2021-11-12T14:52:25-06:00 2020-12-31 472517893 BEERS HAMERMAN COHEN & BURGER PC 234 CHURCH STREET NEW HAVEN CT 06510 990 2020-01-01 061013879 SHEET METAL WORKERS' LOCAL NO 40 HEALTH FUND SHEE 8004468646 10 TECHNOLOGY DRIVE WALLINGFORD CT 06492 JOHN NIMMONS TRUSTEE 8004468646 2021-11-10 1 JOHN NIMMONS 999009999 PETER GRAEB P00013424 2037876527 2021-11-10 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z JOHN NIMMONS 100A OLD FORGE RD ROCKY HILL CT 06067 8954853 0 X N/A X 1949 CT TO PROVIDE HEALTH, LIFE, ACCIDENTAL DEATH & DISMEMBERMENT COVERAGE AND DISABILITY BENEFITS TO PARTICIPANTS AND THEIR ELIBIGLE DEPENDENTS WHO WORK, OR WORKED, IN THE SHEET METAL INDUSTRY AS MEMBERS OF LOCAL 40, OR WHO WORKED IN SUPPORT OF THE INDUSTRY. 8 8 15 0 0 0 0 0 7399292 6652405 214627 196440 8230 10600 7622149 6859445 0 0 5915671 5686354 413091 9195 0 0 0 1884531 1507915 8213293 7203464 -591144 -344019 6066335 5718144 320211 130607 5746124 5587537 X TO PROVIDE HEALTH (MEDICAL, DENTAL, VISION, AND PRESCRIPTION), LIFE, ACCIDENTAL DEATH & DISMEMBERMENT COVERAGE AND DISABILITY BENEFITS TO PARTICIPANTS AND THEIR ELIBIGLE DEPENDENTS WHO WORK, OR WORKED, IN THE SHEET METAL INDUSTRY AS MEMBERS OF LOCAL 40, OR WHO WORKED IN SUPPORT OF THE INDUSTRY. 0 0 5481596 TO PROVIDE MEDICAL VISION AND PRESCIPTION BENEFITS 209441 TO PROVIDE DENTAL BENEFITS 8854 TO PROVIDE LIFE INSURANCE, ACCIDENTAL DEATH AND DISMEMBERMENT INSURANCE 5699891 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 15 1 0 0 0 0 0 0 0 0 0 0 X 8 8 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X ROBERT K HERTEL 8004468646 10 TECHNOLOGY DRIVE WALLINGFORD CT 06492 X DAVID A ROCHE LABOR TRUSTEE 0.30 X 0 0 0 JOHN NIMMONS LABOR TRUSTEE 0.30 X 0 0 0 MAREK E BRONHART LABOR TRUSTEE 0.30 X 0 0 0 JOHN M BEAL LABOR TRUSTEE 0.30 X 0 0 0 MICHAEL THOMPSON MANAGEMENT TRUSTEE 0.30 X 0 0 0 LYNNE A KLEEBERG MANAGEMENT TRUSTEE 0.30 X 0 0 0 KENNETH R KLEEBERG MANAGEMENT TRUSTEE 0.30 X 0 0 0 JOHN LUCCHESSI MANAGEMENT TRUSTEE 0.30 X 0 0 0 0 0 0 0 0 0 0 ZENITH AMERICAN SOLUTIONS 10 TECHNOLOGY DRIVE WALLINGFORD CT 06492 PLAN ADMINISTRATOR 280428 1 EMPLOYER ASSESSMENTS 525120 5656707 5656707 PARTICIPANT ASSESSMENTS 525120 995698 995698 6652405 88886 88886 2202962 2095408 107554 107554 107554 MISCELLANEOUS 900099 10600 10600 10600 6859445 6652405 0 207040 5686354 9195 198903 49909 19295 21061 126072 8057 1658 8854 CLAIMS INSURANCE 920893 CLAIMS SERVICING ADMINI 153213 7203464 416821 772480 1007211 925787 14546 11633 4627757 4008244 6066335 5718144 234705 45929 30273 29444 55233 55234 320211 130607 X 0 0 0 0 5746124 5587537 5746124 5587537 6066335 5718144 -344019 185432 0 X 0 1 X 1 0 0 EMPLOYER BOND DEPOSIT RESERVE 55234 55234 7023817 