2020-11-16T10:53:25-06:00 2019-12-31 450250958 EIDE BAILLY LLP 3130 CROW CANYON PL STE 300 SAN RAMON CA 945831386 990 2019-01-01 946401544 U A LOCAL 393 HEALTH & WELFARE TR UALO 4084368210 1731 TECHNOLOGY DRIVE SUITE 570 SAN JOSE CA 95110 STEVE FLORES TRUSTEE 4084368210 2020-11-15 1 THERESA MONTGOMERY CPA P00232100 9254804000 2020-11-15 99.110.55.147 2020-11-16 10:43:44 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 327E456370A643C83A1BB4325D39191A230D016A 2019 2021-04-22 16:20:28Z STEVE FLORES 1731 TECHNOLOGY DRIVE SUITE 570 SAN JOSE CA 95110 101455286 0 X N/A X 1952 CA TO PROVIDE ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS WITH HEALTH & WELFARE BENEFITS. 10 10 355 10 0 0 0 0 61534925 65566482 4014689 9639788 639637 792685 66189251 75998955 0 0 54002656 64688156 95831 87365 0 0 0 2192727 2241437 56291214 67016958 9898037 8981997 135689132 160843087 60514878 70580795 75174254 90262292 TO PROVIDE HEALTH & WELFARE BENEFITS ACCORDING TO COLLECTIVE BARGAINING AGREEMENTS. 0 0 TO PROVIDE ELIGIBLE PARTICIPANTS AND THEIR DEPENDENTS WITH HEALTH & WELFARE BENEFITS ACCORDING TO COLLECTIVE BARGAINING AGREEMENTS BETWEEN EMPLOYERS AND THE UNION. 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 988 0 1 355 1 0 0 0 0 0 0 0 0 0 0 0 0 X 10 10 0 1 0 0 0 0 0 1 0 0 0 0 1 1 1 1 1 0 0 0 X BENESYS ADMINISTRATORS 4084368210 1731 TECHNOLOGY DRIVE SUITE 570 SAN JOSE CA 95110 X STEVE FLORES CHAIRMAN 5.00 X X 0 0 0 ALEX HALL CO-CHAIR 5.00 X X 0 0 0 GARY GLENN TRUSTEE 5.00 X 0 0 0 GREGORY GONZALES TRUSTEE 5.00 X 0 0 0 EDWARD NICHOLS TRUSTEE 5.00 X 0 0 0 KARL BAUMHECKEL TRUSTEE 5.00 X 0 0 0 MICHAEL J VLAMING TRUSTEE 5.00 X 0 0 0 LEROY GINN TRUSTEE 5.00 X 0 0 0 TIM WHALEN TRUSTEE 5.00 X 0 0 0 WAYD LA PEARLE TRUSTEE 5.00 X 0 0 0 0 0 0 0 0 0 0 BENESYS ADMINISTRATORS 1731 TECHNOLOGY BLVD SUITE 570 SAN JOSE CA 95110 CONTRACT ADMINISTRATOR 656142 DELTA DENTAL 100 FIRST STREET SAN FRANCISCO CA 94105 BENEFIT ADMIN EXPENSE 347749 BLUE CROSS OF CALIFORNIA 21555 OXNARD STREET WOODLAND HILLS CA 91367 BENEFIT ADMIN EXPENSE 185025 RXEDO INC PO BOX 678586 DALLAS TX 75267 BENEFIT ADMIN EXPENSE 157543 KAUFMANN & GOBLE 160 W SANTA CLARA ST STE 1550 SAN JOSE CA 95113 BENEFIT CONSULTING FEES 117000 6 EMPLOYER CONTRIBUTIONS 900099 57942808 57942808 ERA CONTRIBUTIONS 900099 7577057 7577057 COBRA CONTRIBUTIONS 900099 46617 46617 65566482 4159827 4159827 30936292 25456331 5479961 5479961 5479961 OTHER INCOME 900099 449539 449539 MEDICARE D SUBSIDY 900099 328203 328203 LIQUIDATED DAMAGES 900099 14943 14943 792685 75998955 71839128 0 4159827 64688156 87365 656142 100231 63279 171401 1088290 64301 7247 POSTAGE 43995 PRINTING 27344 MISCELLANEOUS 9667 PCORI FEES 9540 67016958 1910317 2416312 7259946 6753468 5713240 5188698 4290 9366 120371144 145988840 430195 486403 135689132 160843087 741148 372505 59773730 70208290 60514878 70580795 X 0 0 0 0 75174254 90262292 75174254 90262292 135689132 160843087 8981997 6106041 0 X X 0 1 X 1 0 0 DUE TO OTHER FUNDS 485980 GROUP INSURANCE PREMIUMS PAYABLE 4240356 SELF-FUNDED BENEFIT CLAIMS PAYABLE 3864975 CLAIMS INCURRED BUT NOT REPORTED 1875800 