2020-06-29T13:32:25-05:00 2019-06-30 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1400 BELLEVUE WA 98004 990PF 2018-07-01 911160492 WASHINGTON RESEARCH LICENSING FOUNDATION WASH 2063365539 2815 EASTLAKE AVENUE EAST NO 300 SEATTLE WA 98102 JEFF EBY CFO 2063365539 2020-06-25 1 JENNIFER BECKER HARRIS P00183358 4254544919 2020-06-25 2018 2022-09-23 18:48:47Z X 39950241 X X 152223 152223 645281 646275 294208 294208 47232 964750 9806242 6137700 185783 180211 2242245 7410617 849817 227898 621919 1435261 544716 886728 556224 194272 360629 44089 15399 38706 85865 29990 58015 248137 61966 191117 17925 1612 2525 20613 7200 348172 120606 230217 136376 63060 73316 1733 605 1128 677599 490827 187647 4421811 1758151 2651947 9598246 507500 14020057 1758151 3159447 -11777812 5652466 888106 803905 803905 10935687 3676851 3676851 277 8791 277 277 363463 0 729206 363463 363463 928473 858732 858732 26051987 25543413 25543413 8220861 6338736 6338736 748187 662483 69252 85704 85704 3763973 2279160 2279160 51596336 39950241 39950241 3670961 4004029 275000 225000 3945961 4229029 X 47650375 35721212 47650375 35721212 51596336 39950241 47650375 -11777812 0 35872563 151351 35721212 915 LABS LLC P 2482 2482 2482 CAPITAL GAIN ON SALE OF EQUIPMENT P 9570 5306 4264 4264 CAPITAL GAIN ON EXEMPT USE ASSETS P 4696394 2764411 1931983 1931983 CLASS ACTION PROCEEDS P 2114 2114 2114 ARCH VI P 260160 139508 120652 120652 SHIPPABLE P 311349 179731 131618 131618 UPTAKE P 20231 2377764 -2357533 -2357533 SNUPI P 6115 6115 6115 ALLIANCE OF ANGELS - PASS THROUGH P 1185 1185 1185 ARCH VI - PASS THROUGH P 547495 -547495 -547495 ARCH VII - PASS THROUGH P 6842315 6842315 6842315 6137700 0 2463248 44025811 0.055950 3174685 45323912 0.070044 2610241 47098908 0.055420 3101045 86663497 0.035783 2063552 49381904 0.041788 0.258985 0.051797 40163621 2080355 56525 2136880 3201827 X 56525 0 56525 0 56525 160144 0 0 160144 X 0 103619 103619 0 0 0 0 0 0 0 0 0 0 0 1 1 WA 1 0 0 1 0 1 WWW.WRFSEATTLE.ORG JEFF EBY 2063365539 2815 EASTLAKE AVE E 300 SEATTLE WA 98102 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 RONALD HOWELL 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 CEO & PRESIDENT 40.00 439869 46559 0 JEFF EBY 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 CFO/TREASURER/SECRETARY 40.00 336948 27229 0 C KENT CARLSON 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 CHAIRMAN 4.00 13000 0 0 ADRIANE BROWN 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 4000 0 0 JACQUELINE BRAINARD EMAMI 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 8000 0 0 TOM CABLE 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 7000 0 0 KEVIN CABLE 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 4000 0 0 SUE COLITON 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 8000 0 0 DR DAVID GALAS 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 7000 0 0 BROOKS SIMPSON 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 13000 0 0 JAMES R UHLIR 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR 2.00 9000 0 0 LORETTA L LITTLE 2815 EASTLAKE AVE EAST SUITE 300 SEATTLE WA 98102 MANAGING DIRECTOR 40.00 317864 47361 0 BETH G ETSCHEID 2815 EASTLAKE AVE EAST SUITE 300 SEATTLE WA 98102 DIRECTOR OF RES. COM 40.00 297864 55541 0 WILLIAM CANESTARO 2815 EASTLAKE AVE EAST SUITE 300 SEATTLE WA 98102 MANAGER, STRATEGIC I 40.00 239430 40535 0 KIMBERLY EMMONS 2815 EASTLAKE AVE EAST SUITE 300 SEATTLE WA 98102 MANAGER, RESEARCH & 40.00 228770 42234 0 MORGAN HELLAR 2815 EASTLAKE AVE EAST SUITE 300 SEATTLE WA 98102 ANALYST 40.00 146425 31839 0 2 EMBER ONE 1137-B 25TH AVE SEATTLE WA 98122 SYSTEMS SUPPORT SERVICES 110365 CLARK NUBER PS 10900 NE 4TH ST STE 1400 BELLEVUE WA 98004 AUDIT/TAX SERVICES 85865 YONGMIN KIM 4431 NE 189TH PL LAKE FOREST PARK WA 98155 