2020-11-16T08:44:13-06:00 2019-12-31 221478099 COHNREZNICK LLP 7501 WISCONSIN AVENUE SUITE 400E BETHESDA MD 20814 990 2019-01-01 530222396 NCTA - THE INTERNET & TELEVISION ASSOCIATION NCTA 2022222390 25 MASSACHUSETTS AVE NW SUITE 100 WASHINGTON DC 20001 MARK KULISH SR. VP. FIN & ADMIN & CFO 2022222390 2020-11-11 1 DANIEL O'SHEA P00957510 3016529100 2020-11-11 209.59.242.22 2020-11-11 19:23:04 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 A6BCEEC5281954A027118F02B3DBBBF79E51C833 2019 2022-01-07 14:23:13Z MICHAEL POWELL 25 MASSACHUSETTS AVE NW SUITE 100 WASHINGTON DC 20001 118383670 0 X WWW.NCTA.COM X 1952 DC NCTA'S MISSION IS TO ADVANCE THE CABLE & TELECOMMUNICATIONS INDUSTRY'S PUBLIC POLICY INTEREST, AND TO PROMOTE THE INDUSTRY'S DEVELOPMENTS TO BETTER SERVE THE AMERICAN PUBLIC. 22 21 128 0 0 0 0 0 64095809 63468940 1552413 85738 2784 3135 65651006 63557813 2655085 2248185 0 0 31694234 32294652 0 0 0 28952125 28054411 63301444 62597248 2349562 960565 67073445 78224365 15834777 17283486 51238668 60940879 X SEE SCHEDULE O 0 0 COALITION BUILDING - SUPPORTS THE INTEREST OF THIRD PARTY ACTIVITIES AND THEY IN TURN SUPPORT OUR COMMON INTEREST SUCH AS BROADBAND ADOPTION AND DEPLOYMENT, AND DIGITAL TRANSITION EDUCATION. LEGISLATIVE - FUNDS ALL SPENDING TO INCLUDE LEGAL AND OTHER PROFESSIONAL SERVICES, TRAVEL AND ENTERTAINMENT AND INCIDENTAL EXPENSES RELATED TO NCTA'S LEGISLATIVE EFFORTS. REGULATORY - FUNDS ALL SPENDING ON ISSUES AT THE FCC, FTC, COPYRIGHT OFFICE AND OTHER AGENCIES, INCLUDING INDUSTRY PARTICIPATION AND EXPENSES FOR OUTSIDE COUNSEL FOR ALL RULEMAKINGS AND ADJUDICATORY PROCEEDINGS. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 101 0 1 128 1 0 0 0 0 0 0 1 0 X 22 21 0 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X ALEXANDRA BRINTON 2022222393 25 MASSACHUSETTS AVE NW SUITE 100 WASHINGTON DC 200011431 THOMAS RUTLEDGE IMMEDIATE PAST CHAIRMAN 1.00 1.00 X X 0 0 0 GARY SHORMAN TREASURER 1.00 1.00 X X 0 0 0 MICHAEL POWELL PRESIDENT & CEO 42.00 3.00 X X 4869341 0 733973 PATRICK ESSER CHAIRMAN 1.00 1.00 X X 0 0 0 ROBERT BAKISH SECRETARY 1.00 1.00 X X 0 0 0 DAVE WATSON VICE-CHAIRMAN 1.00 1.00 X X 0 0 0 RONALD DUNCAN DIRECTOR 1.00 1.00 X 0 0 0 JOSHUA SAPAN DIRECTOR 1.00 1.00 X 0 0 0 PAT MCADARAGH DIRECTOR 1.00 1.00 X 0 0 0 RICHARD SJOBERG DIRECTOR 1.00 1.00 X 0 0 0 SANDY HOWE DIRECTOR - INCOMING 1.00 1.00 X 0 0 0 JOHN PASCARELLI DIRECTOR 1.00 1.00 X 0 0 0 JOHN STANKEY DIRECTOR 1.00 1.00 X 0 0 0 FRANK DRENDEL DIRECTOR 1.00 1.00 X 0 0 0 JOHN EVANS DIRECTOR 1.00 1.00 X 0 0 0 PHIL MCKINNEY DIRECTOR - INCOMING 1.00 1.00 X 0 0 0 JAMES PITARO DIRECTOR 1.00 1.00 X 0 0 0 DAVID NEVINS DIRECTOR 1.00 1.00 X 0 0 0 DAVID ZASLAV DIRECTOR 1.00 1.00 X 0 0 0 CHARLIE COLLIER DIRECTOR - INCOMING 1.00 1.00 X 0 0 0 ALFRED LIGGINS III DIRECTOR 1.00 1.00 X 0 0 0 PAUL BUCCIERI DIRECTOR 1.00 1.00 X 0 0 0 JEFFREY DEMOND DIRECTOR - OUTGOING 1.00 X 0 0 0 PETER RICE DIRECTOR - OUTGOING 1.00 X 0 0 0 ROBERT STANZIONE DIRECTOR - OUTGOING 1.00 X 0 0 0 MARK KULISH SR VP FIN & ADM. & CFO 45.00 X 411236 0 98655 BRIAN DIETZ SR. VP., STRATEGIC COMMUNICATIONS 45.00 X 531722 0 100804 ROBERT STODDARD SR. VP., INDUSTRY & ASSOC. AFFAIRS 45.00 X 557012 0 108400 ELEANOR WINTER SR. VP., SPECIAL PROJECTS 45.00 X 817662 0 108709 JAMES ASSEY JR EXECUTIVE VP. 45.00 X 1272821 0 302143 JOANNA MCINTOSH SR. VP. & CHIEF, GOV'T. RELATIONS 45.00 X 721361 0 120587 KHRISTIAN SNOWDEN CHIEF OPERATING OFFICER 45.00 X 826750 0 135442 RICK CHESSEN CLO & SR. VP., LEGAL & REGULATORY 45.00 X 865112 0 117052 WILLIAM CHECK CTO & SR. VP., TECHNOLOGY 45.00 X 547415 0 108709 CLIFFORD RICCIO JR VP. & DEPUTY CHIEF, GOVT RELATIONS 45.00 X 538567 0 102052 BETTYE COIL VP. & CONTROLLER 45.00 X 413853 0 98642 LORETTA POLK VP. & DEPUTY GENERAL COUNSEL 45.00 X 409886 0 79366 NEAL GOLDBERG GENERAL COUNSEL 45.00 X 610554 0 108661 13393292 0 2323195 60 0 1 0 T-C REPUBLIC SQUARE OWNER LLC PO BOX 419078 BOSTON MA 02241 PROPERTY MANAGEMENT 3930589 CENTURY STRATEGIES 3414 PEACHTREE ROAD NE 1080 ATLANTA GA 30326 LEGAL & ADVERTISING 1767347 LMG INC 1299 PENN AVE NW SUITE 300 WASHINGTON DC 20004 LEGAL SERVICES 1715878 MINTZ LEVIN COHN FERRIS GLOVSKY & PO 701 PENN AVE NW 900 WASHINGTON DC 20004 LEGAL SERVICES 1427102 DIGITAL MOBILE INNOVATIONS LLC 6550 ROCK SPRING DR 7TH FL BETHESDA MD 20817 MOBILITY SERVICES 1198363 40 MEMBERSHIP DUES 900099 63468940 63468940 63468940 1358377 1358377 53550413 2805 54819077 6780 -1268664 -3975 -1272639 -1272639 MISCELLANEOUS 900099 3135 3135 3135 63557813 63472075 0 85738 2248185 11994425 16368089 1339372 1437943 1154823 8858156 257135 5395245 81169 2102733 959628 673628 602777 4061983 971779 1297049 821914 54815 STATE AND LOCAL TAXES 925955 DUES & SUBSCRIPTIONS 807169 MISCELLANEOUS 183276 62597248 1942011 428246 7677910 10013208 193011 1446685 12665694 11569143 1817255 1096551 55441319 64165718 1939 1073957 67073445 78224365 9824583 10720568 1394027 956711 4616167 5606207 15834777 17283486 X 51238668 60940879 51238668 60940879 67073445 78224365 960565 8741646 0 X 0 1 X 1 0 42500 42500 1 COMMUNITY LEADERS OF AMERICA PO BOX 2262 SPRINGFIELD VA 22152 463149989 5000 DEMOCRATIC ATTORNEYS GENERAL ASSOC PO BOX 34445 WASHINGTON DC 20009 134220019 15000 NATIONAL CONFERENCE OF DEMOCRATIC MAYORS 1660 L STREET NW501 WASHINGTON DC 20036 521535470 7500 REPUBLICAN ATTORNEYS GENERAL ASSOC 1747 PENN AVE NW800 WASHINGTON DC 20006 464501717 15000 0 0 1 63468940 15590000 -2457582 13132418 16000520 -2868102 6893019 