2020-11-12T14:51:04-06:00 2019-12-31 346565596 ERNST & YOUNG US LLP 155 N WACKER DRIVE CHICAGO IL 60606 990PF 2019-01-01 710935903 CAERUS FOUNDATION INC CAER 8475592000 3100 SANDERS ROAD SUITE 500 NORTHBROOK IL 60062 CATHY WEREDA TREASURER 8475592000 2020-11-12 1 JACOB ZEHNDER P01564049 3128792000 162.229.67.241 2020-11-12 14:50:33 CS P 6B24257654E21A06B34C5550A50F6F578516B4D0 E246CE44FB05424C472238B6D34399A7AD3D940B 2019 2021-04-22 16:20:28Z X 127883559 X X 2730610 2821091 7967287 53166365 7753720 628063 669915 0 11325960 11244726 0 0 0 0 0 17765 17765 0 0 101919 50960 0 56732 1250669 696190 0 372321 14748 19649 0 0 421636 65089 0 0 571 0 0 52749 5259 0 40254 851794 842329 0 41414 2711851 1697241 0 510721 27790199 14742219 30502050 1697241 0 15252940 -19176090 9547485 0 285663 827722 827722 5432751 10587990 10587990 4088765 69263 4088765 4088765 10784 12773 12773 4288557 1020011 1020011 34773071 35413494 35413494 2491789 2298909 2298909 75382148 73633758 73633758 2855 2718 708 137 137 122734734 127883559 127883559 335133 242285 96 13324544 335229 13566829 X 122399505 114316730 0 0 0 0 122399505 114316730 122734734 127883559 122399505 -19176090 11093315 114316730 0 114316730 BIOTECHNOLOGY VALUE FUND II, LP LTCG P 2019-12-31 2019-12-31 878480 878480 878480 BIOTECHNOLOGY VALUE FUND II, LP STCG P 2019-12-31 2019-12-31 979186 979186 979186 FPA GLOBAL OPPORTUNITY FUND, LLC LTCG P 2019-12-31 2019-12-31 225380 225380 225380 FPA GLOBAL OPPORTUNITY FUND, LLC SEC 1256 GAIN (LOSS) P 2019-12-31 2019-12-31 4669 4669 4669 FPA GLOBAL OPPORTUNITY FUND, LLC STCG P 2019-12-31 2019-12-31 24232 -24232 -24232 FPA GLOBAL OPPORTUNITY FUND, LLC TAXABLE DISTRIBUTION P 2019-12-31 2019-12-31 1464 1464 1464 LOGAN STONE CAPITAL QP, LP LTCG P 2019-12-31 2019-12-31 2901 2901 2901 MARATHON PARTNERS, LP LTCG P 2019-12-31 2019-12-31 527717 527717 527717 MARATHON PARTNERS, LP STCG P 2019-12-31 2019-12-31 20648 -20648 -20648 MENDEN CAPITAL TAXABLE DISTRIBUTION P 2019-12-31 2019-12-31 126 126 126 MENDON CAPITAL, LLC LTCG P 2019-12-31 2019-12-31 233142 233142 233142 MENDON GLOBAL LONG/SHORT FINANCIAL QP FUND LP LTCG P 2019-12-31 2019-12-31 87034 -87034 -87034 MENDON GLOBAL LONG/SHORT FINANCIAL QP FUND LP STCG P 2019-12-31 2019-12-31 255236 -255236 -255236 METHOD ONE, LLC LTCG P 2019-12-31 2019-12-31 117004 117004 117004 METHOD ONE, LLC STCG P 2019-12-31 2019-12-31 6436 6436 6436 PASSPORT- AA2 (II) SERIES 01 (SIDE POCKET) TAXABLE DISTRIBUTION P 2019-12-31 2019-12-31 321708 321708 321708 PUBLICLY TRADED SECURITIES 49337588 44986096 4351492 4351492 RMB FIXED INCOME OPPORTUNITIES QP, LLC LTCG P 2019-12-31 2019-12-31 18954 18954 18954 RMB FIXED INCOME OPPORTUNITIES QP, LLC SEC 1231 GAIN (LOSS) P 2019-12-31 2019-12-31 34 34 34 RMB FIXED INCOME OPPORTUNITIES QP, LLC SEC 1256 GAIN (LOSS) P 2019-12-31 2019-12-31 2485 -2485 -2485 RMB FIXED INCOME OPPORTUNITIES QP, LLC STCG P 2019-12-31 2019-12-31 27516 27516 27516 RMB JAPAN OPPORTUNITIES FUND, LP LTCG P 2019-12-31 2019-12-31 14171 -14171 -14171 RMB JAPAN OPPORTUNITIES FUND, LP STCG P 2019-12-31 2019-12-31 10633 -10633 -10633 TWIN LAKE TOTAL RETURN PARTNERS QP, LP LTCG P 2019-12-31 2019-12-31 4724 4724 4724 TWIN LAKE TOTAL RETURN PARTNERS QP, LP STCG P 2019-12-31 2019-12-31 11050 -11050 -11050 Z CAPITAL LOAN OPPORTUNITY FUND, LP LTCG P 2019-12-31 2019-12-31 3328 3328 3328 Z CAPITAL LOAN OPPORTUNITY FUND, LP STCG P 2019-12-31 2019-12-31 3051 3051 3051 MARATHON PARTNERS, LP LOSS ON PARTNERSHIP DISPOSITION P 2019-12-31 2019-12-31 1060 -1060 -1060 CAPITAL GAINS DIVIDENDS P 472957 472957 472957 7753720 0 0 16421895 132073855 0.124339 17657973 153585973 0.114971 23926203 136152267 0.175731 25243723 154316681 0.163584 31270056 150206142 0.208181 0.786806 0.157361 122170522 19224876 95475 19320351 15252940 190950 0 190950 0 190950 185005 65000 0 250005 X 599 58456 58456 0 0 0 0 0 0 0 0 0 1 1 0 1 1 IL 1 0 0 0 0 1 WWW.CAERUSFOUNDATION.ORG CATHY WEREDA 8475592000 3100 SANDERS ROAD SUITE 500 NORTHBROOK IL 60062 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 J THOMAS HURVIS 3100 SANDERS ROAD SUITE 500 NORTHBROOK IL 60062 PRESIDENT/DIRECTOR 5.00 0 0 0 SARA H YOUNKIN 3100 SANDERS ROAD SUITE 500 NORTHBROOK IL 60062 VP/DIRECTOR 20.00 0 0 0 CHRISTINA M HURVIS 3100 SANDERS ROAD SUITE 500 NORTHBROOK IL 60062 SECRETARY/DIRECTOR 20.00 0 0 0 JAMES C BROWN UNTIL 102019 3100 SANDERS ROAD SUITE 500 NORTHBROOK IL 60062 TREASURER 1.00 0 0 0 CATHY WEREDA EFF 102019 3100 