2021-11-15T14:19:53-06:00 2020-12-31 141555429 UHY ADVISORS NY INC 4 TOWER PLACE EXECUTIVE PARK 7TH FLOOR ALBANY NY 12203 990 2020-01-01 141405826 HEALTHCARE ASSOCIATION OF NEW YORK STATE HEAL 5184317600 ONE EMPIRE DRIVE RENSSELAER NY 121449315 MARY KAY HAYES CHIEF FINANCIAL OFFICER 5184317600 2021-11-15 1 MARY KAY HAYES XXX-XX-XXXX XIAOQIANG ZHANG P01577994 5184493166 2021-11-15 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z MARIE B GRAUSE ONE EMPIRE DRIVE RENSSELAER NY 121449315 18467314 0 X WWW.HANYS.ORG X 1953 NY ADVANCE THE HEALTH OF INDI- VIDUALS THROUGH REPRESENTATION & SERVICE TO NYS HEALTH PROVIDERS. 49 49 129 55 0 0 252949 5096905 19495968 11560538 425387 603255 62285 103033 20236589 17363731 0 0 0 0 16052735 15212345 0 0 0 5349832 3945884 21402567 19158229 -1165978 -1794498 44612527 46921974 6083805 6133341 38528722 40788633 X THE MISSION OF THE HEALTHCARE ASSOCIATION OF NEW YORK STATE, INC. (HANYS) IS TO ADVANCE THE HEALTH OF INDIVIDUALS AND COMMUNITIES BY PROVIDING LEADERSHIP, REPRESENTATION, AND SERVICE TO HEALTH PROVIDERS AND SYSTEMS IN NEW YORK STATE ACROSS THE ENTIRE CONTINUUM OF CARE. 0 0 STATE ADVOCACY: HANYS AND ITS MEMBERS, WORKING WITH NEW YORK'S ALLIED ASSOCIATIONS, ADVOCATED AGAINST PROPOSED CUTS IN HEALTHCARE FUNDING AND NEW TAXES ON HEALTHCARE PROVIDERS. THESE SUCCESSFUL EFFORTS HELPED MAINTAIN CRITICAL HEALTHCARE SERVICES IN COMMUNITIES ACROSS NEW YORK STATE AND PRESERVE VITAL HEALTHCARE JOBS IN PROVIDERS ACROSS THE STATE. ALSO, HANYS WORKED TO ENSURE THAT THE IMPLEMENTATION OF REGULATIONS AND LEGISLATION SUPPORTS AND ADVANCES THE DELIVERY OF HEALTHCARE IN NEW YORK STATE. FEDERAL ADVOCACY: HANYS AND ITS MEMBERS WORKED ALONGSIDE NEW YORK'S ALLIED ASSOCIATIONS, AND THE AMERICAN HOSPITAL ASSOCIATION TO ADVANCE AN AGENDA THAT PROTECTED HEALTHCARE PROVIDERS FROM MEDICARE AND MEDICAID SPENDING REDUCTIONS AND ADVOCATED FOR LEGISLATION AND REGULATIONS THAT SUPPORTED THE EFFICIENT AND EFFECTIVE DELIVERY OF HEALTHCARE SERVICES. HANYS ALSO ADVOCATED FOR THE ADOPTION OF HEALTHCARE REFORMS THAT WOULD EXPAND ACCESS TO HEALTHCARE INSURANCE AND IMPROVE THE ABILITY OF PROVIDERS TO MEET THE NEEDS OF THEIR COMMUNITIES. QUALITY IMPROVEMENT: HANYS PROVIDED EXTENSIVE ADVOCACY AND EDUCATION ON NUMEROUS STATE AND NATIONAL QUALITY IMPROVEMENT AND REPORTING INITIATIVES, INCLUDING THE FOLLOWING AREAS: THE QUALITY MEASUREMENT COLLECTION PROCESS, HOSPITAL ACQUIRED CONDITIONS, QUALITY REPORT CARDS, STATEWIDE SEPSIS LEARNING NETWORK, READMISSIONS, AND PATIENT EXPERIENCE OF CARE. IN SEPTEMBER 2016, THE HEALTHCARE ASSOCIATION OF NEW YORK STATE ENTERED INTO A TWO YEAR FEDERAL CONTRACT WITH THE CENTERS FOR MEDICARE AND MEDICAID SERVICES (CMS) UNDER CMS' NATIONAL