2020-12-22T13:42:17-06:00 2019-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2018-07-01 237013149 PHOENIX HOUSE FOUNDATION INC PHOE 7182226649 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 MARK G WHITE PRESIDENT 7182226649 2020-12-21 1 MAGDALENA M CZERNIAWSKI P00535099 2125038800 2020-12-21 2018 2022-09-23 18:48:47Z X MARK G WHITE 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 55821494 0 X WWW.PHOENIXHOUSE.ORG X 1968 NY WE ARE PASSIONATE ABOUT HEALING INDIVIDUALS, FAMILIES AND COMMUNITIES CHALLENGED BY SUBSTANCE USE DISORDERS AND RELATED MENTAL HEALTH CONDITIONS. 3 3 65 3 0 0 369166 0 0 0 674391 29781278 3096109 1827400 4139666 31608678 0 0 0 0 8171012 1830745 0 0 356783 1885069 6222617 10056081 8053362 -5916415 23555316 73823867 14412007 46405677 16403526 27418190 -1991519 WE ARE PASSIONATE ABOUT HEALING INDIVIDUALS, FAMILIES AND COMMUNITIES CHALLENGED BY SUBSTANCE USE DISORDERS AND RELATED MENTAL HEALTH CONDITIONS. 0 0 614762 30587240 PHOENIX HOUSE FOUNDATION PROVIDES ADMINISTRATIVE SERVICES TO ITS OPERATING AFFILIATES IN TEN STATES. THESE SERVICES ENABLE PHOENIX HOUSE FOUNDATION TOGETHER WITH ITS AFFILIATES TO ACHIEVE ITS MISSION RESULTS BY OPERATING APPROXIMATELY 114 TREATMENT PROGRAMS ACROSS TEN STATES PLUS THE DISTRICT OF COLUMBIA, SERVING MORE THAN 13,000 MEN, WOMEN, AND ADOLESCENTS, SAFEGUARDING YOUTH, STRENGTHENING FAMILIES AND ENABLING THOSE TRAPPED IN DEPENDENCY TO CONFRONT ADDICTION AND TO ACHIEVE AND SUSTAIN RECOVERY. THESE EXPENSES ARE ASSOCIATED WITH SUPPORT SERVICES FOR TREATMENT, HEALTHCARE, EDUCATIONAL AND RESEARCH ACTIVITIES. PHOENIX HOUSE FOUNDATION PROVIDED THESE ADMINISTRATIVE SERVICES UNTIL THE 3/31 DISSOLUTION OF THE SOLE MEMBER. 614762 1 0 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 24 0 1 65 1 0 0 0 0 0 0 0 0 0 0 0 0 X 3 3 0 0 1 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 NY X MARK G WHITE - PRESIDENT 7182226649 34-01 VERNON BLVD LONG ISLAND CITY NY 11101 ROBERT HOWE DIRECTOR 1.00 X 0 0 0 TOM JASPER CHAIR 1.00 X X 0 0 0 WILLIAM RIFKIN DIRECTOR 1.00 X 0 0 0 ANN D BRAY PRESIDENT & CEO (OUTGOING) 40.00 X 233837 0 0 BENJAMON NORDSTROM PRESIDENT & CEO 40.00 X 350360 0 0 HEDI B GOLDSTEIN GENERAL COUNSEL 40.00 X 309046 0 35315 CLY FOWKES PROGRAM DIRECTOR 40.00 X 128482 0 8526 COLEEN MCGRATH EXECUTIVE 40.00 X 137385 0 8429 ELENA STURMAN SENIOR EXECUTIVE 40.00 X 319585 0 17728 LOUIS FORTE BENEFITS DIRECTOR 40.00 X 119588 0 22589 MORRIS CHOMSKI ACCOUNTANT III 40.00 X 125886 0 9286 1724169 0 101873 8 0 1 0 BDO LLP 770 KENNMORE SE SUITE 300 GRAND RAPIDS MI 49546 ACCOUNTING SERVICES 2417486 GRANT THORTON LLP 33570 TREASURY CENTER CHICAGO IL 606943500 ACCOUNTING SERVICES 501605 CYRUSONE LLC 3581 SOLUTIONS CENTER CHICAGO IL 60677 IT SERVICES 252156 CHARLES M TRUNZ III 39 MATINECOCK FARMS RD GLEN COVE NY 11542 CONSULTING SERVICES 231959 4 136262 136262 861457 0 861457 861457 861457 1607832 52250000 