185433 185433 6838384 21061 21061 6859445 7182403 0 7182403 21061 21061 7203464 FORM 990, PART VI, SECTION A, LINE 2 TRUSTEES LYNNE A. KLEEBERG AND KENNETH KLEEBERG ARE RELATED. FORM 990, PART VI, SECTION A, LINE 7A IF THERE IS A VACANCY OF A UNION (LABOR) TRUSTEE, A SUCCESSOR TRUSTEE SHALL BE APPOINTED BY THE UNION TO SERVE ON AN INTERIM BASIS. IF THERE IS A VACANCY OF AN ASSOCIATION (MANAGEMENT) TRUSTEE, A SUCCESSOR TRUSTEE SHALL BE APPOINTED BY THE ASSOCIATION. FORM 990, PART VI, SECTION B, LINE 11B THE TRUSTEES WERE EMAILED THE 990 PRIOR TO SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 11B THE AUDITOR WAS EMAILED THE 990 PRIOR TO SUBMISSION TO THE IRS. BOTH TRUSTEES AND AUDITORS HAD THE OPPORTUNITY TO ASK QUESTIONS OR MAKE SUGGESTIONS BEFORE THE FORM WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C AFTER DISCLOSURE OF THE CONFLICT, AND AFTER DISCUSSION WITH THE PERSON, THE TRUSTEES SHALL DECIDE IF A CONFLICT EXISTS. IF A MORE ADVANTAGEOUS TRANSACTION OF ARRANGEMENT IS NOT REASONABLY POSSIBLE, THE DISINTERESTED PARTIES WILL DETERMINE WHETHER THE TRANSACTION OR ARRANGMENT IS IN THE BEST INTEREST OF THE FUND. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES ANNUALY REVIEW ALL COMPENSATION AND DOCUMENT THE PROCESS IN MINUTES. FORM 990, PART VI, SECTION C, LINE 18 GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY IS AVAILABLE AT THE FUND OFFICE UPON REQUEST. THE FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION AT THE FUND OFFICE, FREE OF CHARGE. COPIES OF THE FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS WILL ALSO BE PROVIDED TO EACH MEMBER OR PARTICIPANT. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY IS AVAILABLE AT THE FUND OFFICE UPON REQUEST. THE FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION AT THE FUND OFFICE, FREE OF CHARGE. COPIES OF THE FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS WILL ALSO BE PROVIDED TO EACH MEMBER OR PARTICIPANT. SHEET METAL INDUSTRY APPRENTICE & TRAINING FUND 114 OLD FORGE RD ROCKY HILL CT 06067 237412739 EMPLOYEE BENEFIT FUND CT 501(C)(3) LINE 2 N/A 0 SHEET METAL WORKERS' LOCAL NO 40 PENSION FUND 100 OLD FORGE RD ROCKY HILL CT 06067 066157817 EMPLOYEE BENEFIT FUND CT 501(C)(24) N/A 0 SHEET METAL WORKERS' LOCAL NO 40 SUPPL RETIREMENT FUND 100 OLD FORGE RD ROCKY HILL CT 06067 061074075 EMPLOYEE BENEFIT FUND CT 501(C)(24) N/A 0 SHEET METAL AIR RAIL AND TRANSPORTATION LOCAL UNION 40 100A OLD FORGE RD ROCKY HILL CT 06067 060532496 LABOR UNION CT 501(C)(5) N/A 0 ASSOCIATED SHEET METAL & ROOFING CONTRACTORS OF CT INC PO BOX 168 GRANBY CT 06035 060618146 ASSOC. OF SHEET METAL WORKERS CT 501(C)(6) N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0