2020-11-16T17:27:34-06:00 2019-12-31 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 200 STOCKTON CA 952192367 990 2019-01-01 813609752 NEUBAUER FAMILY CHARITABLE TRUST C/O SILICON VALLEY COMMUNITY FOUNDATION NEUB 6504505400 2440 W EL CAMINO REAL NO 300 MOUNTAIN VIEW CA 94040 MAEVE MICCIO TREASURER 6504505400 2020-11-06 1 TRACY S PAGLIA P00366884 2099556100 2020-11-06 174.237.136.157 2020-11-06 12:11:12 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 9AD8C6E6EE883A8DEBF2D4C409B60F2243355F00 2019 2021-01-29 14:40:06Z JOSEPH NEUBAUER 2440 W EL CAMINO REAL NO 300 MOUNTAIN VIEW CA 94040 79643401 0 X N/A X 2016 PA TO MAKE GRANTS IN SUPPORT OF CHARITABLE AND EDUCATIONAL ACTIVITIES 3 1 0 3 0 -5161 41972830 79642779 0 0 -6138 622 0 0 41966692 79643401 16633100 14505391 0 0 0 0 0 0 0 297529 1818446 16930629 16323837 25036063 63319564 164409660 248149523 0 12881 164409660 248136642 X TO MAKE GRANTS IN SUPPORT OF CHARITABLE AND EDUCATIONAL ACTIVITIES 0 0 7414347 7351000 0 ARTS & CULTURE 6243334 6189992 0 HIGHER EDUCATION 504309 500000 0 SOCIAL SCIENCES 468401 464399 0 OTHER 468401 464399 0 14630391 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 3 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 3 1 1 1 1 0 1 1 0 1 0 0 0 1 1 1 1 1 1 0 0 0 X ELIZABETH CAREY EVP OF FINANCE & OPERATIONS 6504505400 2440 W EL CAMINO REAL SUITE 300 MOUNTAIN VIEW CA 940401498 ERICA WOOD SECRETARY 0.50 40.00 X X 0 277085 44773 MAEVE MICCIO TREASURER (AS OF 12/2019) 3.00 40.00 X X 0 118708 17818 JOSEPH NEUBAUER CHAIRMAN 0.50 X X 0 0 0 GREG AVIS TREASURER (THRU 11/2019) 0.50 X X 0 0 0 0 395793 62591 0 0 1 0 SPRING CREEK INVESTMENTS LP 1717 ARCH STREET SUITE 4050 PHILADELPHIA PA 19103 INVESTMENT MANAGEMENT 838773 SPRING CREEK INVESTMENT MANAGEMENT LLC 1717 ARCH STREET SUITE 4050 PHILADELPHIA PA 19103 INVESTMENT MANAGEMENT 660721 SILICON VALLEY COMMUNITY FOUNDATION 2440 W EL CAMINO REAL STE 300 MOUNTAIN VIEW CA 94040 MANAGEMENT FEE 250000 3 79642779 79539774 79642779 622 622 79643401 0 0 622 14505391 14505391 250000 125000 125000 24088 24088 23262 23262 1499494 1499494 896 896 421 421 6632 6632 INCOME TAXES 13653 13653 16323837 14630391 1693446 0 614810 19148 163794850 248130375 164409660 248149523 0 12881 0 12881 X 164409660 248136642 164409660 248136642 164409660 248149523 63319564 20407418 0 X 0 1 X 0 0 X X 1 SVCF 205205488 7 1 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 SCHEDULE A, LINE 12G(I) "SVCF" IS AN ABBREVIATION FOR SILICON VALLEY COMMUNITY FOUNDATION. PART IV, SECTION A, LINE 1 THE CLASS OF PUBLICLY SUPPORTED ORGANIZATIONS ARE DESCRIBED IN SECTIONS 501(C)(3) AND 509(A)(1) OR (2) OF THE CODE, INCLUDING SILICON VALLEY COMMUNITY FOUNDATION ("SVCF"), THAT (A) ENGAGE IN CHARITABLE ACTIVITIES THAT ARE CONSISTENT WITH THE CHARITABLE PURPOSES OF THE SVCF, AND (B) ARE NOT