BANK OF HOURS LIABILITY 19422000 PARTICIPANT RESERVE ACCOUNT 40103721 DUE TO BROKER FOR SECURITIES PURCHASED 215458 70208290 X 81933595 6106041 6106041 75827554 171401 171401 75998955 56825541 0 56825541 171401 10020016 10191417 67016958 PART X, LINE 2: THE VEBA TRUST FUNDING CERTAIN BENEFITS OF THE PLANS RECEIVED AN EXEMPTION LETTER FROM THE INTERNAL REVENUE SERVICE (IRS) DATED MAY 25, 1955, STATING THAT THE TRUST IS TAX EXEMPT UNDER THE PROVISIONS OF SECTION 501(C)9 OF THE INTERNAL REVENUE CODE (IRC). HOWEVER, AS A RESULT OF THE PLANS' FUNDING POLICIES, FROM TIME TO TIME THE TRUST MAY BE SUBJECT TO INCOME TAXES. NO FEDERAL OR STATE INCOME TAXES HAVE BEEN RECORDED IN 2019 FOR UNRELATED BUSINESS TAXABLE INCOME. IN ADDITION, THE PLANS AND THE TRUST ARE REQUIRED TO OPERATE IN CONFORMITY WITH THE IRC TO MAINTAIN THE TAXEXEMPT STATUS OF THE TRUST. THE PLANS' ADMINISTRATOR BELIEVES THAT THE PLANS ARE BEING OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC AND, THEREFORE BELIEVES THAT THE RELATED TRUST IS TAXEXEMPT. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE PLAN MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE PLAN AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE PLAN HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS. THE PLAN IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. PART XII, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN NET BENEFIT OBLIGATION 10,020,016. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION DELEGATES CONTROL OVER MANAGEMENT DUTIES CUSTOMARILY PERFORMED BY OR UNDER THE DIRECT SUPERVISION OF OFFICERS, DIRECTORS, TRUSTEES OR KEY EMPLOYEES TO THE CONTRACT ADMINISTRATOR, BENESYS ADMINISTRATORS. FORM 990, PART VI, SECTION A, LINE 8B THE PLAN DOES NOT HAVE ANY COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE TRUSTEES DESIGNATE THE ADMINISTRATOR TO REVIEW THE FORM. FORM 990, PART VI, SECTION B, LINE 12C REVIEW WITH BOARD OF TRUSTEES ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST TO ALL PLAN PARTICIPANTS. FORM 990, PART XI, LINE 2C THE BOARD OF TRUSTEES ASSUMES RESPONSIBILITY FOR OVERSEEING THE AUDIT OF THE ORGANIZATION'S FINANCIAL STATEMENTS AND FOR SELECTING THE INDEPENDENT AUDITOR. U A LOCAL 393 PENSION TRUST FUND 1731 TECHNOLOGY DRIVE SUITE 570 SAN JOSE CA 95110 946359772 TO PROVIDE PENSION AND DEATH BENEFITS TO ELIGIBLE PARTICIPANTS CA 401(A) N/A 0 U A LOCAL 393 TRUST FUND DEFINED CONTRIBUTION 1731 TECHNOLOGY DRIVE SUITE 570 SAN JOSE CA 95110 946075617 TO PROVIDE PENSION BENEFITS TO ELIGIBLE PARTICIPANTS COVERED BY CBA CA 401(B) N/A 0 GREATER BAY AREA ASSOCIPLUMG HETNG COOLING NORTHERN CALIF MECHANICCONTRACTORS ASSOCIATION SANTA CLARA CONTRACTORS ICUMIC INDUSTRIAL CONTRUMIC - INTEREST ONLY MEMBER ADVOCATECO GOSIA GATES UA LOCAL 393 UALOCAL 393 - JATC OTAVILLA MECHANICAL CON A & B MECHANICAL INC ABC PLUMBING INC ACCEL AIR SYSTEMS INC ASCO SERVICE INC ABM BUILDING SOLUTIONS ADVANCED PIPING DESIGN ADVANCED PNEUMATIC TUBE ADVNC AIR TECHNOLOGIES ACCO ENGINEERED SYSTEMS AIR SYSTEMS SERVICECON AIR SYSTEMS INC DBA EN AIRTECH MECH INC ALL BAY MECHANICAL ALL TEMP