2020-11-12T10:45:26-06:00 2020-06-30 010494526 Baker Newman & Noyes PO Box 507 Portland ME 04112 990PF 2019-07-01 043582018 Brooks Family Foundation BROO 6175236531 co LWC 230 Congress Street Boston MA 02110 Wendy S Holding Trustee 6175236531 2020-11-05 1 Nicholas E Porto P01310283 2078792100 2020-11-05 208.105.168.164 2020-11-05 16:07:26 ES P C5776562590C3A5EE30B3770250D94B4E643E30E DA1D1F22D002DE74304CAE64996AD19EA354FE22 2019 2021-04-22 16:20:28Z X 19150525 X 2000000 169945 169945 64391 64391 1524013 7493200 1524013 94865 13758 3853214 1772107 74248 37124 37124 15012 0 15012 5500 2750 2750 13341 13341 0 56425 1754 0 697 197 500 165223 55166 55386 1280000 1280000 1445223 55166 1335386 2407991 1716941 608611 11522146 11522146 4980955 1599225 1599225 10859524 5177821 5177821 812452 851333 851333 17261542 19150525 19150525 0 0 X 17261542 19150525 17261542 19150525 17261542 19150525 17261542 2407991 2000 19671533 521008 19150525 Publicly Traded Securities P 7474951 5969187 1505764 1505764 Capital Gains from Partnership Interests P 18249 18249 18249 1524013 0 867369 15323412 0.056604 689575 12787423 0.053926 739120 11554246 0.063970 559500 12130373 0.046124 500500 10441945 0.047932 0.268556 0.053711 18127041 973621 17169 990790 1335386 X 17169 0 17169 0 17169 4514 0 0 4514 0 12655 0 0 0 0 0 0 0 0 1 1 0 1 1 MA 1 0 0 0 0 1 N/A Loring Wolcott & Coolidge Trust 6175236531 c/o LWC 230 Congress Street Boston MA 02110 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Wendy S Holding 230 Congress Street Boston MA 02110 Trustee 3.00 37124 0 0 W Andrew Mims 230 Congress Street Boston MA 02110 Trustee 3.00 37124 0 0 James E Brooks 364 Spring Street Portland ME 04102 Trustee 3.00 0 0 0 Cherie Wendelken 364 Spring Street Portland ME 04102 Trustee 3.00 0 0 0 NONE 0 NONE 0 0 9931769 7619985 851333 18403087 0 0 18403087 276046 18127041 906352 906352 17169 12125 29294 877058 2000 879058 0 879058 1335386 0 1335386 17169 1318217 879058 0 0 188359 68325 135750 392434 1335386 0 0 0 879058 456328 0 0 848762 0 0 0 0 0 0 0 848762 188359 68325 135750 456328 X Advocacy Center of Tompkins County PO Box 164 Ithaca NY 14851 N/A PC General Support 2000 Affordable Housing Institute (FBO SGR) 10 High Street Suite 501 Boston MA 02110 N/A PC General Support 5000 Aguaclara Reach 407 College Avenue Suite 230 Ithaca NY 148506701 N/A PC General Support 5000 Alcohol & Drug Council of Tompkins County 201 E Green Street Suite 500 Ithaca NY 148505635 N/A PC General Support 2000 Amref Health Africa 75 Broad Street Room 703 New York NY 100043218 N/A PC General Support 5000 Bangor Area Homeless Center 263 Main Street Bangor ME 044016403 N/A PC General Support 3000 Bioscience Resource Project PO Box 6869 Ithaca NY 148516869 N/A PC General Support 2000 Boys and Girls Club of Southern Maine 277 Cumberland Avenue Portland ME 04101 N/A PC General Support 15000 Cambridge Public Library Foundation 449 Broadway Cambridge MA 02138 N/A PC General Support 10000 Camp Kesem (FBO the Camp at Cornell) 10586 W Pico Boulevard 196 Los Angeles CA 90064 N/A PC General Support 2000 Childrens Initiative 4438 Ingraham Street San Diego CA 92109 N/A PC General Support 15000 Common Dreams PO Box 443 Portland ME 041120443 N/A PC General Support 2000 Community Dental 366 US Route 1 Falmouth ME 041051371 N/A PC General Support 15000 Community Partners International 580 California Street 16th Floor San Francisco CA 94104 N/A PC General Support 10000 Cornell University 341 Pine Tree Road Ithaca NY 148502820 N/A PC General Support 15000 Democracy Now 207 West 25th Street 11th Floor New York NY 100017161 N/A PC General Support 3000 Doctors Without Borders USA 40 Rector Street 16th Floor New York NY 10006 N/A PC General Support 10000 Eco-Soap Bank 2617 Shady Avenue Pittsburgh PA 15217 N/A PC General Support 2000 Educate the Children International PO Box 414 Ithaca NY 148510414 N/A PC General Support 1000 Family & Children's Services of Ithaca 127 West State Street Ithaca NY 148505474 N/A PC Dispositional Alternatives Program 5000 Finger Lake Toy