PARTNERSHIP FOR PATIENTS HEALTH IMPROVEMENT INITIATIVE (PFP). THE CONTRACT COVERED THE CONTINUATION OF WORK PERFORMED UNDER PREVIOUS PFP CONTRACTS AWARDED IN 2011 AND 2015. AS WITH THE PREVIOUS CONTRACTS, HANYS PARTNERED WITH THE GNYHA FOUNDATION TO CARRY OUT THE PFP CONTRACT. THE GOAL OF THIS INITIATIVE WAS TO DEVELOP AND IMPLEMENT A CAMPAIGN DESIGNED TO DECREASE PATIENT HARM BY 40% AND READMISSIONS BY 20% IN HOSPITALS NATIONWIDE. HANYS SERVED AS A HOSPITAL IMPROVEMENT INNOVATION NETWORK UNDER THE INITIATIVE WITH THE PRIMARY ROLE OF LEADING THE OVERALL DESIGN AND IMPLEMENTATION OF PFP IN NEW YORK STATE. HANYS' RESPONSIBILITIES INCLUDED ENROLLING ITS MEMBER HOSPITALS IN THE INITIATIVE, CONVENING OTHER STAKEHOLDER GROUPS, DEVELOPING AND IMPLEMENTING STRATEGIES, IMPLEMENTING EDUCATION AND TRAINING, ENSURING ONGOING HOSPITAL ENGAGEMENT, AND MEASURING AND REPORTING RESULTS. IN SEPTEMBER 2018, CMS AMENDED THE CONTRACT TO CONTINUE FOR AN ADDITIONAL SIX MONTHS, THROUGH MARCH 2019. AT THE COMPLETION OF THE MARCH 2019 AMENDMENT, FOUR ADDITIONAL EXTENSIONS WERE ENTERED INTO BETWEEN CMS AND HANYS. THE FINAL CONTRACT EXTENSION EXPIRED MARCH 2020. 0 1 0 1 0 0 0 0 0 1 1 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 63 0 1 129 1 0 0 0 0 0 0 1 0 X 49 49 0 0 0 0 1 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X MARY KAY HAYES CFO 5184317786 ONE EMPIRE DRIVE RENSSELAER NY 12144 X THOMAS QUATROCHE PHD CHAIR 1.00 1.20 X X 0 0 0 BRUCE FLANZ CHAIR ELECT 1.00 0.20 X X 0 0 0 MICHAEL SPICER FACHE SECRETARY 1.00 0.20 X X 0 0 0 JOSE ACEVEDO MD TREASURER 1.00 0.20 X X 0 0 0 RICHARD MURPHY IMMEDIATE PAST CHAIR 1.00 0.20 X X 0 0 0 STEVEN CORWIN MD PAST CHAIR 1.00 0.20 X X 0 0 0 VICTOR AYALA TRUSTEE 1.00 X 0 0 0 ALEXANDER BALKO TRUSTEE 1.00 X 0 0 0 DANIEL BLUM TRUSTEE (TO APRIL 2020) 1.00 X 0 0 0 KIMBERLY BOYNTON TRUSTEE 1.00 0.20 X 0 0 0 LARAY BROWN TRSTEE 1.00 X 0 0 0 THOMAS CARMAN TRUSTEE 1.00 0.20 X 0 0 0 JOHN CARRIGG TRUSTEE 1.00 X 0 0 0 ROBERT CHALONER TRUSTEE 1.00 X 0 0 0 JEANNIE CROSS TRUSTEE 1.00 X 0 0 0 JOAN CUSACK-MCGUIRK TRUSTEE (FROM APRIL 2020) 1.00 X 0 0 0 MICHAEL DOWLING TRUSTEE 1.00 X 0 0 0 MICHAEL FINEGAN TRUSTEE (FROM DECEMBER 2020) 1.00 X 0 0 0 EVAN FLATOW MD TRUSTEE 1.00 X 0 0 0 LAURA FORESE MD MPH TRUSTEE (FROM DECEMBER 2020) 1.00 X 0 0 0 SUSAN FOX TRUSTEE 1.00 X 0 0 0 SYLVIA GETMAN TRUSTEE 1.00 X 0 0 0 KENNETH GIBBS TRUSTEE 1.00 X 0 0 0 STEVEN GOLDSTEIN TRUSTEE 1.00 1.20 X 0 0 0 CAROL GOMES TRUSTEE (FROM APRIL 2020) 1.00 X 0 0 0 ALAN GUERCI MD TRUSTEE 1.00 X 0 0 0 ALLEGRA JAROS TRUSTEE 1.00 1.00 X 0 0 0 KENNETH KAUSHANSKY MD TRUSTEE 1.00 X 0 0 0 LAURENCE KELLY TRUSTEE (TO NOVEMBER 2020) 1.00 X 0 0 0 STEVEN KELLEY FACHE TRUSTEE 1.00 X 0 0 0 MARY LAROWE TRUSTEE 1.00 