SERVICE AIR CO AMERICAN CONTRACTOR IN AMORES PLUMBING COMPANY DOWDLE & SONS MECH IN APEX MECHANICAL INC ARC PERFECT SOLUTIONS AUTOMATED BUILDING CONT AUTOMATED SOLUTIONS GRO BAY CITY MECHANICAL SER BAY CITY MECHANICAL INC BENICIA PLUMBING INC BIM DESIGNS INCORPORATE BLUE STAR PLUMBING BONESO BROTHERS CONSTR F M BOOTH INC COMMERCIAL REF SPECIAL C & S MECHANICAL INC CALIFORNIA CLIMATE SYST CAL PACIFIC PLUMBING SY CASTRO PLUMBING SERIN CHAMPION INDUSTRIAL CON CHM MECHANICAL CLIMATE PROS LLC COOL BREEZE REFRIGERATI CONTROL AIR NORTH INC COLD ROOM SOLUTIONS IN COLD CRAFT INC COLD AIR REFRIGERATION CONTROL AIR ENTERPRISES CRITCHFIELD MECHANICAL CROZ CUSTOM METAL FABRI DEGREE HVAC DAIKIN APPLIED DANIEL MECHANICAL SERVI DANIEL LARRATT PLUMBINGDBA DLI MECHANICAL DEBELLA MECHANICAL DEHARO MECHANICAL INC DINELLI PLUMBING INC MTECH CORP DORMATECH MECHANICAL SYINC ENVISE ESTES COMMERCIAL REFRIG ENVIRONMENTAL SYS 2 FREIGHT TRAIN REFRIGERA W L HICKEY SONS INC HONEYWELL INC JOHNSON CONTROLS INCSSC PAYROLL INDOOR ENVIRONMENTAL SE ICOM MECHANICAL INC J MCCABE PLUMBING INC INTECH MECHANICAL COMPA KAMRAN METALWORKS INC KDS PLUMBING INC KEY REFRIGERATION CODBA KEY MECHANICAL KINETIC SYSTEMS INC KINETICS MECH SER IN JOE KOCHER PLUMBING IN KLEMISH INC L J KRUSE J SOARES PLUMBING INC LAWSON MECHANICAL CONTR LEFCO INC LEFEVRE WELDING O C MC DONALD CO MJ MECHANICAL SERVICE MARELICH MECH COINC THERMA LLC RAY L HELLWIG MECHANICA MARKEN MECHANICAL SERVI MECHANICAL INCORPORATED MATRIX HG INC MICHAEL VENOSTA PLUMBIN MESA ENERGY SYSTEMS PACIFIC COAST TRANE SER S AND R MECHANICAL MURRAY PLUMBING AND HEADBA MURRAY COMPANY MSR MECHANICAL INC NEW ENGLAND SHEET METALMECHANICAL CO OCEAN PARK MECHANICAL I OMNI MECHANICAL SOLUTIO PACIFIC PLUMBING INC JET MECHANICAL INC PERFORMANCE MECH INC PERFORMANCE AIR SERIN EDGINGTON PLUMBING J R PIERCE PLUMB PPMC PRIBUSS ENGINEERING PRO TEMP MECHANICAL IN PARAGON MECHANICAL PRIME MECHANICAL QUALTECH MECHANICAL MONSTER MECHANICAL INC RESCUE AIR SYSTEMS INC PAN PACIFIC MECHANICAL RODRIGUEZ SHEET METALR ROUNTREE PLUMBING&HEATI SAN JOSE WATER COMPANY SCHECK INDUSTRIES SILICON VALLEY MECHANIC SERVICE UNLIMITED INC SOUTH BAY PIPING INDUST SOUTHLAND INDUSTRIES F W SPENCER STEPHEN CIARI PLBG & HE SUNBELT CONTROLS INC THERMAL MECHANICAL AXIS MECHANICAL INC CLI-METRICS SERVICE COM TOTAL FACILITY SOLUTION UNITED MECHANICAL INC UNITED COMFORT SOLUTION VAL'S PLMBG & HTG INC AGC INC WESTERN ALLIED MECH I WEST VALLEY CONST JW MCCLENAHAN CO PACIFIC RIM PLUMBING I T-I LU 26 WESTERN WASHISUPPLEMENTAL PENSION T-I LU 32SEATTLE AREA P T-I LU 36DISTRICT #36 RECIPROCITY T-I LU 38UA LOCAL 38 T-I S CALIFORNIA PIPE T-I LU 140UTAH PIPE TRADES TRUST T-I LU 146 UA LOCAL 146 T-I LU 290 T-I LU 296IDAHO PIPE TRADES TRUST T-I LU 296 IDAHOIDAHO PIPE TRADES TRUST T-I LU 342NO CA PIPE TRADES T-I LU 344PLUMBERS PIPEFITTERS T-I LU 350UA LOCAL 350 T-I LU 400 T-I LU 447UA LOCAL 447 T-I LU 467UA LOCAL 467 T-I ARIZONA PIPE TRADES T-I LU 525 T-I LU 675PAMCAH-UA LOCAL 675 T-I LOCAL 725 PIPEFITTE T-I LU 891WASHINGTON STATE PLUMBING 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0