2020-05-14T14:51:32-05:00 2019-06-30 263753134 CBIZ MHM LLC 500 BOYLSTON STREET BOSTON MA 02116 990 2018-07-01 042133255 SUFFOLK UNIVERSITY SUFF 6175738400 8 ASHBURTON PLACE BOSTON MA 02108 LAURA SANDER SENIOR VP/TREASURER 6175738400 2020-05-07 1 CRAIG KLEIN P00734640 6177610600 2020-05-07 207.172.72.163 2020-05-07 16:33:41 ED P AAFE5242E44AA74A98A743050A15125E154A43A4 AAFE5242E44AA74A98A743050A15125E154A43A4 2018 2020-09-23 17:36:50Z LAURA SANDER 8 ASHBURTON PLACE BOSTON MA 02108 356181287 0 X WWW.SUFFOLK.EDU X 1914 MA SEE SCHEDULE O. 25 25 3303 480 857296 202863 19952091 13515051 279456034 292304352 12620116 17508696 4086363 6816481 316114604 330144580 89586269 102454949 0 0 113434108 127313702 0 0 3127427 98477609 99911772 301497986 329680423 14616618 464157 719297237 710224267 381854131 375361307 337443106 334862960 SEE SCHEDULE O. 0 0 116403484 41554204 141049420 THE COLLEGE OF ARTS AND SCIENCES PREPARES STUDENTS OF ALL AGES AND BACKGROUNDS TO LIVE MORE FULFILLING LIVES, TO APPRECIATE AND CONTRIBUTE TO THE COMMUNITIES OF WHICH THEY ARE MEMBERS AND TO REACH THEIR ETHICAL, PERSONAL, INTELLECTUAL AND FINANCIAL GOALS. TO HELP ITS STUDENTS MAXIMIZE THEIR POTENTIAL, THE COLLEGE EMPHASIZES CRITICAL AND ANALYTICAL THINKING THROUGH A RIGOROUS "SUCCESS SKILLS" UNDERGRADUATE CORE PROGRAM IN WRITTEN AND ORAL COMMUNICATION, COMPUTING, ANALYZING, AND INTEGRATING. FACULTY SCHOLARSHIP SUPPORTS DIVERSIFIED LIBERAL ARTS CONCENTRATIONS AVAILABLE IN THE HUMANITIES, THE NATURAL SCIENCES AND THE SOCIAL SCIENCES, ALONG WITH GRADUATE PROGRAMS IN SEVERAL FIELDS, MOST OFFERING CAREER-RELATED PROFESSIONAL PROGRAM TRACKS AND PRACTICAL EXPERIENCE ON OR OFF CAMPUS. SEE SCHEDULE O FOR ADDITIONAL INFORMATION. 113423825 43527075 102117130 THE SAWYER BUSINESS SCHOOL (SBS) CREATES A LEARNING ENVIRONMENT THAT ENABLES STUDENTS TO EMERGE AS SUCCESSFUL LEADERS IN THE PRACTICE OF GLOBAL BUSINESS AND PUBLIC SERVICES. THE SBS VALUES EXCELLENCE IN EDUCATION AND RESEARCH, AND WORKS WITH ITS STUDENTS, ALUMNI, AND BUSINESS PARTNERS TO ACHIEVE THEIR GOALS. THE PROGRAMS ARE BUILT ON THE CORE VALUES OF PROMOTING OPPORTUNITY, EXCELLENCE, QUALITY TEACHING, INCLUSION AND COLLABORATION, AND EXCEPTIONAL SERVICE. SEE SCHEDULE O FOR ADDITIONAL INFORMATION. 54099593 17373670 49137802 THE LAW SCHOOL IS DEDICATED TO WELCOMING STUDENTS FROM ALL BACKGROUNDS AND CIRCUMSTANCES AND EDUCATING THEM TO BECOME HIGHLY SKILLED AND ETHICAL LAWYERS WHO ARE WELL-PREPARED TO SERVE IN THEIR LOCAL COMMUNITIES, ACROSS THE NATION, AND AROUND THE WORLD. THE LAW SCHOOL SEEKS TO DEVELOP IN ITS STUDENTS THE SKILLS NECESSARY TO SERVE THE PROFESSION'S CHANGING NEEDS IN AN INCREASINGLY DIVERSE, GLOBAL, AND TECHNOLOGICALLY-DEPENDENT SOCIETY. THE LAW SCHOOL'S GOAL IS TO PROVIDE ITS STUDENTS WITH ACCESS TO AN EXCELLENT LEGAL EDUCATION, INSPIRE A COMMITMENT TO JUSTICE, AND PROVIDE ITS GRADUATES THE OPPORTUNITY TO ACHIEVE THEIR CAREER ASPIRATIONS. 283926902 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 399 0 1 3303 1 1 1 1 SP 0 0 0 1 1 0 0 0 0 0 0 X 25 25 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 0 MA X X LAURA SANDER 6175738400 8 ASHBURTON PLACE BOSTON MA 02108 ROBERT C LAMB JR CHAIR 1.00 0.00 X 0 0 0 JOHN L BROOKS III TRUSTEE 1.00 0.00 X 0 0 0 KENT JOHN CHABOTAR TRUSTEE 1.00 0.00 X 0 0 0 JEANETTE G CLOUGH TRUSTEE 1.00 0.00 X 0 0 0 DANIEL F CONLEY ESQ TRUSTEE 1.00 0.00 X 0 0 0 SUSAN CONNELLY TRUSTEE 1.00 0.00 X 0 0 0 JOSEPH DELISI TRUSTEE 1.00 0.00 X 0 0 0 MARIA DIPIETRO TRUSTEE 1.00 0.00 X 0 0 0 JOHN FERNANDEZ TRUSTEE 1.00 0.00 X 0 0 0 JILL S GABBE TRUSTEE (THROUGH 10/15/2018) 1.00 0.00 X 0 0 0 PATRICIA J GANNON TRUSTEE 1.00 0.00 X 0 0 0 CHRISTINE GARVEY TRUSTEE 1.00 0.00 X 0 0 0 ERNST GUERRIER ESQ TRUSTEE 1.00 0.00 X 0 0 0 JOHN F HARRINGTON TRUSTEE 1.00 0.00 X 0 0 0 J ROBERT JOHNSON (EMERITUS TRUSTEE EFFECTIVE 6/21/19) 1.00 0.00 X 0 0 0 PATRICK F JORDAN TRUSTEE 1.00 0.00 X 0 0 0 IVANA MAGOVCEVIC-LIEBISCH TRUSTEE 1.00 0.00 X 0 0 0 KONSTANTINOS LIGRIS TRUSTEE 1.00 0.00 X 0 0 0 STACY MILLS TRUSTEE 1.00 0.00 X 0 0 0 BEVILTON MORRIS TRUSTEE 1.00 0.00 X 0 0 0 THE HONORABLE AMY L NECHTEM TRUSTEE 1.00 0.00 X 0 0 0 CAROL SAWYER PARKS TRUSTEE 1.00 0.00 X 0 0 0 SUSAN RUGNETTA TRUSTEE 1.00 0.00 X 0 0 0 E MACEY RUSSELL ESQ TRUSTEE 1.00 0.00 X 0 0 0 LARRY SMITH TRUSTEE 1.00 0.00 X 0 0 0 NANCY STACK TRUSTEE 1.00 0.00 X 0 0 0 MARK E SULLIVAN ESQ TRUSTEE 1.00 0.00 X 0 0 0 TARA L TAYLOR TRUSTEE (THROUGH 11/6/2018) 1.00 0.00 X 0 0 0 MARISA KELLY PRESIDENT 50.00 0.00 X 570750 0 57810 LAURA SANDER SENIOR VP/TREASURER 50.00 0.00 X 325709 0 47327 SEBASTIAN ROYO SVP/ACTING PROVOST 50.00 0.00 X 291800 0 57810 COLM RENEHAN SVP/ADVANCEMENT 50.00 0.00 X 289475 0 34033 JOHN NUCCI SVP/GOV'T & COMMUNITY AFFAIRS 50.00 0.00 X 252389 0 22500 ANDREW PERLMAN DEAN 50.00 0.00 X 342042 0 57810 WILLIAM O'NEILL DEAN 50.00 0.00 X 296509 0 43999 ASAKO M TOYODA DEAN 50.00 0.00 X 276337 0 24664 ANN COYNE DEAN 50.00 0.00 X 159598 0 26968 GREGOR GATLIN VP/MARKETING AND COMMUNICATION 50.00 0.00 X 163376 0 48852 THOMAS DORER GENERAL COUNSEL 50.00 0.00 X 286714 0 57810 MICHAEL BEHNAM ASSOCIATE DEAN 50.00 0.00 X 254562 0 48493 KENNETH GREENBERG PROFESSOR 50.00 0.00 X 250540 0 22759 THOMAS LYNCH III CIO 50.00 0.00 X 238160 0 22282 JANICE GRIFFITH PROFESSOR 50.00 0.00 X 231052 0 30522 MICHAELE MORROW ASSOCIATE PROFESSOR 50.00 0.00 X 225941 0 38918 4454954 0 642557 243 0 1 0 C&W FACILITY SERVICES INC 275 GROVE ST SUITE 3-200 AUBURNDALE MA 024662274 FACILITIES MAINTENANCE 4980235 SODEXO INC & AFFILIATES PO BOX 360170 PITTSBURGH PA 152516170 FOOD SERVICES 4960221 ABM INDUSTRY GROUPS LLC 1350 EUCLID AVENUE SUITE 1500 CLEVELAND OH 441151832 FACILITIES MAINTENANCE 2971023 DECIBEL MEDIA LLC 12 CITY SQUARE FLOOR 5 CHARLESTOWN MA 02129 ADVERTISING 952416 ONE SIXTY OVER NINETY LLC 510 WALNUT STREET FLOOR 19 PHILADELPHIA PA 191063613 ADVERTISING 947668 22 70250 6077721 7367080 390692 13515051 TUITION AND FEES 611710 267999028 267999028 RESIDENCE HALLS AND DI 721000 24305324 23849036 456288 292304352 7405333 401008 7004325 216698 216698 1674602 0 1674602 1674602 1674602 35868628 25981963 9886665 9886665 9886665 40400 70250 54744 -14344 -14344 INTO SUFFOLK 900099 1942624 1942624 MISCELLANEOUS INCOME 900099 875744 875744 CENTER FOR RESTORATIVE 900099 639857 639857 1697998 1697998 5156223 330144580 293790688 857296 21981545 155600 155600 101757017 101757017 542332 542332 4003846 1411100 2244900 347846 94870759 75275457 18338764 1256538 6574955 5217763 1263450 93742 15278801 12171630 2947289 159882 6585341 5226261 1258000 101080 357911 357911 313039 313039 2187 2187 759840 759840 1883945 597873 1215465 70607 4471407 2748320 1566221 156866 1949858 1319903 401313 228642 5561487 3330212 2041942 189333 30167337 27457797 2709540 2605758 1745433 425848 434477 16199904 15217486 982418 15318404 13855526 1462878 1652782 1031272 621510 RESIDENCE HALL EXPENSES 3673459 3673459 ACADEMIC SERVICE/SUPPOR 3345234 3345234 LIBRARY EXPENSE 1705876 1705876 INSTRUCTION EXPENSES 1539265 1539265 8404079 4602086 3713579 88414 329680423 283926902 42626094 3127427 0 0 38059959 35763109 11824209 9764816 6332376 6831351 2936144 3070934 