2020-11-11T12:24:00-06:00 2020-03-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990PF 2019-04-01 131623901 FOUNDATION FOR CHILD DEVELOPMENT FOUN 2128675777 475 RIVERSIDE DRIVE NO 248 NEW YORK NY 101150010 JACQUELINE JONES PRESIDENT & CEO 2128675777 2020-11-11 1 SCOTT BROWN P00543209 2122862600 71.172.95.138 2020-11-11 10:20:29 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 AD26061A8F0AF72DB42E23492C80D800E6EAC677 2019 2021-04-22 16:20:28Z X X 89016027 X X 722 722 2656769 2682510 1261762 31854062 1250896 2102 103206 3921355 4037334 344342 17217 327125 508478 12954 495524 195305 5752 189553 27900 0 27900 74795 19500 53295 425974 285671 140303 2772 48250 0 250 305782 0 305782 84226 0 84226 960093 137016 959233 2975145 480882 2583191 3800000 3800000 6775145 480882 6383191 -2853790 3556452 127352 58249 58249 2005792 2928147 2928147 3937448 6722088 6722088 12316512 11293496 11293496 84341983 68014047 68014047 102729087 89016027 89016027 0 0 X 99670549 85957489 3058538 3058538 102729087 89016027 102729087 89016027 102729087 -2853790 0 99875297 10859270 89016027 REGIMENT CAPITAL LTD., CLASS N UNRESTRICTED P 103799 152656 -48857 -48857 PUBLICLY TRADED SECURITIES P 31370830 30439644 931186 931186 SEVEN BRIDGES ENERGY FUND LP P 10866 -10866 -10866 CAPITAL GAINS DIVIDENDS P 379433 379433 379433 1250896 0 5843796 102023397 0.057279 5799048 103109691 0.056242 5926200 97319207 0.060894 5897492 102091723 0.057767 5269479 105003685 0.050184 0.282366 0.056473 101376671 5725045 35565 5760610 6383191 X 35565 0 35565 0 35565 47783 0 0 47783 X 0 12218 12218 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 0 0 0 0 1 WWW.FCD-US.ORG THE FOUNDATION 2128675777 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 H MELVIN MING 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 100176320 CHAIRPERSON 0.50 0 0 0 VIVIAN L GADSDEN 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 VICE CHAIRPERSON 0.50 0 0 0 MARILOU HYSON 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 SECRETARY 0.50 0 0 0 SHAMPA BHATTACHARYA-THRU 62019 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 TREASURER 0.50 0 0 0 WALTER K FRYE-BEGAN 62019 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 TREASURER 0.50 0 0 0 VELMA MCBRIDE MURRY 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 TAMMY L MANN 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 CYNTHIA GARCIA COLL 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 JOSEPH TOBIN 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 LYNN KAROLY 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 