GRANTS EVALUATION 62490 K&L GATES 925 FOURTH AVE STE 2900 SEATTLE WA 98104 LEGAL SERVICES 60391 STEVEN G LISA LTD 401 N MICHIGAN AVE 1200 CHICAGO IL 60611 LEGAL SERVICES 56875 1 ASSIST ELIGIBLE INSTITUTIONS TO APPLY FOR PATENTS RELATED TO DISCOVERIES, INVENTIONS, AND PROCESSES RESULTING FROM THEIR RESEARCH AND TO MANAGE PATENT RIGHTS. (RELATED GRANTS: $22,800) 454169 PROMOTE, ENCOURAGE, AND SUPPORT SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS. (RELATED GRANTS: $484,700) 1199885 0 25668805 8248855 8388733 42306393 0 0 42306393 2142772 40163621 2008181 2008181 56525 56525 1951656 6946 1958602 0 1958602 3159447 0 42380 3201827 56525 3145302 1958602 592682 0 0 3201827 592682 0 0 1958602 650543 0 0 650543 0 0 0 0 0 0 0 650543 650543 X UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) SEIBEL: COREVIEW DEMO SYSTEM 15700 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) OFFICE OF DIVERSITY & AWARENESS- STARS WISE 50000 WASHINGTON STATE UNIVERSITY PO BOX 641025 PULLMAN WA 91664 NONE GOV - 170(C)(1) TEAM MENTORING PROGRAM 25000 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) CIE SCIENCE TECHNOLOGY SHOWCASE (SEBA) 300 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) FACULTY EXCELLENCE AWARDS IN ELECTRICAL ENG 40000 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) HEWITT MATH FELLOWSHIP 50000 WASHINGTON STATE UNIVERSITY PO BOX 641025 PULLMAN WA 91664 NONE GOV - 170(C)(1) GOZEN: INTELLIBRA 10000 WASHINGTON STATE UNIVERSITY PO BOX 641025 PULLMAN WA 91664 NONE GOV - 170(C)(1) GERSTNER: FLY SCREENING ASSAYS 50000 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) LIU: 3D PATHOLOGY LUNG CANCER 8500 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) HEALTH INNOVATION CHALLENGE PRIZE 7500 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) HEALTH INNOVATION CHALLENGE PROTOTYPE FUND 10000 INSTITUTE FOR SYSTEMS BIOLOGY 401 TERRY AVE N SEATTLE WA 98109 NONE PC - 509(A)(1) OR (2 HADLOCK: PERSONALIZED RISK PREDICTION FOR SEPSIS 50000 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) DAGGETT: SOBA: AN EARLY DIAGNOSTIC TEST FOR ALZHEIMERS 50000 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) CIE BUSINESS PLAN COMPETITION 5000 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) DR, DAVID GINGER, RETENTION AT CLEAN ENERGY INST 35000 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) BAKER: PEPTIDES FOR IBD 50500 WASHINGTON STATE UNIVERSITY PO BOX 641025 PULLMAN WA 91664 NONE GOV - 170(C)(1) GUPTA: BATTERY-LESS MONITOR 50000 WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 NONE PF - PRIVATE FOUNDAT GENERAL OPERATING SUPPORT 10937 WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 NONE PF - PRIVATE FOUNDAT CAPITAL GRANT OF ASSETS, GENERAL OPERATIONAL SUPPORT 9129809 WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 NONE PF - PRIVATE FOUNDAT PORTION OF GRANTS PAID TREATED AS A DISTRIBUTION OF CORPUS UNDER TREAS. REG. 53.4942(A)-3. -9140746 507500 UNIVERSITY OF WASHINGTON 311 GERBERDING HALL BOX 351210 SEATTLE WA 98199 NONE GOV - 170(C)(1) OFFICE OF DIVERSITY & AWARENESS- STARS WISE 50000 50000 14 152223 14 645281 47232 18 -971497 1936247 ROYALTY & LICENSE 183101 REIMBURSEMENTS 01 2682 0 -171311 2166580 1995269 5B RENTAL INCOME FROM PROGRAM RELATED ENTITIES 8 CAPITAL GAINS FROM EXEMPT ASSETS 11A ROYALTY AND LICENSINGS FROM PROGRAM RELATED ACTIVITIES 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 85865 29990 58015 PURSUANT TO SEC. 53.4942(A)-2(C)(3)(IV), WASHINGTON RESEARCH LICENSING FOUNDATION NEEDS AN ADDITIONAL AMOUNT OF CASH TO COVER ITS CURRENT OPERATING AND ADMINISTRATIVE EXPENSES, AND OTHER NORMAL CURRENT DISBURSEMENTS DIRECTLY CONNECTED WITH THE FOUNDATION'S CHARITABLE ACTIVITIES. BASED ON AN ANALYSIS OF CURRENT YEAR NET CASH FLOW FROM