2020-02-14T10:34:49-06:00 2019-03-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2018-04-01 132949483 NEW YORK ROAD RUNNERS INC C/O FINANCE DEPARTMENT NEWY 6467589656 156 WEST 56TH STREET NEW YORK NY 100193800 MICHAEL CAPIRASO PRESIDENT 6467589656 2020-02-14 1 GARRETT M HIGGINS P00543209 2122862600 2020-02-07 65.51.112.58 2020-02-14 10:34:42 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9616F4B14A694591D1E716C270910E6FA5556DA3 2018 2020-09-23 17:36:50Z MICHAEL CAPIRASO 156 WEST 56TH STREET NEW YORK NY 100193800 129553134 0 X WWW.NYRR.ORG X 1979 NY NEW YORK ROAD RUNNERS (NYRR) IS A NOT-FOR-PROFIT ORGANIZATION DEDICATED TO ENHANCING THE HEALTH AND WELL-BEING OF ADULTS AND KIDS OF ALL ABILITIES THROUGH YEAR-ROUND EVENTS AND FREE YOUTH AND COMMUNITY PROGRAMS AND INITIATIVES SERVING NEARLY 670,000 INDIVIDUALS IN NEW YORK CITY, THE NATION AND AROUND THE WORLD. X 27 26 951 22204 337138 0 44405173 45648672 46523414 50035918 2395149 12460700 5251648 4971390 98575384 113116680 1517021 1657356 0 0 27697972 29775443 0 0 833841 66274944 68533435 95489937 99966234 3085447 13150446 85447854 104968923 47704872 55214484 37742982 49754439 X BY FOSTERING A LIFE-LONG COMMITMENT TO RUNNING & FITNESS, NEW YORK ROAD RUNNERS (NYRR) WORKS TO ENHANCE THE LIVES OF PEOPLE OF ALL AGES AND ABILITIES THROUGH POSITIVE PHYSICAL ACTIVITY AND COMMUNITY ENGAGEMENT. 0 0 49590864 8290 31059690 MARATHON:IN FISCAL YEAR 2019, NEW YORK ROAD RUNNERS (NYRR) HELD THE 48TH RUNNING OF THE NEW YORK CITY MARATHON, WHICH WAS AGAIN THE LARGEST MARATHON IN THE WORLD. APPROXIMATELY 148,000 PEOPLE FROM OVER 130 COUNTRIES APPLIED TO PARTICIPATE WITH AROUND 50,000 PEOPLE FINISHING THE RACE. THE MARATHON WAS HELD ON NOVEMBER 4, 2018. 25954531 301267 17128418 OTHER COMMUNITY EVENTS AND PROGRAMS: IN FISCAL YEAR 2019, 300,000 ADULTS AND YOUTH PARTICIPATED IN APPROXIMATELY 70 NEW YORK ROAD RUNNERS (NYRR) EVENTS, INCLUDING A WIDE VARIETY OF RACES OF VARYING DISTANCES FOR ADULT AND YOUTH RUNNERS THROUGHOUT THE FIVE BOROUGHS OF NEW YORK CITY. EVENTS INCLUDED THE NYRR FIVE BOROUGH SERIES (NYC HALF, BRONX 10-MILE, STATEN ISLAND HALF, QUEENS 10K AND BROOKLYN HALF), AS WELL AS WEEKLY AND NYRR HERITAGE RACES. 12293418 1347799 345940 YOUTH AND COMMUNITY PROGRAM SERVICES:THE NYRR YOUTH AND COMMUNITY SERVICES PROVIDED FREE RUNNING PROGRAMS, EVENTS AND INITIATIVES TO 250,000 STUDENTS FOSTERING PHYSICAL FITNESS, CHARACTER DEVELOPMENT, AND PERSONAL ACHIEVEMENT. FEATURING THE RISING NEW YORK ROAD RUNNERS AND RUN FOR THE FUTURE PROGRAM, NYRR'S YOUTH RUNNING EFFORTS SERVED CHILDREN IN HUNDREDS OF UNDERSERVED SCHOOLS AND COMMUNITY CENTERS THROUGHOUT NEW YORK CITY AND THE NATION. NYRR COMMUNITY SERVICES ALSO PROVIDED CRITICAL HEALTH AND WELLNESS PROGRAMS TO SENIORS, ADULTS AND CHILDREN IN ALL FIVE BOROUGHS OF NEW YORK CITY. 1140715 1501870 OTHER PROGRAM SERVICES INCLUDE PUBLICATIONS, CLASSES AND MERCHANDISING. 