2020-11-12T15:15:05-06:00 2019-12-31 ERNST & YOUNG US LLP 200 CLARENDON ST BOSTON MA 02116 990 2019-01-01 463674034 DentaQuest Care Group Inc % FRANK A SCALISE DENT 6178861000 465 MEDFORD STREET BOSTON MA 02129 GREGORY P WINN TREASURER 6178861000 2020-11-11 true MIKE CINCOTTA P01595811 6172261000 71.56.5.91 06196520203175000003 2020-11-12 P 047C777BBD395ADD529156C75D94AFF56594489C 514CCA9FAAD99E40AE1E1127FCFA01BF8E073EA4 2019 2021-01-29 14:40:06Z TODD R CRUSE 465 MEDFORD STREET BOSTON MA 02129 0 false X N/A X 2013 MA DENTAQUEST CARE GROUP, INC. DEVELOPS MANAGES, AND IMPROVES COST-EFFECTIVE QUALITY DENTAL HEALTHCARE AND ACCESS TO UNDERSERVED COMMUNITIES. 3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 211 0 0 0 6376393 7708830 6376393 7709041 -6376393 -7709041 9451930 8138431 315038 10000 9136892 8128431 X DENTAQUEST CARE GROUP, INC. AIMS TO DEVELOP, MANAGE AND IMPROVE SYSTEMS FOR COST-EFFECTIVE AND QUALITY-FOCUSED DENTAL HEALTH CARE. DENTAQUEST CARE GROUP, INC. OPERATES TO INCREASE ACCESS OF CARE AND (CONTINUED IN SCHEDULE O) false false 6169231 0 0 DURING THE REPORTING YEAR, DENTAQUEST CARE GROUP, INC. DEVELOPED, MANAGED AND IMPROVED COST-EFFECTIVE QUALITY DENTAL HEALTHCARE AND ACCESS THERE TO THROUGH ITS THREE TAX-EXEMPT SUBSIDIARIES, WHICH PROVIDED SERVICES DIRECTLY TO THE POOR. (CONTINUED IN SCHEDULE O) 6169231 true false false false false false false false false false false true false true false false true false false false false false false false false false false false true false false false false false false false false false false false false true true true true false false true 0 0 0 false false false false false false false false false false true false X 3 0 true false false false true true true true true false false true true true true false false false false false MA X FRANK A SCALISE 6178861000 465 MEDFORD STREET BOSTON MA 02129 Steven J Pollock DIRECTOR 0.5 39.5 X 0 2621053 1651834 Robert E Lynn EVP-CHIEF SALES & RETEN. DQ 0.5 39.5 X 0 1228562 553514 David Abelman CLERK 0.5 39.5 X 0 1243378 510443 Donna J Kasian SVP, Comm. & Vision Plans DQ 0.5 39.5 X 0 1562525 28674 Alan L Madison DIRECTOR 0.5 39.5 X 0 1047846 503522 Todd R Cruse PRESIDENT/DIRECTOR 5.0 35.0 X X 0 870014 384790 James E Collins Former Treasurer 0.0 0.0 X 0 1205682 20594 Dennis J Leonard PRESIDENT & CEO - DSM 0.5 39.5 X 0 946904 271607 Brett A Bostrack SVP-CLIENT & PROVIDER ENG. DQ 0.5 39.5 X 0 792927 357072 ROBERT STEFANIC EVP, CHIEF INFORMATION OFFICER 0.5 39.5 X 0 748127 29196 Jeffrey C Brown TREASURER 0.5 39.5 X 0 652564 21881 0 12919582 4333127 0 true true false NONE 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 211 167 44 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 7698830 6159064 1539766 0 0 EXCISE TAX 10000 10000 7709041 6169231 1539810 0 0 0 1161890 544698 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 