OPERATING ACTIVITIES, THE ORGANIZATION REQUIRES A LARGER AMOUNT OF CASH FOR ITS CHARITABLE ACTIVITIES. THE ORGANIZATION REQUIRES $2,142,772 OF CASH TO MEET ITS OPERATING AND CHARITABLE ACTIVITIES AND TO SPLIT ITS ROYALTY/LICENSING FEE OBLIGATIONS FROM THE PATENTED RESEARCH WITH THE UNIVERSITY OF WASHINGTON AND OTHER TECHNOLOGY CO-OWNERS. WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 2018-06-30 1595142 (A) TO BENEFIT EDUCATIONAL INSTITUTIONS OF THE STATE OF WASHINGTON OR PRIVATE EDUCATIONAL OR SCIENTIFIC RESEARCH INSTITUTIONS LOCATED WITHIN THE STATE OF WASHINGTON THAT ARE EXEMPT FROM INCOME TAXATION UNDER SECTION 501(C)(3) OF THE CODE, ALL OF WHICH ARE HEREIN REFERRED TO AS "ELIGIBLE INSTITUTIONS;(B) TO PROMOTE, ENCOURAGE AND AID SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS; TO PROVIDE OR ASSIST IN PROVIDING MEANS BY WHICH THEIR SCIENTIFIC DISCOVERIES, INVENTIONS AND PROCESSES MAY BE DEVELOPED, APPLIED AND PATENTED; TO PROMOTE UTILIZATION OR DISPOSITION OF SUCH DISCOVERIES, INVENTIONS AND PROCESSES AND PATENT RIGHTS OR INTERESTS THEREIN TO PROVIDE FUNDS FOR AND TO STIMULATE AND PROMOTE FURTHER INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS;(C) TO DISTRIBUTE THE ASSETS FOR SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS; AND(D) TO USE AND ADMINISTER GIFTS, GRANTS, BEQUESTS, AND DEVICES FOR THE BENEFIT OF ELIGIBLE INSTITUTIONS. 1595142 NONE 5/3/2019, 5/8/2020 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 2019-06-30 9129809 (A) TO BENEFIT EDUCATIONAL INSTITUTIONS OF THE STATE OF WASHINGTON OR PRIVATE EDUCATIONAL OR SCIENTIFIC RESEARCH INSTITUTIONS LOCATED WITHIN THE STATE OF WASHINGTON THAT ARE EXEMPT FROM INCOME TAXATION UNDER SECTION 501(C)(3) OF THE CODE, ALL OF WHICH ARE HEREIN REFERRED TO AS "ELIGIBLE INSTITUTIONS;(B) TO PROMOTE, ENCOURAGE AND AID SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS; TO PROVIDE OR ASSIST IN PROVIDING MEANS BY WHICH THEIR SCIENTIFIC DISCOVERIES, INVENTIONS AND PROCESSES MAY BE DEVELOPED, APPLIED AND PATENTED; TO PROMOTE UTILIZATION OR DISPOSITION OF SUCH DISCOVERIES, INVENTIONS AND PROCESSES AND PATENT RIGHTS OR INTERESTS THEREIN TO PROVIDE FUNDS FOR AND TO STIMULATE AND PROMOTE FURTHER INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS;(C) TO DISTRIBUTE THE ASSETS FOR SCIENTIFIC INVESTIGATION AND RESEARCH AT ELIGIBLE INSTITUTIONS; AND(D) TO USE AND ADMINISTER GIFTS, GRANTS, BEQUESTS, AND DEVICES FOR THE BENEFIT OF ELIGIBLE INSTITUTIONS. 9129809 NONE 5/8/2020 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST SUITE 300 SEATTLE WA 98102 2019-06-30 10937 GENERAL OPERATIONAL SUPPORT TO WASHINGTON RESEARCH LICENSING FOUNDATION (EIN:91-1160492). 10937 NONE 5/8/2020 THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. CORPORATE STOCK 25543413 25543413 OTHER INVESTMENTS FMV 6338736 6338736 LEASEHOLD IMPROVEMENTS 359131 292725 66406 66406 EQUIPMENT 207774 189887 17887 17887 FURNITURE & FIXTURES 181282 179871 1411 1411 LEGAL FEES 44089 15399 38706 ACCRUED LICENSING FEES 3763973 2279160 2279160 UNREALIZED LOSS ON INVESTMENTS 151351 OFFICE EQUIPMENT & COMMUNICATIONS 45391 15854 30385 VENTURE CENTER 246976 246976 0 REFERENCE MATERIALS 44804 15650 29314 INSURANCE 46486 16236 30250 OFFICE SUPPLIES 27319 9542 17785 BANK CHARGES 635 635 0 SPONSORSHIPS 2500 0 2500 RESEARCH EXPENSE 263488 183101 77413 EQUITY PARTNERSHIPS 0 2833 0 INCOME FROM EQUITY PARTNERSHIPS -2890 ROYALTY & LICENSE 183101 183101 183101 REIMBURSEMENTS 2682 2682 PROFESSIONAL FEES 245830 59659 191117 INVESTMENT MANAGEMENT FEES 2307 2307 0 OTHER TAXES 2510 0 2510 UBI TAXES 10800 0 0 PROPERTY TAX 4615 1612 15 WASHINGTON RESEARCH FOUNDATION 2815 EASTLAKE AVENUE EAST 300 SEATTLE WA 98102 464108573 CAPITAL GRANT OF ASSETS AND GENERAL OPERATIONAL SUPPORT 9140746 9140746