SANDERS ROAD SUITE 500 NORTHBROOK IL 60062 TREASURER 1.00 0 0 0 BRYON STANISLAW 3100 SANDERS ROAD SUITE 500 NORTHBROOK IL 60062 ASSISTANT SECRETARY 1.00 0 0 0 CONNIE GIAMPAPA 3100 SANDERS ROAD SUITE 500 NORTHBROOK IL 60062 ASSISTANT SECRETARY 1.00 0 0 0 NONE 0 OLD WORLD INDUSTRIES LLC 3100 SANDERS ROAD NORTHBROOK IL 60062 PROFESSIONAL FEES 765375 RMB 115 S LASALLE STREET CHICAGO IL 60603 INVESTMENT MGMT 220104 WELLS FARGO 10 S WACKER DRIVE CHICAGO IL 60606 INVESTMENT MGMT 145998 JPMORGAN CHASE BANK 270 PARK AVENUE NEW YORK NY 10017 INVESTMENT MGMT 118615 0 0 101863989 1177231 20989767 124030987 0 0 124030987 1860465 122170522 6108526 6108526 190950 43074 234024 5874502 0 5874502 0 5874502 15252940 0 15252940 0 15252940 5874502 0 0 15791390 10179371 25970761 51941522 15252940 0 0 0 5874502 9378438 0 0 61319960 0 0 0 0 0 0 0 61319960 15791390 10179371 25970761 9378438 J THOMAS HURVIS X 826 VALENCIA 826 VALENCIA STREET SAN FRANCISCO CA 94110 PC MISSION AND TENDERLOIN PROGRAMS 200000 826CHI 1276 N MILWAUKEE AVENUE CHICAGO IL 60622 PC ADVANCING OUR GROWTH: 826CHIS VOLUNTEER DEPARTMENT AND INAUGURAL TEACHING ARTIST MODEL 40000 AIM HIGH 2030 HARRISON ST 3RD FLOOR SAN FRANCISCO CA 94110 PC AIM HIGH SUMMER LEARNING PROGRAMNARROWING THE ACHIEVEMENT GAP IN SAN FRANCISCO 25000 ALBANY PARK THEATER PROJECT PO BOX 25072 CHICAGO IL 60625 PC SUSTAIN AND ENHANCE APTPS SCHOOLBASED PROGRAMS 50000 AMERICA SCORES BAY AREA C/O IMPACT HUB SF 1885 MISSION STREET SAN FRANCISCO CA 94103 PC SCORES 2020 INITIATIVE 50000 AMERICA SCORES CHICAGO 600 WEST CERMAK RD 204 CHICAGO IL 60616 PC AMERICA SCORES CHICAGO: LITERACY IN ACTION PROGRAMMING 35000 ATHLETIC SCHOLARS ADVANCEMENT PROGRAM (ASAP) MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC ASAP SUMMER PROGRAM 2019 & 2020 45000 ATHLETIC SCHOLARS ADVANCEMENT PROGRAM (ASAP) MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC ASAP PROMISE SCHOLARS COHORT 7 44000 ATHLETIC SCHOLARS ADVANCEMENT PROGRAM (ASAP) MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC ASAP'S APPLICATION FOR 6TH COHORT OF PROMISE SCHOLARS AND ADDITIONAL FUNDS FOR 3 COHORT #2 SCHOLARS 44000 ATHLETIC SCHOLARS ADVANCEMENT PROGRAM (ASAP) MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC ASAP PROMISE SCHOLARS COHORT 8 44000 ATHLETIC SCHOLARS ADVANCEMENT PROGRAM (ASAP) MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC ENHANCED MENTORING FOR PROMISE SCHOLARS 201920 20000 ATHLETIC SCHOLARS ADVANCEMENT PROGRAM (ASAP) MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC ADDITIONAL SUPPORT FOR COHORT 4 9000 ATHLETIC SCHOLARS ADVANCEMENT PROGRAM (ASAP) MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC ASAP'S APPLICATION FOR 5TH COHORT OF PROMISE SCHOLARS 44000 BIG BROTHERS BIG SISTERS OF METROPOLITAN CHICAGO 560 W LAKE ST 5TH FLOOR CHICAGO IL 60661 PC BIG BROTHERS BIG SISTERS GENERAL ANNUAL SUPPORT FOR MENTORING PROGRAMS 50000 BIG BROTHERS BIG SISTERS OF METROPOLITAN CHICAGO 560 W LAKE ST 5TH FLOOR CHICAGO IL 60661 PC BIG BROTHERS BIG SISTERS PROJECT 6 250000 BIG CITY MOUNTAINEERS 710 10TH STREET STE 120 GOLDEN CO 80401 PC BIG CITY MOUNTAINEERS WISCONSIN EXPANSION 33000 BLACK ENSEMBLE THEATER 4450 N CLARK STREET CHICAGO IL 60640 PC BLACK ENSEMBLE THEATER EDUCATIONAL OUTREACH PROGRAMS 75000 BOTTOM LINE INC 65 EAST WACKER PLACE SUITE 800 CHICAGO IL 60601 PC BOTTOM LINE CHICAGO SUCCESS PROGRAM EXPANSION 50000 BUILD INC 5100 W HARRISON ST CHICAGO IL 60644 PC BUILDS MENTAL HEALTH PROGRAM (MHP) 75000 BUILD INC 5100 W HARRISON ST CHICAGO IL 60644 PC BUILD ACADEMY 78495 CHICAGO COMMONS ASSOCIATION 515 E 50TH STREET SUITE 200 CHICAGO IL 60615 PC GUADALUPANO FAMILY CENTER YOUTH AFTER SCHOOL PROGRAM 25000 CHICAGO JAZZ PHILHARMONIC 1111 NORTH WELLS STREET SUITE 501 CHICAGO IL 60610 PC JAZZ ACADEMY 20192020 75000 CHICAGO LIGHTS 126 E CHESTNUT STREET CHICAGO IL 60611 PC CHICAGO LIGHTS 201920 TUTORING AND 2020 SUMMER DAY PROGRAMS 75000 CHICAGO SCHOLARS 247 S STATE STREET SUITE 700 CHICAGO IL 60604 PC 1:1 MATCH DURING ONSITE ADMISSIONS FORUM 10/23/18 83132 CHICAGO SCHOLARS 247 S STATE STREET SUITE 700 CHICAGO IL 60604 PC 1YEAR SUSTAIN AND GROWTH GRANT 500000 CHICAGO SCHOLARS 247 S STATE STREET SUITE 700 CHICAGO IL 60604 PC 1YEAR SUSTAIN AND GROWTH GRANT 257750 CHICAGO SCHOLARS 247 S STATE STREET SUITE 700 CHICAGO IL 60604 PC 1YEAR SUSTAIN AND GROWTH GRANT 242250 CITY YEAR INC 36 SOUTH WABASH AVENUE SUITE 1300 CHICAGO IL 60603 PC CITY YEAR CHICAGOENGLEWOOD