORLEY VICE PRESIDENT, INFO SVCS & ANALYTIC 213786 0 40752 0 270 0 18292 0 15151 0 288251 0 0 0 PART I, LINE 1A CAREOREGON REIMBURSED HEALTH CLUB DUES FOR ERIC HUNTER, DOUGLAS LUTHER, WILLIAM KENNEDY AND MARY ENGRAV IN THE AMOUNT OF $420, $93, $105, AND $420 RESPECTIVELY. THIS REIMBURSEMENT WAS INCLUDED AS TAXABLE COMPENSATION TO THESE PARTIES. PART III, LINE 1 TAX-EXEMPT PURPOSE AND MISSION OF CAREOREGON CAREOREGON, INC. (CAREOREGON) IS A NONPROFIT HEALTH PLAN ORGANIZED AND OPERATED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PURPOSES. CAREOREGON'S MISSION IS TO INSPIRE AND PARTNER TO CREATE QUALITY AND EQUITY IN INDIVIDUAL AND COMMUNITY HEALTH. CAREOREGON CONTRACTS WITH SEVERAL COORDINATED CARE ORGANIZATIONS (CCOS) AND WITH THE OREGON HEALTH AUTHORITY (OHA) TO MANAGE CARE AND PROVIDE HEALTH CARE SERVICES TO MEDICAID ENROLLEES. BY LISTENING TO OUR MEMBERS AND EXPLORING INNOVATIVE SOLUTIONS WITH OUR PROVIDERS AND COMMUNITIES, WE HELP OREGONIANS PREVENT ILLNESS AND LIVE BETTER LIVES. EVERY DAY, WE STRENGTHEN OUR COMMUNITIES BY MAKING HEALTH CARE WORK FOR EVERYONE. WE HELP HUNDREDS OF THOUSANDS OF OREGONIANS GET THE CARE THEY DESERVE. WE BELIEVE GOOD HEALTH IS MORE THAN HEALTH CARE. THAT'S WHY WE INVEST IN PROGRAMS THAT HELP PEOPLE GET HOUSING, HEALTHY FOOD, JOB TRAINING AND MORE. OUR MEMBERS' LIVES TOUCH COUNTLESS OTHER LIVES. WHEN THEY ARE STRONGER, WE ARE ALL STRONGER. THAT'S THE CAREOREGON EFFECT. CAREOREGON PROVIDES MANAGED CARE SERVICES TO APPROXIMATELY 450,000 OREGON HEALTH PLAN (MEDICAID) MEMBERS THROUGH ITS PARTNERSHIPS WITH THREE COORDINATED CARE ORGANIZATIONS, AND TO APPROXIMATELY 13,000 MEDICARE MEMBERS. OUR MEMBERS ARE LOCATED IN THE PORTLAND METROPOLITAN AREA, SOUTHERN OREGON AND THE NORTHERN OREGON COASTAL COUNTIES. - TWO OF OUR CCOS ARE LIMITED LIABILITY CORPORATIONS (LLCS) OWNED BY CAREOREGON: JACKSON COUNTY CCO, LLC, IN JACKSON COUNTY; AND COLUMBIA PACIFIC CCO, LLC, IN COLUMBIA, TILLAMOOK AND CLATSOP COUNTIES. - HEALTH SHARE OF OREGON (HEALTH SHARE) IS MADE UP OF FIVE PLAN PARTNERS (KAISER PERMANENTE, PROVIDENCE, OREGON HEALTH & SCIENCE UNIVERSITY, PACIFICSOURCE, AND CAREOREGON). THIS PARTNERSHIP SERVES OREGON HEALTH PLAN MEMBERS IN MULTNOMAH, CLACKAMAS AND WASHINGTON COUNTIES. CAREOREGON CURRENTLY PROVIDES PHYSICAL HEALTH MANAGED CARE SERVICES TO APPROXIMATELY 55% OF HEALTH SHARE'S MEDICAID MEMBERS. CAREGON ALSO PROVIDES BEHAVIORAL AND DENTAL HEALTH MANAGED CARE SERVICES TO THE ENTIRE HEALTH SHARE MEMBERSHIP. HEALTH SHARE IS A SEPARATE CCO UNRELATED TO