1140715 1501870 88979528 1 1 0 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 1 X 320 0 951 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 27 26 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 NJ NY CA MA PA IL AL AR FL GA HI KS KY ME MD MI MN NH NC ND OK OR RI SC TN UT VA WV WI MS NM X X SUKI CHEN 6467589656 156 WEST 56TH STREET NEW YORK NY 100193800 MICHAEL CAPIRASO PRESIDENT/CEO/BOARD MEMBER 50.00 X X 514846 0 33200 PETER CIACCIA PRESIDENT EVENT & RD/BOARD MEMBER THRU 1/19 50.00 X X 520723 0 33771 GEORGE HIRSCH CHAIRMAN/BOARD MEMBER 10.00 X X 0 0 0 MICHAEL FRANKFURT SECRETARY/BOARD MEMBER 3.00 X X 0 0 0 ANNE BEANE RUDMAN ASSISTANT SECRETARY/BOARD MEMBER 3.00 X X 0 0 0 THOMAS LABRECQUE JR TREASURER/BOARD MEMBER 3.00 X X 0 0 0 PRISCILLA ALMODOVAR BOARD MEMBER 1.00 X 0 0 0 MARK BILSKY BOARD MEMBER 1.00 X 0 0 0 RICHARD BYRNE BOARD MEMBER 1.00 X 0 0 0 STACY CREAMER BOARD MEMBER 1.00 X 0 0 0 RAUL DAMAS BOARD MEMBER 1.00 X 0 0 0 DOUG FELTMAN BOARD MEMBER (THRU 07/2018) 1.00 X 0 0 0 CHRISTOPHER FOSTER BOARD MEMBER 1.00 X 0 0 0 JASON GOREVIC BOARD MEMBER 1.00 X 0 0 0 MICHAEL GROSS BOARD MEMBER 1.00 X 0 0 0 JED LASKOWITZ BOARD MEMBER 1.00 X 0 0 0 MARK LEVENFUS BOARD MEMBER 1.00 X 0 0 0 NNENNA LYNCH BOARD MEMBER 1.00 X 0 0 0 CLAUDIA MALLEY BOARD MEMBER (THRU 07/2018) 1.00 X 0 0 0 ADAM MANUS BOARD MEMBER (THRU 07/2018) 1.00 X 0 0 0 NNAMDI OKIKE BOARD MEMBER 1.00 X 0 0 0 MARTIN OPPENHEIMER BOARD MEMBER (THRU 07/2018) 1.00 X 0 0 0 STEVE PAMON BOARD MEMBER 1.00 X 0 0 0 JOHN ROBERTS BOARD MEMBER 1.00 X 0 0 0 AMBER SABATHIA BOARD MEMBER 1.00 X 0 0 0 DANIELLE SERED BOARD MEMBER 1.00 X 0 0 0 CIDRA SEBASTIEN BOARD MEMBER 1.00 X 0 0 0 JUDY TURCHIN BOARD MEMBER 1.00 X 0 0 0 JURA URO BOARD MEMBER 1.00 X 0 0 0 ALICE VILMA BOARD MEMBER 1.00 X 0 0 0 DAVID WEIL BOARD MEMBER 1.00 X 0 0 0 JULIE WOOD BOARD MEMBER 1.00 X 0 0 0 JAMES GROOMS SVP OF LEGAL/ASST. SECRETARY 40.00 X 296779 0 27216 LINDA FRANKEN SVP OF FINANCE/ASST. TREASURER 40.00 X 293593 0 34053 JAMES HEIM SVP/TECH. DIRECTOR EV DEV & OPS 40.00 X 242376 0 44148 VERONICA O'SHEA TUCKER VP MARKETING & DIGITAL 40.00 X 257300 0 23668 RACHEL PRATT SVP OF YOUTH & COMM. SVCS 40.00 X 243021 0 44223 SARAH CUMMINS VP BUS DEV/STRATEGIC PARTNERSHIPS 40.00 X 241949 0 29645 CHRISTOPHER WEILLER VP MEDIA, PR & PRO ATHLETICS 40.00 X 226778 0 42586 JEFFERY CARNEVALE VP INFORMATION TECHNOLOGY 40.00 X 214556 0 32898 3051921 0 345408 50 0 1 0 CITY OF NEW YORK DEPARTMENT OF FINANCE 253 BROADWAY 6TH FLOOR NEW YORK NY 10007 NYPD TRAFFIC FEES 3175472 TRANS WORLD INTERNATIONAL INC PO BOX 17470 PALATINE IL 600557470 PRODUCTION OF NYC MARATHON BROADCAST 2720379 JRM CONSTRUCTION MANAGEMENT 242 WEST 36TH STREET NEW YORK NY 10018 OFFICE SPACE BUILD OUT 2219892 STRAN & COMPANY INC 2 HERITAGE DRIVE 600 QUINCY MA 02171 YOUTH INCENTIVES AND RACE