8290040 7590620 0 0 0 3113 9451930 8138431 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 315038 10000 315038 10000 X 9136892 8128431 0 0 9136892 8128431 9451930 8138431 X -7709041 6700580 X false true X true false X X X 1 CATALYST INSTITUTE INC 384016550 10 true 0 0 1 true true true true true false false false false false false false false false false false false false false true false SUPPORTED ORGANIZATIONS SCHEDULE A, PART I, LINE 12G, COLUMNS (V) AND (VI) DENTAQUEST CARE GROUP, INC. (DQCG) PROVIDES SUPPORT IN THE FORM OF OVERSEEING DENTAL CARE DELIVERY SERVICES TO CATALYST INSTITUTE, INC., (CATALYST) WHICH HELPS CATALYST ACCOMPLISH ITS MISSION OF IMPROVING THE ORAL HEALTH OF ALL. MONETARY SUPPORT IS NOT REQUIRED TO QUALIFY AS A SUPPORTING ORGANIZATION. SCHEDULE A, PART IV, LINE 2 & 3B DENTAQUEST CARE GROUP'S SUPPORTED ORGANIZATION, CATALYST INSTITUTE, INC. (CATALYST), HAS BEEN RECOGNIZED BY THE IRS AS TAX-EMEMPT UNDER IRC SECTION 501(C)(4), AND AS A RESULT, DOES NOT HAVE AN IRS DETERMINATION LETTER INDICATING IT MEETS THE PUBLIC SUPPORT TEST OF SEC 509(A)(2). SUBSEQUENT TO THE YEAR ENEDED DECEMBER 31, 2019, CATALYST INTERNALLY CALCULATED ITS 5 YEAR PUBLIC SUPPORT PERCENTAGE UNDER THE REGULATIONS FOR SECTION 509(A)(2) AND DETERMINED THAT CATALYST EXCEEDS THE 33 1/3% PUBLIC PERCENTAGE AND QUALIFIES AS PUBLICLY SUPPORTED UNDER SEC 509(A)(2). TYPES OF EXEMPT PURPOSE SUPPORT TO SUPPORTED ORG. SCHEDULE A, PART IV, SECTION A, LINE 3C DENTAQUEST CARE GROUP, INC. DELIVERED ALL SERVICES DIRECTLY TO CATALYST INSTITUTE, INC. AND TRANSFERRED NO MONETARY SUPPORT, SO DENTAQUEST CARE GROUP, INC. CONTROLLED ALL ASPECTS OF THE SERVICE DELIVERY AND ENSURED THAT THE SUPPORT WAS USED FOR CHARITABLE PURPOSES. INVESTMENT IN SUBSIDIARIES 7590620 F 7590620 0 OTHER TAXES PAYABLE 10000 10000 ASC 740 DISCLOSURE (FIN 48) THERE IS NO FIN 48/ASC 740 FOOTNOTE. HOWEVER, THE FOLLOWING DISCLOSURE WAS MADE: THE COMPANY DETERMINES WHETHER A TAX POSITION OF THE COMPANY IS MORE LIKELY THAN NOT TO BE SUSTAINED UPON EXAMINATION, INCLUDING RESOLUTION OF ANY RELATED APPEALS OF LITIGATION PROCESSES, BASED ON THE TECHNICAL MERITS OF THE POSITION. FOR TAX POSITIONS MEETING THE MORE LIKELY THAN NOT THRESHOLD, THE TAX AMOUNT RECOGNIZED IN THE FINANCIAL STATEMENTS IS REDUCED BY THE LARGEST BENEFIT THAT HAS A GREATER THAN FIFTY PERCENT LIKELIHOOD OF BEING REALIZED UPON THE ULTIMATE SETTLEMENT WITH THE RELEVANT TAXING AUTHORITY. true false false false true false true true false Alan L Madison DIRECTOR 0 443446 495400 109000 0 498528 0 4994 0 1551368 0 109000 Steven J Pollock DIRECTOR 892142 763100 965811 0 1646602 0 5232 0 4272887 0 965881 Todd R Cruse PRESIDENT/DIRECTOR 379568 165300 325146 0 379558 0 5232 0 1254804 0 325146 Jeffrey C Brown TREASURER 347269 102602 202693 0 16911 0 4970 0 674445 0 202693 David Abelman CLERK 418262 218229 