2020-11-16T10:45:02-06:00 2019-12-31 390859910 BAKER TILLY US LLP 777 E WISCONSIN AVENUE 32ND FLOOR MILWAUKEE WI 53202 990 2019-01-01 390912502 AMERICAN SOCIETY FOR QUALITY INC AMER 4142728575 600 N PLANKINTON AVENUE MILWAUKEE WI 53203 CATHERINE ANN JORDAN INTERIM CEO 4142728575 2020-11-13 1 TROY MARINE CPA P00187863 4147775500 2020-11-13 65.26.60.15 2020-11-13 10:42:06 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 61F2587C9083E5D801196A980749F72D4837C79B 2019 2021-01-29 14:40:06Z CATHERINE ANN JORDAN 600 N PLANKINTON AVENUE MILWAUKEE WI 53203 45788409 0 X WWW.ASQ.ORG X 1946 WI TO INCREASE THE USE AND IMPACT OF QUALITY IN RESPONSE TO THE DIVERSE NEEDS OF THE WORLD. 20 20 186 3000 7316145 759858 203475 317877 38612532 35409161 5101088 1608041 1599638 1472919 45516733 38807998 30400 15000 0 0 16108941 14547026 0 0 0 28256736 26574817 44396077 41136843 1120656 -2328845 52762047 51158126 28821368 27179737 23940679 23978389 ASQ EMPOWERS THE PEOPLE, COMMUNITIES, AND ORGANIZATIONS OF THE WORLD TO ACHIEVE EXCELLENCE THROUGH QUALITY. 0 0 26961679 15000 29305092 ASQ IS A NOT-FOR-PROFIT PROFESSIONAL SOCIETY FORMED TO SUPPORT INDIVIDUALS AND ORGANIZATIONS IN THEIR PURSUIT OF QUALITY PRACTICES AND PERFORMANCE EXCELLENCE BY PROVIDING THOUGHT LEADERSHIP, TRAINING, AND KNOWLEDGE RESOURCES. ACTIVITIES INCLUDE DEVELOPING QUALITY TOOLS, TRAINING AND TECHNICAL CERTIFICATION; PUBLICATIONS; AND, CONFERENCES AND FORUMS FOR QUALITY PRACTITIONERS. 26961679 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 256 0 1 186 1 1 1 1 CH CA MX IN 0 0 0 0 0 0 0 0 0 0 X 20 20 0 0 1 0 1 1 1 1 1 0 1 1 0 1 1 1 1 1 1 1 0 WI NY X JIM MONNAT 4147658789 600 N PLANKINTON AVENUE MILWAUKEE WI 53203 WILLIAM J TROY THRU 1072020 CEO - NOT FULL YEAR - TERMED 40.00 X X 529504 0 23719 CATHERINE A JORDAN GENERAL COUNSEL/INTERIM CEO AFTER W. TROY 40.00 X 211067 0 26759 JAMES R TEMPLIN AS OF 1072019 EXEC DIR OF INDIVIDUAL MEMBER SOLUTIONS 40.00 X 218725 0 18429 BRIAN T SAVOIE THRU 9132019 CFO - NOT FULL YEAR - TERMED 40.00 X 177731 0 21122 LINDSEY M LINDER THRU 9272019 CHIEF HUMAN RESOURCES OFFICER 40.00 X 166848 0 12714 MICHAEL W BYRNES INDIVIDUAL MEMBERSHIP SOLUTIONS DIRECTOR 40.00 X 168732 0 8798 CRAIG A WALKER INFORMATION TECHNOLOGY DIRECTOR 40.00 X 166825 0 8798 DENISE KRAMER SALES & MARKETING DIRECTOR 40.00 X 138236 0 13102 ANDREW GLUBISZ CONTROLLER 40.00 X 124975 0 19322 DAWN CAOUS DIRECTOR- MARKETING & COMMUNICATIONS 40.00 X 133649 0 6267 MARGJORIE POWELL DIRECTOR-ORG EXCELLENCE & PROJECT MGMT 40.00 X 114551 0 17993 LISA STANEK DIRECTOR-LEARNING PRODUCTS 40.00 X 111226 0 11782 RAUL MOLTENI DIRECTOR 1.00 X 0 0 0 SCOTT MOELLER DIRECTOR 1.00 X 0 0 0 JANE KEATHLEY DIRECTOR 1.00 X 0 0 0 PAULO SAMPAIO DIRECTOR 1.00 X 0 0 0 DANIELLA PICCIOTTI DIRECTOR 1.00 X 0 0 0 CHRISTIANNA HAYES DIRECTOR 1.00 X 0 0 0 SUSAN PEIFFER DIRECTOR 1.00 X 0 0 0 NANCY NOUAIMEH DIRECTOR 1.00 X 0 0 0 ALLEN WONG DIRECTOR 1.00 X 0 0 0 SYLVESTER