2020-11-06T10:58:51-06:00 2020-06-30 473535842 DAVIS FARR LLP 2301 DUPONT DRIVE SUITE 200 IRVINE CA 92612 990 2019-07-01 200548930 CALIFORNIA ASSOCIATION OF PUBLIC AUTHORITIES FOR IHSS CALI 9164929111 1127 ELEVENTH STREET NO 701 SACRAMENTO CA 95814 TERI RUGGIERO TREASURER 9164929111 2020-11-05 1 TRITIA FOSTER P02164134 9494742020 45.50.224.223 2020-11-05 13:55:37 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 2CA663D5CAAE14A29FAAB18144C998F722BBDB75 2019 2021-04-22 16:20:28Z KAREN KEESLAR 1127 ELEVENTH STREET NO 701 SACRAMENTO CA 95814 438400 0 X WWW.CAPAIHSS.ORG X 2003 CA CAPA'S MISSION IS TO SUPPORT ITS MEMBERS AND PROVIDE LEADERSHIP THAT PROMOTES THE AVAILABILITY OF SERVICES AND THE RIGHTS OF OLDER ADULTS AND PERSONS WITH DISABILITIES TO LIVE WITH INDEPENDENCE AND DIGNITY. CAPA'S PURPOSE IS TO DEVELOP AND SUPPORT PUBLIC POLICY AND LEGISLATION TO IMPROVE IHSS, AND TO IMPROVE PERSONAL ASSISTANCE SERVICES, PRIMARILY IN THE INDEPENDENT PROVIDER MODE. IN THE FISCAL YEAR ENDING JUNE 30, 2020, THERE WERE 51 DIRECTORS REPRESENTING 53 MEMBER COUNTIES. 51 51 1 51 0 0 0 0 412054 429557 2008 1127 8010 7716 422072 438400 0 0 0 0 274553 290551 0 0 0 128168 118697 402721 409248 19351 29152 443719 499029 111536 137694 332183 361335 X CAPA'S MISSION IS TO SUPPORT ITS MEMBERS AND PROVIDE LEADERSHIP THAT PROMOTES THE AVAILABILITY OF SERVICES AND THE RIGHTS OF OLDER ADULTS AND PERSONS WITH DISABILITIES TO LIVE WITH INDEPENDENCE AND DIGNITY. CAPA'S PURPOSE IS TO DEVELOP AND SUPPORT PUBLIC POLICY AND LEGISLATION TO IMPROVE IHSS, AND TO IMPROVE PERSONAL ASSISTANCE SERVICES, PRIMARILY IN THE INDEPENDENT PROVIDER MODE. IN THE FISCAL YEAR ENDING JUNE 30, 2020, THERE WERE 51 DIRECTORS REPRESENTING 53 MEMBER COUNTIES. 0 0 CAPA'S MISSION IS TO SUPPORT ITS MEMBERS AND PROVIDE LEADERSHIP THAT PROMOTES THE AVAILABILITY OF SERVICES AND THE RIGHTS OF OLDER ADULTS AND PERSONS WITH DISABILITIES TO LIVE WITH INDEPENDENCE AND DIGNITY. CAPA'S PURPOSE IS TO DEVELOP AND SUPPORT PUBLIC POLICY AND LEGISLATION TO IMPROVE IHSS, AND TO IMPROVE PERSONAL ASSISTANCE SERVICES, PRIMARILY IN THE INDEPENDENT PROVIDER MODE. IN THE FISCAL YEAR ENDING JUNE 30, 2020, THERE WERE 51 DIRECTORS REPRESENTING 53 MEMBER COUNTIES. 