606887 0 505449 0 4994 0 1753821 0 606887 Robert E Lynn EVP-CHIEF SALES & RETEN. DQ 396584 174700 657278 0 548282 0 5232 0 1782076 0 657278 Dennis J Leonard PRESIDENT & CEO - DSM 430158 144100 372646 0 266613 0 4994 0 1218511 0 372646 ROBERT STEFANIC EVP, CHIEF INFORMATION OFFICER 333127 0 415000 0 29196 0 0 0 777323 0 0 Brett A Bostrack SVP-CLIENT & PROVIDER ENG. DQ 303709 106733 382485 0 351968 0 5104 0 1149999 0 382485 Donna J Kasian SVP, Comm. & Vision Plans DQ 372612 556003 633910 0 24236 0 4438 0 1591199 0 633910 James E Collins Former Treasurer 480010 725672 0 19772 0 822 0 1226276 0 725672 SUPPLEMENTAL COMPENSATION INFORMATION SCHEDULE J, PART I, QUESTION 3 THE OFFICER'S COMPENSATION IS ESTABLISHED BY A RELATED ORGANIZATION, CATALYST INSTITUTE, INC. THROUGH THE USE OF A COMPENSATION COMMITTEE, INDEPENDENT COMPENSATION CONSULTANT, FORMS 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEYS OR STUDIES AND APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. SEVERANCE PAYMENT SCHEDULE J, PART 1, QUESTION 4A JAMES E. COLLINS RECEIVED SEVERANCE IN THE AMOUNT OF $480,010 AND DONNA KASIAN RECEIVED SEVERance IN THE AMOUNT OF $79,231. THIS AMOUNT IS INCLUDED IN BOTH INDIVDUALS' COMPENSATION ON SCHEDULE J, PART II. COMPENSATION CONTINGENT ON REVENUE SCHEDULE J, PART I, QUESTION 5 DENTAQUEST, LLC SPONSORS A TARGET INCENTIVE PLAN THAT ALLOWS PARTICIPANTS ANNUALLY TO EARN A THRESHOLD, TARGET OR SUPERIOR INCENTIVE (AS A PERCENT OF THEIR BASE SALARY). THE ACTUAL INCENTIVE TO BE AWARDED IS BASED ON THE ACHIEVEMENT OF PERFORMANCE GOALS THAT ARE SET AT THE BEGINNING OF THE YEAR BY THE COMPENSATION COMMITTEE AS PART OF THE ORGANIZATION'S EXECUTIVE COMPENSATION PHILOSOPHY AND PAY-FOR-PERFORMANCE PHILOSOPHY. AMONG THE PERFORMANCE GOALS ARE A REVENUE GOAL, A NET INCOME GOAL AND A MEMBERSHIP GOAL. EACH PARTICIPANT IN THE TARGET INCENTIVE PLAN HAS A MAXIMUM INCENTIVE THAT CAN BE EARNED REGARDLESS OF THE ATTAINMENT OF THE REVENUE, NET INCOME AND/OR MEMBERSHIP GOALS. THE MAXIMUM INCENTIVE OPPORTUNITY FOR EACH PARTICIPANT IS SET SO THAT THE PARTICIPANT'S TOTAL POSSIBLE COMPENSATION IS REASONABLE FOR PURPOSES OF INTERMEDIATE SANCTIONS, SECTION 4958 OF THE INTERNAL REVENUE CODE. COMPENSATION CONTINGENT ON NET EARNINGS SCHEDULE J, PART I, QUESTION 6 & 7 NON-FIXED PAYMENTS: DENTAQUEST CARE GROUP, INC. (DQCG) AND ITS RELATED ORGANIZATIONS PROVIDE ANNUAL INCENTIVE BONUSES TO MANAGEMENT EMPLOYEES THAT ARE CALCULATED BASED ON THE PERFORMANCE OF THE INDIVIDUAL EMPLOYEE. THE PROCESS TO ESTABLISH THE PRESUMPTION THAT COMPENSATION PAID TO THE ORGANIZATION'S CEO AND OTHER TOP MANAGEMENT WAS REASONABLE FOR PURPOSES OF SECTION 4958. THE COMPENSATION COMMITTEE OF THE CATALYST INSTITUTE, INC. (CATALYST) BOARD OF DIRECTORS APPROVES THE OVERALL ANNUAL INCENTIVE BONUS POOL AND REVIEWS AND APPROVES COMPENSATION RELEVANT TO EXECUTIVE OFFICERS