Library Inc PO Box 6769 Ithaca NY 148516769 N/A PC General Support 2000 First Presbyterian Church of Dryden (FBO the Dryden Kitchen Cupboard) 6 North Street Dryden NY 13053 N/A PC General Support 1000 Food Bank of Central New York 7066 Interstate Island Road Syracuse NY 132099712 N/A PC General Support 20000 Food Bank of Western New York Inc 100 James E Casey Drive Buffalo NY 142062368 N/A PC General Support 20000 Foodlink Inc 1999 Mt Read Boulevard Rochester NY 146153700 N/A PC General Support 20000 Foodnet Meals on Wheels C/O Tompkins County Inc 2422 N Triphamm Ithaca NY 148500000 N/A PC Nutrition for the Elderly in Tompkins County, Inc. 20000 Franziska Racker Centers 3226 Wilikins Road Ithaca NY 148509568 N/A PC General Support 1000 Friends of Blaine House Inc PO Box 68 Augusta ME 043320068 N/A PC General Support 3000 Friends of Portland Adult Education PO Box 3185 Portland ME 041043185 N/A PC General Support 1000 Friends of the Portland Community Free Clinic 10 A Beach Street Suite 2 Portland ME 041014605 N/A PC General Support 10000 Friendship Donations Network 1013 West State Street / MLK Street Ithaca NY 148500000 N/A PC General Support 2000 Friendship with Cambodia PO Box 5231 Eugene OR 97405 N/A PC General Support 3000 Gadabout Transportation Services Inc 737 Willow Avenue Ithaca NY 148503214 N/A PC General Support 2000 Good Shepherd Food Bank 3121 Hotel Road Auburn ME 042108398 N/A PC General Support 70000 Grassroots International 179 Boylston Street Boston MA 021304520 N/A PC General Support 22000 Greater Ithaca Activities Center 301 W Court Street Ithaca NY 148504127 N/A PC General Support 10000 Greater Portland Landmarks 93 High Street Portland ME 041013811 N/A PC General Support 4000 Health Equity International (FBO St Boniface Haiti Foundation) 40 Glen Avenue Newton MA 02459 N/A PC General Support 5000 Healthreach Community Health Centers 10 Water Street Suite 305 Waterville ME 049016566 N/A PC General Support 120000 Healthy Smiles for ME 39 Breton Lane Oxford ME 042703164 N/A PC General Support 10000 Historic Ithaca 212 Center Street Ithaca NY 148505259 N/A PC General Support 2000 History Center in Tompkins County 401 E State Street Ithaca NY 148504400 N/A PC General Support 5000 Indigo Arts Alliance 60 Cove Street Portland ME 041013425 N/A PC General Support 2000 International Vision Volunteers 1600 South Main Street Walnut Creek CA 94596 N/A PC General Support 5000 Ithaca City of AsylumCenter for Transformative Action 119 Anabel Taylor Hall Ithaca NY 148531001 N/A PC General Support 10000 Ithaca College 953 Danby Road Ithaca NY 148507000 N/A PC General Support 25000 Ithaca Health Alliance (FBO Ithaca Free Clinic) PO Box 362 Ithaca NY 148510362 N/A PC General Support 5000 Ithaca Public Education Initiative (FBO the Dan Wood Scholarship) 1013 W State Street Ithaca NY 148503315 N/A PC General Support 5000 Ithaca Waldorf School 20 Nelson Road Ithaca NY 148509452 N/A PC General Support 35000 Khan Academy PO Box 1630 Mountain View CA 94042 N/A PC General Support 1000 Lifeflight of Maine 43 Whiting Hill Road Suite 400 Brewer ME 044121012 N/A PC General Support 5000 Lovin Soap Project 615 E 65th Terrace Kansas City MO 64131 N/A PC General Support 2000 Madre 121 W 27th Street Suite 301 New York NY 100016207 N/A PC General Support 3000 Maine Childrens Home for Little Wanderers 93 Silver Street Waterville ME 049015923 N/A PC General Support 2000 Maine Community Foundation 245 Main Street Ellsworth ME 046051613 N/A PC General Support 50000 Maine Historical Society 489 Congress Street Suite 2 Portland ME 041013415 N/A PC General Support 1000 Maine Humanities Council 674 Brighton Avenue Portland ME 041021012 N/A PC General Support 5000 Maine Media Workshops and College 70 Camden Street Rockport ME 048565952 N/A PC General Support 3000 Maine Public 1450 Lisbon Street Lewiston ME 042403514 N/A PC General Support 5000 Massachusetts Institute of Technology 77 Massachusetts Avenue NE49-3142 Cambridge MA 021394307 N/A PC General Support 5000 Mayo Street Arts 10 Mayo Street