2025-08-08T11:57:40-05:00 2024-09-30 920460586 PWC US TAX LLP 655 NEW YORK AVE NW STE 1100 WASHINGTON DC 20001 990 2023-10-01 560686338 Research Triangle Institute RESE 9195416000 PO BOX 12194 Research Triangle Park NC 277092194 Andrew Cox CFO Chief Financial Officer 9195416000 2025-08-08 1 0 TRAVIS L PATTON P00369623 2024141000 2023 2025-03-06 01:10:19Z RTI International Tim J Gabel PO BOX 12194 Research Triangle Park NC 277092194 1450763013 0 X www.rti.org X 1958 NC Research Triangle Institute is one of the world's leading research institutes, dedicated(see Sch O) to improving the human condition by turning knowledge into practice. Our staff of more than 5,300 provides research and technical expertise to governments and businesses in more than 70 countries in the areas of health and pharmaceuticals, education and training, surveys and statistics, advanced technology, international development, economic and social policy, energy and the environment and laboratory and chemistry services. 17 8 5388 0 14560468 1556649 13347422 19362158 1216436205 1347033059 15493159 8334493 1587791 28752303 1246864577 1403482013 3414613 535295 0 0 653846216 701997683 0 0 0 572426534 666987213 1229687363 1369520191 17177214 33961822 821757403 935917785 327383435 406706194 494373968 529211591 X Research Triangle Institute is one of the world's leading research institutes, dedicated to improving the human condition by turning knowledge into practice. Our staff of more than 5,300 provides research and technical (continued on Schedule O, Part III, Line 1) expertise to governments and businesses in more than 100 countries in the areas of health and pharmaceuticals, education and training, surveys and statistics, advanced technology, international development, economic and social policy, energy and the environment and laboratory and chemistry services. 0 0 915960863 479090 1029417679 RESEARCH: Multidisciplinary research & development and the application of science & technology in the areas of Health Research; Drug Discovery & Development; Education & Training Research; Survey Research Services; Statistics Research; Economic & Social Research; Advanced Technology Research & Development; Energy Research; Environmental Research Services; and Laboratory & Chemistry Services; See Schedule O for expanded description of these program services. 312642312 56205 346420384 INTERNATIONAL DEVELOPMENT: See Schedule O for description of program services, Part III Line 4b. 1228603175 1 1 0 1 0 0 0 0 0 0 1 1 0 1 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 1 0 1 X 991 0 5388 1 1 1 1 BG BR BN CB CM CH CS CG EC EG ES ET FR GG GH GT GV HA HO HK IN ID JO KE LA LI MI MY MO MZ NP NU NI OC PP PE RP RW SG SO SF SP SW TZ TH UG UP AE UK ZA ZI 0 0 0 0 0 0 0 0 1 0 X 17 8 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA GA MA X Andrew Cox Chief Financial Officer 9195416000 PO BOX 12194 Research Triangle Park NC 277092194 X T Gabel President 40.00 X X 1312245 0 213154 M Kaelin Jr Vice President & CFO 40.00 X 957409 0 165635 J FrancisFormer Former Board Member 0.00 40.00 X 26750 980832 55506 P Weisenfeld Vice President 40.00 X 858543 0 128383 G Story Secretary 40.00 X 837034 0 144522 J Elguera Vice President 40.00 X 633107 0 135582 A Roussel Vice President 40.00 X 635485 0 97520 J Lodge Board Member 2.00 40.00 X 62750 589639 56373 W Fairfax Vice President 40.00 X 564682 0 129537 C Simmons Divisional Director 40.00 X 624786 0 56732 A Gallimore Board Member 2.00 50.20 X 13375 590015 58837 S Earnshaw Divisional Director 40.00 X 552469 0 61827 H Speizer Divisional Director 40.00 X 586845 0 11175 W Arden Board Member 2.00 40.00 X 72000 512279 0 A Helwig Former Former Vice President 0.00 X 544844 0 33313 T Steelman New 1242023 Board Member 2.00 40.00 X 0 500555 59510 H Martin Board Member 2.00 40.00 X 104500 433848 0 F Gilliam Board Member 2.00 40.00 X 72000 451926 0 P Gordon-Larsen Board Member 2.00 40.00 X 74000 445271 0 A Bir Divisional Director 40.00 X 489411 0 28921 C Hill Divisional Director 40.00 X 461465 0 54489 C Buchholtz Assistant Secretary 40.00 X 420108 0 59546 E Sax Treasurer 40.00 X 407840 0 48024 C Cornwell Vice President 40.00 X 362988 0 45048 A Mangel Former Former Vice President 0.00 X 279095 0 27509 P Scott III Chairman 2.00 X 132813 0 0 H Pinnix-Ragland