CONTROLLED DIRECTLY OR INDIRECTLY BY A DONOR TO THIS TRUST OR ANY RELATED PARTY TO SUCH DONOR WITHIN THE MEANING OF CODE SECTION 509(F)(2). PART IV, SECTION A, LINE 5A THE TRUST AGREEMENT WAS AMENDED BY THE TRUSTEES, PURSUANT TO ARTICLE NINTH SECTION B, TO INCLUDE A CLASS OF PUBLICLY SUPPORTED ORGANIZATIONS DESCRIBED IN SECTIONS 501(C)(3) AND 509(A)(1) OF THE CODE. THE AMENDMENT WAS MADE TO PROVIDE FOR A MORE CONVENIENT AND EFFICIENT ADMINISTRATION OF THE TRUST, ENABLE THE TRUSTEES TO MORE EFFECTIVELY CARRY OUT THE PURPOSES OF THE TRUST, AND IMPLEMENT A DESIRABLE CHANGE IN THE GOVERNANCE OF THE TRUST. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 LIMITED PARTNERSHIPS 248130375 F 248130375 X 98551324 20407418 20407418 78143906 1499494 1499494 79643400 14824343 0 14824343 1499494 1499494 16323837 PART X, LINE 2: THE TRUST IS A TAX-EXEMPT ORGANIZATION AND IS NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES, EXCEPT ON UNRELATED BUSINESS INCOME, IN ACCORDANCE WITH SECTION 501(A) OF THE INTERNAL REVENUE CODE. UNRELATED BUSINESS INCOME TAX, IF ANY, IS IMMATERIAL AND NO TAX PROVISION HAS BEEN MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE TRUST DOES NOT HAVE ANY MATERIAL UNCERTAIN TAX POSITIONS AND FILES INFORMATIONAL TAX RETURNS IN THE U.S. FEDERAL AND CALIFORNIA JURISDICTIONS. 1 AMERICAN FRIENDS OF THE HEBREW UNIVERSITY INC ONE BATTERY PARK PLAZA 25TH FLOOR NEW YORK NY 10004 131568923 501(C)(3) 1000000 HIGHER EDUCATION AMERICAN SOCIETY FOR TECHNION-ISRAEL INSTITUTE OF TECHNOLOGY 55 EAST 59TH STREET NEW YORK NY 10022 130434195 501(C)(3) 1025000 HIGHER EDUCATION ARTISTYEAR PO BOX 2223 SOUTHERN PINES NC 283882223 811281053 501(C)(3) 185000 ARTS & CULTURE DELAWARE CANAL 21 PO BOX 262 POINT PLEASANT PA 18950 311728602 501(C)(3) 12500 GENERAL NONPROFIT SUPPORT INSTITUTE FOR ADVANCED STUDY 1 EINSTEIN DRIVE PRINCETON NJ 08540 210634988 501(C)(3) 100000 HIGHER EDUCATION METROPOLITAN OPERA ASSOCIATION INC THE METROPOLITAN OPERA- 30 LINCOLN CENTER NEW YORK NY 10023 131624087 501(C)(3) 3500000 ARTS & CULTURE NEW LEADERS 30 WEST 26TH STREET 10TH FLOOR NEW YORK NY 10010 043519203 501(C)(3) 147500 EDUCATION PEW CHARITABLE TRUSTS 901 E STREET NW WASHINGTON DC 200042008 562307147 501(C)(3) 500000 SOCIAL SCIENCES PHILADELPHIA ORCHESTRA ASSOCIATION ONE SOUTH BROAD STREET 14TH FLOOR PHILADELPHIA PA 19107 231352289 501(C)(3) 2000000 ARTS & CULTURE PUBLIC CITIZENS FOR CHILDREN AND YOUTH 990 SPRING GARDEN STREET SUITE 200 PHILADELPHIA PA 19123 232137461 501(C)(3) 16750 EDUCATION SHED NYC INC 545 WEST 30TH STREET NEW YORK NY 10001 900884353 501(C)(3) 1666000 ARTS & CULTURE THE FREE LIBRARY OF PHILADELPHIA 1901 VINE STREET SUITE 111 PHILADELPHIA PA 19103 521173474 501(C)(3) 25000 GENERAL NONPROFIT SUPPORT TNTP INC 500 7TH AVENUE 8TH FLOOR NEW YORK NY 10018 133850158 501(C)(3) 242649 