REPORTING TO DENTAQUEST CARE GROUP, INC.'S CEO. THE COMPENSATION COMMITTEE OF THE CATALYST BOARD OF DIRECTORS REVIEWS AND MAKES RECOMMENDATIONS TO THE CATALYST BOARD OF DIRECTORS ON COMPENSATION MATTERS FOR DENTAQUEST CARE GROUP, INC.'S CEO. THE CATALYST BOARD OF DIRECTORS APPROVES THE COMPENSATION OF THE COMPANY'S CEO. LONG-TERM INCENTIVE COMPENSATION: THE FOLLOWING DENTAQUEST CARE GROUP, INC. AND DENTAQUEST, LLC EMPLOYEES PARTICIPATE IN THE DENTAQUEST, LLC LONG-TERM INCENTIVE COMPENSATION PLAN AND RECEIVED THE PAYMENTS LISTED BELOW DURING 2019: ALAN L. MADISON $109,000 STEVEN J. POLLOCK $965,811 TODD R. CRUSE $325,146 JEFFREY C. BROWN $202,693 JAMES E. COLLINS $725,672 DAVID ABELMAN $606,887 Donna J. Kasian $633,910 ROBERT E. LYNN $657,278 DENNIS J. LEONARD $372,646 BRETT A. BOSTRACK $382,485 ROBERT STEFANIC $415,000 LONG-TERM INCENTIVE COMPENSATION PLAN PAYMENTS ARE BASED ON THE VALUATION OF THE COMPANY, DENTAQUEST, LLC, AND ARE PAID OUT OVER A FIVE YEAR PERIOD. PAYMENTS ARE MADE ANNUALLY AND PARTICIPANTS RECEIVE PAYOUTS FOR ALL VESTED BALANCES. THE ELIGIBLE LISTED EMPLOYEES OVER $250,000 AS OF 12/31/2019 PARTICIPATE IN A 457(B) SUPPLEMENTAL RETIREMENT PLAN SPONSORED BY CATALYST INSTITUTE, INC. OF THOSE ELIGIBLE EMPLOYEES, DONNA KASIAN RECEIVED PAYMENT OF $15,316 IN 2019. THIS AMOUNT IS INCLUDED IN DONNA KASIAN'S COMPENSATION ON SCHEDULE J, PART II. SCHEDULE J, PART II COMPENSATION PAID BY RELATED ORGANIZATION: SCHEDULE J, PART II INCLUDES INDIVIDUALS THAT ARE PAID BY DENTAQUEST, LLC, A RELATED ORGANIZATION, BUT PERFORM SERVICES FOR BOTH DENTAQUEST, LLC AND DENTAQUEST CARE GROUP, INC., THE FILING ORGANIZATION. THE COMPENSATION RECEIVED BY THE BOARD MEMBERS LISTED IN PART VII OF THE ORGANIZATION'S FORM 990 IS FOR SERVICES RENDERED TO CATALYST INSTITUTE, INC. NO BOARD MEMBER RECEIVES COMPENSATION FOR SERVING AS A BOARD MEMBER OF DENTAQUEST CARE GROUP, INC. BONUS PAYMENTS SCHEDULE J, PART II, COLUMN B(II) COLUMN B(II) ON SCHEDULE J PART II INCLUDES BONUSES EARNED AND ACCRUED DURING 2018, BUT PAID IN 2019. OTHER REPORTABLE COMPENSATION SCHEDULE J, PART II, COLUMN B(III) COLUMN B(III) OTHER REPORTABLE COMPENSATION REPRESENTS LONG-TERM INCENTIVE COMPENSATION EXPENSE EARNED PRIOR TO 2019, BUT PAID DURING 2019. DEFERRED COMPENSATION SCHEDULE J, PART II, COLUMN C COLUMN C ON SCHEDULE J PART II INCLUDES LONG-TERM INCENTIVE COMPENSATION AND PENSION AMOUNTS EARNED DURING 2019 BUT PAID IN FUTURE YEARS. ORGANIZATION'S MISSION FORM 990, PART III, LINE 1 IMPROVE THE OVERAL LHEALTH OF ALL PERSONS, REGARDLESS OF INCOME, GEOGRAPHY OR OTHER ADVANTAGE. PROGRAM SERVICE ACCOMPLISHMENT FORM 990, PART III, LINE 4A DENTAQUEST CARE GROUP, INC. IS ORGANIZED EXCLUSIVELY TO SUPPORT CATALYST INSTITUTE, INC. (CATALYST). DENTAQUEST CARE GROUP, INC. AIMS TO DEVELOP, MANAGE AND IMPROVE SYSTEMS FOR COST-EFFECTIVE AND QUALITY-FOCUSED DENTAL