2020-10-27T10:09:00-05:00 2019-12-31 382322726 TAMA BUDAJ & RAAB PC 32783 MIDDLEBELT ROAD FARMINGTON HILLS MI 483341726 990PF 2019-01-01 300095044 THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION SAMU 2486451307 273 LAKEWOOD DR BLOOMFIELD HILLS MI 48304 JO ELYN NYMAN VICE PRESIDENT 2486451307 2020-10-15 1 JOHN W WEIPERT P00013175 2486263800 2020-10-15 97.78.175.162 2020-10-15 16:44:04 ED P C2CFA2DB439CA10AAD3A7FA9E80F90D337ABF146 38B41E8403165F191EA045E6BA3FCB0502FC08C3 2019 2021-04-22 16:20:28Z X 22472114 X 2037 X 255121 255121 582586 556833 151143 2503051 151143 387 387 991274 963484 0 0 0 2750 0 0 69221 0 0 31989 0 0 4206 0 0 108166 0 0 1023000 1023000 1131166 0 1023000 -139892 963484 1105263 848536 848536 5449 842 5449 5449 4068266 3178865 3454549 2044857 1944854 3154847 3889013 4459888 4805623 9606149 10042927 10203110 -136919 -42940 0 20577471 20437579 22472114 0 0 X 0 0 0 0 20577471 20437579 20577471 20437579 20577471 20437579 20577471 -139892 0 20437579 0 20437579 WSTWD INCM OPPOR 655 SH P 2018-06-29 2019-04-25 10293 9673 620 620 WESTERN ASSET MIDDLE MKT 143 SH P 2012-12-20 2019-07-09 100578 145100 -44522 -44522 WSTWD INCM OPPOR 9972 SH P 2017-07-05 2019-04-25 152771 154913 -2142 -2142 NC TPK 250000 SH P 2009-12-15 2019-01-02 250000 256377 -6377 -6377 TEXAS ST 75000 SH P 2009-10-07 2019-10-01 75000 75000 0 0 UNIVERSITY OF CA 100000 SH P 2010-01-05 2019-05-15 100000 100000 0 0 UTAH CNTY 50000 SH P 2010-03-23 2019-12-18 50000 50000 0 0 FLORIDA ST BRD 250000 SH P 2009-10-06 2019-08-14 250000 250000 0 0 FLORIDA ST BRD 150000 SH P 2009-10-06 2019-08-14 150000 150000 0 0 CITIGROUP INC 150000 SH P 2016-05-18 2019-04-15 153782 147905 5877 5877 STATE STREET 4000 SH P 2014-11-18 2019-12-16 100000 100000 0 0 BANK OF AMERICA 6000 SH P 2014-09-02 2019-09-09 150000 150000 0 0 CITIGROUP INC 4000 SH P 2014-02-05 2019-02-12 100000 100000 0 0 WESTERN ASSET MIDDLE MKT 82 SH P 2014-08-26 2019-10-08 60339 84460 -24121 -24121 SX5E LIRN ISSUER 10000 SH P 2014-01-30 2019-01-25 103630 100000 3630 3630 SP500 LIRN ISSUER 20000 SH P 2016-08-25 2019-04-22 269195 200000 69195 69195 CMS 10 FLOATER 200000 SH P 2009-12-08 2019-12-16 200000 200000 0 0 JPMORGAN CHASE & CO 16000 SH P 2013-01-10 2019-10-30 16000 18840 -2840 -2840 WELLS FARGO & CO 49000 SH P 2015-04-09 2019-09-16 49000 55128 -6128 -6128 RIVERNORTH DOUBLELINE - ABANDONMENT P 2019-11-15 2019-12-20 0 0 CZECH II SENIOR LOAN TRUST (K-1) P 2019-12-31 4512 -4512 -4512 CAPITAL GAINS DIVIDENDS P 162463 162463 162463 151143 0 690000 20029735 0.034449 755000 19684851 0.038354 1857488 19944466 0.093133 1510316 20859582 0.072404 1088740 20920382 0.052042 0.290382 0.058076 22702650 1318479 9635 1328114 1023000 19270 0 19270 0 19270 25699 14000 0 39699 194 20235 20235 0 0 0 0 0 0 0 0 0 0 0 1 1 MI 1 0 0 0 0 1 N/A JO ELYN NYMAN 2486451307 273 LAKEWOOD BLOOMFIELD HILLS MI 48304 