ELENA FUENTES-AFFLICK-BEGAN 102919 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 DEANN MORGAN-BEGAN 102919 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 DIRECTOR 0.50 0 0 0 JACQUELINE JONES 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 PRESIDENT AND CEO 40.00 344343 71968 0 SARA VECCHIOTTI 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 VP, RESEARCH AND PRO 40.00 196196 52275 0 NELSON ORTIZ 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 101150010 MANAGER OF FINANCE & 40.00 110071 17545 0 0 GOLDMAN SACHS & CO LLC 200 WEST STREET 39TH FLOOR NEW YORK NY 10282 INVESTMENT ADVISORY FEES 285671 NEIMAND COLLABORATIVE 1100 VERMONT AVENUE NW 200 WASHINGTON DC 20005 CONSULTING FEES 68622 0 YOUNG SCHOLARS PROGRAM - SUPPORTS A GROWING NETWORK OF EARLY CAREER SCHOLARS TAKING ON RESEARCH PROJECTS THAT ARE POLICY- AND PRACTICE-RELEVANT AND EXAMINE THE PREPARATION, COMPENSATION, WELL-BEING, AND ON-GOING PROFESSIONAL LEARNING OF THE EARLY CARE AND EDUCATION WORKFORCE. FCD NOT ONLY PROVIDES GRANTS TO SUPPORT THEIR WORK, BUT ALSO CONVENES MEETINGS AND WORKSHOPS THAT ENCOURAGE NETWORKING AND MENTORING IN ADDITION TO PROFESSIONAL DEVELOPMENT TO BUILD RESEARCH AND COMMUNICATIONS SKILLS. THE CURRENT NETWORK INCLUDES 60 YOUNG SCHOLARS AND FOUR INAUGURAL PROMISING SCHOLARS. 157085 POLICY & COMMUNICATIONS PROGRAM - LEVERAGES AND AUGMENTS THE IMPACT OF THE FOUNDATION'S GRANTS, THROUGH A STRATEGIC COMMUNICATIONS PROGRAM THAT REACHES OUT TO THE FIELD OF EARLY EDUCATION RESEARCHERS, PRACTITIONERS AND POLICY MAKERS AS WELL AS THE GENERAL PUBLIC THROUGH PUBLICATIONS, AN ELECTRONIC NEWSLETTER AND SOCIAL MEDIA, AND CONVENINGS. 366074 0 101075480 1844998 0 102920478 0 0 102920478 1543807 101376671 5068834 5068834 35565 1396 36961 5031873 0 5031873 0 5031873 6383191 0 6383191 35565 6347626 5031873 0 0 617612 617612 6383191 0 0 0 5031873 1351318 0 0 1968930 0 0 0 0 0 0 0 1968930 617612 1351318 SEE FOUNDATION'S WEBSITE FOR INFORM 475 RIVERSIDE DRIVE SUITE 248 NEW YORK NY 10115 2128675777 THE FOUNDATION FOR CHILD DEVELOPMENT DOES NOT ACCEPT UNSOLICITED PROPOSALS, RATHER, REQUESTS FOR FUNDING ARE SUBMITTED TO THE FOUNDATION BY INVITATION ONLY. WE FUND ORGANIZATIONS THAT ARE NON-PROFIT, PUBLIC CHARITIES AS RECOGNIZED BY THE UNITED STATES INTERNAL REVENUE SERVICE UNDER THE INTERNAL REVENUE CODE 501(C)(3). OUR YOUNG SCHOLARS PROGRAM FOR FELLOWSHIP GRANTS IS OUR ONLY OPEN COMPETITION. PLEASE VISIT THE YOUNG SCHOLARS PROGRAM PAGE FOR MORE INFORMATION ABOUT ELIGIBILITY AND THE APPLICATION