1.00 X 0 0 0 MARY LEAHY MD TRUSTEE (FROM APRIL 2020) 1.00 X 0 0 0 MICHELLE LEBEAU TRUSTEE 1.00 X 0 0 0 JOSEPH LHOTA TRUSTEE (TO MAY 2020) 1.00 X 0 0 0 DANIEL MESSINA PHD FACHE TRUSTEE 1.00 X 0 0 0 ALAN MORSE JD PHD TRUSTEE (TO APRIL 2020) 1.00 X 0 0 0 SHARON NORTON REMMER TRUSTEE 1.00 X 0 0 0 HERBERT PARDES MD TRUSTEE 1.00 X 0 0 0 DAVID PERLSTEIN MD MBA FAAP TRUSTEE (FROM DECEMBER 2020) 1.00 X 0 0 0 JOHN REMILLARD TRUSTEE 1.00 X 0 0 0 DUSTIN RICCIO MD TRUSTEE 1.00 X 0 0 0 WAYNE RILEY MD TRUSTEE 1.00 X 0 0 0 KENNETH ROBERTS TRUSTEE 1.00 X 0 0 0 ISRAEL ROCHA TRUSTEE (TO NOVEMBER 2020) 1.00 X 0 0 0 CARYN SCHWAB TRUSTEE 1.00 0.20 X 0 0 0 DIANNE SHUGRUE TRUSTEE (FROM DECEMBER 2020) 1.00 X 0 0 0 MARK SOLAZZO TRUSTEE 1.00 X 0 0 0 DIERDRA SORRELL TRUSTEE 1.00 X 0 0 0 ROBERT SPOLZINO JD TRUSTEE 1.00 X 0 0 0 MICHAEL STAPLETON JR FACHE TRUSTEE 1.00 X 0 0 0 WILLIAM STRECK MD TRUSTEE (TO OCTOBER 2020) 1.00 X 0 0 0 MARK SULLIVAN TRUSTEE 1.00 1.00 X 0 0 0 HUGH THOMAS ESQ TRUSTEE 1.00 X 0 0 0 CJ URLAUB TRUSTEE 1.00 1.00 X 0 0 0 VINCENT VERDILE MD TRUSTEE 1.00 X 0 0 0 MARIE B GRAUSE PRESIDENT 31.50 18.50 X 663839 389873 151227 COURTNEY BURKE CHIEF OPERATING OFFICER 18.10 31.90 X 159199 280098 55957 MARY KAY HAYES CHIEF FINANCIAL OFFICER 8.30 41.70 X 50116 252055 57535 KEVIN DAHILL EXECUTIVE VICE PRESIDENT 50.00 X 481906 0 56787 CRISTINA BATT VP OF FEDERAL RELATIONS 50.00 X 269492 0 57623 JAMES CLANCY SR VP OF STATE POLICY 50.00 X 360916 0 37270 JEFFREY GOLD SR VP OF MANAGED CARE INS & SPECIAL COUNSEL 50.00 X 343249 0 44101 SANDI TOLL GENERAL COUNSEL 22.80 27.20 X 127817 153098 56274 2456534 1075124 516774 37 0 1 0 DATAGEN INC ONE EMPIRE DRIVE RENSSELAER NY 12144 CONSULTING - CMS CONTRACTS 354855 GREATER NEW YORK HEALTH FOUNDATION 555 WEST 57TH STREET NEW YORK NY 10019 PROJECT MANAGEMENT FOR CMS HEN CONTRACT 314291 BROWN & WEINRAUB 50 STATE STREET 4TH FLOOR ALBANY NY 12207 LEGISLATIVE REPRESENTATION 180000 FOUNDATION FOR HEALTHY COMMUNITIES 125 AIRPORT ROAD CONCORD NH 03301 CONSULTING - HQIC CONTRACTS 130950 ENVISION STRATEGY 111 WASHINGTON AVENUE SUITE 601 ALBANY NY 12210 LEGISLATIVE REPRESENTATION 120038 6 2450749 2646156 5096905 MEMBERSHIP DUES 561499 10324863 10324863 PARTNERSHIP FOR PATIENTS 541900 790358 790358 QUALITY PROGRAMS 541900 179502 179502 MLMIC FEES 541900 150000 150000 SEMINARS/CONFERENCES 611600 92237 92237 23578 23578 11560538 227839 227839 1475049 3950 1102258 1325 372791 2625 375416 375416 ADMINISTRATIVE FEES 561000 103033 103033 103033 17363731 11663571 0 603255 995518 10351376 1370604 1711901 782946 154742 52960 474238 1688136 73259 288968 1059060 726833 51708 656002 251 444989 100285 MEMBER COVID RESPONSE G 2186504 -4012051 19158229 12823793 8858059 2472987 