0 0 0 1 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 6 0 1 1 0 0 0 0 0 0 0 0 0 0 X 51 51 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 0 0 1 1 0 CA X KAREN KEESLAR 9164929111 1127 ELEVENTH STREET SUITE 701 SACRAMENTO CA 95814 KELLY DEARMAN PRESIDENT 1.00 X X 0 0 0 KIM BRITT SECRETARY 1.00 X X 0 0 0 TERI RUGGIERO TREASURER 1.00 X X 0 0 0 LORRAINE DOMIANO VICE PRESIDENT 1.00 X X 0 0 0 BRENDA PRATHER VICE PRESIDENT 1.00 X X 0 0 0 DAVID GAUTHIER VICE PRESIDENT 1.00 X X 0 0 0 ROSA HIDALGO VICE PRESIDENT 1.00 X X 0 0 0 LUZ NAPOLES LORETO VICE PRESIDENT 1.00 X X 0 0 0 COLLEEN REEVES DIRECTOR 1.00 X 0 0 0 ELIZABETH DONDI DIRECTOR 1.00 X 0 0 0 JENNIFER COATS DIRECTOR 1.00 X 0 0 0 ANNE NODA DIRECTOR 1.00 X 0 0 0 MICHELE GOMEZ DIRECTOR 1.00 X 0 0 0 THOMAS JANIK DIRECTOR 1.00 X 0 0 0 AARON ALARCON-BOWEN DIRECTOR 1.00 X 0 0 0 CHERI-LYNN WORTHAM DIRECTOR 1.00 X 0 0 0 CASEY ROCKWOOD DIRECTOR 1.00 X 0 0 0 ANN GUERRA DIRECTOR 1.00 X 0 0 0 COLBY HYTOFF DIRECTOR 1.00 X 0 0 0 JOHN KOZITZA DIRECTOR 1.00 X 0 0 0 VICKIE MOLZEN DIRECTOR 1.00 X 0 0 0 GEORGE MCHUGH DIRECTOR 1.00 X 0 0 0 RICHIE REED DIRECTOR 1.00 X 0 0 0 MARK CONTOIS DIRECTOR 1.00 X 0 0 0 JUAN MAGANA DIRECTOR 1.00 X 0 0 0 SARAH ADAMEC DIRECTOR 1.00 X 0 0 0 TALYA NICHOLSON DIRECTOR 1.00 X 0 0 0 MIKE HUMPHREY DIRECTOR 1.00 X 0 0 0 TONYA BEEBE DIRECTOR 1.00 X 0 0 0 DAVID MADRIGAL DIRECTOR 1.00 X 0 0 0 MIKE COTTONE DIRECTOR 1.00 X 0 0 0 JOHN MAURO DIRECTOR 1.00 X 0 0 0 KARA HALL DIRECTOR 1.00 X 0 0 0 CARINA PADILLA DIRECTOR 1.00 X 0 0 0 LAURA K WALNY DIRECTOR 1.00 X 0 0 0 STEPHEN J WHITE DIRECTOR 1.00 X 0 0 0 MARCELLA VELASQUEZ DIRECTOR 1.00 X 0 0 0 JOY MORENO DIRECTOR 1.00 X 0 0 0 ALFONSO VARELA DIRECTOR 1.00 X 0 0 0 MONICA CONNOR DIRECTOR 1.00 X 0 0 0 GREG THOMPSON DIRECTOR 1.00 X 0 0 0 TERRI PERESAN DIRECTOR 1.00 X 0 0 0 CAROL MADISON DIRECTOR 1.00 X 0 0 0 AMANDA HOOVER DIRECTOR 1.00 X 0 0 0 NICK LEDO DIRECTOR 1.00 X 0 0 0 EVA KROTTMAYER DIRECTOR 1.00 X 0 0 0 JOSHUA MERCIER DIRECTOR 1.00 X 0 0 0 SUTEP LAOHAVANICH DIRECTOR 1.00 X 0 0 0 EDITH GONG DIRECTOR 1.00 X 0 0 0 GINA INNES DIRECTOR 1.00 X 0 0 0 LETICIA ORTEGA DIRECTOR 1.00 X 0 0 0 KAREN KEESLAR EXECUTIVE DIRECTOR AND LOB 40.00 X 166050 0 0 166050 0 0 1 0 1 0 0 MEMBERSHIP DUES 900099 429557 429557 429557 1127 1127 7560 0 7560 7560 7560 MISCELLANEOUS 900099 156 156 156 438400 429713 0 8687 X 154980 78768 45007 10679 1117 15279 51683 1032 4818 29739 1740 634 1062 COMMUNICATIONS 5829 MISCELLANEOUS 4291 CONSUMER SPONSOR/TRAVEL 2590 409248 