1584113 22628703 23719 29621297 29645016 29621297 23719 MANAGEMENT FEES 900099 879865 879865 INSURANCE CLAIM RECOVERY 900099 86028 86028 MISCELLANEOUS REVENUE 900099 50 50 965943 31608678 30587240 0 1021438 1041595 1041595 526960 33171 188063 305726 34420 1071 27837 5512 143917 5101 112563 26253 83853 2609 67816 13428 170449 170449 317700 317700 17950 17950 44383 44383 39467 9363 29402 702 46913 46261 652 104729 307 101399 3023 61483 1027 60375 81 489176 488911 265 59724 59724 2424886 2424886 2427552 562113 1865439 MISCELLANEOUS 7941 7834 107 SUPPLIES 5614 4580 1034 REPAIRS AND MAINTENANCE 4650 4650 8053362 614762 7081817 356783 12022039 2086005 100000 15910 370000 531631 520930 2439934 214000 30281925 22985330 5603483 7296595 4810700 2883686 48300170 1040791 73823867 14412007 5669666 761489 536840 36011 40000000 105197 15000000 700000 0 46405677 16403526 X 22501167 -6146363 1400285 638106 3516738 3516738 27418190 -1991519 73823867 14412007 X 23555316 78566 -53043591 X X 0 1 X 1 0 X 2087516 1169171 1296733 369166 4922586 2087516 1169171 1296733 369166 4922586 4922586 916687 836916 252794 2445824 997719 5449940 2573034 1736307 1010531 704515 965943 6990330 17362856 0.28350 0.36120 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: COST RECOVERY FROM AFFILIATES CHARGE BACK - 2014 AMOUNT: $ 786,886. 2015 AMOUNT: $ 293,135. 2016 AMOUNT: $ 91,293. 2017 AMOUNT: $ 46,007. PRIVATE INSURANCE COST RECOVERY - 2014 AMOUNT: $ 961,096. 2015 AMOUNT: $ 137,748. 2016 AMOUNT: $ 0. 2017 AMOUNT: $ 0. GROSS INCOME FROM FUNDRAISING - 2014 AMOUNT: $ 183,875. 2015 AMOUNT: $ 155,407. 2016 AMOUNT: $ 142,453. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 0. COMMUNICATION COST RECOVERY - 2014 AMOUNT: $ 641,177. 2015 AMOUNT: $ 1,150,017. 2016 AMOUNT: $ 776,785. 2017 AMOUNT: $ 658,508. OTHER INCOME - 2014 AMOUNT: $ 0. 2015 AMOUNT: $ 0. 2016 AMOUNT: $ 0. 2017 AMOUNT: $ 0. 2018 AMOUNT: $ 50. MANAGEMENT FEES - 2018 AMOUNT: $ 879,865. INSURANCE CLAIM RECOVERY - 2018 AMOUNT: $ 86,028. 0 17950 17950 8035412 8053362 552668 138167 0 0 1000000 1000000 1000000 552668 3552668 5329002 63505 29105 24000 17950 134560 250000 250000 250000 138167 888167 1332251 0 0 0 0 0 3851350 158016 214000 3795366 3811939 303231 263820 3851350 4047878 587348 823287 3811939 3837368 2421363 -147658 2063195 4047878 4257545 -157777 262400 3837368 0.92680 0.07330 0 0 754428 754428 7565093 4930334 2634759 21806157 17898749 3907408 156247 156247 0 7296595 DUE FORM RELATED PARTY 1040791 1040791 X 31659832 78566 16971 95537 31564295 44383 44383 31608678 8025950 16971 16971 8008979 44383 44383 8053362 PART X, LINE 2: THE ORGANIZATION BELIEVES IT HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2019, IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. X X X X X 1 0 0 0 0 0 0 0 0 ANN D BRAY PRESIDENT & CEO (OUTGOING) 80801 0 0 0 153036 0 0 0 0 0 233837 0 0 0 BENJAMON NORDSTROM PRESIDENT & CEO 