PROCESS. APPLICATION DEADLINES CAN BE FOUND ON THE FOUNDATION'S WEBSITE: FCD-US.ORG RESTRICTIONS AND LIMITATIONS CAN BE FOUND ON THE FOUNDATION'S WEBSITE: FCD-US.ORG AMERICAN EDUCATIONAL RESEARCH ASSOCIATION 1430 K STREET NW WASHINGTON DC 20005 N/A PC SPECIAL INITIATIVE 2500 ASIAN AMERICANPACIFIC ISLANDERS IN PHILANTHROPY 300 FRANK OGAWA PLAZA SUITE 256 OAKLAND CA 94612 N/A PC ANNUAL SUPPORT 1000 ASSOCIATION OF BLACK FOUNDATION EXECUTIVES INC 42 BROADWAY 20TH FLOOR NEW YORK NY 10004 N/A PC ANNUAL SUPPORT 2500 BANK STREET COLLEGE OF EDUCATION 610 WEST 112TH STREET NEW YORK NY 10025 N/A PC EARLY CHILDHOOD WORKFORCE 30000 CENTER FOR DISASTER PHILANTHROPY INC ONE THOMAS CIRCEL NW WASHINGTON DC 20005 N/A PC SPECIAL INITIATIVE 15000 CHILD CARE SERVICES ASSOCIATION PO BOX 901 CHAPEL HILL NC 27514 N/A PC EARLY CHILDHOOD WORKFORCE 20000 CHILD TRENDS INCORPORATED 7315 WISCONSIN AVENUE BETHESDA MD 20814 N/A PC EARLY CHILDHOOD WORKFORCE 95000 COUNCIL FOR PROFESSIONAL RECOGNITION 2460 16TH STREET NW WASHINGTON DC 20009 N/A PC EARLY CHILDHOOD WORKFORCE 10000 ERIKSON INSTITUTE N LASALLE ST CHICAGO IL 60654 N/A PC EARLY CHILDHOOD WORKFORCE 274000 FIRST FOCUS 1400 EYE STREET NW WASHINGTON DC 20005 N/A PC EARLY CHILDHOOD WORKFORCE 50000 FULLER THEOLOGICAL SEMINARY 135 N OAKLAND AVE PASADENA CA 91182 N/A PC SPECIAL INITIATIVE 1600 GEORGETOWN UNIVERSITY 3700 O STREET WASHINGTON DC 20057 N/A PC YOUNG SCHOLARS PROGRAM 83000 GRANTMAKERS FOR EDUCATION 851 SW 6TH AVENUE PORTLAND OR 97204 N/A PC ANNUAL SUPPORT 1000 GRANTMAKERS FOR EFFECTIVE ORGANIZATIONS 1310 L STREET NW WASHINGTON DC 20005 N/A PC ANNUAL SUPPORT 2090 HISPANICS IN PHILANTHROPY 414 13TH STREET SUITE 200 OAKLAND CA 94612 N/A PC EARLY CHILDHOOD WORKFORCE 3000 HISPANICS IN PHILANTHROPY 414 13TH STREET SUITE 200 OAKLAND CA 94612 N/A PC ANNUAL SUPPORT 3000 NATIONAL ASSOCIATION OF EARLY CHILDHOOD SPECIALISTS IN STATE DEPARTMENTS OF 308 EAST LAKE DRIVE GREENSBORO NC 27401 N/A PC EARLY CHILDHOOD WORKFORCE 142000 NATIONAL ASSOCIATION OF STATE BOARDS OF EDUCATION 333 JOHN CARLYLE ST ALEXANDRIA VA 22314 N/A PC EARLY CHILDHOOD WORKFORCE 204158 NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY 1900 L STREET NW WASHINGTON DC 20036 N/A PC ANNUAL SUPPORT 1500 NATIONAL LEAGUE OF CITIES 660 NORTH CAPITAL STREET NW WASHINGTON DC 20001 N/A PC EARLY CHILDHOOD WORKFORCE 100000 NATIONAL LOUIS UNIVERSITY 6200 CAPITOL DRIVE WHEELING IL 60090 N/A PC EARLY CHILDHOOD WORKFORCE 203000 NEW YORK UNIVERSITY SCHOOL OF MEDICINE 550 1ST AVENUE NEW YORK NY 10016 N/A PC YOUNG SCHOLARS PROGRAM 132000 PEAK