2020-11-16T08:05:00-06:00 2019-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2019-01-01 273166994 GLOBAL IMPACT INVESTING NETWORK INC GLOB 6468377430 1 BATTERY PARK PLAZA SUITE 202 NEW YORK NY 10004 AMIT BOURI CEO 6468377430 2020-11-13 1 MAGDALENA M CZERNIAWSKI P00535099 2125038800 2020-11-13 108.53.209.139 2020-11-13 14:43:58 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 86324AA6648A884C06306129ED8808CB1BD1A3DC 2019 2021-01-29 14:40:06Z AMIT BOURI 1 BATTERY PARK PLAZA SUITE 202 NEW YORK NY 10004 5922696 0 X THEGIIN.ORG X 2010 DE INCREASE THE SCALE AND EFFECTIVENESS OF IMPACT INVESTING AROUND THE WORLD. IMPACT INVESTMENTS ARE INVESTMENTS MADE INTO COMPANIES, ORGANIZATIONS, AND FUNDS WITH THE INTENTION TO GENERATE SOCIAL AND ENVIRONMENTAL IMPACT ALONGSIDE A FINANCIAL RETURN. 10 9 52 9 0 0 5725594 2076550 2058438 3844012 4913 7836 -18081 -5702 7770864 5922696 75000 50000 0 0 3843688 4364518 0 0 634620 2367830 2913569 6286518 7328087 1484346 -1405391 9815639 8741361 874095 1205208 8941544 7536153 X THE GLOBAL IMPACT INVESTING NETWORK (GIIN) IS DEDICATED TO INCREASING THE SCALE AND EFFECTIVENESS OF IMPACT INVESTING AROUND THE WORLD. THE GIIN BUILDS CRITICAL INFRASTRUCTURE AND SUPPORTS ACTIVITIES, EDUCATION, AND RESEARCH THAT HELP ACCELERATE THE DEVELOPMENT OF A COHERENT IMPACT INVESTING INDUSTRY. 0 0 1330292 1972889 GIIN INVESTOR FORUM: THE GIIN INVESTOR FORUM IS THE LARGEST GLOBAL EVENT FOR IMPACT INVESTORS. THE FORUM IS AN IMPORTANT OPPORTUNITY FOR THE GIIN TO PROVIDE DESIRED CONTENT AND NETWORKING OPPORTUNITIES TO EXISTING MEMBERS, WHILE REACHING A BROADER AUDIENCE OF INVESTORS INTERESTED IN LEARNING MORE ABOUT THE IMPACT INVESTING INDUSTRY. IN 2018, THE FORUM ATTRACTED 1,424 REGISTRANTS FROM OVER 80 COUNTRIES. THE FORUM TAKES PLACE OVER TWO FULL DAYS, WITH OVER 50 SESSIONS AND 200 SPEAKERS, IN ADDITION TO MEMBER WORKSHOPS AND OTHER SIDE EVENTS THAT TAKE PLACE IN THE DAYS SURROUNDING THE CONFERENCE. VISIT WWW.IMPACTINVESTORFORUM.COM FOR MORE INFORMATION. 1133029 1871123 MEMBERSHIP: GIIN MEMBERSHIP PROVIDES A PLATFORM FOR A DIVERSE, GLOBAL COMMUNITY OF LIKE-MINDED INVESTORS AND KEY STAKEHOLDERS TO DEEPEN ENGAGEMENT WITH IMPACT INVESTING BY CONNECTING WITH PEERS, SHARING EXPERIENCES AND LESSONS LEARNED, COLLABORATING TO SOLVE FOR COMMON CHALLENGES, AND ACCELERATING THE DEVELOPMENT OF THE IMPACT INVESTING INDUSTRY. GIIN MEMBERS INCLUDE ASSET OWNERS, ASSET MANAGERS, AND SERVICE PROVIDERS THAT ARE ACTIVE IN DEVELOPED AND EMERGING MARKETS AND TARGET A RANGE OF ISSUE AREAS OR IMPACT THEMES. VISIT HTTPS://THEGIIN.ORG/MEMBERSHIP FOR MORE INFORMATION. 