PRODUCTS 2014535 ICREON TECH INC 597 FIFTH AVENUE 12TH FLOOR NEW YORK NY 10017 CONSULTING AND TECH DEVELOPMENT 1761610 100 X 2254994 1113465 147000 42133213 8444300 45648672 EVENT ENTRY REVENUE 900099 44501438 44501438 MARATHON AUXILIARY REVENUE 900099 4050793 4050793 MAGAZINE REVENUE 900099 737296 737296 CLASSES REVENUE 900099 695027 695027 MEMBERSHIP DUES 900099 31064 31064 20300 20300 50035918 1168948 1168948 2802010 2802010 2213784 345363 1868421 1868421 1868421 16199026 10905000 14806008 1006266 1393018 9898734 11291752 11291752 242638 1113465 278817 -36179 -36179 SPONSORSHIP INCOME 900099 293652 293652 MAGAZINE ADVERTISING INCOME 541800 43486 43486 337138 113116680 50035918 337138 17094952 X 1359190 1359190 298166 298166 2029485 748617 1280868 23005256 19142086 3450788 412382 878166 728878 131725 17563 1936034 1606908 290405 38721 1926502 1598997 288975 38530 127370 50948 76422 408113 151870 256243 947015 378806 568209 4166 4166 142625 142625 727204 285058 436322 5824 1494790 1488331 2754 3705 1448531 990239 438573 19719 4218068 3142851 1075217 4740219 4084640 578452 77127 575615 511813 57688 6114 145182 129302 15880 3010545 2633672 357352 19521 1853800 1695518 139661 18621 UBI TAX 39000 39000 NYC MARATHON 26528891 26375570 128029 25292 WEEKLY EVENTS 17560306 17501078 12567 46661 YOUTH & COMMUNITY SERV. 3981418 3927842 18302 35274 580577 149148 366808 64621 99966234 88979528 10152865 833841 8227876 11685201 2792575 2247727 532295 445723 10038463 8066032 1774072 2469458 22149175 8033700 8747005 14115475 46725851 59393369 6609717 6545938 85447854 104968923 11822215 16686039 35882657 38528445 47704872 55214484 X 36220803 48504794 1522179 1249645 37742982 49754439 85447854 104968923 13150446 -1138989 0 X X 0 1 X 1 0 X 29201911 30018779 36258442 44405173 45648672 185532977 29201911 30018779 36258442 44405173 45648672 185532977 79126717 106406260 3243498 5183055 4796187 5784260 6184742 25191742 588000 1853185 500000 2941185 213665904 235051876 0.49800 0.53680 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: LEGAL SETTLEMENT - BMW - 2014 AMOUNT: $ 588,000. BUILDING SALES DEPOSIT FORFEITURE - 2016 AMOUNT: $ 1,003,185. INSURANCE PROCEEDS - CLASS ACTION - 2016 AMOUNT: $ 850,000. REVERSAL OF RACE COUPON LIABILITY - 2017 AMOUNT: $ 500,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 1385 0 1 4116 5501 0 PART II-B, LINE 1: NYRR (FOR THE PERIOD 4/1/18 - 12/31/18) AND FONTAS ADVISORS, INC. (FOR THE PERIOD 3/12/19 - 3/31/19) LOBBIED NEW YORK CITY COUNCIL MEMBERS AND NEW YORK STATE LEGISLATORS SEEKING FUNDS IN SUPPORT OF NYRR'S YOUTH AND COMMUNITY PROGRAMS, AND SUPPORT FOR UPDATES TO LEGISLATION PERMITTING OUT-OFSTATE MEDICAL PROVIDERS TO VOLUNTEER AS PART OF THE MEDICAL TEAM AT CERTAIN NYRR EVENTS, INCLUDING THE TCS NEW YORK CITY MARATHON. LOBBYING ACTIVITIES INCLUDED MAKING TELEPHONE CALLS , SENDING EMAILS TO, AND SCHEDULING MEETINGS WITH, SUCH OFFICIALS AND MEMBERS OF THEIR STAFF, ATTENDING MEETINGS, HEARINGS, AND ANY RELATED PREPARATION FOR THE FOREGOING. ACTIVITIES ALSO INCLUDED FOLLOW-UP COMMUNICATIONS WITH OFFICIALS AND STAFF. 