EXPANSION 425000 COLLEGE BOUND OPPORTUNITIES 2033 N MILWAUKEE AVENUE SUITE 246 RIVERWOODS IL 60015 PC COLLEGE ACCESS & SUCCESS PROGRAM SUPPORT 40000 COLLEGE BOUND OPPORTUNITIES 2033 N MILWAUKEE AVENUE SUITE 246 RIVERWOODS IL 60015 PC SUPPORT FOR 8 SCHOLARS IN CLASS OF 2020 50000 COLLEGE BOUND OPPORTUNITIES 2033 N MILWAUKEE AVENUE SUITE 246 RIVERWOODS IL 60015 PC SUPPORT FOR 8 SCHOLARS IN THE CLASS OF 2021 50000 COLLEGE POSSIBLE 215 W SUPERIOR ST SUITE 300 CHICAGO IL 60654 PC PROMISE SCHOLAR PROGRAM COHORT 1 (CLASS OF 2023) 44000 DOCTORS WITHOUT BORDERS USA INC 40 RECTOR STREET 16TH FLOOR NEW YORK NY 10006 PC GENERAL OPERATING SUPPORT GRANT 500000 ENSEMBLE ESPANOL SPANISH DANCE THEATER 5500 N ST LOUIS AVE ROOM C609 CHICAGO IL 60625 PC GROWTH SUPPORT 69424 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS COHORT 6 44000 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC GENERAL OPERATING SUPPORT AND BEYOND THE COHORT 100000 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS: COHORT 5 44000 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC FIRST GRADUATE PROMISE SCHOLARS COHORT 8 40000 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC FIRST GRADUATE PROMISE SCHOLARS COHORT 7 40000 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC COLLEGE SUCCESS POSITION AND PROMISE SCHOLARS PROGRAM ADMINISTRATIVE COSTS 83000 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC 201720 PROGRAM ENHANCEMENTS FOR SAN FRANCISCO PROMISE SCHOLARS PROGRAM 9500 FOREFRONT 208 SOUTH LASALLE STREET SUITE 1540 CHICAGO IL 60604 PC CAPACITY BUILDING FOR PROFESSIONAL DEVELOPMENT AND RESEARCH 28600 GATHERING WATERS WISCONSIN'S ALLIANCE FOR LAND TRUSTS 211 S PATERSON STREET SUITE 270 MADISON MADISON WI 53703 PC GENERAL OPERATING GRANT 100000 GATHERING WATERS WISCONSIN'S ALLIANCE FOR LAND TRUSTS 211 S PATERSON STREET SUITE 270 MADISON WI 53703 PC EXPANDED ADVOCACY & COMMUNICATIONS ACTIVITIES 80000 GATHERING WATERS WISCONSIN'S ALLIANCE FOR LAND TRUSTS 211 S PATERSON STREET SUITE 270 MADISON WI 53703 PC EXPANDED ADVOCACY & COMMUNICATIONS ACTIVITIES 40000 GIRL SCOUTS OF GREATER CHICAGO AND NORTHWEST INDIANA 20 S CLARK STREET SUITE 200 CHICAGO IL 60603 PC GIRLSPACE CHICAGO 45000 GLOBAL HEALTH CORPS ONE PENN PLAZA SUITE 6271 NEW YORK NY 10001 PC SUPPORT FOR GHC FELLOWSHIPS AND STRATEGIC GROWTH 205000 HEIFER INTERNATIONAL 1 WORLD AVENUE LITTLE ROCK AR 72202 PC GENERAL OPERATING SUPPORT 2018 100000 HOWARD AREA COMMUNITY CENTER 7648 N PAULINA STREET CHICAGO IL 60626 PC HACC COHORT SEVEN 44000 HOWARD AREA COMMUNITY CENTER 7648 N PAULINA STREET CHICAGO IL 60626 PC PROMISE SCHOLARS COHORT SIX 44000 HOWARD AREA COMMUNITY CENTER 7648 N PAULINA STREET CHICAGO IL 60626 PC COHORT 5: PROMISE SCHOLARS PROGRAM 59090 HOWARD AREA COMMUNITY CENTER 7648 N PAULINA STREET CHICAGO IL 60626 PC COHORT EIGHT 44000 INGENUITY INC CHICAGO 440 N WELLS SUITE 505 CHICAGO IL 60654 PC GENERAL OPERATING SUPPORT 10000 JAMESTOWN COMMUNITY CENTER 2929 19TH STREET SAN FRANCISCO CA 94110 PC JAMESTOWN SUMMER CAMPS 2018 AND 2019 60000 JOE GOODE PERFORMANCE GROUP 499 ALABAMA ST 150 SAN FRANCISCO CA 94110 PC INSPIRED BODIES YOUTH DANCE THEATER PROGRAM 20192020 30000 LAKELAND UNIVERSITY W3718 SOUTH DRIVE PLYMOUTH WI 53073 PC HURVIS SCHOLARS CLASS OF 2021 30000 LAKELAND UNIVERSITY W3718 SOUTH DRIVE PLYMOUTH WI 53073 PC HURVIS SCHOLARS CLASS OF 2022 30000 LAKELAND UNIVERSITY W3718 SOUTH DRIVE PLYMOUTH WI 53073 PC HURVIS SCHOLARS CLASS OF 2023 30000 LAKELAND UNIVERSITY W3718 SOUTH DRIVE PLYMOUTH WI 53073 PC FUNDING FOR 2 HURVIS SCHOLARSHIPS CLASS OF 2020 26000 MADISON AUDUBON SOCIETY 1400 E WASHINGTON STE 170 MADISON WI 53703 PC MADISON AUDUBON'S EDUCATION PROGRAM: EMPOWERING KIDS THROUGH DISCOVERY! 60000 MAG AMERICA 1776 K STREET NW SUITE 350 WASHINGTON DC 20006 PC IMPROVING LIVES AND LIVELIHOODS IN CAMBODIA THROUGH LANDMINE AND CLUSTER MUNITION CLEARANCE 1019186 MERIT SCHOOL OF MUSIC 38 S PEORIA STREET CHICAGO IL 60607 PC MERIT TUITIONFREE CONSERVATORY SOLO VOICE PROGRAM 130000 METROSQUASH 6100 S COTTAGE GROVE AVENUE CHICAGO IL 606372528 PC METROSQUASH SUMMER 2019 REQUEST 22000 METROSQUASH 6100 S COTTAGE GROVE AVENUE CHICAGO IL 606372528 PC COLLEGE SUPPORT FOR 20192020 SCHOOL YEAR 40000 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC MISSION GRADUATES PROMISE SCHOLARS COHORT 7 44000 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS: COHORT 6 44000 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC PARENT PARTNER PROGRAM SUPPORT 60000 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS COHORT 8 44000 MISSION GRADUATES MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC ADDITIONAL SUPPORT FOR COHORT 2 10000 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS: COHORT 5 44000 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC MISSION GRADUATES GENERAL OPERATING SUPPORT 75000 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS PROGRAM MANAGEMENT 175000 MOUNT MERCY UNIVERSITY 1330 ELMHURST DRIVE NE WARDE 206A CEDAR RAPIDS IA 52402 PC HURVIS SCHOLAR #6 12000 MOUNT MERCY UNIVERSITY 1330 ELMHURST DRIVE NE WARDE 206A CEDAR RAPIDS IA 52402 PC HURVIS SCHOLAR #5 12000 MOUNT MERCY UNIVERSITY 1330 ELMHURST DRIVE NE WARDE 206A CEDAR RAPIDS IA 52402 PC HURVIS SCHOLAR #7 12000 MOUNT MERCY UNIVERSITY 1330 ELMHURST DRIVE NE WARDE 206A CEDAR RAPIDS IA 52402 PC HURVIS SCHOLAR #4 10000 MOUNT MERCY UNIVERSITY 1330 ELMHURST DRIVE NE WARDE 206A CEDAR RAPIDS IA 52402 PC PROJECT CONNECT RENEWAL 100000 MUTTVILLE PO BOX 410207 SAN FRANCISCO CA 94141 PC MUTTVILLE'S SENIORS FOR SENIORS PROGRAM & HUMANE EDUCATION PROGRAM 30000 NATIONAL AUDUBON SOCIETY 225 VARICK ST 7TH FL NEW YORK NY 10014 PC STRENGTHENING NETWORK MOMENTUN FOR CONSERVATION WINS TODAY, IN 2021, & BEYOND 963072 NATIONAL FISH AND WILDLIFE FOUNDATION 8011 34TH AVE SOUTH SUITE 242 BLOOMINGTON MN 55425 PC PIONEERING A WISCONSIN GREAT LAKES FUNDING COLLABORATION 400000 NATURAL RESOURCES FOUNDATION OF WISCONSIN PO BOX 2317 MADISON WI 53701 PC WISCONSIN STATE NATURAL AREA RESTORATION AND CONSERVATION EDUCATION PROJECT 140000 NORTHWOODS LAND TRUST INC PO BOX 321 EAGLE RIVER WI 54521 PC NORTHWOODS CONSERVATION EASEMENTS PROJECT 25000 ONE MILLION DEGREES 180 N WABASH SUITE 310 CHICAGO IL 60601 PC COMMUNITY COLLEGE PROGRAM ENHANCEMENT 150000 ONE MILLION DEGREES 180 N WABASH SUITE 310 CHICAGO IL 60601 PC ACCELERATING COMMUNITY COLLEGE STUDENTS CAREER PATHWAYS TO ECONOMIC MOBILITY 350000 PARTNERS IN HEALTH 800 BOYLSTON STREET SUITE 300 BOSTON MA 02199 PC MATERNAL AND CHILD HEALTH AT MIREBALAIS HOSPITAL IN HAITI, FY20 100000 PARTNERS IN HEALTH 800 BOYLSTON STREET SUITE 300 BOSTON MA 02199 PC CLOSING THE GAP ON MATERNAL HEALTH IN SIERRA LEONE: SEWAFE HEALTH CENTER 50552 PAWS CHICAGO 1997 NORTH CLYBOURN AVENUE CHICAGO IL 60614 PC PAWS FOR LIFE COMMUNITY OUTREACH PROGRAM 75000 PROJECT EDUCATION PLUS HOLY FAMILY LUTHERAN CHURCH 542 W HOBBIE ST CHICAGO IL 60610 PC SCHOLARSHIP PROGRAM '19'20 20000 ROOM TO READ 465 CALIFORNIA STREET SUITE 1000 SAN FRANCISCO CA 94104 PC CREATING OPPORTUNITY THROUGH EDUCATION 400000 SCHOLARMATCH 849 VALENCIA STREET SAN FRANCISCO CA 94110 PC PROGRAM SUPPORT AND FINANCE STAFFING FOR SCHOLARMATCH 100000 SKYART 3026 E 91ST STREET CHICAGO IL 60617 PC SKYART TEEN PROGRAM SUPPORT 100000 SMART 1061 MARKET STREET MEZZANIE SAN FANCISCO CA 94103 PC GENERAL OPERATING SUPPORT '19'20 20000 STORYCATCHERS THEATRE 544 W OAK STREET 1005 CHICAGO IL 60610 PC STORYCATCHERS PARTNERSHIP WITH THE CHICAGO POLICE DEPARTMENT 52000 THE ANTICRUELTY SOCIETY 157 WEST GRAND AVENUE CHICAGO IL 60654 PC CAERUS GRANT APPLICATION OUTREACH PROGRAMS 50000 THE CHICAGO HIGH SCHOOL FOR THE ARTS 2714 W AUGUSTA BLVD CHICAGO IL 60622 PC 201920 CHIARTS OUTREACH PROGRAMMING: NOVICE ARTS ACCESS 100000 THE HALO TRUST USA INC 1730 RHODE ISLAND AVENUE NW SUITE 206 WASHINGTON DC 20036 PC 1:1 MATCHING FUNDS TO ACHIEVE FULL MINE CLEARANCE IN KOSOVO AND NAGORNO KARABAKH 520497 THE HALO TRUST USA INC 1730 RHODE ISLAND AVENUE NW SUITE 206 WASHINGTON DC 20036 PC 1:1 MATCHING FUNDS TO ACHIEVE FULL MINE CLEARANCE IN KOSOVO AND NAGORNO KARABAKH 36177 THE HALO TRUST USA INC 1730 RHODE ISLAND AVENUE NW SUITE 206 WASHINGTON DC 20036 PC HALO ANGOLA AND TRAINING 50000 THE HALO TRUST USA INC 1730 RHODE ISLAND AVENUE NW SUITE 206 WASHINGTON DC 20036 PC 1:1 MATCHING FUNDS TO ACHIEVE FULL MINE CLEARANCE IN KOSOVO AND NAGORNO KARABAKH 1837692 THE PEOPLE'S MUSIC SCHOOL 931 W EASTWOOD AVENUE CHICAGO IL 60640 PC THE PEOPLE'S MUSIC SCHOOL SOUTH SIDE PROGRAMS '19'21 250000 THE RESURRECTION PROJECT 1818 S PAULINA CHICAGO IL 60608 PC CAPACITY BUILDING SUPPORT FOR TRP: BEYOND PILSEN 1500000 TRICITY FAMILY SERVICES 1120 RANDALL COURT GENEVA IL 60134 PC WILDERNESS CHALLENGE PROGRAM, CHICK CHAT AND CORE 20000 TUTORING CHICAGO 2145 NORTH HALSTED CHICAGO IL 60614 PC FIVE YEAR EXPANSION INITIATIVE 309802 TUTORING CHICAGO 2145 NORTH HALSTED CHICAGO IL 60614 PC