6419280 473739 5539562 4988303 551259 233113 161560 71553 1096551 DEFERRED LEASE INCENTIVES 4532250 DEFERRED COMPENSATION - 457B PLAN 1073957 5606207 X 76108718 8741646 3890428 12632074 63476644 81169 81169 63557813 65849889 3333810 3333810 62516079 81169 81169 62597248 PART X, LINE 2: NCTA IS EXEMPT FROM FEDERAL INCOME TAX BASED ON THE PROVISIONS OF SECTION 501(C)(6) (TRADE ASSOCIATION) OF THE INTERNAL REVENUE CODE. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO NCTA'S TAX-EXEMPT PURPOSE IS SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. NCTA HAD UNRELATED BUSINESS INCOME TAX TOTALING $0 AND $24,264 FOR THE YEARS ENDED DECEMBER 31, 2019 AND 2018, RESPECTIVELY. NCTA IS ALSO EXEMPT FROM DISTRICT OF COLUMBIA INCOME AND FRANCHISE TAX. NCTA BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND, AS SUCH, IT DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE CONSOLIDATED FINANCIAL STATEMENTS. NCTA RECOGNIZES INTEREST EXPENSE AND PENALTIES RELATED TO UNRECOGNIZED TAX BENEFITS IN MANAGEMENT AND GENERAL EXPENSES ON THE CONSOLIDATED STATEMENTS OF ACTIVITIES AND CHANGE IN NET ASSETS AND ACCOUNTS PAYABLE AND ACCRUED EXPENSES IN THE CONSOLIDATED STATEMENTS OF FINANCIAL POSITION. THERE IS NO PROVISION IN THESE CONSOLIDATED FINANCIAL STATEMENTS FOR PENALTIES AND INTEREST RELATED TO UNRECOGNIZED TAX BENEFITS FOR THE YEARS ENDED DECEMBER 31, 2019 AND 2018. TAX YEARS PRIOR TO 2016 FOR NCTA ARE NO LONGER SUBJECT TO EXAMINATION BY THE IRS OR THE TAX JURISDICTION OF THE DISTRICT OF COLUMBIA. PART XI, LINE 2D - OTHER ADJUSTMENTS: NET REVENUE OF AFFILIATES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 3,942,226. INTERCOMPANY ELIMINATIONS -51,798. PART XII, LINE 2D - OTHER ADJUSTMENTS: NET EXPENSES OF AFFILIATES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 3,385,608. INTERCOMPANY ELIMINATIONS -51,798. 0 A PHILIP RANDOLPH INSTITUTE 815 16TH ST NW 3RD FLOOR WASHINGTON DC 20006 132548181 501(3) 15000 APRI SPONSORSHIP NATL EDUCATION CONF. ACCESS INTELLIGENCE LLC PO BOX 9187 GAITHERSBURG MD 20898 522270063 10000 CABLEFAX LEADERS RETREAT SPONSORSHIP ALLIANCE FOR WOMEN IN MEDIA FOUNDATION INC 2365 HARRODSBURG RD A325 LEXINGTON KY 40504 521193933 501(3) 25575 AWM 2019 PARTNERSHIP AGREEMENT ALLVANZA 1133 19TH STREET NW SUITE 1000 WASHINGTON DC 20036 831771925 501(3) 25000 GENERAL SUPPORT 2019 AMERICAN ACTION FORUM 1747 PENNSYLVANIA AVE NW 5TH FL WASHINGTON DC 20006 270567765 501(3) 15000 GENERAL SUPPORT 2019 AMERICAN COMMITMENT 1155 15TH ST NW STE 900 WASHINGTON DC 20005 452600535 501(4) 25000 GENERAL SUPPORT 2019 AMERICAN CONSERVATIVE UNION 1199 N FAIRFAX ST SUITE 500A ALEXANDRIA VA 22314 520810813 501(4) 10000 GENERAL SUPPORT 2019 AMERICANS FOR TAX REFORM 722 12TH ST NW 