8182452 790610 7391842 12944072 6777900 6166172 1022651 465190 557461 14115475 ALTERNATIVE INVESTMENTS 6545938 F 6545938 X 112367334 -1138989 1267380 624180 752571 111614763 142625 1359292 1501917 113116680 100355877 1267380 624180 1891560 98464317 142625 1359292 1501917 99966234 PART X, LINE 2: MANAGEMENT RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT NYRR HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. NYRR IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE JURISDICTIONS FOR PERIODS PRIOR TO MARCH 31, 2016. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED ON PART VIII, LINE 6B: 345,363. SPECIAL EVENTS DIRECT EXPENSES REPORTED ON PART VIII, LINE 8C: 278,817. PART XI, LINE 4B - OTHER ADJUSTMENTS: MEMBERSHIP DUE EXPENSES NETTED AGAINST REVENUE: 152,925. CREDIT CARD PROCESSING FEE NETTED AGAINST REVENUE: 1,206,367. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED ON PART VIII, LINE 6B: 345,363. SPECIAL EVENTS DIRECT EXPENSES REPORTED ON PART VIII, LINE 8C: 278,817. PART XII, LINE 4B - OTHER ADJUSTMENTS: MEMBERSHIP DUE EXPENSES NETTED AGAINST REVENUE: 152,925. CREDIT CARD PROCESSING FEE NETTED AGAINST REVENUE: 1,206,367. PART VI, LAND, BUILDINGS, AND EQUIPMENT: PART VI, LINE 1D INCLUDES FURNITURE, FIXTURES, HARDWARE AND SOFTWARE. PART VI, LINE 1E INCLUDES WORK IN PROGRESS AND AUTOMOBILES. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 5490133 0 0 0 0 0 0 5490133 0 5490133 1 0 1 0 0 0 PART I, LINE 3: THE ACTIVITIES REPORTED IN PART I, LINE 3 ARE ACCOUNTED FOR USING THE ACCRUAL METHOD OF ACCOUNTING IN CONFORMITY WITH AUDITED FINANCIAL STATEMENTS. PART IV, FOREIGN FORMS, LINE 1: THE ORGANIZATION IS REQUIRED TO FILE FORM 926 BECAUSE IT DOES MEET THE APPLICABLE THRESHOLD. PART IV, FOREIGN FORMS, LINE 3: THE ORGANIZATION IS NOT REQUIRED TO FILE FORM 5471 BECAUSE IT DOES NOT MEET THE APPLICABLE THRESHOLD OWNERSHIP OR OTHER FILING REQUIREMENTS. NIGHT OF CHAMPIONS 1059333 877011 182322 13283 157697 47521 JINGLE BELL JOG 296770 236454 60316 11793 2600 45923 1356103 1113465 242638 13283 169490 2600 93444 278817 -36179 1 THE TRUST FOR PUBLIC LAND 101 MONTGOMERY STREET SUITE 900 SAN FRANCISCO CA 94104 237222333 501(C)(3) 500000 DEVELOP PLAYGROUNDS FOR NYC SCHOOL AND COMMUNITY ARMORY FOUNDATION 216 FORT WASHINGTON AVENUE NEW YORK NY 100323704 133680286 501(C)(3) 486233 SPONSOR TRACK AND FIELD EVENTS, SUPPORT DR. SANDER LEGACY FUND AND RUNLOVE EVENT CENTRAL PARK CONSERVANCY INC 14 EAST 60TH STREET NEW YORK NY 10022 133022855 501(C)(3) 145250 SUPPORT CENTRAL PARK PROGRAMS AND ACTIVITIES PROSPECT PARK ALLIANCE INC 95 PROSPECT PARK WEST BROOKLYN NY 11215 