2020-11-16T18:24:30-06:00 2019-12-31 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2019-01-01 133218529 ORGANIZATION FOR INTERNATIONAL INVESTMENT INC ORGA 2026591903 99 M ST SE NO 200 WASHINGTON DC 20003 NANCY MCLERNON PRESIDENT & CEO 2026591903 2020-11-16 1 AMY CHAPMAN P00843460 5712279500 2020-11-13 67.137.57.251 2020-11-16 16:12:29 ES P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 6EDCF0D733E321D46E8B588C515CAD82777222EE 2019 2021-04-22 16:20:28Z NANCY MCLERNON 99 M ST SE NO 200 WASHINGTON DC 20003 5766619 0 X WWW.OFII.ORG X 1984 DE TO REPRESENT U.S. SUBSIDIARIES OF COMPANIES HEADQUARTERED ABROAD 25 25 26 36 0 0 0 0 5315937 5704436 39844 50831 729 2757 5356510 5758024 0 0 0 0 2540000 2741379 0 0 0 2802386 2981337 5342386 5722716 14124 35308 4247520 4890918 1838238 2446328 2409282 2444590 X THE ORGANIZATION FOR INTERNATIONAL INVESTMENT (OFII) IS A NON-PROFIT 501(C)(6) BUSINESS ASSOCIATION REPRESENTING THE U.S. OPERATIONS OF MANY OF THE WORLD'S LARGEST INTERNATIONAL COMPANIES, WHICH INSOURCE OVER 5 MILLION AMERICAN JOBS AND SUPPORT AN ANNUAL U.S. PAYROLL OF OVER $400 BILLION. AS THE PREMIER VOICE OF INTERNATIONAL COMPANIES IN THE U.S., OUR MISSION IS TO ACTIVELY PROMOTE AND DEFEND AN OPEN ECONOMY THAT WELCOMES INTERNATIONAL COMPANIES TO INVEST IN AMERICA. MISSION STATEMENT IS TO EDUCATE THE PUBLIC AND POLICYMAKERS ABOUT THE IMPORTANT ROLE THAT INTERNATIONAL COMPANIES PLAY IN U.S. ECONOMIC GROWTH, JOB CREATION, SKILLS TRAINING, RESEARCH & DEVELOPMENT, AND CORPORATE SOCIAL RESPONSIBILITY EFFORTS. OFII, ACTIVELY PROMOTES AND DEFENDS AN OPEN ECONOMY THAT WELCOMES INTERNATIONAL COMPANIES TO INVEST IN AMERICA. OUR MEMBERS ARE AMERICAN COMPANIES WITH GLOBAL HERITAGE AND AN INDISPENSABLE PART OF OUR NATION'S ECONOMIC SUCCESS. WHEN AMERICA IS OPEN FOR BUSINESS, WE ALL BENEFIT. 0 0 OFII AND ITS MEMBERS HAD A TREMENDOUS YEAR ADVANCING POLICY PRIORITIES BY MEETING WITH INFLUENTIAL POLICYMAKERS, INCLUDING DISCUSSIONS WITH THE WHITE HOUSE, FEDERAL AGENCIES, GOVERNORS, AND CONGRESSIONAL LEADERS. OFII PLAYED AN ESSENTIAL ROLE IN PROMOTING FAIR AND EQUAL TREATMENT FOR INTERNATIONAL COMPANIES IN THE UNITED STATES, WHICH INCLUDED DEFENDING THE CONSTITUTIONAL RIGHTS OF U.S. WORKERS, SECURING MAJOR CHANGES TO DEBT/EQUITY REGULATIONS, ADVOCATING FOR TAX TREATY PROTOCOLS' RATIFICATION, PUSHING GOVERNORS TO ISSUE OPEN INVESTMENT POLICY STATEMENTS, AND