3232929 631738 749904 9318893 7159602 2354245 2159291 13714028 14901810 7063624 7565450 5552112 9454531 44612527 46921974 3031196 2964206 16199 16964 3036410 3152171 6083805 6133341 X 38528722 40788633 38528722 40788633 44612527 46921974 X -1794498 865201 3189208 X X 0 1 X 1 1 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 1086484 770500 315984 4383872 3401120 982752 3848537 2987982 860555 2159291 1000001 C INVESTMENT IN SUBSIDIARIES 6565449 C 7565450 CASH VALUE OF SPLIT LIFE INSURANCE 1328032 DUE FROM AFFILIATES 8126499 9454531 POST-EMPLOYMENT BENEFIT OBLIGATIONS 3152171 3152171 X PART X, LINE 2: FIN 48 (ASC 740) FINANCIAL STATEMENTS FOOTNOTE REGARDING UNCERTAIN TAX POSITIONS: THE CORPORATIONS FOLLOWS GUIDANCE ISSUED BY THE FASB REGARDING ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THIS GUIDANCE CLARIFIES THE ACCOUNTING FOR INCOME TAXES BY PRESCRIBING THE MINIMUM RECOGNITION THRESHOLD AN INCOME TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS AND APPLIES TO ALL INCOME TAX POSITIONS. EACH INCOME TAX POSITION IS ASSESSED USING A TWO STEP PROCESS. A DETERMINATION IS FIRST MADE AS TO WHETHER IT IS MORE LIKELY THAN NOT THAT THE INCOME TAX POSITION WILL BE SUSTAINED, BASED UPON TECHNICAL MERITS, UPON EXAMINATION BY THE TAXING AUTHORITIES. IF THE INCOME TAX POSITION IS EXPECTED TO MEET THE MORE LIKELY THAN NOT CRITERIA, THE BENEFIT RECORDED IN THE FINANCIAL STATEMENTS EQUALS THE LARGEST AMOUNT THAT IS GREATER THAN 50% LIKELY TO BE REALIZED UPON ITS ULTIMATE SETTLEMENT. X X X X X 0 1 0 MARIE B GRAUSE PRESIDENT 456060 267845 159193 93494 48586 28534 80087 47035 15186 8919 759112 445827 0 0 KEVIN DAHILL EXECUTIVE VICE PRESIDENT 431611 0 43045 0 7250 0 28500 0 28287 0 538693 0 0 0 COURTNEY BURKE CHIEF OPERATING OFFICER 104382 226988 41640 24456 13177 28654 9227 20064 8400 18266 176826 318428 0 0 JAMES CLANCY SR VP OF STATE POLICY 282109 0 42203 0 36604 0 35611 0 1659 0 398186 0 0 0 JEFFREY GOLD SR VP OF MANAGED CARE INS & SPECIAL COUNSEL 292275 0 43724 0 7250 0 43075 0 1026 0 387350 0 0 0 MARY KAY HAYES CHIEF FINANCIAL OFFICER 42885 217815 6825 32175 406 2065 5522 28048 3942 20023 59580 300126 0 0 SANDI TOLL GENERAL COUNSEL 109283 130755 17987 19672 547 2671 14739 5165 10866 25504 153422 183767 0 0 CRISTINA BATT VP OF FEDERAL RELATIONS 251017 0 17543 0 932 0 25102 0 32521 0 327115 0 0 0 PART I, LINE 4B THE ORGANIZATION SPONSORS AN AFTER-TAX NON-QUALIFIED SECTION 457(F) SUPPLEMENTAL RETIREMENT PLAN. CONTRIBUTIONS TO THE 457(F) PLAN BECOME FULLY VESTED TO THE PARTICIPANT AFTER TWO YEARS OF SERVICE, AND IS PAID AFTER THE PARTICIPANT'S SEPARATION FROM SERVICE. THE FOLLOWING EXECUTIVES OF THE ORGANIZATION PARTICIPATE IN THE 457(F) RETIREMENT PLAN: MARIE