874813 50000 IRIS+ AND IMPACT MEASUREMENT & MANAGEMENT: THE GIIN WORKS TO ENABLE SOUND PRACTICE IN IMPACT MEASUREMENT AND MANAGEMENT BY MANAGING IRIS+, A COMPREHENSIVE, EVIDENCE-BASED SYSTEM INCLUDING GENERALLY ACCEPTED PERFORMANCE METRICS THAT LEADING IMPACT INVESTORS USE TO MEASURE SOCIAL, ENVIRONMENTAL, AND FINANCIAL PERFORMANCE, EVALUATE DEALS, AND GROW THE SECTOR'S CREDIBILITY. THE GIIN ALSO DEVELOPS RESOURCES AND GUIDANCE FOR IMPACT INVESTORS SEEKING TO BUILD OR STRENGTHEN THEIR IMPACT MEASUREMENT STRATEGY, AS WELL AS LEADS INDUSTRY COORDINATION AND COLLABORATION TO ADVANCE IMPACT MEASUREMENT AND MANAGEMENT PRACTICE. VISIT IRIS.THEGIIN.ORG FOR MORE INFORMATION. 861443 9130 OTHER PROGRAMS. 683173 RESEARCH: WITH A FOCUS ON BRINGING CRITICAL MARKET INTELLIGENCE AND PRACTICE INSIGHTS TO THE MARKET, THE GIIN PRODUCES INFLUENTIAL AND HIGH-IMPACT RESEARCH THAT HELPS BUILD A STRONGER EVIDENCE BASE FOR THE IMPACT INVESTING INDUSTRY, REDUCE OPACITY IN THE MARKET, IMPROVE INVESTOR DECISION-MAKING, AND ADVANCE THE PRACTICE OF IMPACT INVESTING. TO DATE, THE GIIN HAS PRODUCED OVER 25 CUTTING EDGE REPORTS DISTRIBUTED AS PUBLIC GOODS, INCLUDING THE FLAGSHIP ANNUAL IMPACT INVESTOR SURVEY THAT SERVES AS THE GO-TO 'STATE OF THE MARKET' REPORT. 173363 LIAISONS AND OUTREACH:THEY ARE INDIVIDUALS WORKING WITH ON A CONSULTANCY BASIS FOR CONDUCTING OUTREACH AND RELATIONSHIP BUILDING WITHIN A GIVEN GEOGRAPHIC REGION FOR THE GIIN. THIS INCLUDES RECRUITING NEW MEMBERS, ORGANIZE LOCAL MEMBER ACTIVITIES/CONVENINGS, REPRESENTING THE GIIN AT EVENTS, PROMOTING GIIN RESEARCH AND PRODUCTS, AND ENCOURAGING ORGANIZATIONS WITHIN THEIR REGION TO ENGAGE IN THE WIDER ACTIVITIES OF THE GIIN NETWORK 68978 IMPACT BASE:IMPACT BASE IS THE SEARCHABLE, ONLINE DATABASE OF IMPACT INVESTMENT FUNDS AND PRODUCTS DESIGNED FOR INVESTORS. FUND OR PRODUCT PROFILES ON IMPACT BASE GAIN EXPOSURE TO THE GLOBAL IMPACT INVESTING COMMUNITY. 197477 CAPITAL MOBILIZATION:TO MOBILIZE INSTITUTIONAL ASSET OWNERS TO ADOPT SYSTEMATIC APPROACHES TO IMPACT INVESTING AS AN INTEGRATED PART OF THEIR INVESTMENT STRATEGIES AND TO STRENGTHEN GIIN'S RELEVANCE AS A RESOURCE FOR THE INSTITUTIONAL ASSET OWNER COMMUNITY. 1984434 9130 5322568 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 28 0 1 52 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 10 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X SAPNA SHAH MANAGING DIRECTOR 6468377185 1 BATTERY PARK PLAZA 2ND FL NEW YORK NY 10004 AMIT BOURI PRESIDENT & CEO 40.00 X X 296858 0 50575 ANTONY BUGG-LEVINE BOARD MEMBER 1.00 X 0 0 0 CHRISTINE BOSSE BOARD MEMBER (OUTGOING) 1.00 X 0 0 0 HEWSON BALTZELL BOARD MEMBER 