Board Member 2.00 X 107188 0 0 J Moellering Board Member 2.00 X 77500 3848 0 C Shaffer Board Member 2.00 X 77500 0 0 C Nye Board Member 2.00 X 77500 0 0 W Mitchell Separated 1082024 Board Member 2.00 X 74000 0 0 T Darden Board Member 2.00 X 72000 0 0 P Lange Board Member 1.00 40.50 X 72000 0 0 M Powell Board Member 2.00 X 72000 0 0 11716232 4508213 1671143 2033 1 1 0 HR Directions 805 Spring Forest Rd Raleigh NC 27609 Contract Labor 26588379 Telligen 1776 West Lakes Parkway West Des Moines IA 50266 Health Management 13047473 American Institutes for Research 1000 Thomas Jefferson Street NW Washington DC 20007 Research 9227906 IPSOS Public Affairs LLC 2020 K Street NW Washington DC 20006 Consulting 5421337 National Math and Science PO Box 732578 Dallas TX 75373 Education 5095242 400 19362158 19362158 19362158 Research 541700 1008096309 993535841 14560468 International Development 541900 338936750 338936750 1347033059 8768152 8768152 29256120 17591221 29256120 18024880 0 -433659 -433659 -433659 Foreign Currency Gain(Loss) 900099 28752303 28752303 28752303 1403482013 1361224894 14560468 8334493 X 479090 479090 56205 56205 11694253 11694253 455289102 400417000 54872102 33905039 26512691 7392348 166855451 130475796 36379655 34253838 26785441 7468397 2673922 398204 2275718 657138 54816 602322 389278 389278 519662891 508068867 11594024 150768 150768 15390066 13938369 1451697 37407193 34542566 2864627 1459461 1459461 11359086 35208104 -23849018 26526396 25104948 1421448 21293488 20467786 825702 14462406 1837374 12625032 2398686 315959 2082727 Memberships 1681731 438143 1243588 Taxes 1084063 1084063 Business Meals 891992 390230 501762 Bad Debt 430485 430485 9068163 1652125 7416038 1369520191 1228603175 140917016 0 38793736 49651671 276709251 312391592 22687118 28627485 367317962 220367772 150685301 146950190 188836990 226168416 93366549 96386184 17847934 8760962 32830524 66981285 821757403 935917785 204120910 242489519 56811086 71087599 38094304 66948943 28357135 26180133 327383435 406706194 X 493695578 528802531 678390 409060 494373968 529211591 821757403 935917785 X 33961822 875801 X 0 1 X 1 1 1 X X 2 Duke University 560532129 2 1 0 0 The University of North Carolina(UNC System) 566001393 2 1 0 0 2 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 Schedule A, Part I, Line 12g(i) General Explanation: Three North Carolina Universities; Duke University in Durham, The University of North Carolina in Chapel Hill and North Carolina State University in Raleigh, incorporated RTI in 1958. We are a separately operated affiliate of these schools and maintain our own staff and offices. We work with their scientists on research programs and projects and maintain such universities and businesses in the Microelectronics Center of North Carolina and North Carolina Biotechnology Center. Schedule A, Part IV, Line 6 RTI grants money to organizations based on its community-oriented mission. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 389278 0 0 389278 0 Schedule C, Part II-B, Line 1 - Research Triangle Institute communicates the results of its independent objective research with government officials; protects its reputation for independence, objectivity and quality and seeks sufficient federal budgets for certain fields of research and development. 2674413 2674413 252752377 131336471 121415906 108242676 89031301 19211375 3648496 3648496 146950190 Global Endowment Fund II 96386184 C 96386184 Other Non Current Assets-Investment in Subsidiaries 59806279 Investment in Affiliate 7175006 66981285 Other Accrued Expenses 17247163 LT Operating Lease Liabilities 8932970 26180133 X Part X, Line 2: As provided by Section 501(c)(3) of the IRC and the Internal Revenue Service's determination, the Institute's charitable, scientific, and educational operations are exempt from corporate income taxes and no provision for corporate income taxes is generally required. However, this tax exemption does not pertain to activities unrelated to the Institute's exempt purposes. The Institute's presence in certain foreign countries results in income taxation in these countries. Additionally, the Institute has several for-profit entities subject to corporate income taxation. These for-profit entities' operating losses and goodwill impairments have primarily