40212 41288 376302 433990 25288 21836 8727 6812 1917 1915 443719 499029 20113 24323 91423 113371 111536 137694 X 332183 361335 332183 361335 443719 499029 29152 0 X X 0 1 X 0 0 1 0 0 5198 4345 853 3529 2467 1062 1915 X 438400 0 438400 0 438400 409248 0 409248 0 409248 PART X, LINE 2: CAPA QUALIFIES AS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE (THE "CODE") AND SECTION 23701(E) OF THE CALIFORNIA REVENUE AND TAXATION CODE, ACCORDINGLY, THERE IS NO PROVISION FOR FEDERAL INCOME OR CALIFORNIA FRANCHISE TAXES. CAPA RECEIVES 100 PERCENT OF ITS MEMBERSHIP REVENUE FROM LOCAL GOVERNMENTS, AND, THEREFORE, IS NOT SUBJECT TO THE PROXY TAX ON LOBBYING EXPENSES. INCOME DETERMINED TO BE UNRELATED BUSINESS TAXABLE INCOME (UBTI) WOULD BE TAXABLE. CAPA'S FEDERAL RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX (FORM 990) FOR THE FISCAL YEARS ENDED 2016, 2017, AND 2018 ARE SUBJECT TO IRS EXAMINATION, GENERALLY FOR THREE YEARS AFTER FILING. AS OF THE DATE OF THIS REPORT, CAPA'S FISCAL YEAR 2019 RETURN HAD NOT YET BEEN FILED. X 0 0 0 KAREN KEESLAR EXECUTIVE DIRECTOR AND LOB 166050 0 0 0 0 0 0 0 0 0 166050 0 0 0 PART I, LINE 3 PERSONNEL AND EXECUTIVE COMMITTEE AND THE BOARD OF DIRECTORS DETERMINE THE EXECUTIVE DIRECTOR'S COMPENSATION WITH COMPARABLE DATA. EXECUTIVE DIRECTOR POSITION WAS COMBINED WITH THE LOBBYIST POSITION EFFECTIVE 3/15/2010. COMPENSATION FOR THIS POSITION IS NOW UNDER CONTRACT SERVICES. THE DELIBERATION AND DECISIONS ARE DOCUMENTED IN THE BOARD MINUTES. KEESLAR AND ASSOCIATES KAREN KEESLAR, EXECUTIVE DIRECTOR, OWNS KEESLAR AND ASSOCIATES. 7560 KEESLAR AND ASSOCIATES RENTS OFFICE SPACE FROM CAPA. 0 FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS ELECT THE OFFICERS OF THE BOARD OF DIRECTORS. THE BOARD APPROVES SIGNIFICANT DECISIONS. FORM 990, PART VI, SECTION A, LINE 7A EACH MEMBER HAS THE RIGHT TO VOTE IN THE ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE CAPA BOARD PRESIDENT AND TREASURER BEFORE BEING FILED. ALL MEMBERS OF THE BOARD RECEIVE A COPY OF THE 990 PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ARTICLE I: PURPOSE THE CALIFORNIA ASSOCIATION OF PUBLIC AUTHORITIES FOR IHSS ("CAPA") IS A CALIFORNIA NONPROFIT MUTUAL BENEFIT CORPORATION. MEMBERS OF THE BOARD OF DIRECTORS ("BOARD MEMBERS") OF CAPA ARE SUBJECT TO CERTAIN LEGAL OBLIGATIONS IN THE PERFORMANCE OF THE DUTIES OF