NEWTON DIRECTOR 1.00 X 0 0 0 JIM KITTREDGE DIRECTOR 1.00 X 0 0 0 EDWIN GARRO DIRECTOR 1.00 X 0 0 0 LARS SORQVIST DIRECTOR 1.00 X 0 0 0 GIDEON ROTH DIRECTOR 1.00 X 0 0 0 LUIS MORALES DIRECTOR 1.00 X 0 0 0 WANDA STURM DIRECTOR 1.00 X 0 0 0 ELMER CORBIN PAST CHAIR 1.00 X 0 0 0 BENITO FLORES CHAIR 1.00 X X 0 0 0 MARK MOYER TREASURER 1.00 X X 0 0 0 AUSTIN LIN CHAIR ELECT 1.00 X 0 0 0 2262069 0 188805 12 0 1 0 MARKETING GENERAL 625 N WASHINGTON ST STE 450 ALEXANDRIA VA 23314 MARKETING SERVICES 1546932 PROMETRIC INC BOX 223608 PITTSBURGH PA 152512608 SOFTWARE SERVICES 877643 MORESTREAMCOM LLC 9976 BREWSTER LANE POWELL OH 43065 ROYALTIES/CONSULTING 698990 PERSONIFY INC PO BOX 735327 DALLAS TX 753735327 SOFTWARE/CONSULTING 593657 MICHAEL BEST & FRIEDRICH LLP PO BOX 88462 MILWAUKEE WI 532880462 LEGAL SERVICES 532026 46 317877 317877 TRAINING 611600 11778730 11778730 MEMBERSHIP DUES 900099 10833890 10833890 CERTIFICATION 900099 6952679 6952679 CONFERENCES 900099 4147419 4147419 ROYALTIES AND LICENSING 900099 612355 612355 1084088 720622 363466 35409161 1190860 1190860 260843 0 260843 260843 260843 6097065 5679884 417181 417181 417181 2512603 1300527 1212076 1212076 38807998 29305092 7316145 1868884 15000 15000 1911109 1911109 10117026 7742785 2374241 456616 293934 162682 1241202 798990 442212 821073 528543 292530 341908 236825 105083 104713 72530 32183 2152829 1963116 189713 3742972 854270 2888702 1052095 982410 69685 3396246 3171297 224949 409696 409696 2185680 543471 1642209 CONTRACT & PROFESSIONAL 8477667 5872127 2605540 PARTNER PAYMENTS 2781073 2682032 99041 OTHER 1929938 1204349 725589 41136843 26961679 14175164 0 14114606 7016679 822403 117393 2403185 1334567 26542 15493 418342 369064 37673998 23077917 14830303 14596081 18971178 26571554 1175488 1137295 52762047 51158126 7451402 6867012 8782966 8025725 12587000 12287000 28821368 27179737 X 23940679 23978389 23940679 23978389 52762047 51158126 -2328845 2366555 0 X X 0 1 X 1 0 X 266745 263819 269236 203475 317877 1321152 42123193 43126807 39839610 34777271 37503889 197370770 42389938 43390626 40108846 34980746 37821766 198691922 0 0 0 198691922 1496966 897393 546537 707083 1451703 5099682 1496966 897393 546537 707083 1451703 5099682 273434 197874 1019339 1431517 13315634 16237798 44160338 44485893 41674722 37119346 52589103 220029402 0.90300 0.96510 0.02320 0.02090 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 15441877 7249810 8192067 19443052 14508905 4934147 2789069 1319202 1469867 14596081 X PART X, LINE 2: THE SOCIETY HAS RECEIVED NOTIFICATION THAT IT QUALIFIES AS A TAX-EXEMPT ORGANIZATION UNER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE AND CORRESPONDING PROVISIONS OF STATE LAW AND, ACCORDINGLY, IS NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. ASQ GLOBAL DEVELOPMENT, LLC, ASQ CHINA, LLC, ASQ MEXICO, LLC, AND ASQ INDIA WERE FORMED AS SINGLE MEMBER LIMITED LIABILITY COMPANIES ARE DISREGARDED ENTITIES