112843763 501(C)(3) 37500 PROSPECT PARK ALLIANCE GALA BENEFIT, DONATION FOR THE 2019 UNITED AIRLINES NYC HALF VAN CORTLANDT PARK CONSERVANCY 1 BRONX RIVER PARKWAY BRONX NY 10462 800361646 501(C)(3) 30000 GENERAL MAINTENANCE OF THE HISTORIC CROSS COUNTRY RUNNING TRAIL AND ITS SURROUNDING AREAS THE GREATER HARLEM CHAMBER OF COMMERCE COMMUNITY FUND 200A W 136TH STREET NEW YORK NY 10030 800790349 501(C)(3) 29500 SPONSOR RACE EVENTS THE ASPEN INSTITUTE INC ONE DUPONT CIRCLE NW NO 700 WASHINGTON DC 20036 840399006 501(C)(3) 25000 YEARLY SPONSORSHIP OF THE PROJECT PLAY SHARED GOALS INITIATIVE ADVISORY GROUP. MULTIYEAR EFFORT BY LEADING ORGANIZIATIONS TO GROW NATIONAL SPORT PARTICIPATION RATES AND RELATED METRICS AMONG YOUTHS. NEW YORKERS FOR PARKS 55 BROAD STREET 23RD FLOOR NEW YORK NY 10004 136167879 501(C)(3) 16000 CONTRIBUTION FOR NEW YORK ROAD RUNNERS DAFFODIL PLANTINGS AND PARTY 4 PARKS THE TRUST FOR PUBLIC LAND 101 MONTGOMERY STREET SUITE 900 SAN FRANCISCO CA 94104 237222333 501(C)(3) 12500 GALA IN SUPPORT OF THE TRUST FOR PUBLIC LAND RANDALL'S ISLAND PARK ALLIANCE INC 24 WEST 61ST STREET 4TH FLOOR NEW YORK NY 10023 133787630 501(C)(3) 10000 RANDALLS ISLAND PARK ALLIANCE 2018 GALA CITY PARKS FOUNDATION 830 FIFTH AVENUE NEW YORK NY 10065 133561657 501(C)(3) 8290 ENRICH AND IMPROVE PARKS AND COMMUNITIES ACROSS ALL FIVE BOROUGHS OF NYC FUND FOR PUBLIC SCHOOLS INC 52 CHAMBERS STREET NEW YORK NY 10007 112656137 501(C)(3) 7000 CITYWIDE RECOGNITION AWARD CELEBRATING EDUCATIONS - PHYSICAL EDUCATION RECIPIENT WOMEN IN SPORTS AND EVENTS INC 244 FIFTH AVENUE SUITE 2087 NEW YORK NY 10001 134119533 501(C)(3) 6750 WISE WOMEN OF THE YEAR LUNCHEON AKTIV AGAINST CANCER INC 207 FRONT STREET 3RD FLOOR NEW YORK NY 10038 461139731 501(C)(3) 5951 TICKETS TO AKTIV LUNCHEON AND FOR EVERY HONOR YOUR MARATHONER COLLECTION ROUND-TAG KEY RING SALES SAVE THE CHILDREN FEDERATION 501 KINGS HWY EAST SUITE 400 FAIRFIELD CT 06825 060726487 501(C)(3) 5000 TCS CYCM 18 PERFORMANCE METRICS SPONSORSHIP FEE CENTRAL PARK TRACK CLUB 140 WEST 79TH STREET NEW YORK NY 10024 711005273 501(C)(3) 5000 TICKETS TO BENEFIT HONORING BOB LAUFER MAYOR'S FUND TO ADVANCE NEW YORK CITY 253 BROADWAY 6TH FLOOR NEW YORK NY 10007 133783906 501(C)(3) 5000 SPONSORSHIP FOR THE NYC DISABILITY PARADE 16 0 SCHOLARSHIPS 262 298166 PART I, LINE 2: A TOTAL OF $167,591.55 INCLUDES $144,961.46 TUITION GRANTS ISSUED TO 90 PARTICIPANTS AND $22,630.09 FOR RELATED SCHOOL EXPENSES FOR 29 PARTICIPANTS IN THE RUN FOR THE FUTURE PROGRAM. RUN FOR THE FUTURE PARTICIPANTS ARE ELIGIBLE FOR THIS SCHOLARSHIP UPON SUCCESSFUL COMPLETION OF PROGRAM REQUIREMENTS (80%+ ATTENDANCE AT PRACTICES, A 5K RACE FINISH AND SPECIFIC NYRR EVENTS THROUGHOUT THE YEAR). THE INDIVIDUAL IS REQUIRED TO SUBMIT A BILL FROM THEIR COLLEGE OF CHOICE SHOWING THE BALANCE DUE IN ORDER FOR US TO AWARD THE