4TH FLOOR WASHINGTON DC 20005 521403587 501(4) 50000 GENERAL SUPPORT 2019 AMERICA'S PROMISE ALLIANCE 1110 VERMONT AVE NW STE 900 WASHINGTON DC 20005 541848713 501(3) 23130 PROMISE NIGHT SPONSORSHIP - 2019 ASIAN AMERICAN ADVANCING JUSTICE 1620 L ST NW STE 1050 WASHINGTON DC 20036 133619000 501(3) 15000 GENERAL SUPPORT AAJA 2019 BOARD OF HISPANIC CAUCUS CHAIRS 815A BRAZOS PMB 65 AUSTIN TX 78701 202075553 501(3) 15000 BHCC 2019 GENERAL SUPPORT CENTER FOR INDIVIDUAL FREEDOM 815 KING ST STE 303 ALEXANDRIA VA 22314 541916980 501(4) 25000 GENERAL SUPPORT 2019 CITIZENS AGAINST GOVERNMENT WASTE 1100 CONNECTICUT AVE NW STE 650 WASHINGTON DC 20036 521363952 501(3) 35000 GENERAL SUPPORT 2019 COMPETITIVE ENTERPRISE INSTITUTE 1310 L ST NW 7TH FLOOR WASHINGTON DC 20005 521351785 501(3) 13232 SPONSORSHIP 2019 CEI DINNER CONGRESSIONAL BLACK CAUCUS FOUNDATION INC 1720 MASSACHUSETTS AVE NW WASHINGTON DC 20036 521160561 501(3) 32433 2019 CBCF ANNUAL LEGISLATIVE CONF. CONGRESSIONAL HISPANIC CAUCUS INSTITUTE 1128 16TH ST NW WASHINGTON DC 20036 521114225 501(3) 28070 SPONSORSHIP OF ANNUAL AWARDS GALA CONSUMER ACTION FOR A STRONG ECONOMY INC 2221 S CLARK STREET ARLINGTON VA 22202 814138103 501(4) 10000 GENERAL SUPPORT EDUCATIONAL GRANT CONSUMER POLICY SOLUTIONS LLCDEBRA BERLYN 7207 SUMMIT AVENUE CHEVY CHASE MD 20815 812432760 15000 PROJECT GOAL SPONSORSHIP FOR 2019 DISCOVERY INSTITUTE 208 COLUMBIA STREET SEATTLE WA 98104 911521697 501(3) 15000 SUPPORT TECHNOLOGY & DEMOCRACY PROGRAM EMMA L BOWEN FOUNDATION 30 ROCKEFELLER PLZ CAMPUS 1221 28A42 NEW YORK NY 10112 222635292 501(3) 20000 ANNUAL CONTRIBUTION 2019 FAMILY ONLINE SAFETY INSTITUTE 1440 G ST NW WASHINGTON DC 20005 522210323 501(3) 8830 SPONSORSHIP 2019 FOSI ANNUAL CONFERENCE FCBA FOUNDATION 1020 19TH ST NW STE 325 WASHINGTON DC 20036 510334407 501(3) 10700 FCBA FOUNDATION SCHOLARSHIP CONTRIBUTION FIGHT FOR CHILDREN INC 1029 VERMONT AVE NW STE 300 WASHINGTON DC 20005 521706059 501(3) 32000 FIGHT FOR CHILDREN CAMPAIGN DONATION 2019 FRANKLIN CENTER FOR GLOBAL POLICY EXCHANGE 1155 15TH ST NW STE 550 WASHINGTON DC 20005 521159816 501(3) 16750 GENERAL FUNDS 2019 CONTRIBUTION GLOBAL WOMEN'S INNOVATION NETWORK 233 PENNSYLVANIA AVE SE 2ND FLOOR WASHINGTON DC 20003 271428117 501(3) 10000 GENERAL SUPPORT 2019 INNOVATION ECONOMY INSTITUTE 2744 STREAM VISTA COURT OAKTON VA 22124 834338886 25000 GENERAL SUPPORT- IEI 2019 INSTITUTE FOR POLICY INNOVATION 1320 GREENWAY DRIVE STE 820 IRVING TX 75038 752158093 501(3) 20000 GENERAL SUPPORT RESEARCH-POLICY EDU 2019 INTERNATIONAL POLICY NETWORK US INC 2117 NORTHEAST OREGON ST STE 501 PORTLAND OR 97232 522363626 501(3) 60000 GENERAL SUPPORT 2019 INTERNET EDUCATION FOUNDATION 1440 G ST NW WASHINGTON DC 20005 311577362 