HEALTH CARE. DENTAQUEST CARE GROUP, INC. OPERATES TO INCREASE ACCESS OF CARE AND IMPROVE THE OVERALL HEALTH OF ALL PERSONS, REGARDLESS OF INCOME, STATUS, GEOGRAPHY OR OTHER ADVANTAGE. BUSINESS RELATIONSHIPS PART VI, LINE 2 TODD R. CRUSE, JEFFREY C. BROWN, JAMES E. COLLINS, Steven Pollock, Alan Madison, AND DAVID ABELMAN ALL HAVE A BUSINESS RELATIONSHIP SINCE THEY JOINTLY SERVE AS OFFICERS/DIRECTORS OF THE ORGANIZATION AND AT CATALYST INSTITUTE INC. AND ONE OR MORE OF ITS SUBSIDIARIES. MEMBERS OF STOCKHOLDERS PART VI, LINE 6 CATALYST INSTITUTE, INC. IS THE SOLE MEMBER OF DENTAQUEST CARE GROUP, INC. MEMBERSHIP RIGHTS PART VI, LINE 7A THE MEMBER OF THE ORGANIZATION ELECTS THE DIRECTORS AND MAY REMOVE DIRECTORS OF THE ORGANIZATION. GOVERNANCE PART VI, LINE 7B CATALYST INSTITUTE, INC., THE MEMBER, MAY VOTE TO AMEND THE BYLAWS. REVIEW PROCESS PART VI, LINE 11B MEMBERS OF THE EXTERNAL TAX FIRM (CURRENTLY ERNST & YOUNG U.S., LLP) INITIALLY DISCUSS, PREPARE AND REVIEW THE FORM 990 RETURN WITH MANAGEMENT. MANAGEMENT REVIEWS THE FORM 990 FOR ACCURACY AND COMPLETENESS AND PROVIDES COMMENTS TO THE PREPARER. ONCE THE RETURN IS FULLY ANALYZED AND PREPARED, A COPY IS DISTRIBUTED TO THE BOARD OF DIRECTORS IN ADVANCE OF A SPECIFIC MEETING. A COPY OF THE FINAL FORM 990 IS SENT TO THE FULL BOARD AND OFFICERS BEFORE IT IS FILED. CONFLICT OF INTEREST PART VI, LINE 12C MONITORING THE ORGANIZATION'S CONFLICT OF INTEREST POLICY PROVIDES THAT ANNUALLY, EACH DIRECTOR, PRINCIPAL OFFICER AND MEMBER OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS SHALL SIGN A QUESTIONNAIRE AFFIRMING THAT SUCH PERSON RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, READ AND UNDERSTANDS THE POLICY AND AGREES TO COMPLY WITH THE POLICY. ADDITIONALLY, THE SIGNED QUESTIONNAIRE AFFIRMS THAT THE PERSON UNDERSTANDS DENTAQUEST CARE GROUP, INC. IS A CHARITABLE ORGANIZATION AND THAT IN ORDER TO MAINTAIN ITS TAX-EXEMPT STATUS, DENTAQUEST CARE GROUP, INC. MUST ENGAGE IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. ENFORCEMENT IF THE GOVERNING BOARD OR COMMITTEE HAS REASONABLE CAUSE TO BELIEVE A MEMBER HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT SHALL INFORM THE MEMBER OF THE BASIS FOR SUCH BELIEF AND AFFORD THE MEMBER AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF, AFTER HEARING THE MEMBER'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, THE GOVERNING BOARD OR COMMITTEE DETERMINES THE MEMBER HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. WHO IS COVERED? THE ORGANIZATION'S CONFLICT OF INTEREST POLICY COVERS EACH DIRECTOR, PRINCIPAL OFFICER AND MEMBERS OF A COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS. LEVEL OF DETERMINATION AND REVIEW OF CONFLICTS IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER PRESENTATION OF A POTENTIAL TRANSACTION OR ARRANGEMENT IS MADE BY AN INTERESTED PERSON, THE REMAINING