1.00 X 0 0 0 MARIA HAKANSSON BOARD MEMBER 1.00 X 0 0 0 MARILOU VAN GOLSTEIN BROUWERS BOARD MEMBER 1.00 X 0 0 0 MARK GRIER CHAIR 1.00 X X 0 0 0 NICK O'DONOHOE BOARD MEMBER 1.00 X 0 0 0 RAKESH REWARI BOARD MEMBER 1.00 X 0 0 0 VIJAY ADVANI BOARD MEMBER 1.00 X 0 0 0 XAV DE SOUZA BRIGGS VICE PRESIDENT 1.00 X X 0 0 0 ABHILASH MUDALIAR DIR. OF RESEARCH/SECR. (OUTGOING) 40.00 X 98630 0 27420 GISELLE LEUNG MANAGING DIRECTOR AND VP 40.00 X 179480 0 25723 SAPNA SHAH DIR, STRATEGY/SECRETARY 40.00 X 169891 0 41125 AMY STILLMAN DIRECTOR, COMMUNICATIONS 40.00 X 162133 0 22604 ARJUN REDDY SENIOR MANAGER, TECHNOLOGY 40.00 X 144559 0 21414 KELLY MCCARTHY DIRECTOR, IRIS AND IMPACT 40.00 X 133489 0 33154 SEAN GILBERT DIRECTOR, MEMBER ENGAGEMENT 40.00 X 149801 0 33373 SHARON POLLACK DIR. OF OPERATIONS AND AD 40.00 X 135432 0 32076 1470273 0 287464 11 0 1 0 0 590508 1486042 2076550 CONFERENCES/TRAININGS 900099 1972889 1972889 MEMBERSHIP DUES 900099 1871123 1871123 3844012 7836 7836 OTHER INCOME 900099 9130 9130 FOREIGN CURRENCY LOSS 900099 -14832 -14832 -5702 5922696 3853142 0 -6996 X 50000 50000 889702 449866 286179 153657 2546658 1811006 495395 240257 190570 128319 40083 22168 462217 296621 103048 62548 275371 173464 65790 36117 18733 18733 1028093 931785 75593 20715 12506 12506 165684 137449 21954 6281 54399 45272 6446 2681 522445 351065 110675 60705 219719 172183 27590 19946 733317 709526 21659 2132 63041 63041 22855 11286 9572 1997 UNRELATED BUSINESS TAX 6375 6375 EQUIPMENT PURCHASES 27811 19006 5946 2859 MEAL AND ENTERTAINMENT 14596 9809 4064 723 SUPPLIES 12864 8770 2581 1513 11131 4635 6175 321 7328087 5322568 1370899 634620 1601567 1577939 4675684 4685149 2934026 2010166 126797 73753 70838 44268 489514 141798 401247 347716 5480 2370 9815639 8741361 162594 283079 474358 684900 237143 237229 874095 1205208 X 5252995 4670098 3688549 2866055 8941544 7536153 9815639 8741361 -1405391 0 X X 0 1 X 1 0 X 3648630 5248578 5725594 2076550 16699352 3648630 5248578 5725594 2076550 16699352 10519179 6180173 4608 4913 7836 17357 5432 6213 20007 9130 40782 16757491 8679826 0.36880 0.31700 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2016 AMOUNT: $ 5,432. 2017 AMOUNT: $ 6,213. 2018 AMOUNT: $ 20,007. 2019 AMOUNT: $ 9,130. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 240182 30432 209750 249332 111366 137966 347716 DEFERRED RENT 237229 237229 X 6042993 120297 120297 5922696 0 5922696 7448384 120297 120297 7328087 0 7328087 PART X, LINE 2: THE ORGANIZATION BELIEVES IT HAD NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2019, IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. EUROPE 0 1 PROGRAM SERVICES OUTREACH AND TRAINING 97238 SOUTH ASIA 0 2 PROGRAM SERVICES OUTREACH AND TRAINING 72722 0 3 0 0 0 3 169960 0 169960 0 0 0 0 0 0 PART III ACCOUNTING METHOD: 1 WATERORG 117 WEST 20TH STREET SUITE 203 KANSAS CITY MO 64108 582060131 501(C)(3) 25000 FOR WASH NAVIGATING IMPACT PROJECT FHI VENTURES 359 BLACKWELL ST 200 DURHAM NC 27701 237413005 501(C)(3) 25000 DEVELOPMENT OF AN EDUCATION-FOCUSED INVESTMENT THEME UNDER THE NAVIGATING IMPACT PROJECT 2 PART I, LINE 2: GIIN REQUESTS BOTH A FINANCIAL NARRATIVE AND A FINANCIAL REPORT BE SUBMITTED AT THE END OF THE GRANT PERIOD. X X 0 0 0 0 0 0 0 1 0 AMIT BOURI PRESIDENT & CEO 265898 0 30000 0 960 0 25200 0 25375 0 347433 0 0 0 GISELLE LEUNG MANAGING DIRECTOR AND VP 161481 0 14000 0 3999 0 15268 0 10455 0 205203 0 0 0 SAPNA SHAH DIR, STRATEGY/SECRETARY 158579 0 10000 0 1312 0 15750 0 25375 0 211016 0 0 0 AMY STILLMAN DIRECTOR, COMMUNICATIONS 146386 0 15000 0 747 0 14418 0 8186 0 184737 0 0 0 ARJUN REDDY SENIOR MANAGER, TECHNOLOGY 143985 0 0 0 574 0 13228 0 8186 0 165973 0 0 0 KELLY MCCARTHY DIRECTOR, IRIS AND IMPACT 119854 0 8000 0 5635 0 12215 0 20939 0 166643 0 0 0 SEAN GILBERT DIRECTOR, MEMBER ENGAGEMENT 149051 0 0 0 750 0 11250 0 22123 0 183174 0 0 0 SHARON POLLACK DIR. OF OPERATIONS AND AD 134695 0 0 0 737 0 6701 0 25375 0 167508 0 0 0 PART I, LINE 7 BONUS PAYMENTS ARE NONFIXED AND DISCRETIONARY. THEY ARE APPROVED AT THE BOARD LEVEL. FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS PREPARED BY AN INDEPENDENT ACCOUNTANT, REVIEWED BY MANAMGEMENT, AND APPROVED BY THE BOARD OF DIRECTORS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF MANAGEMENT AND THE BOARD OF DIRECTORS COMPLETE A CONFLICT OF INTEREST DISCLOSURE ANNUALLY. EMPLOYEES MUST DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION FOR THE CEO IS DETERMINED BY THE BOARD OF DIRECTORS. THEIR DECISIONS ARE INFORMED BY INFORMATION GARNERED THOUGH EXTERNAL CONSULTANTS AND COMPARISONS TO SALARIES PAID TO THE CHIEF EXECUTIVES OF PEER ORGANIZATIONS. SALARIES FOR SENIOR MANAGEMENT TEAM MEMBERS ARE DETERMINED BY THE CEO USING MARKET DATA COLLECTED FROM PUBLIC SOURCES, AND THROUGH COMPENSATION CONSULTANTS WITH INFORMED KNOWLEDGE OF THE PERSONNEL MARKETS IN WHICH THE GIIN OPERATES. FORM 990, PART VI, SECTION C, LINE 19 GLOBAL IMPACT INVESTING NETWORK WILL MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE ON REQUEST. FORM 990, PART IX, LINE 11G PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 931,785. MANAGEMENT AND GENERAL EXPENSES 75,593. FUNDRAISING EXPENSES 20,715. TOTAL EXPENSES 1,028,093. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.