CAREOREGON THAT ENGAGES CAREOREGON FOR MOST OF ITS ADMINISTRATIVE SERVICES. - UNDER A CONTRACT WITH OHA, CAREOREGON PROVIDES CARE COORDINATION TO AMERICAN INDIANS AND ALASKA NATIVES ON THE OREGON HEALTH PLAN. THE ORIGINAL REQUEST FOR THIS PROGRAM CAME FROM THE NINE FEDERALLY RECOGNIZED TRIBES IN OREGON BASED ON THE POSITIVE REPUTATION CAREOREGON HAS FOR CARE SUPPORT. THE TRIBES, OHA AND CAREOREGON COLLABORATED ON THE PROGRAM DESIGN. - ALL CCOS, INCLUDING THOSE IN THE CAREOREGON FAMILY OF COMPANIES, PROVIDE THE OREGON HEALTH PLAN HEALTH CARE SERVICES TO ALL CHILDREN AND TEENS IN THE STATE, REGARDLESS OF IMMIGRATION STATUS UNDER THE COVER-ALL-KIDS PROGRAM. IT INCLUDES PHYSICAL, DENTAL AND BEHAVIORAL HEALTH CARE. ALL COVERED SERVICES ARE FREE. - HOUSECALL PROVIDERS SERVICES, LLC, A MEMBER OF THE CAREOREGON FAMILY, PROVIDES HOME-BASED CARE AND HOSPICE SERVICES. HOUSECALL PROVIDERS, PC, OFFERS MEDICAL CARE, INTEGRATING PRIMARY AND PALLIATIVE SERVICES FOR HOMEBOUND PATIENTS IN THE PORTLAND METRO REGION. PART III, LINE 4A PROGRAM SERVICE ACCOMPLISHMENT OREGON HEALTH PLAN (MEDICAID) PROGRAM THROUGH THE CCOS, CAREOREGON PROVIDES HEALTH CARE SERVICES TO MORE THAN 450,000 MEDICAID MEMBERS BY CONTRACTING WITH NETWORKS OF COMMUNITY AND PRIVATE MEDICAL PROVIDERS THROUGHOUT THE STATE OF OREGON. THESE SERVICES RESULT IN BETTER ACCESS TO QUALITY HEALTH CARE, LOWER COSTS, AND IMPROVED CARE FOR OUR MEMBERS AND FOR THE COMMUNITIES WE SERVE. IN ADDITION TO TRADITIONAL HEALTH CARE SPENDING, CAREOREGON AND ITS SUBSIDIARY CCOS INVESTED APPROXIMATELY $5.0 MILLION IN HEALTH-RELATED SERVICES SPENDING FOR THE YEAR ENDED DECEMBER 31, 2020. HEALTH-RELATED SERVICES ARE NON-COVERED SERVICES THAT ARE OFFERRED AS A SUPPLEMENT TO COVERED BENEFITS TO IMPROVE CARE DELIVERY AND OVERALL MEMBER AND COMMUNITY HEALTH AND WELL-BEING. EXAMPLES OF HEALTH-RELATED SERVICES INCLUDE BUT NOT LIMITED TO HOUSING IMPROVEMENTS AND SERVICES OR SUPPORTS, HEALTHY FOOD, EDUCATION, LEGAL SUPPORT AND TRANSPORTION. CCOS ARE RESPONSIBLE FOR: - INTEGRATING PHYSICAL, MENTAL, DENTAL HEALTH AND SUBSTANCE USE DISORDER TREATMENT TO ENSURE BETTER CARE FOR THE WHOLE PERSON. - MAINTAINING A COMMUNITY CARE ADVISORY COUNCIL, MADE UP OF AT LEAST 51 PERCENT CONSUMERS, TO ADVISE THE STAFF AND BOARD OF DIRECTORS. - PROVIDING PATIENT-CENTERED PRIMARY CARE HOME (PCPCH) CLINICS. - IMPLEMENTING CONSISTENT ALTERNATIVE PAYMENT METHODOLOGIES THAT ALIGN PAYMENT WITH HEALTH OUTCOMES. - WORKING WITH THEIR COMMUNITIES TO IMPLEMENT COMMUNITY HEALTH ASSESSMENTS AND ADOPTING