2020-05-14T12:22:32-05:00 2019-06-30 472717606 LEVY LAUTER LLP 4640 ADMIRALTY WAY SUITE 700 MARINA DEL REY CA 90292 990PF 2018-07-01 953979100 The Max H Gluck Foundation Inc MAXH 3105197011 PO Box 55516 Sherman Oaks CA 91413 Jon Kaswick President 3105197011 2020-05-14 1 SUERISCHE VILLAROSA P01498118 3108273808 X 208.82.213.4 2020-05-14 10:22:18 PD P B602D594AFD2B0B327E07A06F36CA6A7E42546D0 B602D594AFD2B0B327E07A06F36CA6A7E42546D0 2018 2021-09-10 13:11:23Z X 114461556 X X 61372 61372 3134545 3134545 3315164 52050655 3315164 6511081 6511081 280252 27136 236831 24000 0 0 7898 600 6807 23589 0 0 61083 58029 3055 667992 661813 4449 145753 66365 18473 917 0 13851 0 13851 56596 18206 9500 1281931 832149 292966 5653242 4952800 6935173 832149 5245766 -424092 5678932 18459 48125 48125 7187951 6611056 6611056 6311 7979 7979 11062275 8878051 8878051 51474522 38461663 38461663 22405129 20885279 20885279 20860896 39348534 39348534 14402 4319 0 10083 10083 225980 210786 210786 113241523 114461556 114461556 65863 83807 3753101 4453542 507625 14926 4326589 4552275 X 108914934 109909281 108914934 109909281 113241523 114461556 108914934 -424092 1418439 109909281 0 109909281 Publicly Traded Securities P 52046325 48735491 3310834 3310834 Safety-Kleen Corp Stockholders Litigation Settlement P 4330 4330 4330 3315164 0 5211120 107604782 0.048428 4873366 102830341 0.047392 4757628 101330118 0.046952 4969888 107721246 0.046137 4150947 106843684 0.038851 0.227760 0.045552 108187361 4928151 56789 4984940 5245766 X 56789 0 56789 0 56789 42521 35000 0 77521 X 0 20732 20732 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 www.gluckfoundation.org LEVY LAUTER LLP 3108273808 4640 ADMIRALTY WAY SUITE 700 MARINA DEL REY CA 90292 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JON A KASWICK MD P O Box 55516 Sherman Oaks CA 91413 President 2.00 2000 0 0 Richard Reinis 2121 Ave of the Stars Ste 900 Los Angeles CA 90067 Director 1.00 2000 0 0 Jennifer Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Julie Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Betty S Shelhamer P O Box 55516 Sherman Oaks CA 91413 Director 1.00 2000 0 0 Camilla Townsend 2019 West 35th Street San Pedro CA 90732 Executive Director 25.00 135252 0 0 Jessica Kaswick 5710 Crescent Park East Apartment 314 Playa Vista CA 90094 Deputy Executive Director 40.00 37500 0 0 Jessica Kaswick 5710 Crescent Park East Apartment 314 Playa Vista CA 90094 Executive Director 40.00 94500 0 0 Cathy Hession P O Box 55516 Sherman Oaks CA 91413 Director 1.00 1500 0 0 Hetal Patel P O Box 55516 Sherman Oaks CA 91413 Director 1.00 1500 0 0 NONE 0 NONE 0 0 106276037 6146101 218765 112640903 1129463 0 112640903 4453542 108187361 5409368 5409368 56789 56789 5352579 0 5352579 0 5352579 5245766 0 5245766 56789 5188977 5352579 483565 0 0 5245766 483565 0 0 4762201 0 0 0 0 0 0 0 0 590378 0 0 0 X Autry Museum of the American West Griffith Park 4700 Western Heritage Way Los Angeles CA 90027 N/A PC Arts Education 25000 24th Street Theatre 1117 West 24th Street Los Angeles CA 90007 N/A PC Arts Education 147000 Angels Gate Cultural Center 3601 S Gaffey Street San Pedro CA 90731 N/A PC Arts Education 100000 Boys and Girls Club of LA Harbor 1200 S Cabrillo Ave San Pedro CA 90731 N/A PC Arts Education 75000 Carnegie HallThe Academy 881 Seventh Avenue New York NY 10019 N/A PC Arts