Portland ME 041013110 N/A PC General Support 22500 Mid-Coast Health Net Inc (FBO Knox County Health Clinic) 22 White Street Rockland ME 048412978 N/A PC General Support 25000 Mid-Maine Homeless Shelter 19 Colby Street Waterville ME 049015563 N/A PC General Support 2000 Mount Auburn Cemetery 580 Mount Auburn Street Cambridge MA 021385517 N/A PC General Support 1000 Mount Holyoke College 50 College Street South Hadley MA 01075 N/A PC General Support 15000 Nepal Youth Foundation 3030 Bridgeway Number 325 Sausalito CA 949652895 N/A PC General Support 10000 Nicaragua-United States Friendship Office (FBO Fondacion Entre Mujeres) Church Brethr 337 North Carolina SE Washington DC 20003 N/A PC General Support 5000 OAR of Tompkins County 910 W State Street Ithaca NY 148503314 N/A PC General Support 1000 Oasis Health Network Inc (FBO Oasis Free Clinic) 66 Baribeau Drive Brunswick ME 040113230 N/A PC General Support 15000 Oceanside Conservation Trust PO Box 10404 Portland ME 041040404 N/A PC General Support 2000 OK International 4444 Geary Boulevard San Francisco CA 94118 N/A PC General Support 5000 Partners in Health 800 Boylston Street Suite 300 Boston MA 02199 N/A PC General Support 10000 Planned Parenthood Federation of America 123 William Street 10th Floor New York NY 100383844 N/A PC General Support 5000 Portland Education Foundation 353 Cumberland Avenue Portland ME 04101 N/A PC General Support 2000 Portland Museum of Art 7 Congress Square Portland ME 041013802 N/A PC General Support 1000 Portland Stage Company 25-A Forest Avenue Portland ME 041015809 N/A PC General Support 26500 Portland Symphony Orchestra 50 Monument Square 2nd Floor Portland ME 041014039 N/A PC General Support 2000 Preble Street Resource Center 38 Preble Street Portland ME 041012049 N/A PC General Support 8000 Rain for the Sahel and Sahara PO Box 1503 Portsmouth NH 03802 N/A PC General Support 8000 Regional Food Bank of Northeastern New York 965 Albany Shaker Road Latham NY 121101409 N/A PC General Support 10000 Rise Up Alternative Radio PO Box 551 Boulder CO 80306 N/A PC General Support 5000 Saving Smiles Inc 80 Susan Lane Circleville NY 109193250 N/A PC General Support 10000 Southern Maine Community College Foundation 2 Fort Road South Portland ME 041061698 N/A PC General Support 60000 Speech Therapy Cambodia 4189 26th Street San Francisco CA 94131 N/A PC General Support 2000 Sunrise Opportunities (FBO Washington County Childrens Program) PO Box 88 Machias ME 046540088 N/A PC General Support 5000 Sunrise Opportunities (FBO WCCP Tooth Ferry) PO Box 88 Machias ME 046540088 N/A PC General Support 5000 That Man May See 10 Koret Way Box 0352 San Francisco CA 94143 N/A PC General Support 10000 The Catholic Charities Food Bank of the Southern Tier 388 Upper Oakwood Avenue Elmira NY 149031129 N/A PC General Support 20000 Third Monday Foundation (FBO Dhammyietra) 1 Memorial Avenue Pawling NY 125641125 N/A PC General Support 10000 Tompkins County Public Library 3928 Shuler Road Alpine NY 148059732 N/A PC General Support 3000 Trustees of Hamilton College 198 College Hill Road Clinton NY 133231218 N/A PC General Support 5000 United Way for Cortland County 50 Clinton Avenue Cortland NY 130452116 N/A PC General Support 5000 United Way of Androscoggin County PO Box 888 Lewiston ME 042430888 N/A PC General Support 20000 United Way of Aroostook 830 Main Street Unit 4 Presque Isle ME 047692277 N/A PC General Support 20000 United Way of Broome County 101 S Jensen Road Vestal NY 138502821 N/A PC General Support 5000 United Way of Central New York 980 James Street Syracuse NY 132032503 N/A PC General Support 5000 United Way of Eastern Maine 700 Main Street Bangor ME 044016800 N/A PC General Support 50000 United Way of Greater Portland One Canal Plaza Number 300 Portland ME 04101 N/A PC General Support 65000 United Way of Kennebec Valley 121 Commercial Street Augusta ME 043304731 N/A PC General Support 20000 United Way of Mid Coast Maine 34 Wing Farm Parkway Suite 201 Bath ME 045301551 N/A PC General Support 10000 United Way