B. GRAUSE, PRESIDENT COURTNEY BURKE, CHIEF OPERATING OFFICER MARY KAY HAYES, CHIEF FINANCIAL OFFICER JAMES CLANCY, SENIOR VICE PRESIDENT OF STATE POLICY JEFFREY GOLD, SENIOR VICE PRESIDENT OF MANAGED CARE INSURANCE & SPECIAL COUNSEL SANDI TOLL, GENERAL COUNSEL NONE OF THE PARTICIPANTS RECEIVED ANY PAYMENT FROM THE 457(F) RETIREMENT PLAN DURING THE YEAR. FORM 990, PART VI, SECTION A, LINE 6 DESCRIPTION OF MEMBERSHIP: THE ORGANIZATION HAS THREE CLASSES OF MEMBERSHIP: INSTITUTIONAL, ASSOCIATE, AND AFFILIATE. INSTITUTIONAL MEMBERS ARE ENTITLED TO VOTE UPON ANY PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION OR OTHER MATTERS THAT REQUIRE A VOTE OF THE MEMBERSHIP, AND THEY ARE ENTITLED TO RECEIVE A SHARE OF THE ORGANIZATION'S NET ASSETS UPON THE ORGANIZATION'S DISSOLUTION. INSTITUTIONAL MEMBERS DO NOT HAVE THE RIGHT TO ELECT OR APPOINT BOARD MEMBERS OR OTHERWISE PARTICIPATE IN THE ORGANIZATION'S GOVERNANCE. ASSOCIATE AND AFFILIATE MEMBERS HAVE NO RIGHTS RELATED TO VOTING, GOVERNANCE, OR RECEIPT OF ASSETS FROM THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCEDURES: THE ORGANIZATION'S FORM 990 IS PREPARED BY AN INDEPENDENT CERTIFIED PUBLIC ACCOUNTING FIRM. THE COMPLETED FORM 990 IS REVIEWED IN THREE STAGES PRIOR TO ITS FILING. THE FIRST REVIEW IS CONDUCTED BY THE CORPORATE FINANCE STAFF. THE SECOND REVIEW IS PERFORMED BY THE CHIEF FINANCIAL OFFICER. THE FINAL REVIEW IS PERFORMED BY THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES FORMALLY DELEGATED RESPONSIBILITY FOR REVIEW OF FORM 990 TO THE AUDIT COMMITTEE. EACH MEMBER OF THE AUDIT COMMITTEE RECEIVES A COPY OF THE COMPLETE FINAL FORM 990 TO REVIEW PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY PROCEDURES: THE ORGANIZATION HAS WRITTEN CONFLICT OF INTEREST POLICIES COVERING ALL EMPLOYEES AND MEMBERS OF THE BOARD OF TRUSTEES. THE POLICIES REQUIRE EMPLOYEES AND BOARD MEMBERS TO DISCLOSE ACTUAL AND POTENTIAL CONFLICTS AND REFRAIN FROM PARTICIPATING IN MATTERS RELATED TO THE CONFLICT. ON AN ANNUAL BASIS, ALL EMPLOYEES AND BOARD MEMBERS ARE REQUIRED TO COMPLETE A WRITTEN CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE DISCLOSURE STATEMENTS ARE REVIEWED BY EXECUTIVE MANAGEMENT AND THE AUDIT COMMITTEE. THE POLICIES CONTAIN ESCALATION PROCEDURES THAT INVOLVE INDEPENDENT LEGAL COUNSEL, BOARD LEADERSHIP, AND THE AUDIT COMMITTEE FOR REVIEWING POTENTIAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION PROCEDURES: A COMPENSATION COMMITTEE MADE UP OF INDEPENDENT MEMBERS OF THE BOARD OF TRUSTEES OVERSEES AND DETERMINES COMPENSATION FOR THE OFFICERS AND KEY EMPLOYEES USING THE FOLLOWING PROCESS. THE COMPENSATION COMMITTEE USES AN INDEPENDENT COMPENSATION CONSULTING FIRM TO ASSIST IN DEVELOPING AND