ANNUAL COMMUNITY HEALTH IMPROVEMENT PLANS. - ENCOURAGING MEANINGFUL USE OF ELECTRONIC HEALTH RECORDS AND HEALTH INFORMATION EXCHANGE. - ENSURING COMMUNICATIONS, OUTREACH, MEMBER ENGAGEMENT AND SERVICES ARE TAILORED TO CULTURAL, HEALTH LITERACY AND LINGUISTIC NEEDS. - DEVELOPING AND IMPLEMENTING A QUALITY IMPROVEMENT PLAN FOCUSED ON ELIMINATING RACIAL, ETHNIC AND LINGUISTIC DISPARITIES IN ACCESS, QUALITY OF CARE, EXPERIENCE OF CARE AND OUTCOMES. CCOS MUST REPORT ON A VARIETY OF PERFORMANCE METRICS EACH YEAR. CCOS MAY EARN BONUS DOLLARS FOR MEETING OR EXCEEDING BENCHMARKS FOR SOME IDENTIFIED METRICS. CAREOREGON'S PARTNER CCOS HAVE CONSISTENTLY BEEN AMONG THE TOP PERFORMING CCOS FOR QUALITY POOL METRICS, WHICH INCLUDE SCREENINGS, HEALTH OUTCOMES AND PAY FOR PERFORMANCE. IN 2020, WE CONTINUED TO PROVIDE COMMUNITY OUTREACH, SUPPORT AND CARE COORDINATION SERVICES TO HIGH-RISK MEMBERS IN MULTNOMAH, WASHINGTON AND CLACKAMAS COUNTIES THROUGH CAREOREGON; IN JACKSON COUNTY THROUGH JACKSON CARE CONNECT; IN COLUMBIA, TILLAMOOK AND CLATSOP COUNTIES THROUGH COLUMBIA PACIFIC CCO. WE ENCOURAGE CLINICS TO PROVIDE THE BEST PRIMARY CARE POSSIBLE THROUGH OUR VARIOUS IMPROVEMENT AND INCENTIVE-PAYMENT PROGRAMS. THE GOAL OF THESE PROGRAMS IS TO BUILD SYSTEMS AND PROCESSES FOR PROACTIVE PANEL MANAGEMENT; TEAM-BASED CARE; CASE MANAGEMENT; PATIENT EMPOWERMENT FOR SELF-MANAGEMENT; INTEGRATION OF PHYSICAL, MENTAL AND ORAL HEALTH CARE; IMMUNIZATION AND DISEASE-SPECIFIC PATIENT REGISTRIES; AND SAME-DAY AND EXTENDED-HOUR MEMBER ACCESS TO THE CARE TEAM. ALL THESE IMPROVEMENTS HAVE THE GOAL OF COST-EFFECTIVE, CONTINUOUS AND COORDINATED CARE. WE WORKED STRATEGICALLY WITH OUR BOARD OF DIRECTORS, PROVIDER NETWORK AND COMMUNITY BENEFIT ORGANIZATIONS AND DEMONSTRATED OUR COMMITMENT TO MINIMIZE HEALTH DISPARTITIES FOR OUR MEMBERS OF COLOR, THOSE MOST HARMED BY SYSTEMATIC AND STRUCTURE OPPRESSION AND THE COMMUNITY WE SERVE. OUR COMMITMENT WAS DEMONSTRATED BY US PLAYING A VITAL ROLE IN SOCIAL DETERMINANTS OF HEALTH SPENDING, COVID-19 AND WILDFIRE RELIEF IN OUR OPERATING TERRITORY. WE CONTINUE TO FOCUS ON OUR MEMBERS' ACCESS TO ESSENTIAL SERVICES SUCH AS HOUSING, EDUCATION AND HEALTHY FOOD, AND CARE INTEGRATION BY ENSURING OUR MEMBERS HAVE ACCESS TO CULTURALLY AND LINGUISTICALLY APPROPRIATE CARE THAT IS COORDINATED ACROSS PRIMARY, SPECIALTY, BEHAVIORAL AND ORAL HEALTH. OUR PERSONALIZED HEALTH PROGRAMS FOCUS RESOURCES ON INDIVIDUAL NEEDS AND WELL-BEING. WE SUPPORT MEMBERS WHO ARE AT HIGH RISK AND/OR HAVE COMPLEX HEALTH