GRANTMAKING INC 1666 K STREET NW SUITE 440 WASHINGTON DC 20006 N/A PC ANNUAL SUPPORT 266 PHILANTHROPY NEW YORK 320 EAST 43RD STREET NEW YORK NY 10017 N/A PC ANNUAL SUPPORT 9750 PRESIDENT AND FELLOWS OF HARVARD COLLEGE 1033 MASSACHUSETTS AVENUE 5TH FLOOR CAMBRIDGE MA 02138 N/A PC EARLY CHILDHOOD WORKFORCE 245000 RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 16 COURT STREET BROOKLYN NY 11241 N/A PC EARLY CHILDHOOD WORKFORCE 316000 THE FOUNDATION CENTER 32 OLD SLIP 24TH FLOOR NEW YORK NY 10005 N/A PC ANNUAL SUPPORT 5000 THE OHIO STATE UNIVERSITY FOUNDATION 1480 W LANE AVENUE COLUMBUS OH 43221 N/A PC YOUNG SCHOLARS PROGRAM 96000 THE REGENTS OF THE UNIVERSITY OF MICHIGAN 3003 S STATE STREET ANN ARBOR MI 48109 N/A PC EARLY CHILDHOOD WORKFORCE 30000 THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK PO BOX 9 ALBANY NY 12201 N/A PC YOUNG SCHOLARS PROGRAM 63000 TRUSTEES OF MOUNT HOLYOKE COLLEGE 50 COLLEGE STREET SOUTH HADLEY MA 01075 N/A PC YOUNG SCHOLARS PROGRAM 109700 THE URBAN INSTITUTE 2100 M STREET NW WASHINGTON DC 20037 N/A PC EARLY CHILDHOOD WORKFORCE 263000 THIRD SECTOR NEW ENGLAND 89 SOUTH STREET 700 BOSTON MA 02111 N/A PC ANNUAL SUPPORT 7500 THIRD SECTOR NEW ENGLAND 89 SOUTH STREET 700 BOSTON MA 02111 N/A PC EARLY CHILDHOOD WORKFORCE 1203436 WILLIAM MARSH RICE UNIVERSITY 6100 MAIN STREET HOUSTON TX 77005 N/A PC EARLY CHILDHOOD WORKFORCE 75000 3800000 ERIKSON INSTITUTE N LASALLE ST CHICAGO IL 60654 N/A PC EARLY CHILDHOOD WORKFORCE 145000 NATIONAL ASSOCIATION OF EARLY CHILDHOOD SPECIALISTS IN STATE DEPARTMENTS OF 308 EAST LAKE DRIVE GREENSBORO NC 27401 N/A PC EARLY CHILDHOOD WORKFORCE 113000 NATIONAL ASSOCIATION OF STATE BOARDS OF EDUCATION 333 JOHN CARLYLE ST ALEXANDRIA VA 22314 N/A PC EARLY CHILDHOOD WORKFORCE 95842 NATIONAL LEAGUE OF CITIES 660 NORTH CAPITAL STREET NW WASHINGTON DC 20001 N/A PC EARLY CHILDHOOD WORKFORCE 100000 PRESIDENT AND FELLOWS OF HARVARD COLLEGE 1033 MASSACHUSETTS AVENUE 5TH FLOOR CAMBRIDGE MA 02138 N/A PC EARLY CHILDHOOD WORKFORCE 255000 RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK 16 COURT STREET BROOKLYN NY 11241 N/A PC EARLY CHILDHOOD WORKFORCE 182000 890842 14 722 14 2656769 525990 25935 01 1191261 525990 70501 18 -25935 ROYALTY INCOME 01 38 FOREIGN TAX REFUND 01 2064 96436 3824919 0 3921355 0 0 0 0 0 0 0 0 0 0 PKF-O'CONNOR DAVIES- AUDIT AND TAX PREPARATION 35795 0 33795 OWEN J. FLANAGAN & COMPANY-BOOKKEEPING SERVICES 39000 19500 19500 ADOBE SYSTEMS INCORPORATED 3.25% 02/01/2025 USD SR LIEN (200,000 SHARES) 216008 216008 AT&T INC 4.25% 03/01/2027 USD SR