EDUCATION UNITED WAY OF GREATER PHILADELPHIA AND SOUTHERN NEW JERSEY 1709 BENJAMIN FRANKLIN PARKWAY PHILADELPHIA PA 19103 231556045 501(C)(3) 20000 GENERAL NONPROFIT SUPPORT UNIVERSITY OF CHICAGO 5235 S HARPER COURT SUITE 706 CHICAGO IL 60615 362177139 501(C)(3) 4064992 HIGHER EDUCATION 15 0 PART I, LINE 2: GRANTS TO 501(C)(3) ORGANIZATIONS: BY ACCEPTING THE GRANT, GRANTEES MUST AGREE TO THE FOLLOWING STIPULATIONS: - ALL GRANT FUNDS, AND INCOME EARNED ON THOSE FUNDS, MUST BE SPENT ONLY FOR CHARITABLE, RELIGIOUS, SCIENTIFIC, LITERARY OR EDUCATIONAL PURPOSES - INDIVIDUALS CONNECTED WITH THE GRANT RECOMMENDATION WILL RECEIVE NO BENEFITS, GOODS OR SERVICES IN EXCHANGE FOR THE GRANT - THE GRANT WILL NOT BE USED TO SATISFY THE PAYMENT OF A PRE-EXISTING PERSONAL PLEDGE OR OTHER FINANCIAL OBLIGATION - THE GRANT WILL BE USED SOLELY FOR THE PURPOSES SPECIFIED IN THE GRANT AWARD LETTER AND IS NOT FOR THE PERSONAL BENEFIT OF AN INDIVIDUAL - ANY FUNDS NOT USED FOR THE PURPOSES SPECIFIED IN THE AWARD LETTER WILL BE RETURNED TO THE ORGANIZATION - SOME GRANTEES MAY RECEIVE A FORMAL GRANT AGREEMENT, DEPENDING ON THE SIZE AND COMPLEXITY OF THE GRANT AND MUST SIGN A GRANT AGREEMENT THAT STIPULATES THAT THE GRANTEE WILL SEND TO THE COMMUNITY FOUNDATION A REPORT ON THE USE OF THE GRANTED FUNDS ONE YEAR FOLLOWING THE RECEIPT OF THE GRANT. 0 0 0 0 0 0 0 0 0 ERICA WOOD SECRETARY 0 277085 0 0 0 0 0 17333 0 27440 0 321858 0 0 SCHEDULE J, PART II, REPORTED SALARIES: THIS SECTION INCLUDES SALARIES OF SILICON VALLEY COMMUNITY FOUNDATION EXECUTIVES WHO ARE BOARD MEMBERS OF NEUBAUER FAMILY CHARITABLE TRUST. THESE SALARIES ARE NOT PAID BY NEUBAUER FAMILY CHARITABLE TRUST, AND ARE ONLY LISTED BECAUSE SILICON VALLEY COMMUNITY FOUNDATION IS A RELATED ORGANIZATION. X 4 79539774 0 0 0 0 PART I, COLUMN (B): THE NUMBER LISTED IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 2 MAEVE MICCIO AND ERICA WOOD HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 3 THE EMPLOYEES OF SILICON VALLEY COMMUNITY FOUNDATION, THE SUPPORTED EXEMPT ORGANIZATION, PERFORMED THE DAY TO DAY OPERATIONS OF NEUBAUER FAMILY CHARITABLE TRUST. THE COMMUNITY FOUNDATION WAS REIMBURSED FOR THESE SERVICES. FORM 990, PART VI, SECTION A, LINE 4 THE TRUST AGREEMENT WAS AMENDED TO INCLUDE A CLASS OF PUBLICLY SUPPORTED ORGANIZATIONS DESCRIBED IN SECTIONS 501(C)(3) AND 509(A)(1) OR (2) OF THE CODE, INCLUDING SILICON VALLEY COMMUNITY FOUNDATION ("SVCF"), THAT (A) ENGAGE IN CHARITABLE ACTIVITIES THAT ARE CONSISTENT WITH THE CHARITABLE PURPOSES OF SVCF, AND (B) ARE NOT CONTROLLED DIRECTLY OR INDIRECTLY BY A DONOR TO THIS TRUST OR ANY RELATED PARTY TO SUCH DONOR WITHIN THE MEANING OF CODE SECTION 509(F)(2). FORM 990, PART VI, SECTION A, LINE 6 THE TRUST'S SOLE MEMBER IS SILICON VALLEY COMMUNITY FOUNDATION, A CALIFORNIA NONPROFIT CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A THE SOLE MEMBER, SILICON VALLEY COMMUNITY FOUNDATION, HAS THE POWER TO ELECT TWO CLASS A TRUSTEES. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PLACED ON A SECURED WEB SITE OR SENT BY EMAIL FOR THE GOVERNING BODY TO REVIEW AND COMMENT ON. REVIEW IS VERIFIED BY EMAIL. FORM 990, PART VI, SECTION B, LINE 12C IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE TO THE GOVERNING BOARD ON AN ANNUAL BASIS THROUGH THE "990 AND CONFLICT OF INTEREST" QUESTIONNAIRE AND UPON DISCOVERY OF A POTENTIAL CONFLICT WITHIN 30 DAYS. VIA THE QUESTIONNAIRES, PROVIDED BY THE EXECUTIVE VICE PRESIDENT OF FINANCE AND OPERATIONS, THE INTERESTED PERSON MUST DISCLOSE A LIST OF OFFICES AND DIRECTORSHIPS HE OR SHE HOLDS IN CHARITABLE AND BUSINESS ORGANIZATIONS AND TO IDENTIFY HIS OR HER PLACE OF EMPLOYMENT OR PRINCIPAL BUSINESS ACTIVITY AS WELL AS THE ORGANIZATIONS, CORPORATIONS AND OTHER BUSINESSES WITH WHICH EACH PERSON AND HIS OR HER SPOUSE OR OTHER RELATIVE MAY BE AFFILIATED. AFTER DISCLOSURE BY THE INTERESTED PERSON OF ALL RELATED FINANCIAL INTERESTS AND ALL RELATED MATERIAL FACTS, THE BOARD WILL DISCUSS AND MAKE A DETERMINATION IF A CONFLICT OF INTEREST EXISTS. IN THE EVENT THE ORGANIZATION IS CONSIDERING A PROCUREMENT OF SERVICES FROM AN ORGANIZATION IN WHICH AN INTERESTED PERSON IS AN OFFICER, DIRECTOR, OR IS EMPLOYED, THE INTERESTED PERSON SHALL SO INFORM THE GOVERNING BOARD OF THE CONFLICT. THE INTERESTED PERSON MAY BE PRESENT DURING THE DELIBERATION TO ANSWER QUESTIONS, BUT MUST RECUSE HIMSELF/HERSELF FROM VOTING ON THE PROCUREMENT. FORM 990, PART VI, SECTION B, LINE 15 NEUBAUER FAMILY CHARITABLE TRUST HAS NO EMPLOYEES. THE COMPENSATION OF THE EMPLOYEES FO THE SILICON VALLEY COMMUNITY FOUNDATION IS SUBJECT TO THE NORMAL REVIEW AND APPROVAL PROCESS OF THE COMMUNITY FOUNDATION. FORM 990, PART VI, SECTION C, LINE 19 THE AUDITED FINANCIAL STATEMENTS AND GOVERNING/ORGANIZATION DOCUMENTS CAN BE REVIEWED IN THE OFFICE ON A CD THROUGH EMAIL UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS NOT MADE AVAILABLE TO THE PUBLIC. CHONG-MOON LEE FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770414442 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 DESTINATION HOME SV 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 823353174 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 DRISCOLL FAMILY FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770430921 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 ENTREPRENEURS' FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 943267369 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 INTERVALIEN FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 900899545 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 RAISING A READER 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 