CONDITIONS BY PROVIDING COORDINATED CARE THAT TAKES INTO CONSIDERATION PAST TRAUMAS. WE FOCUS ON EACH PERSON'S PSYCHOSOCIAL AND CARE MANAGEMENT NEEDS AND HELP MEMBERS TRANSITION FROM HOSPITAL TO HOME. WE PROVIDE HOME-BASED CARE SERVICES AND MEDICATION MANAGEMENT AND DEVELOP SPECIALTY PRIMARY CARE TEAMS TO ADDRESS NEEDS. - REGIONAL CARE TEAM - A TEAM OF SOCIAL WORKERS EXPERIENCED WITH MENTAL HEALTH AND SUBSTANCE USE DISORDER WHICH DEVELOPS PARTNERSHIPS BASED ON MUTUAL TRUST WITH MEMBERS WHO FACE THE GREATEST HEALTH CHALLENGES. THE TEAM ADDRESSES MEMBERS' LIVING CONDITIONS AS WELL AS HEALTH CONDITIONS TO HELP MEMBERS TRANSITION TO OVERALL WELL-BEING. - TRANSITIONS IN CARE FOCUS ON THE HOSPITALIZED DUAL-ELIGIBLE POPULATION, WORKING WITH THEM BEFORE THEY ARE DISCHARGED TO REDUCE THE RISK OF READMISSION. - CARE COORDINATION COORDINATION OF MULTI-DISCIPLINARY CARE FOR PATIENTS WITH COMPLEX MEDICAL ISSUES. - PALLIATIVE CARE SUPPORT FOR TERMINALLY ILL PATIENTS, REDUCING HOSPITAL AND EMERGENCY DEPARTMENT UTILIZATION RATES. - ADVERSE CHILDHOOD EXPERIENCES (ACES) TRAINING AND SERVICE - BY PARTNERING WITH OUR HEALTH PLANS, WE FOCUS ON TRAINING STAFF, PROVIDERS, EDUCATORS AND OTHER COMMUNITY MEMBERS ABOUT THE IMPORTANCE OF RECOGNIZING ACES. PROVIDERS PRACTICING TRAUMA-INFORMED CARE TAKE INTO ACCOUNT THE PATIENT'S HISTORY AND ADJUST THEIR TREATMENT TO SUPPORT THE INDIVIDUAL'S COPING CAPACITY. - EFFECTIVE JANUARY 1, 2020, JACKSON COUNTY CCO, LLC RECEIVED APPROXIMATELY 12,000 ADDITIONAL MEMBERS IN JACKSON COUNTY AS A RESULT OF MEMBER REASSIGNMENT BY THE OREGON HEALTH AUTHORITY. - EFFECTIVE JANUARY 1, 2020, BEHAVIORAL AND DENTAL HEALTH MANAGED CARE SERVICES FOR ALL OF HEALTH SHARE'S MEMBERS IN MULTNOMAH, CLACKAMAS AND WASHINGTON COUNTIES HAVE BEEN TRANSFERRED TO CAREOREGON. - EFFECTIVE APRIL 1, 2020, NON-EMERGENT MEDICAL TRANSPORTATION BENEFIT OF ALL OF HEALTH SHARE'S MEMBERS IN MULTNOMAH, CLACKAMAS AND WASHINGTON COUNTIES HAVE BEEN TRANSFERRED TO CAREOREGON. PART III, LINE 4B PROGRAM SERVICE ACCOMPLISHMENT MEDICARE PLAN ON BEHALF OF HEALTH PLAN OF CAREOREGON, CAREOREGON ADMINISTERS CAREOREGON ADVANTAGE(COA) PLUS, A MEDICARE SPECIAL NEEDS PLAN (SNP). COA PLUS PROVIDES CONTINUITY OF COVERAGE FOR MEMBERS WHO ARE DUALLY ELIGIBLE FOR MEDICARE AND MEDICAID. THE CONTINUITY BENEFITS BOTH PATIENTS AND PROVIDERS BY ENSURING A COORDINATED AND CONVENIENT MEANSOF RECEIVING AND DELIVERING QUALITY CARE. OUR MEDICARE PLANS SERVED APPROXIMATELY 13,000 MEMBERS IN 2020. PART III, LINE 4C PROGRAM SERVICE ACCOMPLISHMENT