Education 150000 Children's Hospital of Los Angeles 3303 Wilshire Boulevard Ste 320 Los Angeles CA 90010 N/A PC Hospital Patient Arts Education 74505 Conga Kids 5858 Wilshire Blvd Los Angeles CA 90036 N/A PC Capacity Building 35000 Greater Los Angeles Zoo Association 5333 Zoo Drive Los Angeles CA 90027 N/A PC Children's Zoo 99400 Harmony Project 817 Vine Street Ste 212 Los Angeles CA 90038 N/A PC Arts Education 150000 LA's Best 200 N Spring St Ste M-120 Los Angeles CA 90012 N/A PC Arts Education 82000 Leo Baeck Temple 1300 N Sepulveda Blvd Los Angeles CA 90049 N/A PC Arts Education 175000 Los Angeles County High School of the Arts 5905 Wilshire Blvd Los Angeles CA 90036 N/A PC Outreach Program 25000 Los Angeles County Museum of Art 5905 Wilshire Blvd Los Angeles CA 90036 N/A PC Maya Mobile/Arts Education LAUSD 293166 Los Angeles Museum of the Holocaust 100 The Grove Dr Los Angeles CA 90036 N/A PC Education 205000 Los Angeles Opera 135 N Grand Ave Los Angeles CA 90012 N/A PC Arts Education 280000 Los Angeles Philharmonic Association 135 N Grand Ave Los Angeles CA 90012 N/A PC Arts Education 432850 Natural History Museum 10th St Constitution Avenue Washington DC DC 20560 N/A PC Music Education/Student Fellowships 337333 Orange County High School for The Arts 1010 N Main Street Santa Ana CA 92701 N/A PC Support Community Service Arts Programs 75000 Regents of UC-Riverside 900 University Ave/3143 HMNSS Riverside CA 92521 N/A PC Music Education/Student Fellowships 555000 The Colburn School 200 S Grand Ave Los Angeles CA 90012 N/A PC Arts Education Programs 640644 The Juilliard School 60 Lincoln Center New York NY 10023 N/A PC Student Fellowship Program 275000 UCLA School of Arts & Architecture 240 Charles Young Dr N Los Angeles CA 90095 N/A PC Arts Education 275902 The Shakespeare Center of Los Angeles 1238 W 1st St Los Angeles CA 90026 N/A PC Arts Education 100000 United Friends of the Children 1055 Wilshire Blvd 1955 Los Angeles CA 90017 N/A PC Education 50000 Westside Family Health Center 1711 Ocean Park Blvd Santa Monica CA 90405 N/A PC Hosiptal Patient Arts Education 120000 WriteGirl 1330 Factory Pl Unit F104 Los Angeles CA 90013 N/A PC Arts Education 25000 CA Hospital Medical Center 1401 S Grand Ave los Angeles CA 90015 N/A PC Hosiptal Patient Arts Education 50000 Hillsides 940 Avenue 64 Pasadena CA 91105 N/A PC Education 25000 Homes 4 Families 21031 Ventura Blvd Suite 610 Woodland Hills CA 91364 N/A PC Arts Education 50000 Inner City Arts 720 Kohler St Los Angeles CA 90021 N/A PC Arts Education 25000 4952800 0 14 61372 14 3134545 18 3315164 0 6511081 0 6511081 0 0 0 0 0 0 0 0 0 0 Audit & Accounting Fees 61083 58029 3055 In accordance with Reg. 53.4942(a)-2(c)(3)(iv), the Foundation is excluding from its minimum investment return (MIR) calculation a total of $4,453,542 in cash that it deems held for charitable activities. This amount is in excess of 1.5% of the fair market value (FMV) of the Foundation's total assets. The following information is submitted in support of the exclusion of $4,453,542 from MIR: 1. FMV of Foundation's average total assets- Part X, Line 3: $112,640,903 2. 