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 BRUCE FRANKEL 700 ARDMOOR DRIVE BLOOMFIELD MI 48301 PRESIDENT AND TRUSTEE 2.00 0 0 0 JO ELYN NYMAN 273 LAKEWOOD BLOOMFIELD HILLS MI 48304 VICE PRESIDENT, TREASURER, 4.00 0 0 0 GEORGE NYMAN 273 LAKEWOOD BLOOMFIELD HILLS MI 48304 SECRETARY AND TRUSTEE 2.00 0 0 0 NONE 0 NONE 0 0 22071476 976900 0 23048376 0 0 23048376 345726 22702650 1135133 1135133 19270 19270 1115863 0 1115863 0 1115863 1023000 0 1023000 0 1023000 1115863 0 0 2399 2399 1023000 0 0 0 1023000 0 2399 2399 0 0 0 0 0 90464 0 0 0 BRUCE FRANKEL X AMERICAN DIABETES ASSOCIATION 1701 NORTH BEAUREGARD STREET ALEXANDRIA VA 22311 NONE 501(C)(3) MEDICAL RESEARCH 40000 BEAR HUG FOUNDATION 139 W MAPLE SUITE F BIRMINGHAM MI 48009 NONE 501(C)(3) OUTDOOR EDUCATIONAL AND RECREATIONAL ACTIVITIES FOR FOSTER CHILDREN 35000 CAMP MAK-A-DREAM 121 W LONG LAKE ROAD BLOOMFIELD HILLS MI 48304 NONE 501(C)(3) ASSISTANCE FOR CHILDREN AND YOUNG ADULTS WITH CANCER 10000 CARE HOUSE OF OAKLAND COUNTY 44765 WOODWARD AVENUE PONTIAC MI 48341 NONE 501(C)(3) ASSISTANCE FOR ABUSED AND NEGLECTED CHILDREN 100000 CHRONS & COLITIS FOUNDATION 25882 ORCHARD LAKE ROAD SUITE 102 FARMINGTON HILLS MI 48336 NONE 501(C)(3) MEDICAL RESEARCH 40000 FAR CONSERVATORY 1669 WEST MAPLE ROAD BIRMINGHAM MI 48009 NONE 501(C)(3) ASSISTANCE FOR PEOPLE WITH DISABILITIES 30000 HOSPICE OF MICHIGAN (STATE OF MICHIGAN) 43097 WOODWARD AVE SUITE 102 BLOOMFIELD HILLS MI 48302 NONE 501(C)(3) END OF LIFE CARE AND SUPPORT PROGRAMS 300000 JARC 30301 NORTHWESTERN HIGHWAY SUITE 100 FARMINGTON HILLS MI 48334 NONE 501(C)(3) ASSISTANCE FOR PEOPLE WITH DISABILITIES 110000 MICHIGAN LEAGUE FOR PUBLIC POLICY 1223 TURNER STREET STE G1 LANSING MI 48906 NONE 501(C)(3) ECONOMIC SECURITY AND WELL-BEING FOR PEOPLE IN MICHIGAN 20000 PLANNED PARENTHOOD PO BOX 3673 ANN ARBOR MI 48106 NONE 501(C)(3) SEXUAL AND REPRODUCTIVE HEALTH 100000 ALZHEIMERS DISEASE RESEARCH 22512 GATEWAY CENTER DR CLARKSBURG MD 20871 NONE 501(C)(3) ALZHEIMERS RESEARCH 10000 JEWISH SR LIFE 6710 W MAPLE RD WEST BLOOMFIELD TWP MI 48322 NONE 501(C)(3) SENIOR HOUSING 50000 ST JUDES CHILDRENS RESEARCH 32121 WOODWARD AVE 350 ROYAL OAK MI 48073 NONE 501(C)(3) CHILDHOOD CANCER RESEARCH AND TREATMENT 1000 JEWISH FAMILY SERVICES 6555 W MAPLE RD WEST BLOOMFIELD TWP MI 48322 NONE 501(C)(3) FAMILY SERVICES & SUPPORT GROUPS 20000 ORT AMERICA 6735 TELEGRAPH RD 350 BLOOMFIELD TOWNSHIP MI 48301 NONE 501(C)(3) EDUCATION AND TRAINING ORGANIZATION 1000 JEWISH HOSPICE AND CHAPLAINCY 6555 W MAPLE RD WEST BLOOMFIELD TWP MI 48322 NONE 501(C)(3) END OF LIFE CARE AND SUPPORT 1000 AFMDA 20 W 36TH STREET 1100 NEW YORK NY 10018 NONE 501(C)(3) NATIONAL AMBULANCE, BLOOD-SERVICE AND DISASTER-RELIEF ORGANIZATION 150000 KADIMA MENTAL HEALTH SERVICES 15999 W TWELVE MILE RD SOUTHFIELD MI 48076 NONE 501(C)(3) RESIDENTIAL, THERAPEUTIC AND SOCIAL SERVICES FOR PEOPLE WITH