SCHOLARSHIP. RECIPIENTS ARE NOT REQUIRED TO REPORT ON THEIR USE OF THE GRANT, SINCE PAYMENT IS ISSUED DIRECTLY TO THE INSTITUTION AND RELATED SCHOOL EXPENSES ARE PURCHASED DIRECTLY AND/OR REQUIRE RECEIPTS FOR REIMBURSEMENT. ADDITIONALLY, 158 PARTICIPANTS WERE AWARDED THE RUNNING SCHOOL, OPERATED OUT OF CAMP CHIPINAW IN CATSKILLS MOUNTAIN, NY IN AUGUST 2018. A TOTAL OF $112,970 WAS GRANTED TO THE RUNNING SCHOOL TO COVER THE PARTICIPANTS' TUITION AND TRAVEL EXPENSES FOR THE CAMP. THE ONE-WEEK CAMP FOCUSES ON DEVELOPMENTALLY APPROPRIATE AEROBIC, STRENGTH AND FLEXIBILITY TRAINING, AS WELL AS PROVIDING ATHLETES WITH NUTRITION AND WELLNESS INFORMATION AND OVERALL BEST PRACTICES AS RUNNING ATHLETES. FINALLY, 39 PARTICIPANTS WERE AWARDED THE THE RUNNING WORKS CAMP, OPERATED IN CAMP CANADENSIS, PA IN AUGUST 2018. A TOTAL OF $17,604.60 WAS GRANTED TO THE RUNNINGWORKS CAMP TO COVER THE PARTICIPANTS' TUITION AND TRAVEL EXPENSES FOR THE CAMP. MIDDLE SCHOOL CAMPERS HAVE MILES OF TRAILS AROUND LAKE LENAPE. OLYMPIANS ON STAFF, SMALL GROUP INSTRUCTION, SCIENCE BASED TRAINING FOR EVERY LEVEL, STRENGTH, FLEXIBILITY, NUTRITION, GOAL SETTING, MENTAL PREPERATION, TACTICS, TEAM BUILDING & FUN CAMP ACTIVITIES. X 1 1 X X X X 0 0 0 0 0 0 0 1 0 MICHAEL CAPIRASO PRESIDENT/CEO/BOARD MEMBER 464404 0 50000 0 442 0 28200 0 5000 0 548046 0 0 0 PETER CIACCIA PRESIDENT EVENT & RD/BOARD MEMBER THRU 1/19 470281 0 50000 0 442 0 28200 0 5571 0 554494 0 0 0 JAMES GROOMS SVP OF LEGAL/ASST. SECRETARY 277453 0 19000 0 326 0 15158 0 12058 0 323995 0 0 0 LINDA FRANKEN SVP OF FINANCE/ASST. TREASURER 275881 0 17500 0 212 0 15668 0 18385 0 327646 0 0 0 JAMES HEIM SVP/TECH. DIRECTOR EV DEV & OPS 226100 0 16000 0 276 0 12651 0 31497 0 286524 0 0 0 VERONICA O'SHEA TUCKER VP MARKETING & DIGITAL 241627 0 15400 0 273 0 14122 0 9546 0 280968 0 0 0 RACHEL PRATT SVP OF YOUTH & COMM. SVCS 226248 0 16500 0 273 0 12327 0 31896 0 287244 0 0 0 SARAH CUMMINS VP BUS DEV/STRATEGIC PARTNERSHIPS 225449 0 16500 0 0 0 13317 0 16328 0 271594 0 0 0 CHRISTOPHER WEILLER VP MEDIA, PR & PRO ATHLETICS 211524 0 15000 0 254 0 12923 0 29663 0 269364 0 0 0 JEFFERY CARNEVALE VP INFORMATION TECHNOLOGY 202469 0 11850 0 237 0 12411 0 20487 0 247454 0 0 0 PART I, LINE 1A THE ORGANIZATION REIMBURSED THE FOLLOWING OFFICER AND SVP FOR BUSINESS/BUSINESS FIRST CLASS TRAVEL DUE TO LACK OF AVAILABILITIES OF OTHER CLASSES TO TRAVEL TO THE AWARD EVENT IN LOUISVILLE: -PETER CIACCIA -JAMES HEIM PART I, LINE 1B THE ORGANIZATION FOLLOWS A WRITTEN POLICY REGARDING REIMBURSEMENT OR PAYMENT FOR ALL EXPENSES DESCRIBED IN PART I, LINE 1A. PART I, LINE 7 THE FOLLOWING PERSONS LISTED IN FORM 990, PART VII, SECTION A, LINE 1A RECEIVED NON-FIXED PAYMENTS IN THE FORM OF BONUSES AS SET FORTH BELOW. IN ALL CASES, SUCH BONUSES WERE DETERMINED BY THE HR/COMPENSATION COMMITTEE OF THE BOARD, BASED ON EVALUATIONS, PERFORMANCE REPORTS, AND COMPARABILITY DATA, AND THE ORGANIZATION'S FINANCIAL RESULTS FOR THE YEAR. THE DETERMINATIONS OF THE HR/COMPENSATION COMMITTEE WERE PRESENTED TO THE BOARD OF DIRECTORS FOR APPROVAL, FOLLOWING DELIBERATIONS WHICH EXCLUDED ANY AFFECTED OFFICER/EMPLOYEE. PETER CIACCIA $ 50,000 MICHAEL CAPIRASO $ 50,000 LINDA FRANKEN $ 17,500 JAMES GROOMS $ 19,000 JAMES HEIM $ 16,000 JEFFERY CARNEVALE $ 11,850 SARAH CUMMINS $ 16,500 VERONICA O'SHEA TUCKER $ 15,400 RACHEL PRATT $ 16,500 CHRISTOPHER WEILLER $ 15,000 X 6845699 COST X 8 1371301 COST X 1 20551 COST X AWARDS 3 115365 COST X EVENT TICKETS 4 51824 COST X FUEL 1 20318 COST X BAGGAGE TRANSPORTATION 1 19242 COST 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS. SALE OF 89TH STREET RUN CENTER 2018-07-20 10905000 APPRAISAL 131860028 PARK AVENUE SYNAGOGUE 50 EAST 87TH STREET NEW YORK NY 10128 501(C)(3) 0 0 0 0 FORM 990, PART I, LINE 5 AND PART V, LINE 2A: TOTAL INDIVIDUALS EMPLOYED INCLUDE BOTH FULL-TIME AND PART-TIME EMPLOYEES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS DRAFTED BY INDEPENDENT ACCOUNTANTS BASED ON INFORMATION PROVIDED BY THE ORGANIZATION. THE DRAFT FORM 990 IS PROVIDED TO THE ORGANIZATION'S FINANCE AND LEGAL DEPARTMENTS FOR REVIEW, AND COMMENTS ARE DISCUSSED WITH THE ACCOUNTANTS AND APPROPRIATE REVISIONS ARE MADE TO THE FORM 990. A COPY OF THE FORM 990 IS PROVIDED TO THE PRESIDENT/CEO FOR REVIEW. AFTER ALL INTERNAL MANAGEMENT REVIEWS, THE FORM 990 IS PROVIDED TO MEMBERS OF THE AUDIT COMMITTEE, WHICH HAS BEEN DESIGNATED BY THE BOARD OF DIRECTORS WITH THE RESPONSIBILITY FOR REVIEWING THE COMPLETED FORM 990 PRIOR TO IT BEING MADE AVAILABLE TO THE BOARD OF DIRECTORS. AUDIT COMMITTEE MEMBERS PARTICIPATE IN A MEETING OR CONFERENCE CALL WITH REPRESENTATIVES OF THE LEGAL AND FINANCE DEPARTMENTS AND THE INDEPENDENT ACCOUNTANTS TO DISCUSS THE CONTENT OF THE FORM 990. BEFORE BEING FILED, A COPY OF THE APPROVED FORM 990 IS PROVIDED ELECTRONICALLY TO THE ENTIRE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS, DIRECTORS, OFFICERS AND MEMBERS OF SENIOR MANAGEMENT RECEIVE A COPY OF THE ORGANIZATION'S CONFLICT OF INTEREST POLICY, SIGN A DECLARATION TO ADHERE TO THE POLICY, AND COMPLETE A QUESTIONNAIRE SEEKING DISCLOSURE OF POTENTIAL CONFLICTS. THE POLICY REQUIRES THE FILING OF AMENDED DISCLOSURE IN THE EVENT OF ANY CHANGE IN CIRCUMSTANCES. INITIAL DETERMINATIONS AS TO WHETHER CONFLICTS EXIST AND, IF SO, WHAT ACTIONS SHOULD BE TAKEN, ARE MADE BY THE GENERAL COUNSEL IN CONSULTATION WITH THE PRESIDENT/CEO, OR THE AUDIT COMMITTEE AND IF WARRANTED, REVIEWED BY THE CHAIR OR A DESIGNATED MEMBER OF THE EXECUTIVE COMMITTEE. DEPENDING ON ITS NATURE AND SERIOUSNESS, ANY POTENTIAL CONFLICT WILL BE REVIEWED BY THE BOARD AND ANY RESULTING ACTION SHOULD BE DETERMINED BY THE BOARD. IN MOST INSTANCES, THE APPROPRIATE ACTIONS IN THE FACE OF POTENTIAL OR