contributed to a $7.9 million and a $7.8 million net deferred tax asset that has been offset with a full valuation allowance, as of the years ended September 30, 2024 and 2023, respectively. Income taxes associated with foreign operations, unrelated business income, and income generated by the Institute's for-profit entities are not material for the Institute. All not-for-profit (NFP) organizations, including the Institute, are subject to the provisions of Financial Accounting Standards Board (FASB) Accounting Standards Codification (ASC) Topic 740, Income Taxes, related to the accounting for uncertainty in tax positions, including the financial statement recognition and measurement of a tax position taken or expected to be taken in a tax return. The tax benefit from an uncertain tax position is only recognized in the consolidated balance sheets if the tax position is more likely than not to be sustained upon examination, based on the technical merits of the position. Interest and penalties, if any, are included in tax expense in the consolidated statements of revenue, costs, and changes in Institute net assets. As of September 30, 2024, and 2023, the Institute had no uncertain tax positions that qualify for recognition or disclosure in the consolidated financial statements. Central America and the Caribbean - Antigua & Barbuda, Aruba, Bahamas, 11 143 Program Services Research of Economic&Social,Education,Energy,Governance&Economics,Health 23259973 East Asia and the Pacific - Australia, Brunei, Burma, Cambodia, 34 533 Program Services Research of Economic&Social,Education,Energy,Governance&Economics,Health 63042883 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium 0 158 Program Services Research of Economic&Social,Education,Energy,Governance&Economics,Health 34299488 Middle East and North Africa - Algeria, Bahrain, Djibouti, Egypt, 1 47 Program Services Research of Economic&Social,Education,Energy,Governance&Economics,Health 4076072 Russia and Neighboring States - Armenia, Azerbijan, Belarus, 0 71 Program Services Research of Economic&Social,Education,Energy,Governance&Economics,Health 7457673 South America - Argentina, Bolivia, Brazil, Chile, Columbia, Ecuador, 0 2 Program Services Research of Economic&Social,Education,Energy,Governance&Economics,Health,Tech 648877 South Asia - Afghanistan, Bangladesh, Bhutan, India, Maldives, Nepal, 0 176 Program Services Research of Economic&Social,Education,Energy,Governance&Economics,Health 13960520 Sub-Saharan Africa - Angola, Benin, Botswana, Burkina Faso, 50 836 Program Services Research of Economic&Social,Education,Energy,Governance&Economics,Health 189722783 North America - Canada and Mexico, but not the United States 0 27 Program Services Research of Economic&Social,Education,Energy,Governance&Economics,Health 4940915 Sub-Saharan Africa - Angola, Benin, Botswana, Burkina Faso, Grantmaking 12251 Central America and the Caribbean - Antigua & Barbuda, Aruba, Bahamas, Grantmaking 36908 East Asia and the Pacific - Australia, Brunei, Burma, Cambodia, Grantmaking 7046 South Asia - Afghanistan, Bangladesh, Bhutan, India, Maldives, Nepal, Grantmaking 96 1966 0 27 96 1993 336468269 4997120 341465389 East Asia and the Pacific General Support 7046 0 Sub-Saharan Africa General Support 12251 0 Central America and the Caribbean General Support 36908 0 1 0 1 0 0 1 Schedule F, Part I, Line 1 RTI's International development program services are not in the nature of grantmaking. See Part III, line 4(b) of the Form 990. Schedule F, Part I, Line 2 RTI is committed to improving the human condition and helping people by giving back to the communities where we are located. As described in Schedule I, RTI seeks recommendations for worthy charitable causes. During FY24 RTI contributed to the following communities: RTI contributed $3,500 to Asturias Maldonado Foundation in Central America to advance a model PreK-12 school in which students graduate with employable skills, are self-reliant and contribute to the economic growth of their communities. RTI contributed $3,500 to Fundacin de Nios Artistas de Guatemala (Fotokids) in Central America to stimulate leadership roles of young people in areas affected by poverty and gang violence. Transform and empower students through vocational training in