ADDRESSING DISCRIMINATORY TAX PROPOSALS.OFII STRIVES TO PROVIDE RELEVANT REAL-TIME INFORMATION TO MEMBERS THROUGH A VARIETY OF PLATFORMS, INCLUDING EXPERT COMMENTARY AND INSIDER INFORMATION ON THE EVOLVING TRADE POLICY LANDSCAPE ON BIWEEKLY MEMBERSHIP CALLS, BIWEEKLY STATE POLICY CALLS, MONTHLY TAX POLICY CALLS, A REPORT SHOWCASING OFII MEMBERS' CSR INITIATIVES, 2019 INBOUND INVESTMENT SURVEYS, FACT SHEET ON MANUFACTURING, INNOVATION, AND EXPORTS, AND HOSTING AT LEAST 55 CONFERENCE CALLS AND WEBINARS.OFII ENSURES ITS MEMBERS HAVE AN OPPORTUNITY TO CONNECT WITH OTHER PROFESSIONALS AT INTERNATIONAL COMPANIES, INCLUDING CURRENT AND POTENTIAL BUSINESS PARTNERS, AT MEMBERSHIP-WIDE MEETINGS, THE ANNUAL DINNER, CEO CIRCLE FLY-INS, SPRING AND FALL TAX CONFERENCES, INBOUND TAX POLICY COUNCIL MEETINGS, STATE GOVERNMENT AFFAIRS MEETINGS, CFO SEMINARS, AND WORKING GROUPS ON TRADE AND TAX ISSUES OF IMPORTANCE. 0 0 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 29 0 26 1 0 0 0 0 0 0 0 0 X 25 25 0 0 0 0 1 1 1 1 0 0 0 0 0 0 1 1 1 0 DC X AARON BRICKMAN 2026591903 99 M STREET SE SUITE 200 WASHINGTON DC 20003 NANCY MCLERNON PRESIDENT & CEO 45.00 X 588442 0 40007 CLINTON BLAIR VP PUBLIC POLICY 45.00 X 273579 0 42098 AARON BRICKMAN VP STRATEGY & DEVELOPMENT 45.00 X 258587 0 19303 JONATHAN SAMFORD SR. VP EXTERNAL SERVICES 45.00 X 236248 0 23709 KEVIN KLEIN DIRECTOR, TAX POLICY 45.00 X 163775 0 13851 STEPHANIE MINOR DIRECTOR, FINANCE & OPERAT 45.00 X X 122841 0 22441 KAPIL SHARMA CHAIR 1.00 X X 0 0 0 JAKE JONES CHAIRMAN EMERITUS 1.00 X X 0 0 0 PAUL HOOGSTEDEN SECRETARY & TRESURER 1.00 X X 0 0 0 ANNA SCHNEIDER CHAIR, GOVERNMENT AFFAIRS 1.00 X 0 0 0 ANTHONY O'DONNELL CHAIR, TAX COMMITTEE 1.00 X 0 0 0 MARK DAHLINGER MEMBER AT-LARGE 1.00 X 0 0 0 KATHLEEN AMBROSE DIRECTOR 1.00 X 0 0 0 STEVE CICCONE DIRECTOR 1.00 X 0 0 0 KAREN HALBY DIRECTOR 1.00 X 0 0 0 GARY HICKMAN DIRECTOR 1.00 X 0 0 0 PETER LEFKIN DIRECTOR 1.00 X 0 0 0 KEVIN SHERFEY DIRECTOR 1.00 X 0 0 0 DAVID SLACK DIRECTOR 1.00 X 0 0 0 ROBERT SMITH DIRECTOR 1.00 X 0 0 0 HUGH WELSH DIRECTOR 1.00 X 0 0 0 JEFF WERNER DIRECTOR 1.00 X 0 0 0 LARRY POCIASK DIRECTOR 1.00 X 0 0 0 MEG HARDON DIRECTOR 1.00 X 0 0 0 CRAIG ZAHND DIRECTOR 1.00 X 0 0 0 MOLLY FOGARTY DIRECTOR 1.00 X 0 0 0 PEGGY SMYTH DIRECTOR 1.00 X 0 0 0 GREG STAY DIRECTOR 1.00 X 0 0 0 CLAUDE DRAILLARD DIRECTOR 1.00 X 0 0 0 CHRISTOPHER RICE DIRECTOR 1.00 X 0 0 0 