MAINTAINING THE COMPENSATION PHILOSOPHY AND TO DETERMINE THE APPROPRIATE BENCHMARKS FOR TOTAL COMPENSATION FOR EACH POSITION. ON AN ANNUAL BASIS, THE COMPENSATION CONSULTANT OBTAINS COMPARATIVE COMPENSATION DATA FOR EACH POSITION BASED ON THE COMPENSATION PHILOSOPHY AND ESTABLISHED BENCHMARKS. THE PRESIDENT CONDUCTS AN ANNUAL PERFORMANCE REVIEW FOR THE OFFCIERS AND KEY EMPLOYEES AND PROVIDES A RECOMMENDATION FOR COMPENSATION TO THE COMPENSATION COMMITTEE UTILIZING THE COMPARATIVE COMPENSATION DATA PROVIDED BY THE COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE REVIEWS THE PRESIDENT'S RECOMMENDATIONS AND THE COMPARATIVE COMPENSATION DATA AND HAS FINAL APPROVAL OVER COMPENSATION. THE COMPENSATION COMMITTEE CONDUCTS AN ANNUAL PERFORMANCE REVIEW FOR THE PRESIDENT AND DETERMINES THE PRESIDENT'S COMPENSATION UTILIZING THE COMPARATIVE COMPENSATION DATA PROVIDED BY THE COMPENSATION CONSULTANT. DECISIONS AFFECTING COMPENSATION AND THE BASIS FOR THOSE DECISIONS ARE DOCUMENTED BY THE COMPENSATION COMMITTEE AT THE CONCLUSION OF ITS MEETING. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY TO PUBLIC OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS: THE ORGANIZATION DOES NOT MAKE THESE DOCUMENTS AVAILABLE TO THE PUBLIC EXCEPT TO THE EXTENT INFORMATION FROM THESE IS INCLUDED IN THE FORM 990. FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B, NUMBER 56 KEVIN DAHILL IS EMPLOYED BY THE HEALTHCARE ASSOCIATION OF NEW YORK STATE, INC. (HANYS). HANYS PROVIDES EMPLOYEES AND MANAGEMENT STAFF, INCLUDING MR. DAHILL, TO THE NASSAU-SUFFOLK HOSPITAL COUNCIL (NSHC) AND THE NORTHERN METROPOLITAN HOSPITAL ASSOCIATION (NMHA) PURSUANT TO SEPARATE MANAGEMENT AND STAFFING AGREEMENTS BETWEEN HANYS AND EACH ORGANIZATION. MR. DAHILL SERVES AS THE PRESIDENT OF NSHC AND NMHA UNDER THE AGREEMENTS WITH HANYS AND DEVOTES APPROXIMATELY 50 HOURS PER WEEK TO THESE ROLES. HANYS PAYS ALL COMPENSATION AND FRINGE BENEFIT COSTS FOR MR. DAHILL AND OTHER STAFF PROVIDED TO NSHC AND NMHA. AS COMPENSATION FOR THE MANAGEMENT AND STAFFING SERVICES PROVIDED BY HANYS, NSHC AND NMHA PAY HANYS FOR THE COST OF THE SALARY AND FRINGE BENEFITS OF THE EMPLOYEES AND MANAGEMENT STAFF PROVIDED BY HANYS TO NSHC AND NMHA. FORM 990, PART XI, LINE 9: POST-RETIREMENT BENEFIT ADJUSTMENT -86,527. SUBSIDIARY DIVIDENDS 3,773,910. CHANGE IN EQUITY OF HANYS SERVICES, INC. -498,175. FORM 990, PART XII, LINE 2C IN ACCORDANCE WITH THE ORGANIZATION'S BYLAWS, THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR THE OVERSIGHT OF THE ANNUAL AUDIT OF FINANCIAL STATEMENTS AND THE APPOINTMENT OF THE INDEPENDENT ACCOUNTANT. THE AUDIT COMMITTEE'S OVERSIGHT PROCESS HAS NOT CHANGED FROM PRIOR YEAR. FORM 990, PART VI, SECTION A, LINE 