technology and art, along with traditional education scholarships, creating new opportunities and tools that give them a definite advantage when seeking employment. RTI contributed $3,500 to FUNDACION MARA DEL CRMEN DE LA RIVA RMILA, Funmariart in Central America to promote access to quality education and empower students who face economic barriers to achieve their academic and career goals. RTI contributed $3,500 to Margarita Tejada Foundation for persons with Down Syndrome in Central America to generate opportunities for full development with inclusion for people with Down Syndrome. RTI contributed $3,500 to Tree House Family in Africa to work towards empowering orphans and vulnerable children through provision of services such as education, shelter, food, healthy services and love. 1 UNITED WAY 2400 Perimeter Park Dr Ste 150 Morrisville NC 27560 561949103 501(c)(3) 81983 0 General Support AMERICAN RED CROSS 4737 University Dr Durham NC 27717 580603132 501(c)(3) 10000 0 General Support FOOD BANK OF CENTRAL NORTH CAROLINA 3808 Tarhell Dr Raleigh NC 27609 561283426 501(c)(3) 7500 0 General Support AMERICAN NATIONAL RED CRO 431 18th Street NW Washington DC 20006 530196605 501(c)(3) 101325 0 General Support UNIVERSITY OF WYOMING FOUNDATION 222 S 22ND ST Laraime WY 82070 830201971 501(c)(3) 10000 0 General Support PROJECT CURE 10377 E Geddes Ave Centennial CO 80112 841568566 501(c)(3) 40000 0 General Support 6 0 Schedule I, Part I, Line 2 Consistent with our mission, RTI is committed to helping people by giving back to the communities where we are located, when possible. RTI has a process for making annual contributions at the corporate level to charitable causes. The process, governed by annual budget and consistent giving criteria, seeks staff recommendations for worthy recipient organizations. The Community Partnerships Board reviews the contributions proposed by the staff and makes a recommendation to the CEO and CFO who make the final decisions. The decisions are reported to the staff, thereby setting the program for the fiscal year. In the fourth quarter of the fiscal year, the CEO and CFO, in consultation with the Corporate Affairs, review the programs, lessons learned and prospects for its evolution. RTI also supports the United Way's mission to improve people's lives by mobilizing the caring power of communities. As part of this effort, RTI holds an annual United Way campaign in the fall, grants an annual corporate contribution to Triangle United Way, as well as, regional United Way offices, provides year round donor education and comunication and participates in local United Way efforts when possible. In addition, RTI supports educational initiatives related to our exempt purpose through the corporate sponsorship program. Schedule I, Part II, Line I X 1 1 X X X X X X 1 1 0 0 0 0 0 1 1 0 T Gabel President 860497 0 404865 0 46883 0 157482 0 55672 0 1525399 0 93388 0 M Kaelin Jr Vice President & CFO 615011 0 316551 0 25847 0 106753 0 58882 0 1123044 0 95990 0 J FrancisFormer Former Board Member 26750 734226 0 246606 0 0 0 40376 0 17483 26750 1038691 0 0 P Weisenfeld Vice President 548124 0 289355 0 21064 0 97985 0 30398 0 986926 0 89579 0 G Story Secretary 536093 0 280380 0 20561 0 94636 0 49886 0 981556 0 84945 0 J Elguera Vice President 424636 0 199949 0 8522 0 76299 0 59282 0 768688 0 0 0 A Roussel Vice President 469609 0 150959 0 14917 0 49279 0 48241 0 733005 0 0 0 J Lodge Board Member 62750 569239 0 0 0 20400 0 40376 0 17812 62750 647827 0 0 W Fairfax Vice President 418890 0 137046 0 8746 0 72570 0 56966 0 694218 0 0 0 C Simmons Divisional Director 391253 0 226270 0 7263 0 0 0 56732 0 681518 0 0 0 A Gallimore Board Member 13375 481278 0 97405 0 11332 0 40376 0 20032 13375 650423 0 0 S Earnshaw Divisional Director 364367 0 183595 0 4507 0 0 0 61827 0 614296 0 0 0 H Speizer Divisional Director 91414 0 0 0 495431 0 0 0 11175 0 598020 0 0 0 W Arden Board Member 72000 512279 0 0 0 0 0 0 0 0 72000 512279 0 0 A Helwig Former Former Vice President 543799 0 0 0 1045 0 0 0 33313 0 578157 0 84240 0 T Steelman New 1242023 Board Member 0 478055 0 0 0 22500 0 40376 0 20636 0 561567 0 0 H Martin Board Member 104500 433848 0 0 0 0 0 0 0 0 104500 433848 0 0 F Gilliam Board Member 72000 451926 0 0 0 0 0 0 0 0 72000 451926 0 0 