THEIR POSITION. FOR THIS REASON, CAPA IS ESTABLISHING THIS CONFLICT OF INTEREST POLICY FOR ITS BOARD MEMBERS. CAPA BOARD MEMBERS ARE REQUIRED TO EXERCISE GOOD FAITH IN ALL TRANSACTIONS INVOLVING THEIR DUTIES, AND THEY ARE SUBJECT TO CERTAIN OBLIGATIONS NOT TO USE THEIR POSITION, OR KNOWLEDGE GAINED THROUGH THEIR POSITION, FOR THEIR PERSONAL BENEFIT. IN THEIR DEALINGS WITH CAPA, BOARD MEMBERS SHOULD BE MINDFUL OF POTENTIAL CONFLICT OF INTERESTS. ARTICLE II: STANDARD OF CARE IN DETERMINING POTENTIAL CONFLICTS OF INTEREST, THE FOLLOWING STANDARD OF CARE SHALL BE APPLICABLE: A. BOARD MEMBERS SHALL PERFORM THEIR DUTIES IN GOOD FAITH, IN A MANNER THEY BELIEVE TO BE IN THE BEST INTEREST OF CAPA, WITH SUCH CARE, INCLUDING REASONABLE INQUIRY, AS AN ORDINARY PRUDENT PERSON IN A LIKE POSITION WOULD USE UNDER THE CIRCUMSTANCES. B. BOARD MEMBERS ARE ENTITLED TO RELY ON THE INFORMATION, OPINIONS, REPORTS OR STATEMENTS (INCLUDING FINANCIAL STATEMENTS AND OTHER FINANCIAL DATA) PREPARED OR PRESENTED BY OFFICERS OR EMPLOYEES OF CAPA, INDEPENDENT ACCOUNTANTS, AND OTHER EXPERTS WHO PROVIDE PROFESSIONAL SERVICES TO CAPA, PROVIDED THAT BOARD MEMBERS BELIEVE SUCH INDIVIDUALS ARE RELIABLE AND COMPETENT, AND THAT THE MATTERS ON WHICH THEY PRESENT ARE WITHIN THEIR PROFESSIONAL OR EXPERT COMPETENCE. BOARD MEMBERS MAY ALSO RELY ON THE INFORMATION, OPINIONS, REPORTS OR STATEMENTS OF ANY COMMITTEE OF THE BOARD OF DIRECTORS WITH RESPECT TO MATTERS WITHIN THAT COMMITTEE'S DESIGNATED AUTHORITY IF BOARD MEMBERS BELIEVE THE COMMITTEE MERITS THEIR CONFIDENCE. BOARD MEMBERS ARE ENTITLED TO RELY ON THE INFORMATION, OPINIONS, REPORTS OR STATEMENTS OF ANY PERSON, FIRM, OR COMMITTEE IF, AFTER REASONABLE INQUIRY WHEN THE NEED THEREFORE IS INDICATED BY THE CIRCUMSTANCES, THEY HAVE NO KNOWLEDGE THAT WOULD CAUSE SUCH RELIANCE TO BE UNWARRANTED. A. BOARD MEMBERS ARE NECESSARILY INVOLVED IN THE AFFAIRS OF OTHER INSTITUTIONS AND ORGANIZATIONS. EFFECTIVE BOARDS AND ORGANIZATIONS WILL INCLUDE INDIVIDUALS WHO HAVE RELATIONSHIPS AND AFFILIATIONS THAT MAY RAISE QUESTIONS ABOUT PERCEIVED CONFLICTS OF INTEREST. ALTHOUGH MANY SUCH POTENTIAL CONFLICTS ARE AND WILL BE DEEMED INCONSEQUENTIAL, EVERY BOARD MEMBER HAS THE RESPONSIBILITY TO ENSURE THE ENTIRE BOARD OF DIRECTORS IS MADE AWARE OF SITUATIONS THAT INVOLVE PERSONAL, FAMILIAL, OR BUSINESS RELATIONSHIPS THAT COULD