2020-04-22T11:49:55-05:00 2019-12-31 582676261 Rogers & Company PLLC 8300 Boone Boulevard Suite 600 Vienna VA 22182 990 2019-01-01 522143968 Alliance for Automotive Innovation fka Alliance of Automobile Manufacturers ALLI 2023265500 1050 K Street NW No 650 Washington DC 200014786 Judith Mulcahy VP of Operations 2023265593 2020-04-22 1 Lori A Collingsworth P00639819 7038930300 2020-04-22 108.28.125.132 2020-04-22 12:48:15 ED P DD3BD8FAA7E619236B258E939CC8F9AD6F7FDC38 DD3BD8FAA7E619236B258E939CC8F9AD6F7FDC38 2019 2021-04-22 16:20:28Z David Schwietert 1050 K Street NW No 650 Washington DC 200014786 26176971 0 X https://www.autosinnovate.org/ X 1999 DC Trade association for the motor vehicle manufacturing industry- See Part III 6 6 58 18 0 0 2705001 1456631 31356472 20285486 454368 420335 10980 14760 34526821 22177212 1274823 2656603 0 0 12551276 13366426 0 0 0 20190009 15829418 34016108 31852447 510713 -9675235 25735539 19416859 6882230 8824779 18853309 10592080 X To represent the common interests of its members and provide a forum to enable them to advance public policies that meet consumer and societal needs for clean, safe, efficient, and affordable personal transportation. 0 0 Research: To work with member companies on research matters. This includes programs addressing a variety of environmental and vehicle safety issues. Legislation and Regulation: To work with member companies on legislative and regulatory issues affecting the industry. Communications: Extensive communications with members regarding regulatory issues, automotive standards, global harmonization and other issues affecting the automotive industry through websites, ad campaigns and current trends in communications. 0 1 1 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 100 0 1 58 1 0 0 0 0 1 1 0 0 0 X 6 6 0 0 1 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 0 0 CA X The Organization 2023265500 1050 K Street NW No 650 Washington DC 200014786 Mark Chernoby Chair 2.00 X X 0 0 0 Everett Eissenstat Vice-Chair 2.00 X X 0 0 0 Stephen Ciccone Secretary 2.00 X X 0 0 0 Anna-Maria Schneider Treasurer 2.00 X X 0 0 0 David Geanacopoulos Director 2.00 X 0 0 0 Dietmar Exler Director 2.00 X 0 0 0 Elizabeth Reicherts Director 2.00 X 0 0 0 Curt Magleby Director 2.00 X 0 0 0 Jake Jones Director 2.00 X 0 0 0 James Lentz Director 2.00 X 0 0 0 Kim Pittel Director 2.00 X 0 0 0 Bryan Rossa Director 2.00 X 0 0 0 Mitch Bainwol Director 2.00 X 0 0 0 Nicholas Speeks Director 2.00 X 0 0 0 Scott Keogh Director 2.00 X 0 0 0 Shane Karr Director 2.00 X 0 0 0 Tom Stricker Director 2.00 X 0 0 0 William Craven Director 2.00 X 0 0 0 Mitchell Bainwol President & CEO (left 2/28/19) 40.00 X 423289 0 16158 David Schwietert Interim President/CEO (eff. 3/13/19) 40.00 X 634513 0 62201 John Whatley EVP & General Counsel 40.00 X 510105 0 79687 Judith Mulcahy VP, Operations, Finance & Strategic Planning 40.00 X 411190 0 43153 Gloria Bergquist VP, Communications 40.00 X 387123 0 70424 Robert Strassburger VP, Safety & Harmonization 28.00 X 266931 0 49339 Jonathan Weinberger- VP Tech Innovation & Policy (left 1/11/19) 40.00 X 44092 0 4676 Amy Brink VP, State Affairs 40.00 X 363918 0 72484 Christopher Nevers VP, Energy & Environment 40.00 X 362150 0 65436 Jennifer Thomas VP Fed & Gov't Affairs (left 5/22/19) 40.00 X 228209 0 13177 Susan Conti Assistant General Counsel 40.00 X 232416 0 65478 Steven Douglas Sr Director Environmental Affairs 40.00 X 258132 0 33566 Scott Schmidt Sr Dir. Safety & Regulatory Affairs 40.00 X 225567 0 63706 Wayne Weikel Sr Director State Affairs 40.00 X 232415 0 43792 Curtis Augustine Sr Dir. Policy & Gov't Affairs, CA 40.00 X 241959 0 30352 4822009 0 713629 37 0 1 0 Hogan Lovells US LLP 555 Thirteenth Street NW Washington DC 20004 Legal services 963852 PCA Communications Partners Company 1940 Biltmore Street NW Suite 42 Washington DC 20009 Public Relations 680680 Kirkland and Ellis LLP 1301 Pennsylvania Ave NW Washington DC 20004 Legal services 664921 Daniel J Edelman Inc 21992 Network Place Chicago IL 60673 Public Relations 545000 Solomon McCown & Company Inc 177 Milk Street Suite 610 Boston MA 02109 Public Relations 379928 25 1456631 1456631 Membership Dues 900099 19367955 19367955 Event Sponsorships 900099 361000 361000 Non-member-Fuel Survey Sales 900099 300231 300231 Non-member-Access FLIS Database 900099 256300 256300 20285486 434156 434156 351566 351566 0 3634372 3648193 -13821 -13821 -13821 Other 900099 14760 14760 14760 22177212 20300246 0 420335 X 2656603 4108255 7322771 578883 621427 735090 1550714 