CHARITABLE CONTRIBUTIONS WITH CAREOREGON'S GOAL OF CONTINUOUSLY INVESTING IN THE COMMUNITIES WE SERVE, WE CONTRIBUTED APPROXIMATELY $2.7 MILLION IN 2020 TO OTHER NONPROFIT CHARITABLE ORGANIZATIONS THAT STRIVE TO IMPROVE HEALTH CARE IN OREGON AND TO IMPROVE THE HEALTH CARE STATUS OF VULNERABLE AND UNDERSERVED POPULATIONS. PART IV, LINE 12/12A CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020, AN AUDIT WAS PERFORMED ON THE CONSOLIDATED ENTITY WHICH INCLUDES CAREOREGON, INC., HEALTH PLAN OF CAREOREGON, INC., CARE ACCESS LLC, COLUMBIA PACIFIC CCO, LLC, JACKSON COUNTY CCO, LLC, HOUSECALL PROVIDERS SERVICES LLC, AND HOUSECALL PROVIDERS, PC. IN ADDITION, STATUTORY AUDITS WERE PERFORMED ON HEALTH PLAN OF CAREOREGON, INC., COLUMBIA PACIFIC CCO, LLC AND JACKSON COUNTY CCO, LLC ON A STANDALONE BASIS FOR THE PUROSE OF REGULATORY FILING FOR THE YEAR ENDED DECEMBER 31, 2020. FORM 990, PART VI, SECTION A, LINE 2 AMIT SHAH, MD IS A CHIEF MEDICAL OFFICER OF CAREOREGON AND SERVES AS A MEMBER OF BOARD OF DIRECTORS OF HOUSECALL PROVIDERS, PC. SHAH HOLDS 51% OWNERSHIP AND CAREOREGON HOLDS 49% OF HOUSECALL PROVIDERS, PC WHICH IS A FULLY-CONSOLIDATED SUBSIDIARY OF CAREOREGON FOR FINANCIAL REPORTING PURPOSES. FORM 990, PART VI, SECTION B, LINE 11B CAREOREGON'S FORM 990 GOES THROUGH MULTIPLE LAYERS OF REVIEW BEFORE IT IS REVIEWED BY THE CFO, FINANCE COMMITTEE AND THE BOARD OF DIRECTORS. THE FORM 990 IS REVIEWED AND DISCUSSED AT THE FINANCE COMMITTEE MEETING. ALL REVIEWERS ARE GIVEN TIME TO RESPOND WITH ANY REVISIONS. AFTER INCORPORATION OF ALL REVISIONS, THE FORM 990 IS REDISTRIBUTED TO THE REVIEWERS FOR A FINAL REVIEW AND APPROVAL PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY OF CAREOREGON IS DISTRIBUTED TO THE BOARD MEMBERS ANNUALLY. IT APPLIES TO DIRECTORS, OFFICERS AND KEY EMPLOYEES (ON THE BASIS OF TESTS SET FORTH IN IRS FORM 990), AND ANY OTHER INDIVIDUAL IN A POSITION TO EXERCISE SIGNIFICANT INFLUENCE OVER A DECISION HAVING MATERIAL ECONOMIC IMPACT FOR CAREOREGON (COLLECTIVELY COVERED PERSONS). THE CONFLICT OF INTEREST POLICY IS REVIEWED AND APPROVED ANNUALLY BY THE BOARD. AN ANNUAL CONFLICT OF INTEREST DECLARATION AND INDEPENDENCE QUESTIONNAIRE IS DISTRIBUTED TO ALL COVERED PERSONS. THROUGH THE DISTRIBUTED DOCUMENT, EACH COVERED PERSON SIGNS AND ACKNOWLEDGES THEIR COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY AND REPORTS FAMILY AND BUSINESS RELATIONSHIPS THAT ARE USED TO DETERMINE THE INDEPENDENCE OF A DIRECTOR PURSUANT TO THE DEFINITION AND TESTS SET FORTH IN