LIEN (150,000 SHARES) 159326 159326 AUTONATION INC 3.5% 11/15/2024 USD SR LIEN (175,000 SHARES) 170144 170144 BANK OF AMERICA CORPORATION HYBRID MTN 02/13/2031 SR 2.496% (115,000 SHARES) 111197 111197 BANK OF MONTREAL MTN 3.1% 04/13/2021 USD SER D SR LIEN (175,000 SHARES) 176752 176752 BANK OF NOVA SCOTIA (THE) 3.4% 02/11/2024 USD SR LIEN (100,000 SHARES) 105032 105032 BP CAP MARKETS AMERICA 3.245% 05/06/2022 USD SER * SR LIEN (150,000 SHARES) 151605 151605 CAPITAL ONE FINANCIAL CO 3.9% 01/29/2024 USD SR LIEN (175,000 SHARES) 175334 175334 CBS CORPORATION 4.0% 01/15/2026 USD SR LIEN (100,000 SHARES) 98184 98184 CHARLES SCHWAB CORPORATION (TH 4.625% 03/22/2030 SR LIEN (55,000 SHARES) 60575 60575 CITIGROUP INC. HYBRID 01/29/2031 SR LIEN 2.666% (65,000 SHARES) 63020 63020 CITIGROUP INC. HYBRID 11/05/2030 SR LIEN CPN 2.976% (200,000 SHARES) 195320 195320 DIAGEO CAPITAL PLC 3.5% 09/18/2023 USD SR LIEN (200,000 SHARES) 203882 203882 DUKE ENERGY CORPORATION 1.8% 09/01/2021 USD SR LIEN (200,000 SHARES) 198284 198284 FEDERAL HOME LOAN BANK 2.125% 09/14/2029 (600,000 SHARES) 639696 639696 FEDERAL HOME LOAN BANK SYSTEM 2.25% 06/11/2021 SER ZD-2021 (250,000 SHARES) 255508 255508 FEDERAL HOME LOAN BANK SYSTEM 2.375% 03/12/2021 SER YP-2021 (450,000 SHARES) 458685 458685 FEDERAL HOME LOAN BANK SYSTEM 2.5% 12/09/2022 SR LIEN (350,000 SHARES) 368928 368928 FHLB 2.125% 12/11/2026 (585,000 SHARES) 633520 633520 FHLB 2.75% 12/13/2024 SR LIEN (425,000 SHARES) 466770 466770 GENERAL DYNAMICS CORP 3.0% 05/11/2021 USD SR LIEN (175,000 SHARES) 176346 176346 GLAXOSMITHKLINE CAPITAL PLC 3.375% 05/15/2023 SER 5Y(250,000 SHARES) 260943 260943 HOME DEPOT, INC (THE) 2.95% 06/15/2029 USD SR LIEN (250,000 SHARES) 259140 259140 HONEYWELL INTERNATIONAL INC. 1.85% 11/01/2021 USD SR LIEN (250,000 SHARES) 250125 250125 INGERSOLL-RAND LUXEMBOURG FINA 3.55% 11/01/2024 USD SR LIEN (175,000 SHARES) 179106 179106 JOHNSON & JOHNSON 2.25% 03/03/2022 USD SR LIEN (50,000 SHARES) 51802 51802 JPMORGAN CHASE & CO. HYBRID 04/23/2024 CPN 04/23/18 3.559% (200,000 SHARES) 209296 209296 JPMORGAN CHASE & CO. HYBRID 05/06/2030 CPN 05/06/19 3.702% (55,000 SHARES) 58984 58984 KFW 2.625% 04/12/2021 USD SR LIEN (300,000 SHARES) 306390 306390 KINDER MORGAN ENERGY PARTNERS, 4.25% 09/01/2024 USD SR LIEN (150,000 SHARES) 146603 146603 LABORATORY CORPORATION OF AMER 2.95% 12/01/2029 SR LIEN (125,000 SHARES) 120445 120445 LOCKHEED MARTIN CORPORATION 2.9% 03/01/2025 USD SR LIEN (175,000 SHARES) 177298 177298 MOODY'S CORPORATION 2.75% 12/15/2021 USD SR LIEN (100,000 SHARES) 99270 