FY20/FY21 GENERAL OPERATING SUPPORT 50000 UP ON TOP 1187 FRANKLIN STREET SAN FRANCISCO CA 94109 PC UP ON TOP AFTERSCHOOL & SUMMER PROGRAM ('19/'20) 30000 YOUTH SERVICES OF GLENVIEWNORTHBROOK 3080 WEST LAKE AVENUE GLENVIEW IL 60026 PC AFTERSCHOOL PROGRAMMING 2018 35000 14742219 826 VALENCIA 826 VALENCIA STREET SAN FRANCISCO CA 94110 PC GENERAL PROGRAM SUPPORT IN THE TENDERLOIN AND MISSION LOCATIONS 200000 ATHLETIC SCHOLARS ADVANCEMENT PROGRAM (ASAP) MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC PROMISE SCHOLARS: SIXTH COHORT (CLASS OF 2021) 44000 ATHLETIC SCHOLARS ADVANCEMENT PROGRAM (ASAP) MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC PROMISE SCHOLARS: SEVENTH COHORT (CLASS OF 2022) 88000 ATHLETIC SCHOLARS ADVANCEMENT PROGRAM (ASAP) MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC PROMISE SCHOLARS: EIGHTH COHORT (CLASS OF 2023) 132000 ATHLETIC SCHOLARS ADVANCEMENT PROGRAM (ASAP) MISSION HIGH SCHOOL 3750 18TH STREET ROOM 408 SAN FRANCISCO CA 94114 PC SUMMER PROGRAMS IN 2019 & 2020 45000 AUDUBON GREAT LAKES 17 N STATE STREET SUITE 1650 CHICAGO IL 60602 PC DEEPENING WILD INDIGO COMMUNITY CONSERVATION LEADERSHIP IN CHICAGO AND LAKE COUNTY 90000 BIG BROTHERS BIG SISTERS OF METROPOLITAN CHICAGO 560 W LAKE ST 5TH FLOOR CHICAGO IL 60661 PC PROJECT 6 250000 BUILD INC 5100 W HARRISON ST CHICAGO IL 60644 PC BUILD ACADEMY 90832 COLLEGE BOUND OPPORTUNITIES 2033 N MILWAUKEE AVENUE SUITE 246 RIVERWOODS IL 60015 PC SUPPORT FOR 8 SCHOLARS FROM HIGH SCHOOL THROUGH COLLEGE GRADUATION (CLASS OF 2021) 50000 COLLEGE BOUND OPPORTUNITIES 2033 N MILWAUKEE AVENUE SUITE 246 RIVERWOODS IL 60015 PC GENERAL PROGRAM SUPPORT 40000 COLLEGE POSSIBLE 215 W SUPERIOR ST SUITE 300 CHICAGO IL 60654 PC PROMISE SCHOLARS: FIRST COHORT (CLASS OF 2023) 132000 COLLEGE POSSIBLE 215 W SUPERIOR ST SUITE 300 CHICAGO IL 60654 PC FUNDING FOR NEW SCHOOL PARTNER 100000 DOCTORS WITHOUT BORDERS USA INC 40 RECTOR STREET 16TH FLOOR NEW YORK NY 10006 PC 5 YEARS OF GENERAL OPERATING SUPPORT, IN THE AMOUNT OF $500,000 PER YEAR 500000 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS: SIXTH COHORT (CLASS OF 2021) 44000 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS: SEVENTH COHORT (CLASS OF 2022) 80000 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS: EIGHTH COHORT (CLASS OF 2023) 120000 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC COLLEGE SUCCESS PROGRAM 55000 FIRST GRADUATE 2973 16TH STREET SUITE 400 SAN FRANCISCO CA 94103 PC GENERAL OPERATING 100000 FRIENDS OF THE FOREST PRESERVES 411 S WELLS ST SUITE 300 CHICAGO IL 60607 PC NORTH BRANCH CONSERVATION CORPS 200000 GIRL SCOUTS OF GREATER CHICAGO AND NORTHWEST INDIANA 20 S CLARK STREET SUITE 200 CHICAGO IL 60603 PC GIRLSPACE PROGRAM 45000 GLOBAL HEALTH CORPS ONE PENN PLAZA SUITE 6271 NEW YORK NY 10001 PC 3-YEAR SUPPORT FOR GHC FELLOWSHIP PROGRAM AND STRATEGIC GROWTH 125000 GLOBAL STRATEGIES 828 SAN PABLO AVENUE SUITE 260 ALBANY CA 94706 PC SUPPORTING CORE HEALTH CARE PROGRAMS 1200000 HOWARD AREA COMMUNITY CENTER 7648 N PAULINA STREET CHICAGO IL 60626 PC PROMISE SCHOLARS: SIXTH COHORT (CLASS OF 2021) 44000 HOWARD AREA COMMUNITY CENTER 7648 N PAULINA STREET CHICAGO IL 60626 PC PROMISE SCHOLARS: SEVENTH COHORT (CLASS OF 2022) 88000 HOWARD AREA COMMUNITY CENTER 7648 N PAULINA STREET CHICAGO IL 60626 PC PROMISE SCHOLARS: EIGHTH COHORT (CLASS OF 2023) 132000 JOE GOODE PERFORMANCE GROUP 499 ALABAMA ST 150 SAN FRANCISCO CA 94110 PC "INSPIRED BODIES" YOUTH DANCE PROGRAMS 20000 LAKELAND UNIVERSITY W3718 SOUTH DRIVE PLYMOUTH WI 53073 PC 2 HURVIS SCHOLARS (CLASS OF 2021) 30000 LAKELAND UNIVERSITY W3718 SOUTH DRIVE PLYMOUTH WI 53073 PC 2 HURVIS SCHOLARS (CLASS OF 2022) 60000 LAKELAND UNIVERSITY W3718 SOUTH DRIVE PLYMOUTH WI 53073 PC 2 HURVIS SCHOLARS (CLASS OF 2023) 90000 LAKELAND UNIVERSITY W3718 SOUTH DRIVE PLYMOUTH WI 53073 PC 2 HURVIS SCHOLARS (CLASS OF 2024) 120000 MADISON AUDUBON SOCIETY 1400 E WASHINGTON STE 170 MADISON WI 53703 PC EDUCATION PROGRAMS 60000 MAG AMERICA 1776 K STREET NW SUITE 350 WASHINGTON DC 20006 PC LANDMINE CLEARANCE IN CAMBODIA 965918 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS: SIXTH COHORT (CLASS OF 2021) 44000 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS: SEVENTH COHORT (CLASS OF 2022) 88000 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC PROMISE SCHOLARS: EIGHTH COHORT (CLASS OF 2023) 132000 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC PARENT PARTNER PROGRAM 60000 MISSION GRADUATES 3040 16TH STREET SAN FRANCISCO CA 94103 PC PROMISE SCHOLAR STAFFING AND MANAGEMENT 539716 MOUNT MERCY UNIVERSITY 1330 ELMHURST DRIVE NE WARDE 206A CEDAR RAPIDS IA 52402 PC 1 HURVIS SCHOLAR (CLASS OF 2021) 12000 MOUNT MERCY UNIVERSITY 1330 ELMHURST DRIVE NE WARDE 206A CEDAR RAPIDS IA 52402 PC 1 HURVIS SCHOLAR (CLASS OF 2022) 24000 MOUNT MERCY UNIVERSITY 1330 ELMHURST DRIVE NE WARDE 206A CEDAR RAPIDS IA 52402 PC 1 HURVIS SCHOLAR (CLASS OF 2023) 36000 MOUNT MERCY UNIVERSITY 1330 ELMHURST DRIVE NE WARDE 206A CEDAR RAPIDS IA 52402 PC 1 HURVIS SCHOLAR (CLASS OF 2024) 48000 MUTTVILLE PO BOX 410207 SAN FRANCISCO CA 94141 PC SENIORS FOR SENIORS PROGRAM AND HUMANE EDUCATION PROGRAMS 30000 NATIONAL AUDUBON SOCIETY 225 VARICK ST 7TH FL NEW YORK NY 10014 PC CONSERVATION ADVOCACY, POLICY AND GRASSROOTS PROJECTS NATIONALLY AND IN THE GREAT LAKES REGION 2036928 NATIONAL FISH AND WILDLIFE FOUNDATION 8011 34TH AVE SOUTH SUITE 242 BLOOMINGTON MN 55425 PC WISCONSIN GREAT LAKES FUNDING COLLABORATIVE 800000 NATURAL RESOURCES FOUNDATION OF WISCONSIN PO BOX 2317 MADISON WI 53701 PC RESTORATION PROJECTS, EDUCATION PROJECTS AND ADMINISTRATION COSTS OUTRIGHT FUNDS 102000 NATURAL RESOURCES FOUNDATION OF WISCONSIN PO BOX 2317 MADISON WI 53701 PC 1:1 MATCHING GRANT FOR EDUCATION PROGRAMS 38000 NORTHWOODS LAND TRUST PO BOX 321 EAGLE RIVER WI 54521 PC SACK LAKE HEMLOCKS CONSERVATION PROJECT 100000 NORTHWOODS LAND TRUST PO BOX 321 EAGLE RIVER WI 54521 PC NORTHWOODS LAKE SHORELINE PROTECTION PROJECT 100000 ONE MILLION DEGREES 180 N WABASH SUITE 310 CHICAGO IL 60601 PC SOUTH SIDE PROGRAMS 350000 PARTNERS IN HEALTH 800 BOYLSTON STREET SUITE 300 BOSTON MA 02199 PC SEWAFE HEALTH CENTER IN KONO DISTRICT, SIERRA LEONE 300077 SCHOLARMATCH 849 VALENCIA STREET SAN FRANCISCO CA 94110 PC FINANCE DIRECTOR SUPPORT AND PROGRAM SUPPORT 100000 SKYART 3026 E 91ST STREET CHICAGO IL 60617 PC EXPANSION OF PROJECT 3RD SPACE TEEN PROGRAMS 100000 THE HALO TRUST USA INC 1730 RHODE ISLAND AVENUE NW SUITE 206 WASHINGTON DC 20036 PC FULL MINE CLEARANCE IN KOSOVO AND NAGORNO KARABAKH: UP TO $7 MILLION AS A 1:1 MATCH 876509 THE PEOPLE'S MUSIC SCHOOL 931 W EASTWOOD AVENUE CHICAGO IL 60640 PC SOUTH SIDE YOUTH ORCHESTRA AND BAND PROGRAMS 250000 THE RESURRECTION PROJECT 1818 S PAULINA CHICAGO IL 60608 PC GENERAL OPERATING SUPPORT 1500000 UP ON TOP 1187 FRANKLIN STREET SAN FRANCISCO CA 94109 PC AFTER-SCHOOL AND SUMMER PROGRAM SUPPORT 30000 UP ON TOP 1187 FRANKLIN STREET SAN FRANCISCO CA 94109 PC 1:1 MATCHING GRANT 10000 13047980 01 2730610 532000 266191 18 7701096 INCOME FROM PASS-THROUGH INVESTMENTS 532000 -35048 01 663111 231143 11094817 0 11325960 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 101919 50960 0 56732 APPLE INC NOTE CALL MAKE WHOLE 177986 177986 BANK AMER CORP MTN 177080 177080 DISNEY ALT CO MTNS BE 171124 171124 INTEL CORP NOTE CALL MAKE WHOLE 179969 179969 JPMORGAN CHASE & CO NOTE 185519 185519 LOCKHEED MARTIN CORP NOTE CALL MAKE WHOLE 187751 187751 MCDONALDS CORP MED TERM NT BE MTN 182280 182280 OCCIDENTAL PETE CORP NOTE CALL MAKE WHOLE 172960 172960 PEPSICO INC NOTE CALL MAKE WHOLE 173554 173554 PFIZER INC NOTE CALL MAKE WHOLE 153420 153420 VISA INC NOTE CALL MAKE WHOLE 180716 180716 WALMART INC NOTE CALL MAKE WHOLE 176286 176286 WELLS FARGO CO NEW NOTE 180264 180264 ACCENTURE PLC CLS A USD0.0000225 (ACN) 66119 66119 ALFA LAVAL AB NPV ISIN #SE0000695876 39115 39115 ALPHABET INC CAP STK CL A (GOOGL) 135278 135278 ALPHABET INC CAP STK CL C (GOOG) 136376 136376 AMERICAN FINANCIAL GROUP INC OHIO COM 47478 47478 AMERIS BANCORP COM (ABCB) 100565 100565 AMGEN INC (AMGN) 70392 70392 APPLE INC COM USD0.00001 (AAPL) 93968 93968 APTARGROUP INC (ATR) 33183 33183 ARGO GROUP INTL HLDGS LTD COM 21763 21763 ARGO GROUP INTL HLDGS LTD COM USD1.00 (ARGO) 116969 116969 ASPEN TECHNOLOGY INC COM (AZPN) 169060 169060 ASPEN TECHNOLOGY INC COM (AZPN) 24186 24186 ATOS SE EUR1 ISIN #FR0000051732 55310 55310 AVERY DENNISON CORP COM USD1 (AVY) 53767 53767 AVERY DENNISON CORP COM USD1 (AVY) 40685 40685 BANKINTER SA EUR0.30(REGD) 71687 71687 BASF SE NPV ISIN #DE000BASF111 76574 76574 BAUSCH HEALTH COMPANIES INC COM NPV (BHC) 98437 98437 BECTON DICKINSON &CO COM USD1.00 (BDX) 72888 72888 BOOKING HLDGS INC COM (BKNG) 188943 188943 BRIGHT HORIZONS FAM SOLUTIONS INC COM (BFAM) 33665 33665 BRINKS CO (BCO) 45975 45975 CARPENTER TECHNOLOGY CORP (CRS) 24342 24342 CATALENT INC COM (CTLT) 34568 34568 CDW