IRS FORM 990. THE GOVERNANCE COMMITTEE REVIEWS THE RESPONSES TO THE ANNUAL QUESTIONNAIRES AND MAKES RECOMMENDATIONS TO THE FULL BOARD ON ANY RESOLUTIONS OR ACTIONS REQUIRED TO MITIGATE ANY CONFLICTS OF INTEREST. FOR 2020, THERE WERE NO CONFLICTS OF INTEREST REQUIRING RESOLUTION OR ACTIONS. AT THE BEGINNING OF EACH MEETING OF THE BOARD OF DIRECTORS, THE CHAIR ASKS ALL MEMBERS PRESENT TO DECLARE ANY CONFLICTS OF INTEREST SO THE BOARD IS UPDATED ON ANY NEW CONFLICTS THAT MAY HAVE ARISEN SINCE THE LAST ANNUAL QUESTIONNAIRE. ALL SIGNED CONFLICT OF INTEREST POLICY ACKNOWLEDGEMENTS AND INDEPENDENCE QUESTIONNAIRES ARE RETAINED AT CAREOREGON'S OFFICE. IF FOR A SPECIFIC MATTER REQUIRING BOARD ACTION, A CONFLICT OF INTEREST EXISTS, AS DETERMINED BY THE BOARD, AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE MEETING, DISCLOSING THE EXISTENCE OF HIS OR HER INTEREST AND SHALL DISCLOSE ALL MATERIAL FACTS. FOLLOWING THE PERSON'S DISCLOSURES AND AFTER ANY DISCUSSION WITH THE BOARD, THE INDIVIDUAL LEAVES THE MEETING WHILE THE BOARD INDEPENDENTLY DISCUSSES THE MATTER BEFORE IT VOTES ON THE PROPOSED TRANSACTION OR ARRANGEMENT INVOLVING THE CONFLICT OF INTEREST. IF THERE IS REASONABLE QUESTION ABOUT THE APPROPRIATENESS OF THE PROPOSED TRANSACTION OR ARRANGEMENT, THE CHAIR SHALL APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTIONS OR ARRANGEMENTS. AFTER EXERCISING DUE DILIGENCE, THE BOARD SHALL EVALUATE THE RESULTING ALTERNATIVES PRESENTED BY THE APPOINTED PERSON OR COMMITTEE. IF AN APPROPRIATE CONFLICT-FREE ALTERNATIVE IS NOT REASONABLY ATTAINABLE, THE BOARD SHALL DETERMINE BY MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE ORIGINAL TRANSACTION OR ARRANGEMENT IS IN CAREOREGON'S BEST INTEREST, FOR CAREOREGON'S OWN BENEFIT, WHETHER THE TRANSACTION IS FAIR AND REASONABLE TO CAREOREGON, AND WHETHER THE TRANSACTION IS IN COMPLIANCE WITH ALL APPLICABLE LAWS AND REGULATIONS. THE BOARD SHALL THEN VOTE WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT IN CONFORMITY WITH THE EVALUATION OF THE FOREGOING. FORM 990, PART VI, SECTION B, LINE 15 MARKET DATA ON THE TOTAL COMPENSATION PACKAGE FOR EXECUTIVE POSITIONS (CEO, COO, CFO, CSO, AND CMO) IS PROVIDED ANNUALLY BY AN OUTSIDE INDEPENDENT COMPENSATION CONSULTANT USING COMPARABLE ORGANIZATIONS BY INDUSTRY, PROFIT/NON-PROFIT STATUS AND REVENUE SIZE. THE COMPENSATION COMMITTEE, CONSISTING OF A MAJORITY OF INDEPENDENT BOARD MEMBERS, REVIEWS MARKET DATA, EVALUATES CEO PERFORMANCE AND REVIEWS CEO RECOMMENDATIONS FOR COMPENSATION FOR OTHER