568584397 182995656 389519825 385588741 226291007 195441566 24886585 63056887 9467243 7838761 9979889 2868102 719297237 710224267 27627547 27039162 6911634 8211752 337182652 332471429 10132298 7638964 381854131 375361307 X 283742905 278806703 19467975 22353152 34232226 33703105 337443106 334862960 719297237 710224267 X 464157 -4532408 1488105 X 0 1 X 1 1 1 X 8896768 8057795 7803759 19952091 13515051 58225464 8896768 8057795 7803759 19952091 13515051 58225464 3863293 54362171 5683775 6497427 6437005 8049656 8895625 35563488 288632 288632 1810971 1345431 2011715 2585645 3253999 11007761 105085345 1415513218 0.51730 0.55670 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: BOOKSTORE COMMISSIONS - 2014 AMOUNT: $ 510,928. 2015 AMOUNT: $ 459,835. 2016 AMOUNT: $ 407,453. 2017 AMOUNT: $ 370,681. MISCELLANEOUS INCOME - 2014 AMOUNT: $ 1,300,043. 2015 AMOUNT: $ 885,596. 2016 AMOUNT: $ 1,321,184. 2017 AMOUNT: $ 1,759,261. 2018 AMOUNT: $ 2,573,742. CENTER FOR RESTORATIVE JUSTICE - 2016 AMOUNT: $ 283,078. 2018 AMOUNT: $ 639,857. INTO SUFFOLK - 2017 AMOUNT: $ 455,703. FUNDRAISING INCOME - 2018 AMOUNT: $ 40,400. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 2187 2187 0 PART II-B, LINE 1: SUFFOLK UNIVERSITY PAYS MEMBERSHIP DUES TO VARIOUS EDUCATIONAL ASSOCIATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES ON BEHALF OF THEIR MEMBER. MEMBERSHIP FEES TO THESE ORGANIZATIONS ALLOCABLE TO LOBBYING ACTIVITIES AMOUNTED TO $2,187. X X X X 0 249136919 15350574 11071683 1537006 17009474 712733 256299963 231720743 9810816 16512690 1287925 7175925 443480 249136919 181636189 34392019 23362074 1413660 5886340 369539 231720743 185813403 3530104 -533757 965496 5817507 390591 181636189 194540110 3795746 -1110491 6943309 4045659 422994 185813403 0.83560 0.13150 0.03290 1 0 46336033 46336033 383047826 93283460 289764366 44814525 24071353 20743172 89153208 64736152 24417056 5232805 904691 4328114 385588741 FUNDS HELD OR ADMINISTERED BY OTHERS 723504 F FLEXIBLE CAPITAL 21066941 F PRIVATE EQUITY 1486725 F REAL ASSETS 38674717 F REAL ESTATE 1105000 C 63056887 REFUNDABLE US GOVERNMENT GRANT 5506856 TAXABLE BOND 2132108 7638964 X 330750739 -4532408 5898407 1365999 329384740 759840 759840 330144580 333356774 4436191 4436191 328920583 759840 759840 329680423 PART III, LINE 4: THE UNIVERSITY'S COLLECTIONS CONSIST OF WORKS OF ART, ARTIFACTS, RARE BOOKS, HISTORICAL DOCUMENTS, AND OTHER SIMILAR MATERIALS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGUED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED REGULARLY. AN EXAMPLE OF A COLLECTION HELD BY THE UNIVERSITY IS THE JOHN JOSEPH MOAKLEY ARCHIVE AND INSTITUTE. THE JOHN JOSEPH MOAKLEY ARCHIVE AND INSTITUTE AT SUFFOLK UNIVERSITY WAS ESTABLISHED IN 2001 UPON CONGRESSMAN MOAKLEY'S GIFT OF HIS PAPERS. THE INSTITUTE IS DEDICATED TO THE PRESERVATION, STUDY, INTERPRETATION, AND CELEBRATION OF CONGRESSMAN MOAKLEY'S LEGACY OF SERVICE AND POLITICAL AND PUBLIC POLICY LEADERSHIP THROUGH PROGRAMMING AND PROMOTION OF JOE MOAKLEY'S CONGRESSIONAL PAPERS. EXHIBIT PROGRAM: THE MOAKLEY INSTITUTE CURATES AND PRESENTS TWO TYPES OF EXHIBITS ON THE LIFE AND LEGACY OF CONGRESSMAN JOE MOAKLEY: GALLERY EXHIBITS AND TRAVELING EXHIBITS. CONGRESSMAN MOAKLEY PAPERS: THE CONGRESSMAN MOAKLEY PAPERS CONSIST OF 522 BOXES OF MATERIALS THAT DOCUMENT THE CONGRESSMAN'S EARLY LIFE, HIS WORLD WAR II SERVICE, HIS TERMS IN THE MASSACHUSETTS HOUSE OF REPRESENTATIVES AND SENATE, AND HIS SERVICE IN THE US CONGRESS. PRIMARILY, THE COLLECTION COVERS MOAKLEY'S CONGRESSIONAL CAREER FROM 1973 TO 2001 INCLUDING