P Gordon-Larsen Board Member 74000 445271 0 0 0 0 0 0 0 0 74000 445271 0 0 A Bir Divisional Director 394430 0 88873 0 6108 0 0 0 28921 0 518332 0 0 0 C Hill Divisional Director 368680 0 84304 0 8481 0 0 0 54489 0 515954 0 0 0 C Buchholtz Assistant Secretary 330108 0 87699 0 2301 0 0 0 59546 0 479654 0 0 0 E Sax Treasurer 325093 0 80495 0 2252 0 0 0 48024 0 455864 0 0 0 C Cornwell Vice President 295235 0 66465 0 1288 0 0 0 45048 0 408036 0 0 0 A Mangel Former Former Vice President 274460 0 0 0 4635 0 0 0 27509 0 306604 0 92545 0 Part I, Line 1a Exclusively for its business purposes, RTI maintains memberships to two business clubs, where leaders in industry and business gather. No taxable income has been imputed to the senior executives who use these RTI club memberships exclusively for RTI business purposes. Part I, Lines 4a-b 4a. A. Helwig received severance payments totaling $266,185 in 2023. The severance payments are included in the amounts reported on Schedule J. 4b. The Institute implemented a long term incentive plan designed to reward executives to ensure the organization's finances are strong and to retain executives. This plan recognizes that the executives' total compensation is below market. Rather than increasing salaries, annual incentives or supplemental retirement benefits, the Board implemented a cash based retention plan which is dependent on the Institute's continued strong performance. Amounts paid and accrued during the calendar year 2023 are as follows: T. Gabel $386,996, M. Kaelin $328,810, P. Weisenfeld $305,211, G. Story $291,142, A. Mangel $92,545, A. Helwig $84,240, A.Roussel $49,279, J. Elguera $45,369, and W. Fairfax $43,883. These amounts include payments totaling $540,687 which were accrued and reported in prior years as deferred compensation. Part I, Line 7 RTI maintains variable compensation plans which are reviewed and approved annually by the Compensation Committee of the Board, as well as the full Board, to establish appropriate measurable targets and objectives along with incentive amounts. Actual performance under the plans is reviewed after the performance period and approved by the Compensation Committee and full Board as well. Amounts paid under these plans during the calendar year 2023 are as follows: T. Gabel $268,739, M. Kaelin $190,364, P. Weisenfeld $171,083, G.Story $168,819, A. Roussel $150,840, J. Eluera $139,949, W. Fairfax $137,046, C. Simmons $93,770, A. Bir $88,452, C. Hill $84,176, S. Earnshaw $81,965, C. Buchholtz $75,079, E. Sax $72,866, C. Cornwell $65,925, L. Dimitropoulos $41,173. Part I, Line 8 RTI recruits its executive leadership from the national labor market, and this practice can introduce variability into each executive's initial compensation package. Accordingly, amounts were paid and accrued during the 2023 calendar year that emanated from RTI's offer of employment to certain executives and these items were included in the executive's employment agreement with RTI. Amounts paid were reported as taxable income and are included in the 2023 bonus or other compensation columns for each executive that received such payment. Any unpaid accruals are included in the deferred compensation column. A Durham County Industrial Facilities & Pollution Control Financing Authority 561379535 266711AA8 2007-11-29 40560000 Finance construction of office buildings and parking deck 0 0 0 B Durham County Industrial Facilities & Pollution Control Financing Authority 561379535 266711AC4 2010-02-18 24999384 Finance construction of office buildings and parking deck 0 0 0 A 41187495 333770 40853725 2008 0 0 1 1 B 25000732 340956 24659776 2011 0 0 1 1 A 0 1 0 1 0 0.00000 0.00640 0.00640 1 0 1 B 0 0 0 1 0 0.00000 0.00000 0.00000 1 0 1 A 0 0 1 0 1 0 0 0 1 B 0 0 1 0 0 0 0 0 1 A 1 B 1 Schedule K, Part II, Line 3 (a) Investment Earnings: $627,495 (b) Investment Earnings: $1,348 X Costshare 0 18431971 Cost X Costshare 3 930187 Cost 0 1 0 Form 990, Part III, Line 4a HEALTH RESEARCH is our largest single field of study, encompassing research that ranges from studies of the human genome and the development of new drug compounds to national surveys of health behaviors and the implementation of global health programs. Our activities in DRUG DISCOVERY AND DEVELOPMENT include working with