EXECUTIVE OFFICERS. THE COMMITTEE PRESENTS ITS RECOMMENDATIONS FOR CEO TO THE BOARD. DECISIONS ARE MADE IN A BOARD MEETING. THE BOARD REVIEWS THE RECOMMENDATION FOR THE COMPENSATION OF ALL OTHER EMPLOYEES AS PART OF THE BUDGET APPROVAL PROCESS. THE PROCESS OF DETERMINING THE COMPENSATION OF TOP MANAGEMENT OFFICIALS AND KEY OFFICERS INCLUDES A REVIEW OF AN INDEPENDENT CONSULTANT'S REPORT OF COMPARABLE SALARIES OF SIMILAR ORGANIZATIONS AND IS GUIDED BY WRITTEN COMPENSATION PRACTICES. WITH THE CEO AND ALL OTHER OFFICERS ABSENT FROM THE MEETINGS, THE BOARD APPROVES THE SALARY OF THE CEO. THIS PROCESS WAS LAST UNDERTAKEN ON MARCH 14, 2021 FOR THE CEO, AND THE CEO'S RECOMMENDATIONS FOR OTHER OFFICERS. THERE IS CONTEMPORANEOUS DOCUMENTATION OF THIS PROCESS AND THE RESULTS. FORM 990, PART VI, SECTION C, LINE 19 THE TAX RETURN INFORMATION IS AVAILABLE UPON REQUEST. WHILE NO REQUIREMENT TO MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC EXISTS, CAREOREGON WILL CONSIDER ALL REQUESTS FOR THESE DOCUMENTS ON A CASE-BY-CASE BASIS. FORM 990, PART XI, LINE 9: TRANSFER TO HOUSECALL PROVIDERS, PC -3,500,000. COLUMBIA PACIFIC CCO LLC 315 SW FIFTH AVENUE PORTLAND OR 97204 455532847 MEDICAID MANAGED HEALTH CARE PLAN OR 186450335 39463014 CAREOREGON INC JACKSON COUNTY CCO LLC 315 SW FIFTH AVENUE PORTLAND OR 97204 455499608 MEDICAID MANAGED HEALTH CARE PLAN OR 266477088 34405131 CAREOREGON INC HOUSECALL PROVIDERS SERVICES LLC 315 SW FIFTH AVENUE PORTLAND OR 97204 821474020 HOME-BASED CARE AND HOSPICE SERVICES OR 8003027 1959083 CAREOREGON INC CARE ACCESS LLC 315 SW FIFTH AVENUE PORTLAND OR 97204 270630449 MEDICAL BUILDING OR 324500 4252327 CAREOREGON INC HEALTH PLAN OF CAREOREGON INC 315 SW FIFTH AVENUE PORTLAND OR 97204 463264330 MEDICARE HEALTH PLAN OR 501(C) 509(A) CAREOREGON INC 1 HOUSECALL PROVIDERS PC 315 SW FIFTH AVENUE PORTLAND OR 97204 821663503 MEDICAL CARE, INTEGRATING PRIMARY AND PALLIATIVE SERVICES OR 501(C) 501(C) CAREOREGON INC 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 1 0 HEALTH PLAN OF CAREOREGON O 15396231 ALLOCATION OF EMPLOYEE COSTS HEALTH PLAN OF CAREOREGON N 4079431 ALLOCATION OF OPERATING EXPENSES HEALTH PLAN OF CAREOREGON Q 2633434 SPECIFICALLY IDENTIFIABLE COSTS HOUSECALL PROVIDERS PC O 7692440 ALLOCATION OF EMPLOYEE COSTS HOUSECALL PROVIDERS PC N 224446 ALLOCATION OF OPERATING EXPENSES HOUSECALL PROVIDERS PC M 1202683 SPECIFICALLY IDENTIFIABLE COSTS HOUSECALL PROVIDERS PC Q 994969 SPECIFICALLY IDENTIFIABLE COSTS HOUSECALL PROVIDERS PC R 3500000 EQUITY TRANSFER