99270 PACIFICORP 3.5% 06/15/2029 USD SR LIEN (175,000 SHARES) 177993 177993 REPUBLIC SERVICES, INC. 3.95% 05/15/2028 USD SR LIEN (100,000 SHARES) 108116 108116 SALESFORCE.COM INC 3.7% 04/11/2028 USD SR LIEN (250,000 SHARES) 276763 276763 SANTANDER UK GROUP HOLDINGS PL MTN 3.125% 01/08/2021 (245,000 SHARES) 244427 244427 TARGET CORPORATION 2.35% 02/15/2030 SR LIEN (135,000 SHARES) 134866 134866 TEXTRON INC 3.0% 06/01/2030 SR LIEN (200,000 SHARES) 186960 186960 VERIZON COMMUNICATIONS 3.125% 03/16/2022 SR LIEN (200,000 SHARES) 205914 205914 VISA INC. 3.15% 12/14/2025 USD SR LIEN (200,000 SHARES) 217832 217832 WAL-MART STORES INC 2.65% 12/15/2024 USD SR LIEN (175,000 SHARES) 182163 182163 WELLS FARGO & COMPANY HYBRID MTN 02/11/2031 2.572% (240,000 SHARES) 229574 229574 AMGEN INC. 2.7% 05/01/2022 USD SR LIEN (75,000 SHARES) 76813 76813 BANK OF AMERICA CORPORATION HYBRID MTN 02/13/2026 2.015% (75,000 SHARES) 75751 75751 BANK OF MONTREAL MTN 3.1% 04/13/2021 USD SER D SR LIEN (75,000 SHARES) 73421 73421 BANK OF NEW YORK MELLON CORPOR MTN 2.1% 10/24/2024 (75,000 SHARES) 75452 75452 BIOGEN INC. 3.625% 09/15/2022 USD SR LIEN (75,000 SHARES) 77031 77031 BMW US CAPITAL LLC 3.45% 04/12/2023 USD PVT REGS SR LIEN (50,000 SHARES) 49671 49671 COVIDIEN INTERNATIONAL FINANCE 3.2% 06/15/2022 USD SR LIEN (75,000 SHARES) 77530 77530 CVS HEALTH CORPORATION 3.7% 03/09/2023 USD SR LIEN (60,000 SHARES) 62320 62320 DOWDUPONT INC. 3.766% 11/15/2020 SR LIEN (75,000 SHARES) 75235 75235 ELI LILLY AND COMPANY 2.35% 05/15/2022 USD SR LIEN (50,000 SHARES) 51027 51027 ESTEE LAUDER COMPANIES INC. (T 2.0% 12/01/2024 USD SR LIEN (50,000 SHARES) 49797 49797 FEDERAL FARM CREDIT BANK 1.6% 02/10/2023 (80,000 SHARES) 80550 80550 FEDERAL FARM CREDIT BANK 2.35% 02/12/2021 (50,000 SHARES) 50851 50851 FEDERAL HOME LOAN BANK SYSTEM 2.5% 12/09/2022 SR LIEN (150,000 SHARES) 158112 158112 FFCB 2.54% 04/05/2021 (200,000 SHARES) 204618 204618 FORTIVE CORPORATION 2.35% 06/15/2021 USD SER WI SR LIEN (75,000 SHARES) 72918 72918 GENERAL DYNAMICS CORP 3.375% 05/15/2023 USD SR LIEN (50,000 SHARES) 51283 51283 JPMORGAN CHASE & CO. HYBRID 04/01/2023 CPN 03/22/19 3.207% (50,000 SHARES) 50861 50861 KFW 2.625% 04/12/2021 USD SR LIEN (150,000 SHARES) 153195 153195 MOODY'S CORPORATION 2.75% 12/15/2021 USD SR LIEN (50,000 SHARES) 49635 49635 MORGAN STANLEY HYBRID MTN 07/22/2025 CPN 07/23/19 2.72% (75,000 SHARES) 75147 75147 NOVARTIS CAPITAL CORPORATION 1.75% 02/14/2025 SR LIEN (15,000 SHARES) 15106 15106 PEPSICO INC 2.25% 03/19/2025 SR LIEN (65,000 SHARES) 67491 67491 ROPER