501(3) 9500 SPONSOR STATE OF NET & CAUCUS SUPPORT 2019 ITIF (INFORMATION TECHNOLOGY & INNOVATION FOUNDATION) 700 K STREET NW SUITE 600 WASHINGTON DC 20001 204403497 501(3) 60000 GENERAL SUPPORT 2019 LATINOS IN INFORMATION SCIENCES AND TECHNOLOGY ASSOC 5943 JIMMY CARTER BLVD NORCROSS GA 30071 201724165 501(3) 10000 LISTA GENERAL SUPPORT 2019 LGBT TECHNOLOGY PARTNERSHIP 123 W FREDERICK ST 214 STAUNTON VA 24402 461684663 501(4) 40000 LGBT TECH GENERAL SUPPORT LINCOLN NETWORK INC 2443 FILLMORE ST 380-3386 SAN FRANCISCO CA 94115 472239840 501(3) 10000 GENERAL SUPPORT 2019 LULAC NATIONAL OFFICE 1133 19TH ST NW STE 1000 WASHINGTON DC 20036 746090399 501(4) 50000 SPONSOR LEGISLATIVE CONF. & AWARDS GALA MANA A NATIONAL LATINA ORGANIZATION 1001 CONNECTICUT AVE NW STE 730 WASHINGTON DC 20036 521095111 501(3) 10000 2019 GENERAL SUPPORT MULTICULTURAL MEDIA CORRESPONDENTS ASSOCIATION 1629 K STREET NW STE 300 WASHINGTON DC 20006 822412952 501(3) 10000 MMCA EVENT PARTNER 2019 MULTICULTURAL MEDIA TELECOM AND INTERNET COUNCIL 1919 PENNSYLVANIA AVE NW STE 725 WASHINGTON DC 20006 521880677 501(3) 75000 MMTC 2019 GENERAL SUPPORT N STREET VILLAGE INC 1333 N STREET NW WASHINGTON DC 20005 521007373 501(3) 12840 N STREET VILLAGE 2019 GALA SPONSORSHIP NAMIC INC 50 BROAD STREET SUITE 1801 NEW YORK NY 10004 841488263 501(6) 23800 SPONSOR CABLEFAX DIVERSITY LIST RECEPTION NATIONAL BLACK CAUCUS OF STATE LEGISLATORS 444 NORTH CAPITOL STREET NW SUITE 622 WASHINGTON DC 20001 521218832 501(3) 20000 SPONSORSHIP LEGISLATIVE CONFERENCE 2019 NATIONAL BLACK CHAMBER OF COMMERCE 4400 JENNIFER ST NW STE 331 WASHINGTON DC 20015 351889294 501(3) 20000 NBCC 2019 GENERAL SUPPORT NATIONAL CONFERENCE OF STATE LEGISLATURES 7700 EAST FIRST PLACE DENVER CO 80230 840772595 SEC 170(C)1 18000 SPONSOR LINCS PROFESSIONAL DEV SEMINAR NATIONAL CONFERENCE OF STATE LEGISLATURES FOUNDATION 7700 EAST FIRST PLACE DENVER CO 80230 742232576 501(3) 15478 SPONSORSHIP - 2019 NCSL FOUNDATION NATIONAL CONGRESS OF BLACK WOMEN INC 1250 FOURTH ST SW STE WG-1 WASHINGTON DC 20024 521436163 501(3) 15000 GENERAL SUPPORT OF NCBW PROGRAMS 2019 NATIONAL GAY & LESBIAN CHAMBER OF COMMERCE 1331 F STREET SUITE 900 WASHINGTON DC 20004 134219714 501(6) 15000 GENERAL 2019 SUPPORT NATIONAL HISPANIC CAUCUS OF STATE LEGISLATORS 444 NORTH CAPITOL ST NW STE 404 WASHINGTON DC 20001 841168319 501(3) 15900 SPONSOR NHCSL 2019 NATL SUMMIT NATIONAL ORGANIZATION OF BLACK ELECTED LEGISLATIVE WOMEN 20 F ST NW STE 700 WASHINGTON DC 20001 954546966 501(3) 10000 SPONSOR NOBEL WOMEN LEGISLATIVE CONF. NATIONAL PRESS CLUB 529 14TH ST NW 13TH FLOOR WASHINGTON DC 20045 521750908 501(3) 9280 SPONSORSHIP 2019 FOURTH ESTATE DINNER NATIONAL PRESS FOUNDATION 1211 CONNECTICUT AVE NW STE 310 