DOCUMENTS RELATED TO HIS LEGISLATIVE AND POLICY CAMPAIGNS CENTERED ON HUMAN RIGHTS, THE MOAKLEY COMMISSION IN EL SALVADOR, FIRE-SAFE CIGARETTES, AND HIS PROMOTION OF DISTRICT PROJECTS SUCH AS THE BOSTON HARBOR ISLANDS, THE BIG DIG, AND PRESERVATION OF HISTORIC SITES. PART V, LINE 4: SUFFOLK UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 265 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, INCLUDING BOTH DONOR-RESTRICTED ENDOWMENT FUNDS, FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS, AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES FOR STRATEGIC INITIATIVES. A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL ASSISTANCE TO UNDERGADUATE, GRADUATE, AND LAW SCHOOL STUDENTS. SOME OF THE OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF DEPARTMENT CHAIRS, SUPPORT FOR VARIOUS UNIVERSITY CENTERS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S SPENDING POLICY IS DESIGNED TO PROVIDE THE UNIVERSITY A STABLE LEVEL OF FINANCIAL SUPPORT AND TO PRESERVE THE ENDOWMENT'S REAL VALUE. PART X, LINE 2: THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AND IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES ON RELATED INCOME AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE UNIVERSITY IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTIONS AND DOES NOT BELIEVE IT HAS ANY UNCERTAIN TAX POSITIONS. THE UNIVERSITY'S FEDERAL AND STATE TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS FOLLOWING THE DATE FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST 14,400. LOSS ON EARLY EXTINGISHMENT OF DEBT -2,007,507. REVENUE REPORTED BY SUBSIDIARY IN SPAIN 4,395,958. FOREIGN EXCHANGE ADJUSTMENT -128,576. CHANGE IN PBO OBLIGATION 3,609,788. NET FUNDRAISING EVENT ACTIVITY 14,344. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES REPORTED BY SUBSIDIARY IN SPAIN 4,421,847. NET FUNDRAISING EVENT ACTIVITY 14,344. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SUFFOLK UNIVERSITY DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, NATIONAL ORIGIN, RELIGION, SEX, AGE, DISABILITY, SEXUAL ORIENTATION, GENDER IDENTITY, GENDER EXPRESSION, GENETIC INFORMATION, VIETNAM-ERA OR DISABLED-VETERAN STATUS IN ITS EMPLOYMENT, ADMISSION POLICIES, OR IN THE ADMINISTRATION OR OPERATION OF, OR ACCESS TO ITS ACADEMIC AND NON-ACADEMIC PROGRAMS AND POLICIES. IT DOES NOT DISCRIMINATE ON THE BASIS OF DISABILITY IN VIOLATION OF SECTION 504 OF THE REHABILITATION ACT OF 1973. THE UNIVERSITY PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY ON THE UNIVERSITY'S WEBSITE, APPLICATIONS FOR EMPLOYMENT, AND STUDENT, EMPLOYEE AND FACULTY HANDBOOKS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES AID FOR STUDENTS FROM SUCH FEDERAL PROGRAMS AS PELL, SEOG, FEDERAL WORK STUDY, PERKINS, DIRECT LOANS, ETC. THE UNIVERSITY IS ALSO THE RECIPIENT OF SEVERAL FEDERAL AND STATE GRANTS FROM AGENCIES SUCH AS THE U.S. DEPARTMENT OF JUSTICE PROGRAMS, NATIONAL SCIENCE FOUNDATION AND THE U.S. DEPARTMENT OF EDUCATION, AMONG OTHERS. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION OR OTHER 12030 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES RECRUITING 3501 CENTRAL AMERICA AND THE CARIBBEAN 0 0 SEND AGENTS TO SEMINAR EDUCATION 10313 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION OR OTHER 315550 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES RECRUITING 71122 EAST ASIA AND THE PACIFIC 0 0 SEND AGENTS TO SEMINAR EDUCATION 8339 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 FUNDRAISING 4314 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES EDUCATION OR OTHER 948394 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES RECRUITING 39307 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 SEND AGENTS TO SEMINAR EDUCATION 49782 MIDDLE EAST AND NORTH AFRICA 0 0 FUNDRAISING 36054 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES EDUCATION OR OTHER 55262 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES RECRUITING 23316 MIDDLE EAST AND NORTH AFRICA 0 0 SEND AGENTS TO SEMINAR EDUCATION 3193 NORTH AMERICA 0 0 PROGRAM SERVICES EDUCATION OR OTHER 60063 NORTH AMERICA 0 0 PROGRAM SERVICES RECRUITING 24876 NORTH AMERICA 0 0 SEND AGENTS TO SEMINAR EDUCATION 14216 SOUTH AMERICA 0 0 PROGRAM SERVICES EDUCATION OR OTHER 58515 SOUTH AMERICA 0 0 PROGRAM SERVICES RECRUITING 46239 SOUTH AMERICA 0 0 SEND AGENTS TO SEMINAR EDUCATION 450 SOUTH ASIA 0 0 PROGRAM SERVICES RECRUITING 21042 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES EDUCATION OR OTHER 3354 SUB-SAHARAN AFRICA 0 0 SEND AGENTS TO SEMINAR EDUCATION 1487 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 1575 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 173417 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 356990 SOUTH AMERICA 0 0 GRANTMAKING 10350 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 10177957 0 0 0 0 0 0 1373563 11157445 12531008 FOREIGN GRANTS PAID - AFRICA SUB-SAHARAN AFRICA 2 1575 AWARD FOREIGN GRANTS PAID - EAST ASIA AND THE PACIFIC EAST ASIA AND THE PACIFIC 17 173417 AWARD FOREIGN GRANTS PAID - EUROPE EUROPE (INCLUDING ICELAND & GREENLAND) 70 356990 AWARD FOREIGN GRANTS PAID - SOUTH AMERICA SOUTH AMERICA 1 10350 AWARD 1 0 1 1 1 1 PART I, LINE 2: ALL GRANTS ARE AWARDED BASED ON NEED AND/OR MERIT AND CONFORM TO FEDERAL, STATE, AND INSTITUTIONAL REGULATIONS. ELIGIBILITY IS BASED ON A THOROUGH REVIEW AND VERIFICATION OF A FAMILY'S INCOME, ASSETS, SIZE, AND NUMBER OF DEPENDENTS ENROLLED IN COLLEGE. ANNUAL EXPENDITURE REPORTS ARE SUBMITTED TO THE FEDERAL AND STATE GOVERNMENTS FOR REVIEW. THE FUND EXPENDITURES ARE REVIEWED FOR COMPLIANCE IN AN ANNUAL AUDIT CONDUCTED BY AN INDEPENDENT ACCOUNTING FIRM. PART I, LINE 3: EXPENDITURES IN COLUMN (F) ARE BASED ON THE ACCRUAL METHOD OF ACCOUNTING. ALL RISE 2018 110650 70250 40400 38755 15989 110650 70250 40400 38755 15989 54744 -14344 1 BOSTON PLANNING AND DEVELOPMENT AGENCY 1 CITY HALL BOSTON MA 02201 046006386 GOVERNMENT 30000 GENERAL SUPPORT CAMBRIDGE STREET COMMUNITY DEVELOPMENT CORPORATION 74 JOY STREET BOSTON MA 02114 222496921 501(C)(3) 8100 GENERAL SUPPORT EAST BOSTON HIGH SCHOOL 86 WHITE STREET EAST BOSTON MA 02128 000000000 GOVERNMENT 15000 GENERAL SUPPORT FUND FOR PARKS AND RECREATION IN BOSTON 1010 MASSACHUSETTS AVENUE BOSTON MA 02118 046006386 GOVERNMENT 102500 GENERAL SUPPORT 4 0 FINANCIAL AID - UNIVERSITY, FEDERAL & STATE 6165 101757017 PART I, LINE 2: MONITOR THE USE OF GRANTS FUNDS IN THE US: THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO BOSTON PLANNING AND DEVELOPMENT AGENCY, AS PART OF THE CITY OF BOSTON, WHICH ASSISTS THE ORGANIZATION TO DEVELOP DOWNTOWN BOSTON AND SURROUNDING NEIGHBORHOODS PURSUANT TO COOPERATIVE AGREEMENT. THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO CAMBRIDGE STREET DEVELOPMENT CORPORATION, A 501(C)(3) ORGANIZATION, WHICH ASSISTS THE ORGANIZATION TO DEVELOP THE CAMBRIDGE STREET AREA OF THE CITY OF BOSTON. THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO EAST BOSTON HIGH SCHOOL FOR ITS ATHLETIC PROGRAMS. THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO THE FUND FOR PARKS AND RECREATION IN BOSTON FOR UPKEEP OF ATHLETIC