DISINTERESTED BOARD OR COMMITTEE MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. THE CHAIRPERSON OF THE GOVERNING BOARD OR COMMITTEE SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE TRANSACTION OR ARRANGEMENT IN QUESTION. AFTER EXERCISING DUE DILIGENCE, THE GOVERNING BOARD OR COMMITTEE SHALL DETERMINE IF DENTAQUEST CARE GROUP, INC. CAN OBTAIN, WITH REASONABLE EFFORTS, A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE GOVERNING BOARD OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE ORGANIZATION'S BEST INTEREST, FOR ITS OWN BENEFIT AND WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION, THE GOVERNING BOARD OR COMMITTEE SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. RESTRICTIONS PLACED ON CONFLICTED PERSONS IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS AND MEMBERS OF COMMITTEES WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE/SHE SHALL LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. WHISTLEBLOWER AND DOCUMENT RETENTION POLICES PART VI, LINES 13 & 14 THE BOARD OF DENTAQUEST CARE GROUP, INC. HAS NOT FORMALLY ADOPTED A WHISTLEBLOWER OR DOCUMENT RETENTION POLICIES. HOWEVER, DENTAQUEST CARE GROUP, INC. FOLLOWS WHISTLEBLOWER AND DOCUMENT RETENTION POLICIES OF CATALYST INSTITUTE, INC., ITS PARENT ORGANIZATION. IN DECEMBER 2015, THE BOARD OF DENTAL SERVICE OF MASSACHUSETTS, INC. FORMALLY DELEGATED BOARD AUTHORITY TO APPROVE POLICIES TO ITS COMPLIANCE COMMITTEE, WHICH FORMALLY APPROVED A WHISTLEBLOWER POLICY IN JUNE 2016. PROCESS FOR DETERMINING COMPENSATION PART VI, LINES 15A AND 15B CATALYST INSTITUTE, INC., THE SOLE MEMBER OF DENTAQUEST CARE GROUP, INC., HANDLES THE RESPONSIBILITY OF DETERMINING COMPENSATION FOR DENTAQUEST CARE GROUP'S OFFICERS. PUBLIC DISCLOSURE PART VI, LINE 19 WE FILE A MASSACHUSETTS FORM PC WITH AN ATTACHED FORM 990. THE FORM PC IS FILED WITH THE ATTORNEY GENERAL'S OFFICE AND IS AVAILABLE FOR INSPECTION BY ANY OF THE INTERESTED PUBLIC. THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION AND BYLAWS ARE MADE AVAILABLE UPON REQUEST. Other Changes in Net Assets Form 990, Part XI, Line 9 Equity Income in Subsidiaries (699,420) Capital Contribution from Affiliates 7,400,000 Total 6,700,580 ADVANTAGE DENTAL CLINICS LLC 442 SW Umatilla Ave Redmond OR 97756 270364023 Care Delivery OR 0 DQ Group Advantage Consulting Services LLC 442 SW Umatilla Ave Redmond OR 97756 263981408 Care Delivery OR 0 DQ Group Advantage Clinic Properties LLC 442 SW Umatilla Ave Redmond OR 97756 270357326 Care Delivery OR 0 DQ Group ADVANTAGE EQUIPMENT LEASING LLC 442 SW Umatilla Ave Redmond OR 97756 800426323 Care Delivery OR 0 DQ Group ADVANTAGE DENTAL SERVICES LLC 442 SW Umatilla Ave Redmond OR 97756 931195386 Care Delivery OR 0 DQ Group ADVANTAGE PROFESSIONAL MANAGEMENT LLC 442 SW Umatilla Ave Redmond OR 97756 260207886 Care Delivery OR 0 DQ Group DENTAQUEST