2020-11-13T14:26:43-08:00 2019-12-31 760269860 Blazek & Vetterling 2900 Weslayan Suite 200 Houston TX 77027 990PF 2019-01-01 133912203 Carroll Petrie Foundation co David J Stoll Milbank LLP CARR 2125305880 55 Hudson Yards New York NY 10001 Theodora Portago Exec Dir/Pres 2020-11-13 true Kurt Coburn P01638285 7134395739 2019 2021-04-22 16:20:28Z X X 318536001 X 10254663 83732 83732 2047889 2047889 7702662 17547252 7676643 3767027 3854068 23855973 13662332 176082 17608 158474 15742 1574 14168 391550 191972 199578 478796 200497 278299 671809 346815 324994 276636 1636 8587 8587 1998 1998 1710625 1534561 27312 3731825 2294663 1013410 13479000 13479000 17210825 2294663 14492410 6645148 11367669 2756927 1698535 1698535 230927 230927 230927 237857 21431911 88181174 106481156 6511489 235118715 178439708 210118453 266049969 268550344 318536001 2732311 1793020 2732311 1793020 X 263317658 266757324 263317658 266757324 266049969 268550344 263317658 6645148 781382 270744188 3986864 266757324 Publicly 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NM 87192 N/A PC Chimp Haven Capital Campaign 1000000 Animal Protection New Mexico PO Box 11395 Albuquerque NM 87192 N/A PC Hire and general support 175000 Animal Protection New Mexico PO Box 11395 Albuquerque NM 87192 N/A PC General support 75000 Best Friends Animal Society 5001 Angel Canyon Rd Kanab UT 84741 N/A PC Scholarships, Community Cat Prgm, Navajo Prgm 387000 Beyond Pesticides 701 E St SE Ste 200 Washington DC 20003 N/A PC Hire and general support 200000 Bridging the Worlds PO Box 9109 Santa Fe NM 87504 N/A PC General support 30000 Building Biology Institute PO Box 8520 Santa Fe NM 87504 N/A PC General support 10000 Carnegie Hill Neighbors 1326 Madison Ave New York NY 10128 N/A PC General support 25000 Center for Biological Diversity PO Box 710 Tucson AZ 85702 N/A PC Greater Southwest & New Mexico Campaigns 750000 Central Park Conservancy 14 E 60th St New York NY 10022 N/A PC General support 25000 Colorado Plateau Foundation 113 E Birch Ave Flagstaff AZ 86001 N/A PC 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General support 15000 The Horse Shelter 1600 Lena St C10 Santa Fe NM 87505 N/A PC General support 50000 Humane Society - Central Delaware C PO Box 88 State Hwy 10 Delhi NY 13753 N/A PC General support 25000 Humane Society of the United States 700 Professional Drive Gaithersburg MD 20879 N/A PC General support 500000 Immigrant Justice Corps 17 Battery Park Plaza Ste 236 New York NY 10004 N/A PC General support 50000 Janes Due Process PO Box 685137 Austin TX 78768 N/A PC General support 10000 Kindred Spirits Animal Sanctuary 3749-A Highway 14 Santa Fe NM 87508 N/A PC General support 20000 Mount Sinai Hospital 1 Gustave L Levy Place Box 1049 New York NY 10029 N/A PC Smoking Cessation Program 15000 National Anti-Vivisection Society 53 W Jackson Blvd Ste 1552 Chicago IL 60604 N/A PC General support 250000 National Vaccine Information Center 21525 Ridgetop Circle Ste 100 Sterling VA 20166 N/A PC General support 15000 National Wildlife Federation 11100 Wildlife Center Dr Reston VA 20190 N/A PC Riparian Corridor Networks in the Southwest 300000 Native American Rights Fund 1506 Broadway Boulder CO 80302 N/A PC Protecting Tribal Natural Resources 300000 Natural Resources Defense Council 111 Sutter St 21st Fl San Francisco CA 94104 N/A PC Endangered Species Act and Water Policy in New Mexico 300000 NatureServe 2550 S Clark St Ste 930 Arlington VA 22202 N/A PC NatureServe Explorer Redesign 125000 New Mexico Acequia Association 805 Early St Ste 203B Santa Fe NM 87505 N/A PC Hire and general support 100000 New Mexico Environmental Law Center 1405 Luisa St Ste 5 Santa Fe NM 87505 N/A PC Hires and NMH20 Project 400000 New Mexico Foundation 8 Calle Medico Santa Fe NM 87505 N/A PC Equine Protection Fund Endowment 500000 New Mexico Wilderness Alliance PO Box 25464 Albuquerque NM 87125 N/A PC Hire and general support 250000 New Mexico Wildlife Center 19 Wheat Street Espanola NM 87532 N/A PC Hire, Hospital, General support 85000 Organic Voices FBO Just Label It PO Box 5523 Manchester NH 03108 N/A PC General support 10000 Panthera 8 W 40th St 18th Fl New York NY 10018 N/A PC Range-wide Puma Assessment 100000 Pesticide Action Network 2029 University Ave Ste 200 Berkeley CA 94704 N/A PC Hire and Database Redesign 250000 Physicians Committee for Responsibl 5100 Wisconsin Ave NW Ste 400 Washington DC 20016 N/A PC Ending Animal Testing 500000 San Luis Valley Animal Welfare Soci 76 El Rio Drive Alamosa CO 81101 N/A PC General support 12000 Santa Fe Forest Coalition PO Box 1943 Santa Fe NM 87504 N/A PC Review of Santa Fe Mountains Landscape Resiliency Project 10000 Santa Fe Ski Team PO Box 23747 Santa Fe NM 87502 N/A PC General support 10000 Sjogren's Syndrome Foundation 6707 Democracy Blvd Ste 325 Bethesda MD 20817 N/A PC General support 35000 Somos Un Pueblo Unido 1804 Espinacitas St Santa Fe NM 87505 N/A PC General support 10000 Story of Stuff Project 1442 A Walnut St 272 Berkeley CA 94709 N/A PC General support 25000 Tewa Women United PO Box 397 Santa Cruz NM 87567 N/A PC General support 10000 Western Environmental Law Center 28 Paseo del Pueblo Sur 602 Taos NM 87571 N/A PC New Mexico work 150000 Wild Spirit Wolf Sanctuary HC 61 Box 28 Ramah NM 87321 N/A PC General support 25000 WildEarth Guardians 301 N Guadalupe St Ste 201 Santa Fe NM 87501 N/A PC Hire and general support 325000 WildEarth Guardians 301 N Guadalupe St Ste 201 Santa Fe NM 87501 N/A PC Endangered Species Act Defense Campaign 100000 The Wilderness Society 1615 M St NW Washington DC 20036 N/A PC New Mexico work 250000 Wild Earth Society dba Wildlands Ne 1402 3rd Ave Ste 1019 Seattle WA 98101 N/A PC Hires and New Mexico work 125000 Wild Earth Society dba Wildlands Ne 1402 3rd Ave Ste 1019 Seattle WA 98101 N/A PC Lobo Coalition 25000 Wildlife Conservation Society 2300 Southern Blvd Bronx NY 10460 N/A PC Rewilding the Rockies Initiative 200000 Xerces Society 628 NE Broadway Ste 200 Portland OR 97232 N/A PC Pollinators and Pesticides, New Mexico work, General support 750000 13479000 American Rivers 1001 SE Water Ave Ste 450 Portland OR 97213 N/A PC General support 250000 Animal Legal Defense Fund 525 E Cotati Ave Cotati CA 94931 N/A PC Criminal Justice and Litigation Programs 500000 Beyond Pesticides 702 E St SE Ste 200 Washington DC 20003 N/A PC Hire and general support 200000 Center for Biological Diversity PO Box 710 Tucson AZ 85702 N/A PC Greater Southwest & New Mexico Campaigns 750000 Earthjustice 50 California St Ste 500 San Francisco CA 94111 N/A PC Southwest Program 500000 Espanola Humane 108 Hamm Parkway Espanola NM 87532 N/A PC Hire, Pet Amigos 200000 Food and Water Watch 1616 P Street NW Ste 300 Washington DC 20036 N/A PC New Mexico Organizer and Southwest General support 350000 Humane Society - Central Delaware C PO Box 88 State Hwy 10 Delhi NY 13753 N/A PC General support 25000 Humane Society of the United States 700 Professional Drive Gaithersburg MD 20879 N/A PC General support 500000 National Wildlife Federation 11100 Wildlife Center Dr Reston VA 20190 N/A PC Riparian Corridor Networks in the Southwest 300000 New Mexico Acequia Association 805 Early St Ste 203B Santa Fe NM 87505 N/A PC Hire and general support 100000 New Mexico Environmental Law Center 1405 Luisa St Ste 5 Santa Fe NM 87505 N/A PC Hires and NMH20 Project 400000 New Mexico Wildlife Center 19 Wheat Street Espanola NM 87532 N/A PC Hire, Hospital, General support 85000 Panthera 8 W 40th St 18th Fl New York NY 10018 N/A PC Range-wide Puma Assessment 100000 Pesticide Action Network 2029 University Ave Ste 200 Berkeley CA 94704 N/A PC Hire 100000 Physicians Committee for Responsibl 5100 Wisconsin Ave NW Ste 400 Washington DC 20016 N/A PC Ending Animal Testing 500000 Wild Spirit Wolf Sanctuary HC 61 Box 28 Ramah NM 87321 N/A PC General support 25000 WildEarth Guardians 301 N Guadalupe St Ste 201 Santa Fe NM 87501 N/A PC Hire and general support 325000 Xerces Society 628 NE Broadway Ste 200 Portland OR 97232 N/A PC Pollinators and Pesticides, New Mexico work, General support 750000 5960000 14 83732 14 2047889 525990 26019 18 7676643 Foreign dividend income 14 370020 Passthrough K-1 income 525990 -93351 14 3490358 -67332 13668642 13601310 false false false false false false false false false false X X 1 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 441267 X 2 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 231269 X 3 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 231661 X 4 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 214638 X 5 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 475748 X 6 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 128312 X 7 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 271695 X 8 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 216399 X 9 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 155533 X 10 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 193976 X 11 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 172360 X 12 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 106196 X 13 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 416678 X 14 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 99146 X 15 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 189802 X 16 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 177150 X 17 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 303678 X 18 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 154766 X 19 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 139599 X 20 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 430792 X 21 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 252758 X 22 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 110093 X 23 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 228621 X 24 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 252667 X 25 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 133175 X 26 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 227251 X 27 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 109340 X 28 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 193223 X 29 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 189143 X 30 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 152405 X 31 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 147816 X 32 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 139423 X 33 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 26040 X 34 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 107192 X 35 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 153551 X 36 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 182949 X 37 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 113668 X 38 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 215250 X 39 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 100794 X 40 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 257929 X 41 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 107099 X 42 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 89928 X 43 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 452954 X 44 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 134453 X 45 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 390079 X 46 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 294449 X 47 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 198345 X 48 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 376756 X 49 Estate of Carroll Petrie CO Shulte Roth Zabel 919 Third Avenue New York NY 10022 166651 X 1 6795 shares of ISHARES MSCI EAFE Index Fund 441267 2019-05-21 2 5550 shares of Pfizer Inc 231269 2019-05-21 3 4305 shares of L'Oreal-Unsponsored Adr 231661 2019-05-21 4 4030 shares TJX Companies Inc 214638 2019-05-21 5 3749 shares of Microsoft Corp 475748 2019-05-21 6 2964 shares of Comcast Corp-Class A 128312 2019-05-21 7 2950 shares of VF Corp 271695 2019-05-21 8 2722 shares of Merck & Co. Inc. 216399 2019-05-21 9 2614 shares of Verizon Communications Inc. 155533 2019-05-21 10 2367 shares of Microchip Technology Inc 193976 2019-05-21 11 2267 shares of Abbott Laboratories 172360 2019-05-21 12 2239 shares of Bristol-Myers Squibb Co 106196 2019-05-21 13 2233 shares of Apple Inc 416678 2019-05-21 14 2230 shares of Intel Corp 99146 2019-05-21 15 2195 shares of Ametek Inc 189802 2019-05-21 16 2118 shares of Nike Inc - CL B 177150 2019-05-21 17 2077 shares of Chubb Ltd 303678 2019-05-21 18 1937 shares of Fortive Corp 154766 2019-05-21 19 1726 shares of Abbvie Inc 139599 2019-05-21 20 1687 shares of Mastercard Inc-Class A 430792 2019-05-21 21 1444 shares of Union Pacific Corp 252758 2019-05-21 22 1420 shares of Starbucks Corp 110093 2019-05-21 23 1348 shares of Honeywell International LLC 228621 2019-05-21 24 1275 shares of American Tower Corp 252667 2019-05-21 25 1252 shares of Proctor & Gamble Co 133175 2019-05-21 26 1187 shares of Home Depot Inc 227251 2019-05-21 27 1136 shares of Celgene Corp 109340 2019-05-21 28 1055 shares of Ecolab Inc 193223 2019-05-21 29 1010 shares of Linde PLC 189143 2019-05-21 30 935 shares of Automatic Data Processing 152405 2019-05-21 31 900 shares of Cummins Inc 147816 2019-05-21 32 895 shares of Salesforce.com Inc 139423 2019-05-21 33 814 shares of DowDuPont Inc 26040 2019-05-21 34 788 shares of United Technologies Corp 107192 2019-05-21 35 772 shares of Nextera Energy Inc 153551 2019-05-21 36 732 shares of Costco Wholesale Corp 182949 2019-05-21 37 633 shares of Accenture PLC - CL A 113668 2019-05-21 38 600 shares of Boeing Co 215250 2019-05-21 39 600 shares of FedEx Corp 100794 2019-05-21 40 584 shares of Blackrock Inc 257929 2019-05-21 41 573 shares of Lam Research Corp 107099 2019-05-21 42 450 shares of McDonald's Corp 89928 2019-05-21 43 394 shares of Alphabet Inc/CA - CL C 452954 2019-05-21 44 375 shares of Roper Technologies Inc 134453 2019-05-21 45 210 shares of Amazon.com Inc 390079 2019-05-21 46 2657 shares of JPMorgan Chase & Co 294449 2019-05-21 47 2625 shares of Exxon Mobil Corp 198345 2019-05-21 48 2033 shares of Facebook Inc - A 376756 2019-05-21 49 1201 shares of Johnson & Johnson 166651 2019-05-21 Accounting and tax compliance 478796 200497 0 278299 General Explanation Supplemental Information for Form 990-PF Form 990-PF, Part VII-B, Line 5cExpenditure ResponsibilityGrantee Name: The Donkey SanctuaryAddress: Slade House FarmAddress: Sidmouth, Devon EX10 ONU United KingdomGrant Date: 12/16/2018Grant Amount: $ 10,000Grant Purpose: General supportAmt. Expended by Grantee: $ 10,000Any Diversion by Grantee: NoDates of Reports by Grantee: 7/22/19Date of Verification: N/AResults of Verification: The grantor has no reason to doubt the accuracy or reliability of the report from the grantee; therefore, no independent verification of the report was made.Grantee Name: The Rato Dratsang FoundationAddress: PO Box 1873Address: New York, NY 10156Grant Date: 12/24/2018Grant Amount: $ 20,000Grant Purpose: General supportAmt. Expended by Grantee: $ 20,000Any Diversion by Grantee: NoDates of Reports by Grantee: 8/30/19Date of Verification: N/AResults of Verification: The grantor has no reason to doubt the accuracy or reliability of the report from the grantee; therefore, no independent verification of the report was made. General Explanation Supplemental Information for Form 990-PF Attachment to Part I, Line 6 - Net Capital Gain/LossGain/Loss reported in Part IV 7,676,643Passthrough K-1 short-term capital gain/(loss) UBTI -16,570Passthrough K-1 long-term capital gain/(loss) UBTI 42,709Passthrough K-1 1231 gain/(loss) UBTI -120 ___________Total Gain/Loss per Part I, Line 6 $7,702,662 General Explanation Supplemental Information for Form 990-PF Form 990-PF Part II, Line 22 - Charitable Gift Annuity ReserveUnder the terms of the settlement agreement dated November 14, 2017 and formally entered into the record of the New York County Surrogate's Court between the Estate of Carroll Petrie, the Carroll Petrie Foundation ("Foundation") and three individuals (Annuitants) who had been named as beneficiaries of certain unfunded charitable remainder annuity trusts under the will of Mrs. Carroll Petrie, the Carroll Petrie Foundation was obligated to use a distribution in the amount of $3,500,000 from the Estate of Carroll Petrie to establish three charitable gift annuities for the benefit of these individuals in the amount of $1,000,000 each, and to make a lump sum payment to each beneficiary representing the annuities each such individual would have been entitled to receive from the date of Mrs. Petrie's death through the establishment of the charitable gift annuities. The Charities Bureau of the Office of the Attorney General of the State of New York participated in the settlement negotiations and approved the terms of the settlement agreement. In connection therewith, the Foundation requested and received approval from the New York State Department of Financial Services for a special permit to issue said charitable gift annuities, which approval is limited to the issuance of these particular charitable gift annuities. As required by the New York State Department of Financial Services, the Foundation maintains a mandated reserve of $1,793,020 as of December 31, 2019, for the surviving annuitants of which there are two remaining. The Foundation filed its 2019 annual statement of the segregated gift annuity fund with the New York State Department of Financial Services, in accordance with its requirements. The annual annuity payments (total $147,985 per year) are payable to the Annuitants for life. The Annuitants are not related to the Foundation or to any of the managers or directors of the Foundation. Edgewood Growth Fund 16452316 27761868 GMO Emerging Domestic Opp Fund II 7873875 8228308 SPDR S&P 500 ETF Trust 20342123 26119261 JPM Limited Duration Bond Fund R6 35119160 35386957 Vanguard Life Str. 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