FIELDS USED BY THE UNIVERSITY AS WELL AS THE SURROUNDING NEIGHBORHOODS. ALL GRANTS AWARDED ARE BASED ON NEED AND/OR MERIT AND CONFORM TO FEDERAL, STATE, AND INSTITUTIONAL REGULATIONS. ELIGIBILITY IS BASED ON A THOROUGH REVIEW AND VERIFICATION OF A FAMILY'S INCOME, ASSETS, SIZE, AND NUMBER OF DEPENDENTS ENROLLED IN COLLEGE. ANNUAL EXPENDITURE REPORTS ARE SUBMITTED TO THE FEDERAL AND STATE GOVERNMENTS FOR REVIEW. THE FUND EXPENDITURES ARE REVIEWED FOR COMPLIANCE IN AN ANNUAL AUDIT CONDUCTED BY AN INDEPENDENT ACCOUNTING FIRM. X X X 1 1 X X X X X X 0 0 0 0 0 0 0 1 0 MARISA KELLY PRESIDENT 472636 0 40000 0 58114 0 24750 0 33060 0 628560 0 0 0 LAURA SANDER SENIOR VP/TREASURER 320336 0 0 0 5373 0 24750 0 22577 0 373036 0 0 0 SEBASTIAN ROYO SVP/ACTING PROVOST 287117 0 0 0 4683 0 24750 0 33060 0 349610 0 0 0 COLM RENEHAN SVP/ADVANCEMENT 287702 0 0 0 1773 0 24750 0 9283 0 323508 0 0 0 JOHN NUCCI SVP/GOV'T & COMMUNITY AFFAIRS 189423 0 0 0 62966 0 22500 0 0 0 274889 0 0 0 ANDREW PERLMAN DEAN 334778 0 0 0 7264 0 24750 0 33060 0 399852 0 0 0 WILLIAM O'NEILL DEAN 291970 0 0 0 4539 0 24750 0 19249 0 340508 0 0 0 ASAKO M TOYODA DEAN 274039 0 0 0 2298 0 24664 0 0 0 301001 0 0 0 ANN COYNE DEAN 148390 0 0 0 11208 0 14629 0 12339 0 186566 0 0 0 GREGOR GATLIN VP/MARKETING AND COMMUNICATION 161078 0 0 0 2298 0 15792 0 33060 0 212228 0 0 0 THOMAS DORER GENERAL COUNSEL 284296 0 0 0 2418 0 24750 0 33060 0 344524 0 0 0 MICHAEL BEHNAM ASSOCIATE DEAN 217417 0 0 0 37145 0 23573 0 24920 0 303055 0 0 0 KENNETH GREENBERG PROFESSOR 248160 0 0 0 2380 0 22759 0 0 0 273299 0 0 0 THOMAS LYNCH III CIO 237931 0 0 0 229 0 21538 0 744 0 260442 0 0 0 JANICE GRIFFITH PROFESSOR 220052 0 0 0 11000 0 21240 0 9282 0 261574 0 0 0 MICHAELE MORROW ASSOCIATE PROFESSOR 162255 0 0 0 63686 0 19817 0 19101 0 264859 0 0 0 PART I, LINE 1A THE UNIVERSITY PAYS FOR CERTAIN TRAVEL EXPENSES FOR THE UNIVERSITY PRESIDENT'S SPOUSE, ONLY WHEN THAT TRAVEL IS PRIMARILY FOR BONA FIDE BUSINESS PURPOSES OF THE UNIVERSITY. TRAVEL EXPENSES FOR THE PRESIDENT AND HER SPOUSE ARE APPROVED BY THE CHAIRMAN OF THE BOARD OF TRUSTEES. THE HOUSING ALLOWANCE WAS RECEIVED BY THE UNIVERSITY'S PRESIDENT AND IS INCLUDED IN HER TAXABLE WAGES. SOCIAL CLUB DUES WERE PAID BY THE UNIVERSITY ON BEHALF OF AN OFFICER DURING CALENDAR YEAR 2018. THE DUES ARE NOT INCLUDED IN THE EMPLOYEE'S TAXABLE WAGES AS THE SOCIAL CLUB IS USED TO CONDUCT UNIVERSITY BUSINESS. PART I, LINE 7 DURING AN EXECUTIVE SESSION OF THE COMPENSATION COMMITTEE, THE COMMITTEE COMPLETED AN ANNUAL PERFORMANCE REVIEW OF THE PRESIDENT AND AGREED UPON A BONUS AMOUNT THAT REFLECTED HER PERFORMANCE DURING THE PRECEDING YEAR. A MA DEVEOPMENT FINANCE AGENCY SERIES 2010 043431814 57583R3C7 2010-10-14 65889765 DEMOLISH/RECONSTRUCT BLDG/IMPROVE 0 0 0 B MA DEVEOPMENT FINANCE AGENCY SERIES 2017 043431814 57584XM81 2017-04-27 185251323 REFUND SERIES 2009A - PARTIAL 0 0 0 C MA DEVEOPMENT FINANCE AGENCY SERIES 2019 043431814 57584YSB6 2019-04-03 92159803 REFUND SERIES 2009A - PARTIAL 0 0 0 A 6195000 66200759 1114524 65086239 2015 0 0 1 1 B 185251323 185249413 1910 2017 0 1 1 1 C 92159803 91232811 732168 194824 2019 1 0 1 1 A 0 1 1 1 0 0.02290 0.00000 0.02290 0 0 1 B 0 1 1 1 0 0.01210 0.00540 0.01750 0 0 1 C 0 1 1 1 0 0.00340 0.00000 0.00340 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE BOND ISSUE B & C - THE SERIES 2009A BONDS WERE ISSUED ON 11/18/2009. PART II, COLUMN A THE DIFFERENCE BETWEEN TOTAL PROCEEDS IN PART II, LINE 3 AND TOTAL PROCEEDS OF THE BOND ISSUE IS INVESTMENT EARNINGS OF $310,994. PART II, COLUMN C THE AMOUNT