CORP COM USD0.01 (CDW) 8142 8142 CDW CORP COM USD0.01 (CDW) 63421 63421 CERNER CORP COM USD0.01 (CERN) 60106 60106 CHART INDUSTRIES INC COM USD0.01 (GTLS) 29021 29021 CHESAPEAKE UTILS CORP (CPK) 42261 42261 CHEVRON CORP NEW COM (CVX) 36756 36756 CME GROUP INC COM (CME) 64030 64030 COLUMBIA SPORTSWEAR CO (COLM) 39174 39174 COMPASS GROUP PLC ORD GBP0.1105 89886 89886 COOPER COS INC COM USD0.10 (COO) 192453 192453 CURTISS-WRIGHT CORP (CW) 30150 30150 CVB FINL CORP COM (CVBF) 34334 34334 DAIICHI SANKYO COMPANY LIMITED NPV 28542 28542 DANAHER CORPORATION COM (DHR) 221165 221165 DIAGEO ADR EACH REPR 4 ORD GBX28.935185 (DEO) 57263 57263 DIAGEO ORD GBP0.28 101/108 84585 84585 DIGIMARC CORP NEW COM (DMRC) 10001 10001 E TRADE FINL CORP COM NEW (ETFC) 118416 118416 EDWARDS LIFESCIENCES CORP (EW) 207861 207861 EOG RESOURCES INC (EOG) 126561 126561 EXPONENT INC (EXPO) 30226 30226 FAIR ISAAC CORP COM (FICO) 29600 29600 FIDELITY 500 INDEX FD-AI 1716739 1716739 FIRST REPUBLIC BANK SAN FRANCISCO COM USD0.01 (FRC) 143876 143876 FORTUNE BRANDS HOME & SECURITY INC USD0.01 (FBHS) 187526 187526 FRONTDOOR INC COM (FTDR) 132539 132539 GARDNER DENVER HLDGS INC COM (GDI) 147710 147710 GLANBIA ORD EUR0.06(DUBLIN 51284 51284 GLOBAL X FDS GLOBAL X URANIUM (URA) 86923 86923 GRIFOLS S A SP ADR REP B NVT (GRFS) 70251 70251 GUIDEWIRE SOFTWARE INC COM USD0.0001 (GWRE) 43579 43579 HENRY JACK &ASSOCIATES INC COM USD0.01 (JKHY) 174804 174804 HISCOX ORD GBP0.065 (DI) 89795 89795 IHS MARKIT LTD COM USD0.01 ISIN #BMG475671050 SEDOL #BH0K6S8 (INFO) 254457 254457 ILLINOIS TOOL WORKS INC COM USD0.01 (ITW) 62511 62511 ING GROEP N.V. SPONS ADR-EACH REPR 1 ORD 55601 55601 INTERTEK GROUP ORD GBP0.01 58221 58221 INVESTORS BANCORP INC (ISBC) 33946 33946 ISHARES CORE MSCI EAFE ETF 1079135 1079135 ISHARES-MSCI EAFE INTL-K 2940503 2940503 JPM BTABLDRS DEV ASIA X-JPN 1263164 1263164 JPMORGAN BETABUILDERS CANADA 1040036 1040036 JPMORGAN BETABUILDERS EUROPE - ETF 1756139 1756139 JPMORGAN BETABUILDERS JAPAN ETF 937992 937992 KADANT INC (KAI) 37185 37185 KAO CORP NPV ISIN #JP3205800000 84797 84797 KERRY GROUP PLC-A ISIN #IE0004906560 93408 93408 KEYENCE CORP NPV ISIN #JP3236200006 70295 70295 KINDER MORGAN INC COM USD0.01 (KMI) 113175 113175 LONZA GROUP AG-REG ISIN #CH0013841017 86886 86886 LOWES COMPANIES INC COM USD0.50 (LOW) 86826 86826 MACQUARIE INFRASTRUCTURE CORP COM (MIC) 110527 110527 MARKETAXESS HLDGS INC COM (MKTX) 160364 160364 MARSH &MCLENNAN COMPANIES INC COM USD1.00 (MMC) 49132 49132 MARVELL TECH GROUP COM USD0.002 121060 121060 MASCO CORP COM USD1.00 (MAS) 169069 169069 MICROCHIP TECHNOLOGY COM USD0.001 (MCHP) 70895 70895 MICROSOFT CORP (MSFT) 108340 108340 MIDDLEBY CORP COM USD0.01 (MIDD) 188922 188922 MONOLITHIC PWR SYS INC COM (MPWR) 25457 25457 MORGAN STANLEY COM USD0.01 (MS) 73511 73511 MS&AD INS GP HLDGS NPV 66933 66933 MURATA MANUFACTURING CO NPV 57100 57100 NEOGEN CORP COM (NEOG) 41897 41897 NEOGENOMICS INC COM NEW (NEO) 27992 27992 NIPPON TEL & TEL CORP NPV 19367 19367 NORDSON CORP COM (NDSN) 190360 190360 NOVARTIS A G SPONSORED ADR (NVS) 97247 97247 OMNICELL INC COM USD0.001 (OMCL) 19041 19041 OPEN TEXT CORP COM ISIN #CA6837151068 68337 68337 ORIX CORPORATION NPV ISIN 54537 54537 PAYPAL HLDGS INC COM (PYPL) 179887 179887 POOL CORP COM (POOL) 52245 52245 PRESTIGE CONSMR HEALTHCARE INC COM (PBH) 120933 120933 PROGRESSIVE CORP OHIO COM USD 1.00 (PGR) 132257 132257 PROOFPOINT INC COM USD0.0001 (PFPT) 34778 34778 PTC INC COM (PTC) 193441 193441 RAYTHEON CO COM NEW (RTN) 79546 79546 RBC BEARINGS INC (ROLL) 32935 32935 RECRUIT HLDGS CO LTD ISIN #JP3970300004 56683 56683 RENTOKIL INITIAL ORD GBP0.01 111381 111381 REPLIGEN CORP (RGEN) 30433 30433 RIO TINTO ADR EACH REP 1 ORD (RIO) 56511 56511 RITCHIE BROS AUCTIONEERS COM 63523 63523 ROYAL CARIBBEAN CRUISES COM USD0.01 150065 150065 ROYAL DUTCH SHELL ADR EA REP 2 CL A EUR0.07 (RDSA) 95094 95094 SAFRAN EUR0.20 ISIN #FR0000073272 49907 49907 SAMPO OYJ SER A NPV ISIN #FI0009003305 84216 84216 SCHNEIDER ELECTRIC EUR4.00 57003 57003 SEACOAST BKG CORP FLA COM NEW (SBCF) 38029 38029 SERVICEMASTER GLOBAL HLDGS INC COM (SERV) 116908 116908 SHIONOGI & CO NPV ISIN #JP3347200002 55006 55006 SIX CIRCLES U.S. UNCONSTRAINED 2451437 2451437 SIX CIRCLES U.S. UNCONSTRAINED 1098743 1098743 SIX FLAGS ENTMT CORP NEW COM (SIX) 98340 98340 SKYLINE CHAMPION CORPORATION COM (SKY) 135549 135549 SOFTBANK GROUP CORP NPV 29533 29533 SOLVAY SA NPV ISIN #BE0003470755 53803 