1A THE ORGANIZATION'S BOARD OF TRUSTEES HAS DELEGATED AUTHORITY TO ACT ON ITS BEHALF TO AN EXECUTIVE COMMITTEE IN ACCORDANCE WITH THE ORGANIZATIONAL BYLAWS. THE EXECUTIVE COMMITTEE CONSISTS OF THE FOLLOWING MEMBERS OF THE BOARD OF TRUSTEES: CHAIRMAN, CHAIRMAN-ELECT, THE IMMEDIATE PAST CHAIRMAN, SECRETARY, TREASURER, AND NO LESS THAN FIVE TRUSTEES APPOINTED BY THE CHAIRMAN. THE EXECUTIVE COMMITTEE HAS THE AUTHORITY, BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, TO EXERCISE AND MAINTAIN ON BEHALF OF THE ORGANIZATION ALL POWERS OF THE BOARD TO THE EXTENT PERMITTED BY LAW. THE EXECUTIVE COMMITTEE'S RESPONSIBILITIES INCLUDE PROVIDING STRATEGIC AND OPERATIONAL GUIDANCE TO THE ORGANIZATION, PREPARING AND SUBMITTING AN ANNUAL BUDGET TO THE BOARD, AND SUPERVISING INVESTING OF FUNDS SUBJECT TO APPROVAL BY THE BOARD. ALL ACTIONS TAKEN BY THE EXECUTIVE COMMITTEE ARE REPORTED TO THE BOARD AT THE FIRST MEETING THEREAFTER. THE HEALTHCARE EDUCATIONAL AND RESEARCH FUND INC 1 EMPIRE DRIVE RENSSELAER NY 12144 146022409 EDUCATION & RESEARCH NY 501(C)(3) LINE 7 N/A 1 HEALTHCARE ASSOCIATION OF WESTERN AND CENTRAL NEW YORK INC 1 EMPIRE DRIVE RENSSELAER NY 12144 160816128 TRADE ASSOCIATION NY 501(C)(6) N/A 1 HANYS SERVICES INC 1 EMPIRE DRIVE RENSSELAER NY 12144 141655556 CONSULTING AND MARKETING NY N/A C 4342601 7953714 1.00000 1 DATAGEN INC 1 EMPIRE DRIVE RENSSELAER NY 12144 202090177 DATA ANALYSIS AND MODELING NY HSI C 8931534 3102625 1.00000 1 GROUP INSURANCE AGENCY INC 1 EMPIRE DRIVE RENSSELAER NY 12144 141649861 INSURANCE BROKER/EMPLOYEE BENEFITS NY HSI C 4143967 7296378 1.00000 1 INTEGRITY WORKS INC 1 EMPIRE DRIVE RENSSELAER NY 12144 141813461 BACKGROUND SCREENING (INACTIVE) NY HSI C 1.00000 1 HANYS GROUP PURCHASING SERVICES INC 1 EMPIRE DRIVE RENSSELAER NY 12144 320125712 PURCHASING SERVICES NY HSI C 602000 925191 1.00000 1 HEALTHCARE COMMUNITY SECURITIES CORP 1 EMPIRE DRIVE RENSSELAER NY 12144 141764768 LIMITED BROKER-DEALER FOR RETIREMENT PLANS NY GIA C 9379944 9685020 1.00000 1 SERVICE INITIATIVES INC 1 EMPIRE DRIVE RENSSELAER NY 12144 161212272 PURCHASING SERVICES (INACTIVE) NY WNYHA C 10337 736407 1.00000 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 HANYS SERVICES INC & SUBSIDIARIES F 3773910 AMOUNT RECEIVED HEALTHCARE EDUCATIONAL AND RESEARCH FUND P 414236 AMOUNT PAID DATAGEN INC P 183262 AMOUNT PAID HANYS SERVICES INC P 81467 AMOUNT PAID DATAGEN INC Q 3734660 AMOUNT RECEIVED HEALTHCARE COMMUNITY SECURITIES CORP Q 2321729 AMOUNT RECEIVED HANYS SERVICES INC Q 665805 AMOUNT RECEIVED GROUP INSURANCE AGENCY INC Q 478606 AMOUNT RECEIVED HANYS GROUP PURCHASING SERVICES INC Q 126601 AMOUNT RECEIVED HEALTHCARE EDUCATIONAL AND RESEARCH FUND Q 63493 AMOUNT RECEIVED