WASHINGTON DC 20036 521069481 501(3) 5975 NPF ANNUAL AWARDS DINNER SPONSORSHIP NATIONAL TAXPAYERS UNION 122 C ST NW STE 650 WASHINGTON DC 20001 521009116 501(4) 18000 NATIONAL TAXPAYERS UNION 2019 SUPPORT NEW YORK LAW SCHOOL 185 WEST BROADWAY E-1016 NEW YORK NY 10013 135645885 501(3) 50000 NYLS GENERAL SUPPORT ORGANIZATION OF CHINESE AMERICANS INC 1322 18TH STREET NW WASHINGTON DC 20036 237250499 501(3) 15000 GENERAL 2019 SPONSORSHIP- OCA PHOENIX CENTER FOR ADVANCED LEGAL & ECONOMIC PUBLIC POLICY STUDIES 5335 WISCONSIN AVE NW STE 440 WASHINGTON DC 20015 522079266 501(3) 25000 GENERAL SUPPORT 2019 PREVENT CANCER FOUNDATION 1600 DUKE ST STE 500 ALEXANDRIA VA 22314 521429544 501(3) 8700 2019 SPONSORSHIP OF SPRING GALA R STREET INSTITUTE 1212 NEW YORK AVE NW STE 900 WASHINGTON DC 20005 263477125 501(3) 10000 GENERAL 2019 SUPPORT SMALL BUSINESS & ENTREPRENEURSHIP COUNCIL 200 LAWYERS RD NW 1506 VIENNA VA 22183 363756240 501(4) 10000 SBEC GENERAL SUPPORT 2019 T HOWARD FOUNDATION 8630 FENTON ST STE 316 SILVER SPRING MD 20910 541712500 501(3) 15500 DIVERSITY AWARD DINNER SPONSORSHIP TAXPAYERS PROTECTION ALLIANCE 1401 K ST NW STE 502 WASHINGTON DC 20005 450702828 501(4) 20000 2019 GENERAL SUPPORT TECHFREEDOM 110 MARYLAND AVE NE STE 205 WASHINGTON DC 20002 273567814 501(3) 50000 2019 GENERAL SUPPORT TECHNOLOGY POLICY INSTITUTE 409 12TH ST SW STE 700 WASHINGTON DC 20024 205835776 501(3) 250000 2019 GENERAL SUPPORT THE BROOKINGS INSTITUTION 1775 MASSACHUSETTS AVE NW WASHINGTON DC 20036 530196577 501(3) 25000 GENERAL SUPPORT 2019 THE CABLE CENTER 2000 BUCHTEL BOULEVARD DENVER CO 80210 200315238 501(3) 17500 CABLE HALL OF FAME DINNER THE CENTER FOR GROWTH AND OPPORTUNITY 3525 OLD MAIN HILL LOGAN UT 84322 453564310 501(3) 10000 GENERAL SUPPORT TECH STATES 2019 THE FAITH & POLITICS INSTITUTE 110 MARYLAND AVE NE STE 504 WASHINGTON DC 20002 521759052 501(3) 25000 FAITH & POLITICS CONTRIBUTION THE FREE STATE FOUNDATION INC PO BOX 60680 POTOMAC MD 20859 743160646 501(3) 135000 GENERAL SUPPORT 2019 THE HISTORYMAKERS 1900 SOUTH MICHIGAN AVE CHICAGO IL 60616 364328170 501(3) 25000 AN EVENING WITH DEBRA LEE SPONSORSHIP THE LEADERSHIP CONFERENCE EDUCATION FUND 1620 L STREET NW SUITE 1100 WASHINGTON DC 20036 237026895 501(3) 25000 LCCEF GENERAL SUPPORT 2019 THE MEDIA INSTITUTE 2300 CLARENDON BLVD ARLINGTON VA 22201 521061431 501(3) 21020 GENERAL SUPPORT/COMM LUNCHEON SPONSOR THE MERCATUS CENTER INC 3434 WASHINGTON BLVD 4TH FLOOR ARLINGTON VA 22201 541436224 501(3) 100000 SUPPORT 2019 TECH POLICY PROGRAM THE RIPON SOCIETY 1155 15TH ST NW STE 550 WASHINGTON DC 20005 042370356 501(4) 16750 GENERAL FUNDS CONTRIBUTION 2019 THIRD WAY FOUNDATION 1200 NEW HAMPSHIRE AVE NW 575 WASHINGTON DC 20036 521629221 501(3) 100000 