OF ARIZONA LLC 465 MEDFORD STREET BOSTON MA 02129 113692025 DENTAL SVCS WI -13271015 dq group DENTAQUEST OF GEORGIA LLC 465 MEDFORD STREET BOSTON MA 02129 141885493 DENTAL SVCS WI 357512 dq group DENTAQUEST OF ILLINOIS LLC 465 MEDFORD STREET BOSTON MA 02129 421529687 DENTAL SRVS WI -8162885 dq group DENTAQUEST OF KENTUCKY LLC 465 MEDFORD STREET BOSTON MA 02129 141885490 DENTAL SVCS WI 3549388 dq group DENTAQUEST OF MARYLAND LLC 465 MEDFORD STREET BOSTON MA 02129 810567214 DENTAL SVCS WI -3740085 dq group DENTAQUEST OF MINNESOTA LLC 465 MEDFORD STREET BOSTON MA 02129 562356445 DENTAL SVCS WI 4423493 dq group DENTAQUEST OF NEW JERSEY LLC 465 MEDFORD STREET BOSTON MA 02129 562356433 DENTAL SVCS WI 474732 dq group DENTAQUEST OF NEW MEXICO LLC 465 MEDFORD STREET BOSTON MA 02129 141885481 DENTAL SVCS WI 2430065 dq group DENTAQUEST IPA OF NEW YORK LLC 465 MEDFORD STREET BOSTON MA 02129 810616910 DENTAL SVCS WI 29780815 dq group DENTAQUEST OF NEW YORK LLC 465 MEDFORD STREET BOSTON MA 02129 141885500 DENTAL SVCS WI -4655251 dq group DENTAQUEST OF TENNESSEE LLC 465 MEDFORD STREET BOSTON MA 02129 352177954 DENTAL SVCS WI 8825964 dq group DENTAQUEST CARE GROUP MANAGEMENT LLC 465 MEDFORD STREET BOSTON MA 02129 320487994 CARE DELIVERY DE 157486344 dq group Dental Services LLC 14201 NE 20TH AVE 2204 VANCOUVER WA 98686 050572255 CARE DELIVERY WA DQ Group DENTAQUEST LLC 465 MEDFORD STREET BOSTON MA 02129 200390099 DENTAL SVCS DE -17522790 202643164 dq group dentaquest foundation llc 465 MEDFORD STREET boston MA 02129 823645884 dental svcs MA 0 catalyst DQ PTP for Oral Health Advancement LLC 465 MEDFORD STREET boston MA 02129 823649978 dental svcs MA 0 catalyst Advantage Support Services LLC 442 SW Umatilla Ave Ste 200 Redmond OR 97556 263981367 Care Delivery OR 0 DQ Group DQ CGM of Washington LLC 465 Medford Street Boston MA 02129 843407897 Care Delivery DE 0 DQ Group DQCGM of Massachusetts LLC 465 Medford Street Boston MA 02129 841851756 Care Delivery DE 0 DQ Group DentaQuest Holding Co LLC 465 Medford Street Boston MA 02129 823782157 Dental SVCS DE 0 DSM DentaQuest of Iowa LLC 465 Medford Street Boston MA 02129 611871504 DENTAL SVCS WI 0 DQ Group DENTAQUEST INSTITUTE INC 465 MEDFORD STREET BOSTON MA 02129 205312990 ORAL HTH IMPR MA 501(C)(3) 12A CATALYST false DNTL HTH PROGS INC DBA COMM DNTL CARE 465 MEDFORD STREET BOSTON MA 02129 751823660 ORAL HTH IMPR TX 501(C)(3) 7 DQ CAREGROUP true SARRELL REGNL DNTL CTR FOR PUB HTH INC 230 E 10TH STREET NO 106 ANNISTON AL 36207 200232609 ORAL HTH IMPR AL 501(C)(3) 10 DQ CAREGROUP true DENTAL SERVICE OF MASSACHUSETTS INC 465 MEDFORD STREET BOSTON MA 02129 046143185 ORAL HTH IMPR MA 501(C)(4) N/A CATALYST false COMMUNITY CARE OF KENTUCKY INC 101 S FIFTH STREET 3500 NATIONAL CI LOUISVILLE KY 40202 465159094 ORAL HTH IMPR KY 501(C)(3) 7 DQ CAREGROUP true Catalyst Institute Inc 465 Medford