ACTUAL CONFLICTS ARE DISCLOSURE OF THE CONFLICT AND REMOVAL OF THE INDIVIDUAL WITH THE CONFLICT FROM THE CONSIDERATION AND DECISION-MAKING PROCESSES WITH REGARD TO CERTAIN MATTERS WHERE HIS OR HER JUDGMENT WOULD OR MIGHT BE COMPROMISED BY THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 (A) COMPENSATION OF THE ORGANIZATION'S PRESIDENT & CEO IS DETERMINED BY THE HUMAN RESOURCES & COMPENSATION COMMITTEE, WHICH CONSIDERS INDIVIDUAL ACCOMPLISHMENTS, ORGANIZATIONAL PERFORMANCE AND COMPARABLE COMPENSATION DATA. THE COMMITTEE'S RECOMMENDATION IS PRESENTED TO THE BOARD OF DIRECTORS FOR REVIEW AND APPROVAL. (B) THE COMPENSATION PERCENTAGES OF SALARY INCREASES AND BONUSES FOR SENIOR/VICE PRESIDENTS, DEPARTMENT HEADS AND DEPARTMENTAL DIRECTORS, MANAGERS AND STAFF POSITIONS ARE DETERMINED BY THE HUMAN RESOURCES & COMPENSATION COMMITTEE, BASED UPON THE RECOMMENDATIONS OF THE PRESIDENT & CEO WHO REVIEWS PERFORMANCE REPORTS AND BENCHMARKING DATA. THE RECOMMENDATIONS OF THE HUMAN RESOURCES & COMPENSATION COMMITTEE ARE PRESENTED TO THE BOARD OF DIRECTORS FOR APPROVAL, AND ITS DELIBERATIONS AND DECISION ARE CONTEMPORANEOUSLY DOCUMENTED AS PART OF THE MINUTES OF THE PROCEEDINGS. PERSONS WHOSE COMPENSATION ARE AT ISSUE ARE EXCUSED FROM PARTICIPATION AT MEETINGS IN WHICH SUCH COMPENSATION DECISIONS ARE DISCUSSED AND/OR DECIDED. THE FOREGOING PROCESS IS FOLLOWED ANNUALLY AND WAS LAST UNDERTAKEN FOR ALL EMPLOYEES EXCEPT OFFICERS AND OTHER MEMBERS OF SENIOR MANAGEMENT IN MARCH 2019, AND FOR OFFICERS AND OTHER MEMBERS OF SENIOR MANAGEMENT IN JUNE 2019. FORM 990, PART VI, SECTION C, LINE 19 CONSISTENT WITH ITS OBLIGATIONS UNDER STATUTORY LAW, RULES AND REGULATIONS, AS APPLICABLE, THE ORGANIZATION MAKES ITS DOCUMENTS, SUCH AS ITS APPLICATION FOR TAX EXEMPTION, ANNUAL INFORMATION RETURNS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND GOVERNING DOCUMENTS, AVAILABLE THROUGH PUBLIC FILINGS AND/OR ON WRITTEN REQUEST, EITHER BY PROVIDING COPIES OR MAKING THEM AVAILABLE FOR INSPECTION AT THE OFFICES OF THE ORGANIZATION. FORM 990, PART VIII, LINE 7(A): THE ORGANIZATION IS REPORTING THE SALE OF THE 89TH STREET RUN CENTER IN PART VIII, LINE 7(A), COLUMN (II) FOR $10,905,000 OF WHICH THE PROCEEDS WILL FURTHER SUPPORT THE ORGANIZATION'S YOUTH AND COMMUNITY IMPACT. FORM 990, PART IX, LINE 24E, ALL OTHER FUNCTIONAL EXPENSES: LEGAL SETTLEMENT EXPENSES AND STAFF EXPENSES (TRAINING, RECRUITMENT, AND STAFF EVENTS) FORM 990, PART XII, LINE 2C: THE AUDIT COMMITTEE OF THE BOARD HIRES THE AUDIT FIRM, THE REVIEW OF THE RISK ISSUES FOR THE ORGANIZATION AND THE FINAL AUDIT REVIEW AND PACKAGE THAT IS ACCEPTED BY THE BOARD. THE COMMITTEE MEETS WITH THE AUDIT FIRM INDEPENDENTLY FROM STAFF DURING THE AUDIT REVIEW PROCESS AND RECOMMENDS TO THE BOARD THE ACCEPTANCE OF THE AUDIT AND ITS FINDINGS. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.