53803 SONY CORP NPV ISIN #JP3435000009 53345 53345 SPDR S&P 500 ETF TRUST 8285642 8285642 SS&C TECHNOLOGIES HLDGS INC COM (SSNC) 125870 125870 STARBUCKS CORP COM USD0.001 (SBUX) 71655 71655 STERIS PLC ORD USD0.001 (STE) 235794 235794 STMICROELECTRONICS NY SHS-EACH REPR 1 59509 59509 SVB FINL GROUP (SIVB) 159912 159912 TABULA RASA HEALTHCARE INC COM (TRHC) 132896 132896 TABULA RASA HEALTHCARE INC COM (TRHC) 21565 21565 TAKUMA CO LTD NPV ISIN #JP3462600002 70340 70340 TELEDYNE TECH INC (TDY) 57526 57526 TIFFANY &CO NEW COM (TIF) 104648 104648 TJX COS INC NEW COM (TJX) 186599 186599 TOYOTA MOTOR CORP SP ADR REP2COM 80080 80080 TRICO BANCSHARES (TCBK) 38239 38239 TV ASAHI HOLDINGS CORP NPV 89089 89089 UNION PACIFIC CORP COM (UNP) 74124 74124 UNITED TECHNOLOGIES CORP COM USD1 (UTX) 126397 126397 UNITEDHEALTH GROUP (UNH) 83490 83490 US BANCORP DEL COM NEW (USB) 53480 53480 VAIL RESORTS INC COM (MTN) 49645 49645 VANGUARD MID-CAP ETF 846355 846355 VERRA MOBILITY CORP COM (VRRM) 139242 139242 VINCI EUR2.50 ISIN #FR0000125486 53119 53119 VIPER ENERGY PARTNERS LP COM UNT RP INT (VNOM) 77852 77852 VISA INC COM CL A (V) 279783 279783 VISTEON CORP COM NEW (VC) 30133 30133 WEST PHARMACEUTICAL SERVICES (WST) 55472 55472 WPX ENERGY INC COM USD1 (WPX) 38869 38869 1020011 1020011 0 0 AMERICAN TOWER CORP COM FMV 99742 99742 ASCENDANCE CAPITAL PARTNERS II, LLC FMV 1348691 1348691 BIOTECHNOLOGY VALUE FUND II FMV 8908445 8908445 BLCKRCK HI YLD BND PORT-K FMV 1567685 1567685 CONTROLLED ENVIRONMENT FOODS FMV 959565 959565 DOUBLELINE TTL RTRN BND-I FMV 698753 698753 DRIEHAUS MICRO CAP GROWTH FMV 694331 694331 EDGEWOOD GROWTH INSTL #2131 FMV 4076583 4076583 FIDELITY REAL ESTATE INDEX FUND FMV 287731 287731 FIDELITY REAL ESTATE INDEX FUND FMV 25620 25620 FUNDING UNIVERSITY, INC FMV 500000 500000 IMPACT ENGINE VENTURES II, LP FMV 51633 51633 INTEREST RECEIVABLE TO FUNDING UNIVERSITY, INC FMV 9529 9529 INVESCO BALANCED RISK COMM STRATEGY Y FMV 491662 491662 ISHARES 20+ YEAR TREASURY BO FMV 324881 324881 ISHARES 7-10 YEAR TREASURY B FMV 336281 336281 ISHARES CORE S&P 500 ETF FMV 1480439 1480439 ISHARES MSCI EMERGING MARKETS FMV 2429710 2429710 ISHARES RUSSELL MID-CAP ETF FMV 5786359 5786359 ISHARES S&P 500 GROWTH ETF FMV 2940423 2940423 JOHCM INTERNATIONAL SELECT FUND CLASS I #180 FMV 3645110 3645110 LHP ATLAS THREE BRIDGES EUROPE LTD FMV 820421 820421 LINK REAL ESTATE INVESTMENT TRUST FMV 89609 89609 LOAN RECEIVABLE TO FUNDING UNIVERSITY, INC FMV 500000 500000 LOGAN STONE CAPITAL QP LP FMV 1501842 1501842 LORD ABBETT INFL FOCUSED BOND FUND I FMV 444670 444670 LORD ABBETT INFL FOCUSED BOND FUND I FMV 149647 149647 METHOD ONE, LLC FMV 1377941 1377941 NORTHERN EMERGING MARKETS EQUITY FMV 1594109 1594109 PASSPORT SPECIAL OPPORTUNTIES FUND (LTD) - SIDEPOCKET FMV 346655 346655 PATAMAR CAPITAL FMV 738784 738784 PATAMAR FUND II LP FMV 240249 240249 PRINCIPAL PREFERRED SECURITIES FUND CLASS R6 #8200 FMV 1990968 1990968 REDWOOD TRUST INC FMV 140405 140405 RMB FIXED INCOME OPPORTUNITIES QP LLC FMV 1760658 1760658 RMB JAPAN OPPORTUNITIES FUND LP FMV 1573714 1573714 RMB MENDON FIN SERVICES CL FMV 857133 857133 SIX CIRCLES ULTRA SHORT DURATION FMV 333013 333013 SPF SECURITIZED PRODUCTS FUND LTD FMV 1058618 1058618 TORTOISE MLP & PIPELINE FD INSTL FMV 392753 392753 TORTOISE MLP & PIPELINE FD INSTL FMV 96129 96129 TWIN LAKE TOTAL RETURN PARTNERS QP LP FMV 832016 832016 VANGUARD SMALL CAP GROWTH VIPER FMV 1070000 1070000 VANGUARD TOTAL BOND MARKET INDEX FMV 3313811 3313811 VANGUARD TOTAL BOND MARKET INDEX-ADMIRAL CLASS #584 FMV 5345960 5345960 VANGUARD TOTAL INTL BND-ADM FMV 3499357 3499357 VIRTUS KAR SMALL-CAP CORE FUND FMV 884006 884006 Z CAPITAL LOAN OPPORTUNITY FUND, LP FMV 4483590 4483590 Z CAPITAL PARTNERS III, LP FMV 1534527 1534527 LEGAL FEES 17765 17765 0 0 DEDUCTIONS FROM PASS-THROUGH INVESTMENTS 809646 841596 0 0 GRANT SOFTWARE 15314 0 0 15314 INSURANCE EXPENSE 7995 0 0 7995 TELEPHONE 4943 273 0 4669 SUPPLIES 1600 5 0 1595 PROFESSIONAL DEVELOPMENT 1094 0 0 1094 DUES & SUBSCRIPTIONS 545 455 0 90 POSTAGE 16 0 0 16 MISCELLANEOUS DEDUCTIONS 10641 0 0 10641 INCOME FROM PASS-THROUGH INVESTMENTS 628063 669915 0 UNREALIZED GAINS 11093315 OTHER LIABILITIES 96 276564 ACCRUED GRANT COMMITMENTS 0 13047980 BROKERAGE FEES 485294 485294 0 0 OLD WORLD INDUSTRIES 765375 210896 0 372321 FEDERAL EXCISE TAX 284000 0 0 0 FEDERAL INCOME TAX 9000 0 0 0 STATE INCOME TAX 66001 0 0 0 FOREIGN TAXES 62635 65089 0 0