INCLUDED IN PART II, LINE 11 REFLECTS AMOUNTS PAID FOR THE ISSUER'S FEE AND TITLE INSURANCE. PART IV, LINE 2C THE REBATE COMPUTATION DATE FOR THE 2010 BOND ISSUE WAS OCTOBER 2019. THE REBATE COMPUTATION DATE FOR THE 2017 BOND ISSUE WAS APRIL 2019. X 26 390692 MEAN PRICE 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART I, LINE 1 AND PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: AT SUFFOLK UNIVERSITY WE ARE DRIVEN BY THE POWER OF EDUCATION, INCLUSION, AND ENGAGEMENT TO CHANGE LIVES AND POSITIVELY IMPACT COMMUNITIES. COMMITTED TO EXCELLENCE, WE PROVIDE STUDENTS WITH EXPERIENTIAL AND TRANSFORMATIONAL LEARNING OPPORTUNITIES THAT BEGIN IN THE CENTER OF BOSTON, REACH ACROSS THE GLOBE, AND LEAD TO EXTRAORDINARY OUTCOMES FOR OUR GRADUATES. FORM 990, PART III, LINE 4A AND 4B, PROGRAM SERVICE ACCOMPLISHMENTS: REVENUES RELATED TO THE UNIVERSITY'S PROGRAM SERVICES ARE ALLOCATED BASED ON THE SCHOOL IN WHICH ACADEMIC COURSES ARE TAUGHT. EXPENSES ARE ALLOCATED BASED ON THE FTE ENROLLMENT IN THE RESPECTIVE SCHOOLS. FORM 990, PART VI, SECTION A, LINE 1 IN THE INTERVALS BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, THE EXECUTIVE COMMITTEE SHALL HAVE AND EXERCISE THE AUTHORITY OF THE BOARD OF TRUSTEES IN THE MANAGEMENT AND EXECUTION OF THE AFFAIRS OF SUFFOLK UNIVERSITY IN ALL MATTERS EXCEPT THOSE WITH RESPECT TO WHICH AUTHORITY IS GIVEN IN THE UNIVERSITY'S BYLAWS TO THE ADMINISTRATION AND FINANCE COMMITTEE AND EXCEPT THOSE WHICH PURSUANT TO LAW OR SPECIFIC SECTIONS OF THE BYLAWS REQUIRE THE VOTE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 4 DURING THE TAX YEAR, THE UNIVERSITY MADE THE FOLLOWING SIGNIFICANT REVISIONS TO PREVIOUSLY ADOPTED BYLAWS: CHANGED THE APPOINTMENT PROCESS FOR SENIOR ADMINISTRATORS OTHER THAN THE PRESIDENT; CHANGED THE DONATION ACCEPTANCE PROCESS; AND CHANGED THE PROCESS FOR FACULTY APPOINTMENTS. FORM 990, PART VI, SECTION B, LINE 11B THE CONTROLLER OF SUFFOLK UNIVERSITY IS RESPONSIBLE FOR PROVIDING THE INFORMATION NECESSARY FOR THE UNIVERSITY'S TAX ADVISOR TO PREPARE FORM 990. RECOMMENDED CHANGES ARE DISCUSSED WITH SENIOR MANAGEMENT AND INCORPORATED INTO THE RETURN. THE DRAFT FORM IS THEN PROVIDED TO THE AUDIT, COMPLIANCE, AND RISK MANAGEMENT COMMITTEE OF THE BOARD OF TRUSTEES SUFFICIENTLY IN ADVANCE OF THE FILING DEADLINE TO ENABLE A DETAILED AND CONSCIENTIOUS REVIEW BY ALL MEMBERS OF THE COMMITTEE WITH SENIOR MANAGEMENT AND THE UNIVERSITY'S TAX ADVISOR. ALL QUESTIONS AND CONCERNS OF THE AUDIT, COMPLIANCE, AND RISK MANAGEMENT COMMITTEE MEMBERS ARE ADDRESSED AND INCORPORATED INTO THE FORM AS APPROPRIATE. AFTER THE AUDIT, COMPLIANCE, AND RISK MANAGEMENT COMMITTEE REVIEW, ALL MEMBERS OF THE GOVERNING BODY ARE PROVIDED A LINK TO A PASSWORD-PROTECTED WEBSITE ON WHICH THE ENTIRE FORM 990 CAN BE VIEWED IN ADVANCE OF THE FILING DEADLINE. ALL QUESTIONS AND CONCERNS OF THE MEMBERS OF THE BOARD OF TRUSTEES ARE ADDRESSED BY THE TREASURER AND INCORPORATED INTO THE FORM 990 AS APPROPRIATE. AFTER ALL OF THE INPUT FROM THE BOARD OF TRUSTEES AND THE AUDIT, COMPLIANCE, AND RISK MANAGEMENT COMMITTEE HAS BEEN APPROPRIATELY ADDRESSED, THE TREASURER OF THE UNIVERSITY IS AUTHORIZED TO FILE THE FORM 990 WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE AUDIT, COMPLIANCE, AND RISK MANAGEMENT COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR OBTAINING A CONFLICT OF INTEREST DISCLOSURE STATEMENT FROM ALL BOARD MEMBERS, OFFICERS OF THE UNIVERSITY, AND ALL EMPLOYEES OF THE UNIVERSITY HOLDING CERTAIN POSITIONS AS DETERMINED BY THE EXECUTIVE COMMITTEE, REFERRED TO AS COVERED