350000 0 0 0 360 0 0 0 0 0 350360 0 0 0 HEDI B GOLDSTEIN GENERAL COUNSEL 307709 0 0 0 1337 0 0 0 35315 0 344361 0 0 0 ELENA STURMAN SENIOR EXECUTIVE 319128 0 0 0 457 0 0 0 17728 0 337313 0 0 0 PART I, LINE 4A ANN D BRAY AND MORRIS CHOMSKI RECEIVED SEVERANCE PAYMENTS OF $152,500 AND $43,378 RESPECTIVELY. THOSE AMOUNTS ARE REPORTED ON SCH J IN COLUMN B(III). FORM 990, PART VI, SECTION A, LINE 4 DURING THE YEAR THE ORGANIZATION UPDATED ITS BYLAWS TO INDICATE THAT IT WOULD NO LONGER HAVE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND REVIEWED BY THE CORPORATE CONTROLLER, CHIEF FINANCIAL OFFICER, AND GENERAL COUNSEL. THE COMPLETED RETURN IS DISTRIBUTED TO THE ORGANIZATION'S BOARD OF DIRECTORS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS ALL OFFICERS AND DIRECTORS ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE. THE BOARD OF DIRECTORS (OR COMMITTEE THEREOF) DIRECTLY REVIEWS ALL TRANSACTIONS PRESENTING ANY POTENTIAL CONFLICT OF INTEREST, OR THE APPEARANCE THEREOF, AND ENFORCES THE POLICY BY APPROVING SUCH TRANSACTIONS ONLY IF THEY DO NOT PRESENT A CONFLICT OR ARE INDEPENDENTLY DETERMINED TO BE FAIR, REASONABLE, AND IN THE BEST INTERESTS OF THE ORGANIZATION. ANY DIRECTOR OR OFFICER WITH AN INTEREST IN THE TRANSACTION AT ISSUE MAY NOT PARTICIPATE IN OR ATTEMPT TO INFLUENCE THE BOARD'S (OR COMMITTEE'S) DELIBERATIONS OR DECISION. PRIOR TO ENTERING INTO SUCH A TRANSACTION, THE BOARD (OR COMMITTEE) ALSO CONSIDERS ALTERNATIVE TRANSACTIONS TO THE EXTENT AVAILABLE. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF THE PRESIDENT IS BENCHMARKED BY A CONSULTANT AND REVIEWED (WITHOUT PARTICIPATION BY THE PERSON COMPENSATED FOR REASONABLENESS BY THE ORGANIZATION'S BOARD(OR COMMITTEE THEREOF). THE COMPENSATION OF OFFICERS IS BENCHMARKED BY A CONSULTANT AND REVIEWED (WITHOUT PARTICIPATION BY THE PERSON COMPENSATED) FOR REASONABLENESS BY THE ORGANIZATION'S BOARD (OR COMMITTEE THEREOF). FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION INCLUDES ITS FINANCIAL RESULTS IN THE PHOENIX HOUSE AND AFFILIATES CONSOLIDATED FINANCIAL STATEMENTS WHICH ARE MADE AVAILABLE TO THE PUBLIC. OTHER CORPORATE DOCUMENTS ARE AVAILABLE ONLY AT THE DISCRETION OF MANAGEMENT UNLESS REQUIRED BY LAW. FORM 990, PART XI, LINE 9: WRITE OFF GRANTS RELATING TO PRIOR YEAR EXPENSES (SEE NOTE ON SCHEDULE O) -53,043,591. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART XI, LINE 9: IN OCTOBER 2018, THE PHOENIX HOUSE BOARD OF DIRECTORS, ACTING ON BEHALF OF THE FOUNDATION, APPROVED GRANTS FORGIVENESS AMOUNTS DUE FROM VARIOUS PHOENIX HOUSE AFFILIATES OUTSTANDING IN THE BOOKS OF THE FOUNDATION AMOUNTING TO $53,043,591. FORM 990: THE FINANCIAL STATEMENT AUDIT WAS NOT COMPLETED WHEN THE ORIGINAL RETURN WAS FILED. THE RETURN AND RESPECTIVE FINANCIAL INFORMATION HAVE BEEN UPDATED TO MATCH THE AUDITED FINANCIAL STATEMENTS. 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