154036 4014407 68159 3916079 789927 1265020 313185 1457086 514736 777296 377890 94427 Organization Dues 477039 Taxes/License Fees 42672 Staff Professional Dues 14783 Miscellaneous 1962 31852447 3773047 4090125 1697374 219538 726651 12479 159034 467725 5420146 3240966 2539361 2179180 16824197 11538595 0 899858 15875 9359 25735539 19416859 3464912 5047297 15000 495189 83230 51320 3319088 3230973 6882230 8824779 X 17455092 10297460 1398217 294620 18853309 10592080 25735539 19416859 -9675235 1414006 0 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 227050 0 227050 227050 1 Alliance of Automobile Manufacturers CA PAC 555 Capitol Mall Suite 1425 Sacramento CA 95814 262335858 7800 70200 Republican Governors Association 1747 Pennsylvania Ave NW Suite 25 Washington DC 20006 113655877 125000 Republican State Leadership Committee Inc 1201 F Street Suite 675 Washington DC 20004 050532524 60000 Democratic Legislative Campaign Committee 1225 I Street NW Suite 1250 Washington DC 20005 521870839 35000 Citizens for Kevin Ranker PO Box 92 Deer Harbor WA 98243 262438684 -750 0 0 0 20824586 5043729 5043729 6247376 -1203647 Part I-A, Line 1: Alliance of Automobile Manufacturers provided direct and indirect political support to 527 organizations. 0 3459874 1435314 2024560 1280222 1125602 154620 680050 680050 0 2179180 Deferred Rent 3202062 Tenant Security Deposit 28911 3230973 X 23981769 1414006 458710 1872716 22109053 68159 68159 22177212 32268298 484010 484010 31784288 68159 68159 31852447 Part X, Line 2: Management has evaluated the Alliance's tax positions and has concluded that the Alliance has taken no uncertain tax positions that qualify for either recognition or disclosure in the accompanying consolidated financial statements. Part XI, Line 2d - Other Adjustments: Sublease occupancy costs 351,566. Alliance PAC consolidated revenue and eliminations 36,944. Alliance CA PAC consolidated revenue and eliminations 70,200. Part XII, Line 2d - Other Adjustments: Sublease occupancy costs 351,566. Alliance PAC consolidated expenses and eliminations 36,544. Alliance CA PAC consolidated expenses and eliminations 95,900. East Asia and the Pacific - Australia, Brunei, Burma, Cambodia, 0 1 Program Services Travel - EVS Global Technical Regulations 2709 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium 0 1 Program Services Travel - Global Technical Regulations meetings on Electric Vehicle Safety, Autonomous Vehicles, and Noise Emission 15086 Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgium 0 1 Program Services Travel - OICA General Assembly 4585 North America 0 0 Program Services Opinion Polling services 1500 North America - Canada and Mexico, but not the United States 0 0 Program Services Technical Research Services 49920 South America 0 1 Program Services Travel - CFEE trip on advanced technologies, novel strategies in energy and transportation policy 438 0 4 0 0 0 4 74238 0 74238 0 0 0 0 0 0 Part I, line 3: The Alliance's foreign expenditures consist of technical research and opinion polling services outside the United States, and travel costs for Alliance employees to travel to foreign countries to attend a meeting or speak on behalf of the Alliance. Expenses were captured through employee expense reports and vendor invoices for requested work. Part III Accounting Method: 1 Coalition for Safe and Secure Data 177 Milk Street Suite 610 Boston MA 02109 843426648 Ballot Measure Comm 1236703 0 N/A N/A To oppose a Massachusetts ballot question that grants third parties access to consumer vehicles and driving data. Automotive Coalition for Traffic Safety Inc 803 7th Street NW Suite 300 Washington DC 20001 541638971 501(c)(4) 1000000 0 N/A N/A In-kind contribution to ACTS to support the work of the organization Republican Governors Association 1747 Pennsylvania Ave NW Suite 250 Washington DC 20006 113655877 527 125000 0 N/A N/A To support the work of the organization National Academy of Engineering Fund 500 Fifth Street NW Washington DC 20001 237284092 501(c)(3) 50000 0 N/A N/A To support the work of the organization Massachusetts Institute of Technology 77 Massachusetts Avenue NE49-3142 Cambridge MA 02139 042103594 501(c)(3) 40000 0 N/A N/A To support the Energy and Environment Policy Research Securing America's Future Energy Foundation 1111 19th Street NW Suite 406 Washington DC 20036 201727977 501(c)(3) 30000 0 N/A N/A To support the work of the organization Center for Automotive Research 3005 Boardwalk Suite 200 Ann Arbor MI 48108 010779978 501(c)(3) 25000 0 N/A N/A To