MENTAL HEALTH 5000 1023000 0 14 255121 14 582586 14 387 14 151143 0 989237 0 989237 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 2750 0 0 100000 SHS AMERICAN EXPRESS 103380 100375 100000 SHS METLIFE INC 102005 101288 100000 SHS PNC FINANCIAL SRV 113355 106210 51000 SHS WELLS FARGO & CO 57378 51637 123000 SHS GENERAL ELEC CAP CORP 107932 120474 250000 SHS WELLS FARGO & CO 280255 278125 3000 SHS HSBC HLDGS PLC 60919 80640 4000 SHS ALABAMA POWER CO 100000 108320 4000 SHS ARCH CAPITAL GROUP 100000 103160 4000 SHS BERKLEY WR CORP 100000 105840 4000 SHS CAPITAL ONE FINANCIAL 100000 103520 4000 SHS GABELLI GLOBAL SMALL CAP 98831 103553 4000 SHS WELLS FARGO 100000 106760 5000 CHARLES SCHWAB CORP 125000 132500 5000 SHS ALLSTATE CORP 125000 136700 6000 SHS BANK OF AMERICA CORP 150000 157080 6000 SHS BANK OF AMERICA CORP HH 150000 162480 6000 SHS CHS INC 150000 164220 6000 SHS DOMINION RESOURCES 150000 157080 6000 SHS FIRST REPUBLIC BANK 150000 160320 6000 SHS JPMORGAN CHASE & CO 150000 163980 57000 SHS JPMORGAN CHASE & CO 67117 57513 77000 SHS GENERAL ELECTRIC 77968 75418 8000 SHS FANNIE MAE NEW MONEY 45200 87200 8000 SHS JP MORGAN CHASE 200000 205920 8000 SHS THE SOUTHERN COMPANY 200000 210960 6000 SHS FEDERAL AGRICULTURE 150000 162000 4000 SHS CITIZENS FINANCIAL GROUP 100000 113160 8000 SHS THE GABELLI MLT MEDIA 200000 202400 3000 SHS AIR LEASE CORP 75000 82620 100000 SHS TRUST FINANCIAL 0 100300 100000 SHS BANK OF AMERICA 113272 113500 100000 SHS JP MORGAN 107276 109130 6000 SHS AMERICAN FNCL GROUP 150000 164520 6000 SHS SEMPRA ENERGY 150000 159420 4000 SHS SYNCHRONY FINANCIAL 100000 102200 6000 SHS SVB FINANCIAL GROUP 150000 155100 1000 SHS EMERSON ELEC CO 44239 76260 1000 SHS GENERAL MOTORS CO 36325 36600 1000 SHS SIEMENS AG 56817 64970 10000 SHS SX5E LIRN ISSUER BOFA 100000 103700 1200 SHS NESTLE S A REP 52152 129912 12500 SHS SX7P LIRN ISSUER 125000 94250 1500 SHS WASTE MANGEMENT 47441 170940 1500 SHS ZURICH INSURANCE GROUP 45239 61500 17500 SHS SPX ENHANCED STEPUP 175000 225068 2000 SHS COCA COLA 50156 110700 2000 SHS MICROSOFT CORP 51018 315400 2000 SHS RAYONIER INC 65465 65520 2000 SHS UNILEVER PLC 51538 114340 20000 SHS INTL BKT STEPUP 200000 225000 20000 SHS SX5E LIRN ISSUER WFC 200000 227400 3000 SHS INTEL CORP 59310 179550 3000 SHS WEYERHAUEUSER 91200 90600 500 SHS UNITED PARCEL SVC 50276 58530 6000 SHS NISOURCE INC 39438 167040 700 SHS CATERPILLAR 55916 103376 850 SHS DIAGEO PLC SPSD 50222 143157 850 SHS JOHNSON AND JOHNSON 50633 123990 900 SHS KELLOGG CO 47469 62244 20000 SHS SP500 CLIRNS ISSUER BNS 200000 204800 0 0 3178865 3454549 107 SHS WESTERN ASSET MIDDLE MARKET AT COST 108753 73641 10608 VULCAN VALUE PARTNERS AT COST 225485 255451 10614 SHS OAKMARK GLOBAL SELECT AT COST 179653 196685 11338 SHS ASHMORE EMERGING AT COST 89009 87869 12867 SHS NUVEEN TAXABLE MUNI AT COST 198716 234387 14319 SHS DAVIS