Street Boston MA 02129 384016550 ORAL HTH IMPR MA 501(c)(4) N/A NA false DQ Partnership for OHA Inc 465 Medford Street Boston MA 02129 043265080 ORAL HTH IMPR MA 501(c)(3) N/A Catalyst false COMMUNITY CARE OF NEW MEXICO INC 465 MEDFORD STREET BOSTON MA 02129 471711799 ORAL HTH IMPR NM 501(C)(3) 7 DQ CARE GRP true THE OHIO RETIREE DENTAL BENEFITS ASSOC 100 CROWNE POINT PLACE CINCINNATI OH 45241 271693969 ORAL HTH IMPR OH 501(C)(3) 7 DCP HOLDCO true ADVANTAGE COMMUNITY HOLDINGS COMPANY LLC 442 SW Umatilla Ave Ste 200 REDMOND OR 97756 208939962 CARE DELIVERY OR dq group false 0 ADVANTAGE HARBOR QALICB OWNERS LLC 442 SW UMATILLA AVE STE 200 REDMOND OR 97756 463260263 CARE DELIVERY OR DQ Group false 0 ADVANTAGE HARBOR QALICB OWNERS LLC 442 SW UMATILLA AVE STE 200 REDMOND OR 97756 463287102 CARE DELIVERY OR DQ Group false 0 ADVANTAGE QALICB-1 LLC 442 SW UMATILLA AVE REDMOND OR 97756 462098412 CARE DELIVERY OR DQ Group false 0 DENTAQUEST GROUP INC 465 MEDFORD STREET BOSTON MA 02129 204056199 DENTAL SVCS DE NA C CORP DSM MASSACHUSETTS INSURANCE COMPANYINC 465 MEDFORD STREET BOSTON MA 02129 465661073 INSURANCE MA NA C CORP DENTAQUEST USA INSURANCE COMPANY INC 465 MEDFORD STREET BOSTON MA 02129 202970185 INSURANCE TX NA C CORP DSM INVESTMENTS INC 465 MEDFORD STREET BOSTON MA 02129 043428012 DENTAL SVCS MA NA C CORP DENTAQUEST OF FLORIDA INC 465 MEDFORD STREET BOSTON MA 02129 650743731 INSURANCE FL NA C Corp DSM USA INSURANCE COMPANY INC 465 MEDFORD STREET BOSTON MA 02129 590397210 INSURANCE TX NA C Corp CALIFORNIA DENTAL NETWORK INC 465 MEDFORD STREET BOSTON MA 02129 930954061 INSURANCE CA NA C Corp PACIFIC DENTAL NETWORK INC 465 MEDFORD STREET BOSTON MA 02129 330672992 DENTAL SVCS CA NA C Corp DSM INSURANCE SERVICES INC 465 MEDFORD STREET BOSTON MA 02129 043172335 INSURANCE MA NA C CORP DENTAQUEST ORAL HEALTH CENTER INC 465 MEDFORD STREET BOSTON MA 02129 043434787 ORAL HTH CTR MA NA C CORP Advantage Leveraged Lenders Inc 442 SW Umatilla Ave Redmond OR 97756 462124368 Care Delivery OR NA C CORP ADVANTAGE DENTAL PLAN INC 442 SW UMATILLA AVE REDMOND OR 97756 931156986 CARE DELIVERY OR NA C CORP dentaquest impact inc 465 MEDFORD STREET boston MA 02129 832714016 oral hth impr DE NA C Corp DCP Holding Company Inc 100 Crowne Point Place Concinnati OH 45241 201291244 Insurance OH NA C Corp Dental Care Plus Inc 100 Crowne Point Place Cincinnati OH 45241 311185262 Insurance OH NA C Corp Insurance Associates Plus Inc 100 Crowne Point Place Cincinnati OH 45241 201455615 Insurance OH NA C Corp Adenta Inc 100 Crowne Point Place Cincinnati OH 45241 611301274 Insurance KY NA C Corp Mystic River Insurance Company 171 Elgin Ave George Town Grand Cayman CJ KY1-1002 Insurance CJ na c Corp false false true false false false false false false false false false false false false true false false false Catalyst Instistute Inc C 7400000 FMV