PPI 2019 GENERAL SUPPORT TRACY'S KIDS 5509 DEVON RD BETHESDA MD 20814 263835257 501(3) 9400 TRACY'S KIDS 2019 ANNUAL RED CARPET MOVIE TRUSTEES OF THE UNIV OF PENNSYLVANIA 3501 SANSOM ST PHILADELPHIA PA 19104 231352685 501(3) 25000 GENERAL SUPPORT CTIC 2019 UNIVERSITY OF COLORADO FOUNDATION 401 UCB - WOLF LAW BUILDING BOULDER CO 80309 846049811 501(3) 20000 CU - SILICON FLATIRONS ANNUAL SUPPORT WICT 2000 K ST NW STE 350 WASHINGTON DC 20006 363814358 501(3) 21735 WICT SIGNATURE/TOUCHSTONES LUNCHEON SPONSOR 2019 WOMEN'S POLICY INC DBA WOMEN'S CONGRESSIONAL POLICY INSTITUTE 409 12TH ST SW STE 702 WASHINGTON DC 20024 521914894 501(3) 12900 WOMEN'S POLICY INST. DINNER SPONSORSHIP 59 17 X X 1 1 X X X 0 1 0 MICHAEL POWELL PRESIDENT & CEO 3705555 0 1100000 0 63786 0 709055 0 24918 0 5603314 0 0 0 MARK KULISH SR VP FIN & ADM. & CFO 409018 0 0 0 2218 0 89055 0 9600 0 509891 0 0 0 BRIAN DIETZ SR. VP., STRATEGIC COMMUNICATIONS 425245 0 105704 0 773 0 84055 0 16749 0 632526 0 49000 0 ROBERT STODDARD SR. VP., INDUSTRY & ASSOC. AFFAIRS 440338 0 112406 0 4268 0 84055 0 24345 0 665412 0 50000 0 ELEANOR WINTER SR. VP., SPECIAL PROJECTS 643811 0 172406 0 1445 0 84055 0 24654 0 926371 0 50000 0 JAMES ASSEY JR EXECUTIVE VP. 945687 0 312110 0 15024 0 275331 0 26812 0 1574964 0 229330 0 JOANNA MCINTOSH SR. VP. & CHIEF, GOV'T. RELATIONS 641402 0 78514 0 1445 0 109055 0 11532 0 841948 0 15000 0 KHRISTIAN SNOWDEN CHIEF OPERATING OFFICER 675555 0 150422 0 773 0 109055 0 26387 0 962192 0 66000 0 RICK CHESSEN CLO & SR. VP., LEGAL & REGULATORY 720482 0 143185 0 1445 0 94055 0 22997 0 982164 0 59000 0 WILLIAM CHECK CTO & SR. VP., TECHNOLOGY 432791 0 112406 0 2218 0 84055 0 24654 0 656124 0 50000 0 CLIFFORD RICCIO JR VP. & DEPUTY CHIEF, GOVT RELATIONS 454397 0 83397 0 773 0 79055 0 22997 0 640619 0 0 0 BETTYE COIL VP. & CONTROLLER 307006 0 99925 0 6922 0 74055 0 24587 0 512495 0 0 0 LORETTA POLK VP. & DEPUTY GENERAL COUNSEL 318465 0 89203 0 2218 0 59055 0 20311 0 489252 0 0 0 NEAL GOLDBERG GENERAL COUNSEL 476226 0 127406 0 6922 0 84055 0 24606 0 719215 0 50000 0 PART I, LINE 1A NCTA PROVIDED THE FOLLOWING INDIVIDUALS FIRST CLASS OR CHARTER TRAVEL, WHICH ARE NOT TREATED AS TAXABLE COMPENSATION: MICHAEL POWELL, JAMES ASSEY, AND KHRISTIAN SNOWDEN. NCTA PROVIDED THE FOLLOWING INDIVIDUALS WITH TAX INDEMNIFICATION AND GROSS-UP PAYMENTS, WHICH ARE TREATED AS TAXABLE COMPENSATION: MICHAEL POWELL AND JAMES ASSEY. PART I, LINE 4B THE INDIVIDUALS LISTED PARTICIPATE IN A DEFERRED COMPENSATION AGREEMENT ADMINISTERED BY NCTA. FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: THE MISSION OF NCTA IS TO ADVANCE THE CABLE & TELECOMMUNICATIONS INDUSTRY'S PUBLIC POLICY INTEREST BEFORE CONGRESS, THE EXECUTIVE BRANCH AND THE