pharmaceutical companies and government agencies to bring new medicines to market, and to ensure the safety and efficacy of those in the marketplace. As part of a comprehensive EDUCATION AND TRAINING RESEARCH program, our experts conduct rigorous studies used to assess and improve the quality of early development, education, and employment programs in the United States and many other countries. We also provide training solutions for forensic scientists and law enforcement. RTI is a leader in SURVEY RESEARCH and SURVEY STATISTICS. With a staff of highly skilled researchers using advanced data collection systems and techniques, we offer broad-based survey services for public and private sector studies. Our SURVEY RESEARCH SERVICES include study design, instrument development and evaluation, pretests and pilot studies, mail surveys, telephone surveys, face-to-face field surveys, Web surveys, records abstraction, collection of biological specimens, mixed-mode surveys, subject tracing, focus groups, and health registries. Our STATISTICS RESEARCH experts conduct complex statistical analyses to support wide ranging research programs in both laboratory and social sciences as well as ensure the quality, validity, and reliability of our research products and results by applying quality control and assurance procedures from sampling design through data collection and analysis. Our multidisciplinary ECONOMIC & SOCIAL RESEARCH team includes experts in economics, demography, health, education, urban planning, and public financing. We provide independent, objective information and analyses that help to inform and improve public policy discourse and advance economic and social development decision making in technology, economics and policy, crime and justice, and food and nutrition policy. We provide ADVANCED TECHNOLOGY RESEARCH & DEVELOPMENT services through the identification, development, application, and transfer of leading-edge technologies in areas including Materials Science; Electronics; Microfabrication; Information Technology; Innovation Advising; and Technology Economics & Policy. Our ENERGY RESEARCHERS develop advanced energy technologies to address today's significant energy challenges, such as climate change, energy security, energy efficiency, sustainability, and water conservation. Our research supports national and worldwide goals of reliable, sustainable, economically viable, and secure energy supplies. We are a leading provider of ENVIRONMENTAL RESEARCH SERVICES for the U.S. Environmental Protection Agency and other government agencies. We conduct large-scale environmental management projects for both government and industry, helping them make critical policy and regulatory decisions. Our LABORATORY & CHEMISTRY SERVICES support RTI research with state-of-the-art instrumentation, technologies, and processes. Our lab specifications and procedures emphasize quality control and excellence at every level of activity to meet the expectations and needs of our clients. Form 990, Part III, Line 4b INTERNATIONAL DEVELOPMENT Our experts in international development are dedicated to improving the human condition in developing countries. With more than 1,500 international development staff members based around the world, we deliver advisory and training services at the national, sub-national, and local government levels, providing institutional development through the transfer of analytical tools and methods. We often work in multidisciplinary teams that cut across traditional sector boundaries. Our clients include the United States Agency for International Development, Asian Development Bank, World Bank, Inter-American Development Bank, and several agencies of the United Nations, as well as foundations and other regional and international organizations. Our INTERNATIONAL DEVELOPMENT service areas include Governance & Stabilization; International Education; International Environmental Services; Global Health; Information & Communication Technology; and Monitoring & Evaluation. Form 990, Part VI, Section A, line 2 T. Darden & R. Ingram Business Relationship; T. Darden & C. Shaffer Business Relationship; R. Ingram & C. Shaffer Business Relationship; H. Martin & P. Gordon-Larsen Business Relationship; H. Martin & W. Arden Business