1.5% of line 1: $1,689,614 3. Justification of the exclusion of an amount in excess of the amount on line 2: As of June 30, 2019, the Foundation has grant commitments of $4,453,542 of which $2,582,071 is required to be funded by September 2019, and $1,871,471 by March 2020. Therefore, a total of $4,453,542 is deemed held for charitable activities. Historically, the Foundation has funded grant commitments ranging from $4,165,000 to $5,436,000 annually. Office Furniture 1991-11-27 706 706 SL 7.000000000000 0 0 Office Furniture-Chest 1991-12-11 170 170 SL 7.000000000000 0 0 Conference Table & Chairs 1995-04-01 1189 1189 SL 7.000000000000 0 0 Office Filing Cabinets 2006-08-24 1337 1337 SL 10.000000000000 0 0 Office Software 2019-04-04 11000 SL 3.000000000000 917 0 Morgan Stanley 237-029670 Corporate Bonds 8649725 8649725 Morgan Stanley 237-029935 Corporate Bonds 4384187 4384187 Morgan Stanley 237-029733 Corporate Bonds 7851367 7851367 Morgan Stanley 237-029670 Stock 1972149 1972149 Morgan Stanley 237-029664 Stock 7524241 7524241 Morgan Stanley 237-029729 Stock 8137718 8137718 Morgan Stanley 237-029932 Stock 8346225 8346225 Morgan Stanley 237-029731 Stock 5866664 5866664 Morgan Stanley 237-029856 Stock 6614666 6614666 8878051 8878051 0 0 Morgan Stanley 237-029670 Templeton Global Bond Fund FMV 6676877 6676877 Morgan Stanley 237-029670 Alkeon Growth Offshore Fund FMV 4221993 4221993 Morgan Stanley 237-029670 Millennium Int'L Hedge Fund FMV 4423979 4423979 UMB - Blackgold Opportunity Offshore Fund FMV 2648663 2648663 Morgan Stanley 237-029670 Lord Abbett Sht Duration FMV 5729330 5729330 Morgan Stanley 368 Pimco Income FMV 6809158 6809158 Morgan Stanley 368 AMG Yacktman FMV 8125271 8125271 Morgan Stanley 237-029670 MSILF Money Market PTF INST FMV 602474 602474 Morgan Stanley 237-029670 Premier Offshore SP VIII FMV 33246 33246 Morgan Stanley 237-029670 PE Premier Offshore SP VII CPV FMV 77543 77543 Office Furniture 706 706 0 Office Furniture-Chest 170 170 0 Conference Table & Chairs 1189 1189 0 Office Filing Cabinets 1337 1337 0 Office Software 11000 917 10083 Legal Fees 23589 0 0 ACCRUED DIVIDENDS AND INTEREST ON INVESTMENTS 225980 210786 210786 Insurance 10072 0 0 Bank Charges 85 0 0 Office Supplies/Expenses 18733 0 0 Investment Transaction Fees 18206 18206 0 Grantmaking Organization Dues 9500 0 9500 Unrealized Net Capital Gain on Investments 1418439 Securitiy Purchases Payable 500000 0 Excise Tax Payable 7625 14926 Consulting Fees 6179 0 4449 Investment Advisory Fees 661813 661813 0 The following information is submitted in support of the reduction from fair market value (FMV) claimed on line 1e of Part X under the authority of IRC Sec. 4942(e)(2)(B) and Reg. 53.4942(a)-2(c)(4): 1. Securities description: 10,343 units Alkeon Growth Offshore Fund - $4,221,993.00 2,087 units Blackgold Opportunity Offshore Fund - $2,648,663.00 2,883 units Millennium International HedgeFocus Fund - $4,423,979.00 2. Foundation's ownership in each fund: less than 3% 3. Total FMV of the securities prior to the valuation discount: $11,294,635 4. Amount of discount claimed: 10%, $1,129,464 5. Discount justification: The Foundation's investment in the above funds are subject to certain redemption restrictions, which may result in the Foundation not receiving sales proceeds for in excess of 6 months. A 10% discount to the value of these funds has therefore been included to reflect their lack of liquidity. State Filing Fees 180 0 0 Excise Taxes 57447 0 0 Foreign Tax Withheld 64708 64708 0 Payroll Taxes 23418 1657 18473