FOR INCOME TAX PURPOSES. AS SUCH, THEIR OPERATIONS ARE INCLUDED IN THE FEDERAL AND STATE TAX RETURNS OF ITS PARENT, THE SOCIETY. KUALITE WAS INCORPORATED IN CHINA AS A FOR-PROFIT ENTERPRISE AND IS SUBJECT TO THE TAX LAWS OF THE PEOPLE'S REPUBLIC OF CHINA. DURING THE YEARS ENDING DECEMBER 31, 2019, KUALITE PAID INCOME TAX OF APPROXIMATELY $45,000. AS A 501 (C) (3), THE SOCIETY'S REVENUE GENERATED FROM CERTIFICATION IS TREATED AS UNRELATED BUSINESS INCOME TAX ("UBIT") UNDER THE U.S. INTERNAL REVENUE CODE. THE SOCIETY'S RESULTS INCLUDE $606,285 OF UBIT EXPENSE WHICH IS INCLUDED IN DISCONTINUED OPERATIONS ON THE CONSOLIDATED STATEMENT ACTIVITIES AND AN ACCRUED LIABILITY FOR UBIT OF $471,331 WHICH IS INCLUDED IN LIABILITIES OF DISCONTINUED OPERATIONS ON THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. THESE AMOUNTS REFLECT UBIT ON CERTIFICATION REVENUES. THE SOCIETY MADE ESTIMATED TAX PAYMENTS FOR 2020 UBIT OF $135,160 AND IS INCLUDED AS ASSETS OF DISCONTINUED OPERATIONS ON THE CONSOLIDATED STATEMENT OF FINANCIAL POSITION. ASQ ANALYZED THE REQUIREMENTS FOR ACCOUNTING FOR UNCERTAIN TAX POSITIONS. ASQ DETERMINED THAT IT WAS NOT REQUIRED TO RECORD A LIABILITY RELATED TO UNCERTAIN TAX POSITIONS AT DECEMBER 31, 2019. EAST ASIA AND THE PACIFIC 1 6 PROGRAM SERVICES QUALITY CONTROL 881639 NORTH AMERICA 1 5 PROGRAM SERVICES QUALITY CONTROL 556192 SOUTH ASIA 0 10 PROGRAM SERVICES QUALITY CONTROL 730466 2 21 0 0 2 21 2168297 0 2168297 0 0 1 0 0 0 PART III ACCOUNTING METHOD: 1 SCHOLARSHIPS 2 15000 PART I, LINE 2: GRANTS AND ASSISTANCE ARE GIVEN TO 501(C)(3) ORGANIZATIONS FOR GENERAL STUDENT SCHOLARSHIP PURPOSES. X X X X 0 0 0 0 0 0 0 0 0 WILLIAM J TROY THRU 1072020 CEO - NOT FULL YEAR - TERMED 356005 0 51010 0 122489 0 14000 0 9719 0 553223 0 0 0 CATHERINE A JORDAN GENERAL COUNSEL/INTERIM CEO AFTER W. 167598 0 43469 0 0 0 8908 0 17851 0 237826 0 0 0 JAMES R TEMPLIN AS OF 1072019 EXEC DIR OF INDIVIDUAL MEMBER SOLUTI 189473 0 29252 0 0 0 9843 0 8586 0 237154 0 0 0 BRIAN T SAVOIE THRU 9132019 CFO - NOT FULL YEAR - TERMED 132664 0 45067 0 0 0 7004 0 14118 0 198853 0 0 0 LINDSEY M LINDER THRU 9272019 CHIEF HUMAN RESOURCES OFFICER 133133 0 33715 0 0 0 6978 0 5736 0 179562 0 0 0 MICHAEL W BYRNES INDIVIDUAL MEMBERSHIP SOLUTIONS DIRE 152574 0 16158 0 0 0 7694 0 1104 0 177530 0 0 0 CRAIG A WALKER INFORMATION TECHNOLOGY DIRECTOR 152006 0 14819 0 0 0 7694 0 1104 0 175623 0 0 0 DENISE KRAMER SALES & MARKETING DIRECTOR 126867 0 11369 0 0 0 6586 0 6516 0 151338 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 CHANGES WERE MADE TO VARIOUS ORGANIZATIONAL DOCUMENTS AND POLICIES DURING THE TAX YEAR: 1. THE NUMBER, COMPOSITION, QUALIFICATIONS, AUTHORITY, OR DUTIES OF THE ORGANIZATION'S OFFICERS OR KEY EMPLOYEES: KEY EMPLOYEES: WILLIAM J. TROY, CHIEF EXECUTIVE OFFICER, RESIGNED OCTOBER 7, 2019 JAMES R. TEMPLIN, APPOINTED INTERIM CHIEF EXECUTIVE OFFICER OCTOBER 7, 2019 BRIAN T. SAVOIE, CHIEF