Relationship; H. Martin & H. Ragland Business Relationship; H. Martin & F. Gilliam Business Relationship; C. Shaffer & R. Ingram Business Relationship; J. Lodge & T. Steelman Business Relationship; J. Lodge & A. Gallimore Business Relationship; H. Ragland & P. Scott Business Relationship, P.Gordon-Larsen & C. Buchhotz Business Relationship Form 990, Part VI, Section A, line 6 Research Triangle Institute is a non-profit corporation incorporated under the laws of the State of North Carolina. The Members of the corporation include the persons who at the time occupy the following positions: President, The University of North Carolina, Duke University: one member of the Board of Trustees of Duke University, appointed by the Chair of the Board of Trustees of Duke University, for one or more terms of three years; and one member of the Board of Governors of the University of North Carolina, appointed by the Chair of the Board of Governors of the University of North Carolina, for one or more terms of three years. The members shall elect the Governors, review and act on fundamental corporate transactions approved by the Governors, and take such other actions as may be required by law. No part of the earnings of the corporation shall insure to the benefit of any member or individual. Form 990, Part VI, Section A, line 7a The members shall elect the Governors as described in the Bylaws of the Corporation. Form 990, Part VI, Section A, line 7b The members shall review and act on fundamental corporate transactions approved by the Governors and take such other actions as may be required by law. Fundamental corporate transactions are described in the Articles of Incorporation. Form 990, Part VI, Section B, line 11b The Form 990 with required schedules was provided to the full Board of Governors prior to filing via posting on RTI's hosted board communication solution, Director's Desk. In addition, RTI management reviewed the process and steps undertaken in completing the form with the Audit and Compensation Committees of the Board, including a review of the full Form 990 with the Audit committee prior to dissemination to the full Board. Form 990, Part VI, Section B, line 12c Members of the Board of Governors, Officers and Key Employees are required to complete an annual conflict of interest disclosure in accordance with the organization's policies and procedures. Each disclosure is reviewed by the Audit Committee Chair, Chair of the Board of Governors, or the Chief Ethics Officer to determine whether a conflict of interest exists and if so, whether it appears to be significant and may warrant further review or recusal according to the standards and guidelines of the policy. Form 990, Part VI, Section B, line 15 Each year, Research Triangle Institute (the Institute) management seeks the review and approval of the Institute's Compensation Committee and Board of Governors (Board) to ensure that the total compensation packages for its Chief Executive Officer (CEO) and other senior executives listed below are reasonable. The CEO and other senior executives are not involved in the Compensation Committee and Board's decision regarding reasonableness of the executive compensation packages. The Compensation Committee and the Board use independent compensation surveys conducted by nationally recognized independent firms. The independent survey includes compensation paid by comparable institutions (taxable as well as non-taxable) for functionally comparable positions and in comparable positions and in comparable geographic labor markets. The Compensation Committee and Board also uses an independent executive compensation consulting firm to review the survey data and provide comments opining on the reasonableness of the compensation for the Institute's senior executives. In 2023 and 2024, the study covered the following executive positions: T. Gabel, President and CEO, A. Mangel, Former Executive Vice President, Health Solutions, G. Story, Chief Legal Counsel and Government Affairs, M. Kaelin, Chief Financial Officer, P. Weisenfeld, Executive Vice President, International Development Group, A. Roussel, Executive Vice President, Social, Statistical and Environmental Sciences, J. Elguera, Executive Vice President and Chief Information Officer, W. Fairfax, Executive