PERSONS. THE DISCLOSURE STATEMENT IS TO BE COMPLETED UPON FIRST ACCEDING TO THE OFFICE OR POSITION, UPON MATERIAL CHANGE IN THE INFORMATION REQUESTED, AND IN JULY OF EACH YEAR. THE AUDIT, COMPLIANCE, AND RISK MANAGEMENT COMMITTEE PROVIDES THE BOARD WITH A SUMMARY REPORT OF ANY CONFLICT OF INTEREST AT LEAST ANNUALLY, AND MORE FREQUENTLY AS APPROPRIATE. THE AUDIT, COMPLIANCE, AND RISK MANAGEMENT COMMITTEE MAY INVITE THE COVERED PERSON TO MAKE A PRESENTATION AT A MEETING TO DISCUSS THE TRANSACTION. THE AUDIT, COMPLIANCE, AND RISK MANAGEMENT COMMITTEE WILL THEN DETERMINE BY A MAJORITY VOTE WHETHER THE TRANSACTION IS IN THE UNIVERSITY'S BEST INTEREST, AND WHETHER IT IS FAIR AND REASONABLE, AND THEREFORE WHETHER THE UNIVERSITY MAY OR MAY NOT ENTER INTO THE TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 FOR THE COMPENSATION SETTING PROCESS OF THE PRESIDENT, THE BOARD OF TRUSTEES ENGAGED AN INDEPENDENT FIRM TO ANALYZE AND COMPARE THE COMPENSATION OF CEOS AT COMPARABLE INSTITUTIONS. A COMMITTEE OF THE BOARD OF TRUSTEES WORKED WITH THE INDEPENDENT FIRM TO ANALYZE THE COMPENSATION DATA. AFTER REVIEWING THE RESULTS OF THE STUDY AND IN CONSULTATION WITH THE OUTSIDE COUNSEL, THE COMMITTEE PROPOSED COMPENSATION FOR THE PRESIDENT. A CONTRACT WAS PREPARED BY THE OUTSIDE COUNSEL, WHICH WAS VOTED ON AN APPROVED AT A MEETING OF THE FULL BOARD OF TRUSTEES. FOR THE COMPENSATION SETTING PROCESS OF OTHER OFFICERS, THE BOARD OF TRUSTEES ENGAGED AN INDEPENDENT FIRM TO ANALYZE AND COMPARE THE COMPENSATION OF INDIVIDUALS IN COMPARABLE POSITIONS AT COMPARABLE INSTITUTIONS. A COMMITTEE OF THE BOARD OF TRUSTEES WORKED WITH THE INDEPENDENT FIRM TO ANALYZE THE COMPENSATION DATA. AFTER REVIEWING THE RESULTS OF THE STUDY, THE COMMITTEE PROPOSED COMPENSATION FOR THE OFFICERS. THE COMPENSATION WAS VOTED ON AND APPROVED AT A MEETING OF THE FULL BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 ALL REQUESTS FOR GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIALS STATEMENTS, AND TAX RETURNS ARE RECEIVED BY THE PRESIDENT AND/OR VICE PRESIDENT'S OFFICES AND ARE TURNED OVER TO THE TREASURER'S OFFICE FOR IMMEDIATE RESPONSE. TAX RETURNS AND FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE MASSACHUSETTS ATTORNEY GENERAL AND GUIDESTAR WEBSITES. FORM 990, PART VI, LINE 16: THE UNIVERSITY PARTICIPATES IN A JOINT VENTURE AGREEMENT THAT HELPS UNIVERSITIES EXPAND INTERNATIONAL RECRUITMENT AND ENSURES INTERNATIONAL STUDENTS' SUCCESS ON CAMPUS THROUGH PROVEN PROGRAMS THAT BETTER PREPARE STUDENTS FOR ACADEMIC SUCCESS. THE JOINT VENTURE INCLUDES TWO PARTIES AND IS GOVERNED BY A SIX MEMBER BOARD OF DIRECTORS COMPRISING THREE REPRESENTATIVES FROM EACH ORGANIZATION. PRIOR TO SIGNING, THE AGREEMENT WAS REVIEWED BY INTERNAL AND EXTERNAL LEGAL COUNSEL TO ENSURE IT COMPLIED WITH TAX REGULATIONS. THE REVENUE RECOGNIZED PURSUANT TO THE AGREEMENT IS CONSIDERED IN PART VIII AS RELATED OR EXEMPT FUNCTION REVEUNE. THE AGREEMENT ALSO INCLUDES A PROVISION FOR TERMINATING THE AGREEMENT IN THE EVENT THAT CONTINUATION OF THE AGREEMENT WOULD CAUSE THE UNIVERSITY TO LOSE ITS TAX-EXEMPT STATUS. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST 14,400. LOSS ON EARLY EXTINGUISHMENT OF DEBT -2,007,507. FOREIGN EXCHANGE ADJUSTMENT -128,576. CHANGE IN PBO OBLIGATION 3,609,788. SUFFOLK UNIVERSITY MADRID CAMPUS SL CALLE VINA 3 MADRID SP 28003 000000000 HIGHER EDUCATION SP N/A C 4395958 3483453 1.00000 1 CRUT INVESTING MA N/A T 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 SUFFOLK UNIVERSITY MADRID CAMPUS S L M 4421847 ACCRUAL METHOD