CREATE A REAL OR PERCEIVED CONFLICT OF INTEREST. EVERY BOARD MEMBER IS ALSO A PUBLIC AUTHORITY DIRECTOR FOR A COUNTY IN THE STATE OF CALIFORNIA, AND THEIR PUBLIC AUTHORITY PAYS DUES TO SUPPORT CAPA. DECISIONS BY BOARD MEMBERS RELATED TO SETTING DUES FOR CAPA MEMBERSHIP IS DEEMED NOT TO BE A CONFLICT OF INTEREST. BOARD MEMBERS ARE REQUIRED ANNUALLY TO BE FAMILIAR WITH THE TERMS OF THIS POLICY, AND TO ACKNOWLEDGE BY HIS OR HER SIGNATURE THAT HE OR SHE IS ACTING IN ACCORDANCE WITH THE LETTER AND SPIRIT OF THIS POLICY. B. BOARD MEMBERS ARE REQUIRED TO MAKE A FULL DISCLOSURE TO THE BOARD OF DIRECTORS OF ALL MATERIAL FACTS REGARDING ANY POSSIBLE CONFLICT OF INTEREST, TO DESCRIBE THE TRANSACTION, AND TO DISCLOSE THE DETAILS OF THEIR INTEREST. CAPA SHALL, AS APPROPRIATE, SEEK THE OPINION OF LEGAL COUNSEL AND SUCH OTHER AUTHORITIES AS MAY BE REQUIRED, BEFORE ENTERING INTO ANY SUCH TRANSACTION. BEFORE APPROVING A TRANSACTION IN WHICH A BOARD MEMBER MAY HAVE A CONFLICT OF INTEREST, THE BOARD OF DIRECTORS WILL ATTEMPT, IN GOOD FAITH AND AFTER REASONABLE INVESTIGATION UNDER THE CIRCUMSTANCES, TO DETERMINE THAT: (1) CAPA IS ENTERING INTO THE TRANSACTION FOR ITS OWN BENEFIT; (2)THE TRANSACTION IS FAIR AND REASONABLE AS TO CAPA AT THE TIME CAPA ENTERED INTO THE TRANSACTION; (3)THE BOARD OF DIRECTORS HAS KNOWLEDGE OF THE MATERIAL FACTS CONCERNING THE TRANSACTION AND THE DIRECTOR'S OR OFFICER'S INTEREST IN THE TRANSACTION; AND (4) CAPA CANNOT OBTAIN A MORE ADVANTAGEOUS ARRANGEMENT WITH REASONABLE EFFORT UNDER THE CIRCUMSTANCES. THE BOARD OF DIRECTORS MUST THEN APPROVE THE TRANSACTION BY A VOTE OF A MAJORITY OF THE BOARD OF DIRECTORS THEN IN OFFICE, WITHOUT COUNTING THE VOTE OF ANY DIRECTOR WHO MAY HAVE A CONFLICT OF INTEREST DUE TO THE TRANSACTION UNDER CONSIDERATION. FORM 990, PART VI, SECTION B, LINE 15 PERSONNEL AND EXECUTIVE COMMITTEE AND THE BOARD OF DIRECTORS DETERMINE THE EXECUTIVE DIRECTOR'S COMPENSATION WITH COMPARABLE DATA. EXECUTIVE DIRECTOR POSITION WAS COMBINED WITH THE LOBBYIST POSITION EFFECTIVE 3/15/2010. COMPENSATION FOR THIS POSITION IS NOW UNDER CONTRACT SERVICES. THE DELIBERATION AND DECISIONS ARE DOCUMENTED IN THE BOARD MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING 45,000. PAYROLL SERVICES 6,683. FORM 990 PART XII LINE 2C THE AUDIT OVERSIGHT PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR.