2020-11-14T12:01:28-06:00 2019-12-31 223754856 UNTRACHT EARLY LLC 325 COLUMBIA TURNPIKE SUITE 202 FLORHAM PARK NJ 07932 990PF 2019-01-01 133407819 THOMAS L KEMPNER JR FOUNDATION THOM 2122075368 767 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10153 THOMAS L KEMPNER PRESIDENT 2122075368 2020-11-12 1 DAVID S UNTRACHT P00161568 9734086700 2020-11-12 208.87.236.201 2020-11-12 09:42:19 ES P EDB39D0ABD12B69992936AF3DAC6988F41178221 43DC8B5C65305F4363F518615EE711F65129D849 2019 2021-04-22 16:20:28Z X X 252975752 X 240417 281882 281882 642558 2512068 591342 11990291 13652153 0 13155148 14525377 0 0 0 0 0 26020 26020 0 0 165988 82994 0 82994 100684 100684 0 0 9163 9163 0 0 813051 2999 0 0 26970 184 0 26786 1141876 222044 0 109780 13630754 13630754 14772630 222044 0 13740534 -1617482 14303333 0 14363 158988 158988 605028 842770 842770 4794821 6847728 6847728 233541438 242059094 242059094 1015000 3067172 3067172 239970650 252975752 252975752 974775 2257165 974775 2257165 X 0 0 0 0 238995875 250718587 238995875 250718587 239970650 252975752 238995875 -1617482 13340194 250718587 0 250718587 PUBLICLY TRADED SECURITIES - JP MORGAN 867620 510137 357483 357483 PUBLICLY TRADED SECURITIES - BRAVE WARRIOR 1642063 1410539 231524 231524 ETON PARK OVERSEAS FUND LTD P 2385 50 2335 2335 591342 0 8654079 242358302 0.035708 4136500 137093440 0.030173 5464014 109162588 0.050054 4256089 78286265 0.054366 3919867 68627967 0.057118 0.227419 0.045484 242082280 11010870 143033 11153903 13740534 X 143033 0 143033 0 143033 446797 0 0 446797 X 0 303764 303764 0 0 0 0 0 0 0 0 0 1 1 0 1 1 NY 1 0 0 0 1 1 WWW.GUIDESTAR.ORG THOMAS KEMPNER JR 2122075368 767 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10153 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THOMAS KEMPNER JR 767 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10153 PRESIDENT/TREASURER 2.00 0 0 0 KATHERYN C PATTERSON 767 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10153 VICE PRES/SECRETARY 0.50 0 0 0 TREVOR KEMPNER 767 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10153 DIRECTOR 0.50 0 0 0 THOMAS N KEMPNER 767 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10153 DIRECTOR 0.50 0 0 0 JESSICA S KEMPNER 767 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10153 DIRECTOR 0.50 0 0 0 NONE 0 UNTRACHT EARLY LLC 325 COLUMBIA TURNPIKE SUITE 202 FLORHAM PARK NJ 07932 ACCOUNTING 93875 COHNREZNICK LLP 1301 6TH AVENUE NEW YORK NY 10019 ACCOUNTING 72112 BRAVE WARRIOR CAPITAL INC 12 E 49TH STREET NEW YORK NY 10017 INVESTMENT MANAGEMENT 60684 0 NOT APPLICABLE 0 NOT APPLICABLE 0 0 3735918 1296981 240735913 245768812 0 0 245768812 3686532 242082280 12104114 12104114 143033 80778 223811 11880303 0 11880303 0 11880303 13740534 0 13740534 143033 13597501 11880303 6140290 0 0 13740534 6140290 0 0 7600244 0 0 0 0 0 0 0 0 4280059 0 0 0 THOMAS KEMPNER JR X ACHIEVEMENT FIRST CHARTER SCHOOL 335 ADAMS STREET SUITE 700 BROOKLYN NY 11201 NONE PUBLIC GENERAL UNRESTRICTED 250000 AMERICAN MUSEUM OF NATURAL HISTORY 200 CENTRAL PARK WEST NEW YORK NY 10024 NONE PUBLIC GENERAL UNRESTRICTED 1000000 BLETCHLEY PARK SHERWOOD DR BLETCHLEY UK MK3 6EB NONE FOREIGN PUBLIC CHARI GENERAL UNRESTRICTED 1562509 BOSTON CHILDREN'S HOSPITAL TRUST 401 PARK DR 602 BOSTON MA 02215 NONE PUBLIC GENERAL UNRESTRICTED 25000 BUSINESS UNITED IN INVESTING LENDING AND DEVELOPMENT PO BOX 3316 REDWOOD CITY CA 94064 NONE PUBLIC GENERAL UNRESTRICTED 650000 CENTRAL PARK CONSERVANCY 14 EAST 60TH STREET NEW YORK NY 10022 NONE PUBLIC GENERAL UNRESTRICTED 3750000 COLUMBIA UNIVERSITY 630 WEST 168TH STREET NEW YORK NY 10032 NONE PUBLIC GENERAL UNRESTRICTED 135000 HARLEM VILLAGE ACADEMIES 35 WEST 124TH STREET NEW YORK NY 10027 NONE PUBLIC GENERAL UNRESTRICTED 500000 HARVARD BUSINESS SCHOOL SOLDIERS FIELD BOSTON MA 02163 NONE PUBLIC GENERAL UNRESTRICTED 125000 JEWISH COMMUNAL FUND 575 MADISON AVENUE 703 NEW YORK NY 10022 NONE PUBLIC GENERAL UNRESTRICTED 3265000 JUILLIARD SCHOOL 60 LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE PUBLIC GENERAL UNRESTRICTED 1268245 PEER HEALTH EXCHANGE 55 EXCHANGE PLACE STE 405 NEW YORK NY 10005 NONE PUBLIC GENERAL UNRESTRICTED 200000 ROUNDABOUT THEATRE COMPANY 231 WEST 39TH STREET NEW YORK NY 10018 NONE PUBLIC GENERAL UNRESTRICTED 500000 STANFORD UNIVERSITY 450 SERRA MALL STANFORD CA 94305 NONE PUBLIC GENERAL UNRESTRICTED 100000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 NONE PUBLIC GENERAL UNRESTRICTED 300000 13630754 0 14 281882 14 11990291 18 642558 0 12914731 0 12914731 0 0 0 0 0 0 0 0 0 0 X X 1 THOMAS L KEMPNER JR 767 FIFTH AVENUE 15TH FLOOR NEW YORK NY 10153 240417 X 1 9,785 SHARES VISTRA ENERGY CORP 240417 2019-05-15 ACCOUNTING FEES 165988 82994 0 82994 VARIOUS COMMON STOCK - JPM 4270241 4270241 VARIOUS STOCKS - BRAVE WARRIOR 2577487 2577487 ABRAMS CAPITAL PARTNERS II FMV 192815 192815 ALLEGIANCE PARTNERS B FMV 223440 223440 AMERICAN SECURITIES PARTNERS V FMV 6510 6510 AMERICAN SECURITIES PARTNERS VI FMV 775132 775132 AMERICAN SECURITIES PARTNERS VII CAYMAN AIV LP FMV 79845 79845 AMERICAN SECURITIES PARTNERS VII LP FMV 869695 869695 AMPLIFY PARTNERS III FMV 944920 944920 AMPLIFY PARTNERS II FMV 2282641 2282641 AMPLIFY PARTNERS FMV 6401357 6401357 AQUILINE FINANCIAL SERVICES FUND FMV 361780 361780 AQUILINE REAL ESTATE FUND LP FMV 529006 529006 ARBITER PARTNERS FMV 1069055 1069055 ASP AMC CO-INVEST I LP FMV 200888 200888 ASP FLEETPRIDE CO-INVEST LP FMV 577159 577159 ASPEX GLOBAL FUND FMV 2783211 2783211 BLUE WATER AGGREGATES FUND LP FMV 1870683 1870683 CLEARFIELD DOMESTIC FUND FMV 2785387 2785387 CREADOR III LP FMV 2428343 2428343 CREADOR IV LP FMV 772480 772480 CROSSHARBOR INSTITUTIONAL PARTNERS 2014 LP FMV 1255701 1255701 CROSSHARBOR INSTITUTIONAL PARTNERS II FMV 43664 43664 DK GROUP FMV 1936720 1936720 DKIL GP LLC FMV 19128118 19128118 DKDOI GP LLC FMV 1962945 1962945 DRAWBRIDGE SPECIAL FUND FMV 25745 25745 ETON PARK OVERSEAS FMV 468 468 HARBOUR FUND II OFFSHORE LP FMV 623242 623242 HARBOUR FUND III OFFSHORE LP FMV 704617 704617 HIGHBROOK INCOME PROPERTY FUND FMV 234938 234938 HIGHBROOK INCOME PROPERTY FUND II FMV 318112 318112 HIGHBROOK PROPERTY FUND III B, LP FMV 1103981 1103981 HOLT DISTRESSED PROPERTY FUND 2010 FMV 468918 468918 HOLT OPPORTUNITY FUND 2013 FMV 2284523 2284523 HOLT OPPORTUNITY IDF, LP FMV 1989750 1989750 IVECO FMV 1000000 1000000 JC FLOWERS III LP FMV 664368 664368 LEGALIST FUND II LP FMV 174717 174717 M H DAVIDSON & CO. 520 LP FMV 145888799 145888799 MAVERICK LIEN FUND IV FMV 1763520 1763520 MAVERICK LIEN FUND V FMV 1599729 1599729 MAVERICK LIEN FUND V CO-INVEST FMV 320008 320008 MHD MANAGEMENT COMPANY FMV 10393089 10393089 NAVITAS FUND LP FMV 1666951 1666951 NCH AGRIBUSINESS PARTNERS FMV 455581 455581 NEW CENTURY HOLDINGS XI FMV 20224 20224 OEP VI LP FMV 2049346 2049346 OEP VII LP FMV 1636543 1636543 OXY CAPITAL II FMV 325899 325899 PENNYBACKER III EAGLE, LLC FMV 375937 375937 PENNYBACKER IV FALCON FMV 1574868 1574868 PERRY CREEK CAPITAL FUND FMV 78082 78082 PERRY CREEK CAPITAL FUND II FMV 628620 628620 ROBOTTI GLOBAL FUND FMV 1476459 1476459 SKYLINE VENTURE FUND IV FMV 19219 19219 SKYLINE VENTURE PARTNERS V LP FMV 160820 160820 SNOW LAKE CHINA OFFSHORE FUND - CLASS C UNRESTRICTED FMV 2557514 2557514 SUNRIDGE AGRIBUSINESS OPPS I LP FMV 1094536 1094536 THE D3 FAMILY BULLDOG FUND LP FMV 41529 41529 UNITED COMPOSITES HOLDINGS LLC FMV 861979 861979 VALINOR PRIVATE CAPITAL PARTNERS LP FMV 1166087 1166087 VORTUS INVESTMENTS LP FMV 691781 691781 VORTUS NPR CO-INVESTMENTS FMV 103358 103358 VORTUS FORELAND PE, LLC FMV 188363 188363 VORTUS FORELAND II CO - INVESTMENT LP FMV 114251 114251 VORTUS INVESTMENTS (CAYMAN) LP FMV 199855 199855 WATERLINE VENTURES II LP FMV 1066945 1066945 WDE TORCSILL COINVEST LLC FMV 836263 836263 WHITE DEER ENERGY LP II FMV 775717 775717 WHITE DEER ENERGY LP III FMV 1075852 1075852 WYKEHAM CAPITAL ASIA VALUE FUND LTD - INITIAL FMV 1776496 1776496 LEGAL FEES 26020 26020 0 0 PROMISSORY NOTE- HVA 1000000 500000 500000 REFUNDABLE DISTRIBUTION 15000 0 0 REDEMPTION PROCEEDS RECEIVABLE 0 22085 22085 REFUND RECEIVABLE 0 11700 11700 ADVANCE CONTRIBUTION - FUNDS 0 2533387 2533387 BANK CHARGES 184 184 0 0 EMPLOYEE EXPENSES 26601 0 0 26601 FILING FEES 185 0 0 185 PASS THROUGH INCOME 11990886 13652748 CURRENCY GAIN/LOSS -595 -595 UNREALIZED GAIN/LOSS - INVESTMENTS 13340194 JPM MARGIN LOAN 974775 2257165 INVESTMENT MANAGEMENT FEES 100684 100684 0 0 EXCISE TAX (T) 106000 0 0 0 EXCISE TAX (PF) 660952 0 0 0 STATE TAXES 43100 0 0 0 FOREIGN TAX WITHHOLDING 2999 2999 0 0