of Mid-Maine 105 Kennedy Memorial Drive Waterville ME 049015131 N/A PC General Support 20000 United Way of Tri-Valley Area 46 Park Street Framingham MA 01702 N/A PC General Support 20000 United Way of York County PO Box 727 Kennebunk ME 04043 N/A PC General Support 25000 University at Buffalo Foundation PO Box 900 Buffalo NY 142260900 N/A PC General Support 2000 University of Southern Maine 96 Falmouth Street Portland ME 041034864 N/A PC General Support 27000 Wabanaki Health and Wellness (FBO Wabanaki Public Health) 157 Park Street Bangor ME 044015093 N/A PC General Support 5000 Water is Life Inc PO Box 60127 Pasadena CA 91116 N/A PC General Support 3000 Waynflete School 360 Spring Street Portland ME 041023643 N/A PC General Support 10000 Wikimedia Foundation Inc 1 Montgomery Street Suite 1600 San Francisco CA 94104 N/A PC General Support 1000 Womens Opportunities Resource Center 2010 Chestnut Street Philadelphia PA 19103 N/A PC General Support 2000 Zambian Childrens Fund PO Box 42996 Tucson AZ 85733 N/A PC General Support 3000 1280000 0 14 169945 14 64391 18 1524013 Net Income from Partnership Interests 523000 81107 14 13758 81107 1772107 0 1853214 0 0 0 0 0 0 0 0 0 0 X X 1 James E Brooks 364 Spring Street Portland ME 04102 2000000 X Tax Preparation 5500 2750 2750 Form 990-PF, Part VII-B, Question 1A(4) and Part VIII: Officers, Directors, Trustees, Foundation Managers and their compensation and hours per week:The time spent by the trustees managing the affairs of the Foundation varies from week to week and year to year. For Form 990-PF reporting purposes, an estimate of 3-hours per week has been indicated in Part VIII. The trustees employ accounting, support, and tax compliance staff to assist with the administration of the Foundation's relationships. The 3-hours of time noted in Part VIII reflects an estimate of the time spent by the trustees as well as their agents or employees. The actual time spent may differ from this estimate in any given week or year. The trustee fees noted also include an investment advisory component which is based in part on the Foundation's investment assets and which varies from quarter to quarter based on the assets' fair market value.The fees reported in Part VIII have been approved by the Foundation's trustees and are considered to be reasonable and necessary for the continuing operation of the Foundation in support of its exempt purpose are not excessive. Therefore, the trustee fees did not fail to qualify under the exceptions described in Regulations Section 53.4941(d)-3 and are thus not acts of self-dealing. Adobe Systems Inc. 228538 228538 Alphabet Inc. 154567 154567 Amazon.com 275882 275882 American Tower Corp. 236564 236564 Apple Inc. 233472 233472 Becton Dickinson 162704 162704 Danaher Corp. 195397 195397 Walt Disney Productions 98129 98129 Edwards Lifesciences Corp. 107812 107812 Fiserv Inc. 184502 184502 Home Depot Inc. 184125 184125 Idexx Labs 141969 141969 IQVIA Holdings Inc. 123436 123436 Mastercard Inc. 362233 362233 Microsoft Corp. 207580 207580 Nike Inc. 153448 153448 PayCom Software Inc. 159511 159511 Roper Industries Inc. 225191 225191 Salesforce.com 219176 219176 Starbucks Corp. 128783 128783 Stryker Corp. 172982 172982 TJX Companies Inc. 98845 98845 Trade Desk Inc. 164633 164633 Thermo Fisher Scientific Inc. 197475 197475 Visa Inc. 259814 259814 Wex Inc. 135308 135308 Canadian National Railway 151898 151898 Unilever PLC 97686 97686 Novozymes 116161 116161 1599225 1599225 0 0 Domini Impact Investments FMV 531486 531486 Equity Resource Fund XI FMV 17612 17612 Cayuga Venture Fund V FMV 302235 302235 Legal Fees 15012 0 15012 Unrealized Loss on Investments 521008 Massachusetts Filing Fees 500 0 500 Investment Fees 197 197 0 Net Income from Partnership Interests 94865 13758 94865 Recoveries of Amounts Previously Treated as Qualified Distributions 2000 Fiduciary Fees - Loring Wolcott & Coolidge 13341 13341 0 Unrelated Business Income Taxes 45970 0 0 State Unrelated Business Income Taxes 8701 0 0 Foreign Tax Expense 1754 1754 0