support the CAR Affiliates program Americans for Tax Reform 722 12 Street NW 4th Floor Washington DC 20005 521403587 501(c)(4) 25000 0 N/A N/A General support of ATR's effort in 2019 Resources for the Future 1616 P Street NW Washington DC 20036 530220900 501(c)(3) 25000 0 N/A N/A To support the Transportation Initiative Center for Innovative Policy 401 K Street NW Suite 200 Washington DC 20005 020747896 501(c)(4) 25000 0 N/A N/A To support the work of the organization American Heart Association 7272 Greenville Avenue Dallas TX 75231 135613797 501(c)(3) 20000 0 N/A N/A General contribution National Federation of the Blind 200 East Wells Street Baltimore Baltimore MD 21230 020259978 501(c)(3) 20000 0 N/A N/A Sponsoring National Federation of the Blind Congressional Reception Association for Safe International Road Travel 11769 Gainsborough Rd Potomac MD 20854 521952743 501(c)(3) 10000 0 N/A N/A To support the work of the organization National Multiple Sclerosis Society 733 Third Avenue 3rd Floor New York NY 10017 135661935 501(c)(3) 10000 0 N/A N/A General contribution Alliance of Automobile Manufacturers CA PAC 555 Capitol Mall Suite 1425 Sacramento CA 95814 262335858 527 7800 0 N/A N/A To support the work of the organization 9 6 Part I, Line 2: Grants and Contributions are tracked directly through the organization's accounting system and payments are approved through the internal policies of the organization. X X X 1 1 X X X 0 0 0 Mitchell Bainwol President & CEO (left 2/28/19) 268072 0 102800 0 52417 0 8400 0 7758 0 439447 0 0 0 David Schwietert Interim President/CEO (eff. 3/13/19) 460403 0 150000 0 24110 0 31600 0 30601 0 696714 0 0 0 John Whatley EVP & General Counsel 400417 0 95000 0 14688 0 31600 0 48087 0 589792 0 0 0 Judith Mulcahy VP, Operations, Finance & Strategic 312167 0 86000 0 13023 0 31600 0 11553 0 454343 0 0 0 Gloria Bergquist VP, Communications 311567 0 61000 0 14556 0 31600 0 38824 0 457547 0 0 0 Robert Strassburger VP, Safety & Harmonization 220931 0 36000 0 10000 0 22385 0 26954 0 316270 0 0 0 Amy Brink VP, State Affairs 271817 0 81000 0 11101 0 31600 0 40884 0 436402 0 0 0 Christopher Nevers VP, Energy & Environment 270667 0 81000 0 10483 0 31600 0 33836 0 427586 0 0 0 Jennifer Thomas VP Fed & Gov't Affairs (left 5/22/19 106120 0 101000 0 21089 0 6244 0 6933 0 241386 0 0 0 Susan Conti Assistant General Counsel 214995 0 14649 0 2772 0 26169 0 39309 0 297894 0 0 0 Steven Douglas Sr Director Environmental Affairs 215442 0 42000 0 690 0 28965 0 4601 0 291698 0 0 0 Scott Schmidt Sr Dir. Safety & Regulatory Affairs 199587 0 24000 0 1980 0 25380 0 38326 0 289273 0 0 0 Wayne Weikel Sr Director State Affairs 207965 0 24000 0 450 0 26390 0 17402 0 276207 0 0 0 Curtis Augustine Sr Dir. Policy & Gov't Affairs, CA 215479 0 24500 0 1980 0 26833 0 3519 0 272311 0 0 0 Part I, Line 1a All of the items checked on Schedule J - Part 1, line 1a relate to Mitch Bainwol, President and CEO. First class travel is provided in the normal course of business for an executive in this position. Additional taxable compensation and benefits, including social club dues and provided vehicle, are included as compensation on his W-2. Form 990, Part III, Line 1, Description of Organization Mission: To represent the common interests of its members and provide a forum to enable them to advance public policies that meet consumer and societal needs for clean, safe, efficient, and affordable personal transportation. To represent 12 car and light truck manufacturers selling vehicles in the Unites States and serves as a leading advocacy group for the auto industry. Respect for principles of sustainable mobility permits technological progress in harmony with the environment and the economy. Form 990, Part VI, Section A, line 4 On December 18, 2019, the Board of Directors of both the Alliance of Automobile Manufacturers, Inc. (the "Alliance") and Association of Global Automakers, Inc. ("Global Automakers") approved a plan of combination. Both organizations have long and proud histories of advancing their goals and serving their common industry and the constituencies of the Alliance and Global Automakers will be best served by a single, unified United States trade association serving the automobile/motor vehicle manufacturing industry; and combining the Alliance and Global Automakers into one association will result in joint achievements and efficiencies quantitatively and qualitatively greater than those would be for either the Alliance or Global Automakers continuing as a separate