INDUSTRIES, INC. 3.125% 11/15/2022 USD SR LIEN (75,000 SHARES) 73616 73616 ROYAL BANK OF CANADA MTN 2.15% 10/26/2020 SR LIEN (75,000 SHARES) 74963 74963 TOTAL CAPITAL SA 4.45% 06/24/2020 SR LIEN (75,000 SHARES) 74973 74973 WALMART INC. 3.4% 06/26/2023 USD SR LIEN M-W+10.00BP (50,000 SHARES) 53028 53028 XILINX, INC. 3.0% 03/15/2021 USD SR LIEN (75,000 SHARES) 74975 74975 6722088 6722088 0 0 DFA INTL REAL ESTATE SECURITIES PORTFOLIO INSTL (382,161.51 SHARES) FMV 1280241 1280241 MULTI-MANAGER INTERNATIONAL EQUITY FUND P (840,252.30 SHARES) FMV 7797541 7797541 STATE STREET EMERGING MARKETS EQUITY INDEX FUND K CLASS (275,928.73 SHARES) FMV 2880696 2880696 STATE STREET HEDGED INTL DEV EQTY INDX FD K CLASS (979,074.67 SHARES) FMV 8096948 8096948 EATON VANCE INCM FD OF BOSTON MUTUAL FD CLASS I (943,513.84 SHARES) FMV 4613783 4613783 FEDERATED HERMES INSTL HIGH YIELD BD FD INSTL (538,083.06 SHARES) FMV 4627514 4627514 DFA REAL ESTATE SECURITIES PORTFOLIO INSTITUTIONAL (43,234.37 SHARES) FMV 1354533 1354533 ISHARES S&P 500 INDEX FUND CLASS G (97,648.25 SHARES) FMV 29887197 29887197 MULTI-MANAGER US SMALL CAP EQUITY FUND P (513,293.70 SHARES) FMV 4660707 4660707 TPG TECH ADJACENCIES ACCESS OFFSHORE LP FMV 113111 113111 DST OPPORTUNITIES II ACCESS OFFSHORE LP FMV 87887 87887 VINTAGE VIII OFFSHORE SCSP FMV 154511 154511 PRIVATE EQUITY MANAGERS (2018) OFFSHORE SCSP FMV 487933 487933 PRIVATE EQUITY MANAGERS (2019) OFFSHORE SCSP FMV 183968 183968 VINTAGE VIII OFFSHORE SCSP FMV 40530 40530 ARES SPECIAL OPPORTUNITIES ACCESS OFFSHORE LP FMV 222019 222019 GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC FMV 319255 319255 REGIMENT CAPITAL LTD SERIES N CLASS 1 FMV 4449 4449 SEVEN BRIDGES ENERGY FUND FMV 1197319 1197319 PERRY PARTNERS INTERNATIONAL INC FMV 3905 3905 CARTER LEDYARD & MILBURN LLP-LEGAL FEES 27900 0 27900 UNREALIZED LOSS ON INVESTMENTS 10859270 CAPITAL EXPENDITURES 772958 0 772958 BANK SERVICE CHARGES 860 860 0 INSURANCE 15929 0 15929 OFFICE SUPPLIES, REPAIRS AND MAINTENANCE 16731 0 16731 PAYROLL PROCESSING SERVICES 15100 0 15100 PROFESSIONAL DEVELOPMENT, MEMBERSHIPS AND SUBSCRIPTIONS 7341 0 7341 PUBLICATIONS AND WEB HOSTING 48894 0 48894 TECHNOLOGY 66059 0 66059 TELECOMMUNICATIONS AND POSTAGE 16221 0 16221 OTHER PARTNERSHIP EXPENSES THRU SCHEDULE K-1'S 0 136156 0 OTHER PARTNERSHIP LOSS THRU K-1'S NET OF UBI 101104 ROYALTY INCOME 38 38 38 FOREIGN TAX REFUND 2064 2064 2064 INVESTMENT MANAGEMENT AND CUSTODIAL FEES 285671 285671 0 CONSULTING FEES 140303 0 140303 FEDERAL EXCISE TAX 48000 0 0 STATE TAXES 250 0 250