943390149 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 REDDERE FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770557056 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 SHUCHMAN LESSER FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 820637263 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 SILICON VALLEY COMMUNITY FOUNDATON 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 205205488 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 7 N/A 0 SKOLL FUND 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770528216 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 STAR HILL FUND 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 943338689 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 THE BERNARD A NEWCOMB FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770505640 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 THE REAL ESTATE TRUST 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 043701887 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 THE SOBRATO FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 800091312 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 WILLIAM H CILKER FAMILY FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 770479067 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 THE DIRK AND CHARLENE KABCENELL FOUNDATION 2440 WEST EL CAMINO REAL 300 MOUNTAIN VIEW CA 94040 721563142 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 NEXT EGG INVESTMENTS (NFCT) LP 1717 ARCH STREET SUITE 4050 PHILADELPHIA PA 19103 814245471 INVESTING DE NEUBAUER FAMILY CHARITABLE TRUST EXCLUDED 4011504 272200830 0 -153618 0 1.00000 CHESWOLD (ALMONDS) LLC 1403 FOULK ROAD SUITE 200 WILMINGTON DE 19803 FARMING DE N/A ICQ CPE I-B LP 394 PACIFIC AVE 2ND FLOOR SAN FRANCISCO CA 94111 812686821 INVESTMENT CA N/A ICONIQ DC FUND I FEEDER (TE) LP 394 PACIFIC AVE 2ND FLOOR SAN FRANCISCO CA 94111 813354580 INVESTMENT CA N/A ICONIQ ACCESS 41 (XLI) 394 PACIFIC AVE 2ND FLOOR SAN FRANCISCO CA 94111 473148077 INVESTMENT CA N/A ICQ CPE 2018 B LP 394 PACIFIC AVE 2ND FLOOR SAN FRANCISCO CA 94111 822693176 INVESTMENT CA N/A ICQ CPE 2019 B LP 394 PACIFIC AVE 2ND FLOOR SAN FRANCISCO CA 94111 831825403 INVESTMENT CA N/A CHESWOLD ALMONDS INC 1209 ORANGE STREET WILMINTON DE 19801 FARMING DE N/A C 0 CHESWOLD (NW-NFCT) LTD FLOOR 4 WILLOW HOUSE CRICKET SQUARE GRAND CAYMAN CJ KY1-9010 INVESTMENT CJ N/A C 0 CERBERUS ICQ OFFSHORE LOAN OPPORTUNITIES FUND LP 190 ELGIN AVENUE GEORGE TOWN CJ KY1-9005 981280276 INVESTMENT CJ N/A C 0 CLEARLAKE OPPORTUNITIES PARTNERS (E-OFFSHORE) LP 233 WILSHIRE BLVD SUITE 800 SANTA MONICA CA 90401 352533262 INVESTMENT CA N/A C 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 NEXT EGG INVESTMENTS (NFCT) LP B 79529876 CASH TRANSFER NEXT EGG INVESTMENTS (NFCT) LP C 14061685 CASH DISTRIBUTION