association. Effective January 1, 2020, Auto Alliance and the Association of Global Automakers, Inc. (Global) completed a business combination where certain assets, liabilities, obligations and activities of Global were combined with the Auto Alliance, which was then renamed and reincorporated in the District of Columbia under the tax employer identification number of the Auto Alliance. The name of the new organization is the Alliance for Automotive Innovation. Through this combination, the constituencies of Auto Alliance and Global will be best served by a single unified United States trade association servicing the automobile/motor vehicle manufacturing industry as a whole. The new combined entity aims to speed advancement in transportation through public policy, stakeholder engagement and greater public understanding through development of policy for safety technology, reducing emissions and expanding electrification. Form 990, Part VI, Section A, line 6 The Alliance has regular members, intermediate members, and associate members. Those who are regular members may vote on Alliance matters. Intermediate members and associate members may attend Board meetings and participate in discussions but may not vote. Form 990, Part VI, Section A, line 7a There were six regular member companies on the Board of Directors. Each regular member company can nominate up to three members to the Board of Directors. These regular members have voting rights and participate in the Alliance governance. Additionally, there were two intermediate members and four associate members who do not have voting rights. Form 990, Part VI, Section A, line 7b Each of the six regular member companies can nominate up to three members to the Board of Directors. Members of the Board also participate in the Executive Committee meetings. Each company, regardless of the number of Board members present, has one vote on each issue for a total, if all members are represented, of six votes. Form 990, Part VI, Section B, line 11b The information for the 990 is compiled by the VP of Operations and Finance and the accounting department and given to the tax staff of the independent auditing firm. Once the audit firm has prepared the draft, the accounting department reviews it and requests any necessary changes. Then the VP of Operations and Finance reviews before the final review is made by the President and CEO and the General Counsel. Form 990, Part VI, Section B, line 12c The conflict of interest declaration is discussed in one Board meeting annually. In addition, each member of the Board reaffirms the conflict of interest declaration annually. The process is recorded in the minutes of the Board meeting. Form 990, Part VI, Section B, line 15a Comparability data from a number of like industry surveys is maintained and reviewed on an as-needed basis. The Executive Committee of the Board set the multi-year contractual compensation for the President and CEO based on external data collected. Annual performance weighs heavily in the determination of the variable compensation payment of the President and CEO occurring each spring. Form 990, Part VI, Section C, line 19 Governing documents, certain policies and audited financial statements are available upon request based on the discretion of management. Form 990, Part IX, line 11g Ally Engagement & Outreach 7,299. Coalition Engagement 226,582. Compliance 37,118. Consulting other 1,248,633. Marketing 257,999. Other professional fees 26,029. Payroll Processing 8,617. Recruiting 77,028. Research 1,554,118. Technical Consulting 472,656. Form 990, Part XII, Line 2c: The organization has a Finance Committee responsible for the oversight of the audit and selection of independent auditor. Alliance of Automobile Manufacturers PAC 803 7th St NW Suite 300 Washington DC 20001 454807568 See Part VII DC 527 Alliance of Automobile Manufacturers 1 Alliance of Automobile Manufacturers CA PAC 555 Capitol Mall Sute 1424 Sacramento CA 95814 262335858 See Part VII CA 527 Alliance of Automobile Manufacturers 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Alliance of Automobile Manufacturers CA PAC B 7800 Tracked directly Part II, Column (b) Alliance of Automobile Manufacturers PAC (b) Primary Activity : To support and encourage the election of persons to federal offices that support the needs of the automotive industry Alliance of Automobile Manufacturers CA PAC (b) Primary Activity : To support and encourage the election of persons to CA offices that support the needs of the automotive industry