FINANCIAL OFFICER, RESIGNED SEPTEMBER 13, 2019 LINDSEY M. LINDER, CHIEF HUMAN RESOURCES OFFICER, RESIGNED SEPTEMBER 27, 2019 2. THE PROVISIONS TO AMEND THE ORGANIZING OR ENABLING DOCUMENTS OR BYLAWS: O CHANGE MADE TO THE BYLAWS MAY 23, 2019: AMEND BYLAW ARTICLE 2, SECTION 2.3, TO REPLACE THE TERM "FULL" WITH THE TERM "PROFESSIONAL". O CHANGE MADE TO THE BYLAWS AUGUST 15, 2019 MEETING: AMEND BYLAWS ARTICLE 6, SECTION 5.3(3), TO REPLACE THE TERMS "DIVISION AFFAIRS COUNCIL AND "SECTION AFFAIRS COUNCIL" WITH THE TERMS "TECHNICAL COMMUNITIES COUNCIL AND "GEOGRAPHIC COMMUNITIES COUNCIL," RESPECTIVELY. O CHANGE MADE TO THE BYLAWS NOVEMBER 1, 2019: AMEND ARTICLE 2 OF THE BYLAWS AS PRESENTED TO REFLECT THE (1) ELIMINATION OF ORGANIZATIONAL MEMBERSHIP CATEGORY EFFECTIVE JANUARY 1, 2020, (2) REMOVAL OF ORGANIZATION MEMBER REPRESENTATIVES FROM VOTING MEMBERS EFFECTIVE JANUARY 1, 2020 AND (3) RECOGNIZE STUDENT MEMBERSHIP CATEGORY, EFFECTIVE 1/1/2020. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS SOCIETY MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION HAS MEMBERS THAT MAY ELECT ONE OR MORE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO CERTAIN SECTIONS OF THE BYLAWS AND ELECTION TO THE BOARD OF DIRECTORS ARE SUBJECT TO APPROVAL BY VOTING MEMBERS. THE BOARD IS ALSO RESPONSIBLE FOR APPROVAL OF THE BUSINESS PLAN AND BUDGET AND OTHER ITEMS AS SPECIFIED IN THE SOCIETY'S POLICIES AND PROCEDURES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WILL BE REVIEWED BY THE CONTROLLER, CFO, AND CEO, RESPECTIVELY. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS ARE REQUIRED TO FILE A DISCLOSURE ON A YEARLY BASIS AND UPON KNOWLEDGE OF ANY POTENTIAL CONFLICT. ITEMS ARE SUMMARIZED AND PROVIDED TO LEGAL COUNSEL FOR REVIEW TO ENSURE THERE ARE NO DISCLOSURES OF CONFLICT THAT REQUIRE ADDITIONAL MANAGEMENT OR RECUSALS. THIS REPORT IS THEN PRESENTED TO INDEPENDENT DIRECTORS ON THE AUDIT COMMITTEE. THE INDEPENDENT DIRECTORS PREPARE A RECOMMENDATION FOR BOARD FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 15 ASQ HAS A STAFF COMPENSATION AND BENEFIT COMMITTEE (SCBC) THAT MONITORS THE ASQ PAY AND BENEFIT COMPENSATION PROGRAMS FOR COMPETITIVENESS IN ACCORDANCE WITH ADOPTED PHILOSOPHIES AND MARKETPLACE POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR. ASQ CHINA LLC 600 NORTH PLANKINTON AVE MILWAUKEE WI 53203 830409202 QUALITY CONTROL WI -52539 301252 N/A ASQ MEXICO LLC 600 NORTH PLANKINTON AVE MILWAUKEE WI 53203 371566690 QUALITY CONTROL WI -386393 53903 N/A AMERICAN SOCIETY FOR QUALITY INDIA PRIVATE LIMITED 600 NORTH PLANKINTON AVE MILWAUKEE WI 53203 990364754 QUALITY CONTROL WI -141324 193894 N/A ASQ GLOBAL DEVELOPMENT LLC 600 NORTH PLANKINTON AVE MILWAUKEE WI 53203 800267325 QUALITY CONTROL WI N/A EXEMPLAR GLOBAL INC 600 NORTH PLANKINTON AVE SUITE 300 MILWAUKEE WI 53203 391683335 ACCREDITATION WI 501(C)(6) N/A N/A 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0