Vice President and Chief Human Resources Officer, A. Helwig, Former Executive Vice President Commercial Health. Also included in the independent review were the following positions: C. Cornwell, Vice President and Corporate Controller and E. Sax, Senior Vice President Form 990, Part VI, Section C, line 19 The organization makes its governing documents, conflict of interest policy and financial statements available to the public upon request. Form 990, Part VI, Section B, Line 16b RTI and its staff belong to and participate in consortiums and associations that are consistent with RTI's mission to improve the human condition. These affiliations are neither in form nor substance a joint venture for federal income taxation. While RTI has not entered into a joint venture with a taxable entity, RTI has adopted a joint venture policy in order to evaluate its participation for federal income tax purposes. Additionally, certain federal contracts are awarded on a cost share basis whereby a cost share subcontractor reimburses RTI for a percentage of the total contract costs. Cost share arrangements exist primarily with unrelated taxable entities. Form 990, Part VII, Section A, Line 1b RTI was established in 1958 by Duke University and the University of North Carolina System as the founding tenant of Research Triangle Park in North Carolina. It has grown into one of the world's leading independent nonprofit research organizations and is dedicated to conducting research and development that improves the human condition by turning knowledge into practice. Based on RTI's corporate governance structure, compensation of those Board Members employed by supported organizations (i.e. Duke and UNC System) is reported in column (E) and was obtained from the 990 information request questionnaire that was distributed to these listed persons and Duke University. These amounts were paid by either Duke Universiy or The University of North Carolina (UNC System). Given the supporting relationship with these universities, RTI is requested to report these amounts; however, RTI has no influence over this compensation. Form 990, Part IX, line 11g Subcontractors & Consultants: Program service expenses 369,008,055. Management and general expenses 2,236,452. Fundraising expenses 0. Total expenses 371,244,507. Other Services: Program service expenses 112,699,445. Management and general expenses 9,357,572. Fundraising expenses 0. Total expenses 122,057,017. Passthroughs: Program service expenses 26,361,367. Management and general expenses 0. Fundraising expenses 0. Total expenses 26,361,367. Form 990, Part XI, line 9: Pension related changes 1,145,130. George Watts HIll Fund-Unrealized Gains (Permanently Restricted) 245. George Watts HIll Fund-Other Income (Temporarily Restricted) -260,344. Award Release -9,230. Research Triangle Institute International LLC PO Box 12194 Research Triangle Park NC 27709 861462156 Scientific Research and Development NC -272093 125531 Research Triangle Institute Duke University 2138 Campus Drive Durham NC 27708 560532129 University NC 501(c)(3) Line 2 0 The University of North Carolina University of North Carolina Chapel Hill NC 27599 566001393 University NC 501(c)(3) Line 2 0 Research Triangle Institute Global Inc 3040 Cornwallis Road Research Triangle Park NC 27709 472500213 Scientific research and development NC Research Triangle Institute C 478 1.00000 1 Research Triangle Institute Global India Private Limited F22 667 IIND Floor Ganesh Nagar II New Delhi IN 110092 Scientific research and development IN Research Triangle Institute C -498558 2544086 0.99990 1 RTI Syntegrity Inc 3040 Cornwallis Road Research Triangle Park NC 27709 812649493 Business Services NC Research Triangle Institute C -704 241013 1.00000 1 International Resources Group Ltd 3040 Cornwallis Road Research Triangle Park NC 27709 112777542 Consulting NC Research Triangle Institute C -227458 508500 1.00000 1 RTI Health Solutions France SAS 14 rue Rhin et Danube Lyon FR 69009 Health Research FR Research Triangle Institute C 56996 180502 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 1 Research Triangle Institute Global India Private Limited L 192710 Cash Value Duke University N 410000 Cash Value RTI Health Solutions France SAS S 945660 Cash Value