NEW YORK VENTURE AT COST 396779 355361 11200 SHS BLACKROCK 2022 GLOBAL AT COST 118192 117720 11215 SHS INVESCO HIGH INCOME AT COST 119067 125360 12057 SHS PIMCO LOW DURATION FD AT COST 102874 103453 11807 SHS THE MERGER FUND CL AT COST 186403 201904 12867 SHS ROYCE GLOBAL VALUE AT COST 112625 150415 14319 SHS NUVEEN PREFERRED AT COST 228508 251444 15097 SHS COHEN & STEERS AT COST 176573 189479 14267 SHS HARTFORD BALANCED INCOME AT COST 197146 213153 14464 SHS NEUBERGER BERMAN LONG SHORT AT COST 167742 212911 1433 SHS TOCQUEVILLE GOLD FUND AT COST 75000 59730 15362 SHS ANGEL OAK AT COST 172577 169439 16444 SHS COLUMBIA FLEXIBLE CAPITAL INCOME AT COST 200544 223309 16722 SHS FPA CRESCENT PORT AT COST 447788 565714 17230 SHS SHENKMAN SHORT DURATION AT COST 174691 173160 19107 SHS BLACKROCK GLOBAL AT COST 348510 369336 19121 SHS PRINCIPAL GLOBAL DIVERSIFIED INCOME AT COST 255338 263302 20997 SHS TORTOISE RESEARCH MLP & ENERGY INCOME AT COST 201792 150547 19704 SHS JOHN HANCOCK STRATEGIC INCOME AT COST 215672 211228 20437 SHS JP MORGAN INCOME BUILDER AT COST 214904 222150 20295 SHS JPMORGAN STRATEGIC INCOME AT COST 233573 232781 21113 SHS LORD ABBETT FLOATING RATE FUND AT COST 189097 186426 22204 SHS EATON VANCE RCHRD BRSTN AT COST 284605 364821 21720 SHS PIMCO INCOME FUND AT COST 271011 261509 22307 SHS IVA WORLDWIDE AT COST 346982 372746 222 SHS CZECH II SENIOR LOAN AT COST 226250 7670 23244 SHS WELLS FARGO ABSOLUTE RETURN AT COST 240806 261965 18 SHS WESTERN ASSET MIDDLE MKT AT COST 18540 12761 3212 SHS FIRST EAGLE GOLD FUND AT COST 75058 65209 36211 SHS EATON VANCE SHT DURT STRATEGIC INCOME AT COST 275203 257823 272 SHS PMF TEI FUND AT COST 27200 29946 36094 SHS VIRTUS MULTI SECTOR AT COST 172364 170722 3820 SHS JENSEN QUALITY GROWTH AT COST 148304 197723 36431 SHS PIMCO ALL ASSET AT COST 364281 302018 3637 SHS MATTHEWS ASIA DIVIDEND AT COST 61080 63534 37920 SHS T ROWE PRICE SHORT TERM AT COST 182433 179364 4634 SHS NUVEEN REAL ASSET INC AT COST 111263 114747 4733 SHS NUVEEN PFD AT COST 117560 119220 4879 SHS FIRST EAGLE FUNDS OF AMERICA AT COST 158183 139941 5000 SHS RIVERNORTH/DOUBLELINE AT COST 98357 82150 5427 SHS KINETICS PARADIGM FUND AT COST 199410 292352 6151 SHS MATTHEWS JAPAN FUND AT COST 120744 132544 6000 SHS GOLDMAN SACHS MLP INCOME AT COST 70360 36420 8033 SHS FIRST EAGLE GLOBAL AT COST 412979 467586 8467 AQR STYLE AT COST 83807 69003 9963 SHS DOUBLELINE INCOME SOLUTION AT COST 219645 196874 1500 SHS BNY MELLON ALCENTRA AT COST 150000 152850 12505 SHS BERWYN INCOME FUND AT COST 163464 167316 5330 SHS PIMCO ENERGY AT COST 106027 87941 BASIS ADJUSTMENTS - OTHER INVESTMENTS -136919 -42940 STATE FILING FEE 20 0 0 BOND PREMIUM AMORTIZATION 3739 0 0 PORTFOLIO DEDUCTIONS 447 0 0 CZECH II SENIOR LOAN TRUST 387 387 387 INVESTMENT AND ADVISORY FEES 69221 0 0 FOREIGN TAX WITHHELD 3489 0 0 FEDERAL EXCISE TAX 28500 0 0