COURTS, AND TO ENCOURAGE AND PROMOTE THE INDUSTRY'S OPERATING, PROGRAMMING AND TECHNOLOGY DEVELOPMENTS IN ORDER TO BETTER SERVE THE AMERICAN PUBLIC. FORM 990, PART VI, SECTION A, LINE 4 THE BYLAWS WERE AMENDED ON NOVEMBER 20, 2019, AND AMONG THE AMENDMENTS WERE CHANGES TO THE NUMBER OF DIRECTORS FOR VARIOUS MEMBER CATEGORIES. FORM 990, PART VI, SECTION A, LINE 6 EACH SYSTEM AND PROGRAMMER MEMBER IN GOOD STANDING SHALL BE ENTITLED TO VOTE AT ALL MEETINGS OF NCTA AND ON MATTERS TRANSACTED BY MAIL BALLOT. ASSOCIATE MEMBERS SHALL NOT BE ENTITLED TO VOTE ON NCTA BUSINESS. EACH SYSTEM MEMBER SHALL BE ENTITLED TO CAST ONE VOTE FOR EACH $1,000 OF DUES PAID, OR PART THEREOF FOR THE FOUR-QUARTER PERIOD ENDING WITH THE LAST DAY OF THE QUARTER WHICH PRECEDES THE QUARTER IN WHICH THE MEETING IS HELD OR A BALLOT BY MAIL IS TAKEN. THE OFFICERS OF THE ORGANIZATION, INCLUDING THE CHAIRMAN, SECRETARY, TREASURER, AND PAST-CHAIRMAN MAKE DECISIONS INCLUDING, BUT NOT LIMITED TO, APPROVING THE OPERATING BUDGET, SPENDING DIRECTLY FROM THE FUND BALANCE FOR MAJOR PROGRAMS OUTSIDE OF THE APPROVED OPERATING BUDGET; AND FOR ANY MAJOR MEDIA CAMPAIGNS THE ORGANIZATION WILL ENTER INTO, AMONG THE MANY OTHER DECISIONS THAT THEY MAKE. FORM 990, PART VI, SECTION A, LINE 7A PLEASE SEE THE EXPLANATION OFFERED IN REFERENCE TO FORM 990, PART VI, SECTION A, LINE 6. FORM 990, PART VI, SECTION A, LINE 7B PLEASE SEE THE EXPLANATION OFFERED IN REFERENCE TO FORM 990, PART VI, SECTION A, LINE 6. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS PROVIDED TO ALL BOARD MEMBERS FOR REVIEW BEFORE IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS MONITORED AND ENFORCED AT THE ORGANIZATION'S BOARD MEETINGS. FORM 990, PART VI, SECTION B, LINE 15 TOP MANAGEMENT, OFFICERS, AND KEY EMPLOYEES UNDERGO AN ANNUAL PERFORMANCE REVIEW ON THE FIRST OF THE YEAR, WHICH INCLUDES A REVIEW OF THE INDIVIDUAL'S COMPENSATION. THE ORGANIZATION'S BOARD OF DIRECTORS MUST REVIEW AND APPROVE THE COMPENSATION OF THE PRESIDENT & CEO. THE ANNUAL COMPENSATION ADJUSTMENTS FOR ALL OTHER STAFF IS REVIEWED BY THE PRESIDENT & CEO. THE ORGANIZATION ALSO USES SALARY SURVEYS TO ENSURE THAT COMPENSATION AMOUNTS ARE WITHIN GUIDELINES FOR ALL EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION PROVIDES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS TO THE PUBLIC UPON REQUEST. NCTA EDUCATION FOUNDATION INC 25 MASSACHUSETTS AVE NW 100 WASHINGTON DC 20001 521653760 EDUCATIONAL DC 501(C)(3) LINE 10 NCTA 1 THE WALTER KAITZ FOUNDATION 25 MASSACHUSETTS AVE NW 100 WASHINGTON DC 20001 942666764 DIVERSITY DC 501(C)(3) LINE 7 NCTA 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 WALTER KAITZ FOUNDATION O 627513 COST WALTER KAITZ FOUNDATION Q 589469 COST