DAVID STEEL DIRECTOR 1.00 X 0 0 0 DEIRDRE MANNA DIRECTOR 1.00 X 0 0 0 FREDERIC SCHOTT DIRECTOR 1.00 X 0 0 0 1643472 0 161409 6 0 1 0 OGILVY PUBLIC RELATIONS WORLDWIDE 636 11TH AVENUE NEW YORK NY 10036 OUTSIDE COUNSEL 240000 PRICEWATERHOUSECOOPERS LLP PO BOX 7247-8001 PHILADELPHIA PA 19170 OUTSIDE COUNSEL 229136 AKIN GUMP STRAUSS HAUER & FELD 1700 PACIFIC AVENUE SUITE 4100 DALLAS TX 75201 OUTSIDE COUNSEL 160058 BAKER & MCKENZIE LLP 815 CONNECTICUT AVENUE NW WASHINGTON DC 20006 OUTSIDE COUNSEL 123464 SANDLER REIFF LAMB ROSENSTEIN & BIRKE 1090 VERMONT AVENUE NW SUITE 750 WASHINGTON DC 20005 OUTSIDE COUNSEL 109280 5 MEMBERSHIP DUES 900099 3607783 3607783 CONFERENCES/DINNERS 900099 1718153 1718153 JOINT BUSINESS RELATIO 900099 378500 378500 5704436 48713 48713 10713 8595 2118 2118 2118 CREDIT CARD SVCS FEE 900099 2757 2757 2757 5758024 5704436 0 53588 1627255 720365 32067 154766 206926 902909 66311 14354 110343 282503 135813 920542 1994 8471 15619 STATE ADVOCACY 201678 COMMUNICATIONS 175501 ECONOMIC STUDIES 53500 INTERN 37072 54727 5722716 1576463 999891 2251030 2277865 248475 586663 145354 208629 975674 231379 15819 744295 10379 73575 4247520 4890918 376498 769308 1428793 1177500 32947 499520 1838238 2446328 X 2409282 2444590 2409282 2444590 4247520 4890918 35308 0 X 1 X 0 1 0 0 0 1 3607783 1979000 1771472 3750472 2345059 1405413 -142689 671592 133058 538534 282049 96922 185127 22033 1399 20634 744295 DEFERRED RENTS 478733 COPIER LEASE 20787 499520 5770565 7541 5000 12541 5758024 0 5758024 5735257 7541 5000 12541 5722716 0 5722716 PART XI, LINE 2D - OTHER ADJUSTMENTS: PAC CONTRIBUTIONS FROM MEMBERS 5,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: PAC CONTRIBUTIONS FROM MEMBERS 5,000. X 0 1 X X 0 0 0 NANCY MCLERNON PRESIDENT & CEO 394502 0 193940 0 0 0 29021 0 10986 0 628449 0 0 0 CLINTON BLAIR VP PUBLIC POLICY 218724 0 54855 0 0 0 16057 0 26041 0 315677 0 0 0 AARON BRICKMAN VP STRATEGY & DEVELOPMENT 197484 0 61103 0 0 0 15587 0 3716 0 277890 0 0 0 JONATHAN SAMFORD SR. VP EXTERNAL SERVICES 179403 0 56845 0 0 0 14183 0 9526 0 259957 0 0 0 KEVIN KLEIN DIRECTOR, TAX POLICY 136487 0 27288 0 0 0 6993 0 6858 0 177626 0 0 0 PART I, LINE 1A KEVIN KLEIN $439, INCLUDED IN TAXABLE COMPENSATION PART I, LINE 1B IT IS THE PRACTICE OF THE ORGANIZATION TO GROSS-UP THE CEO'S PAYMENTS RELATED TO EXCESS BENEFITS. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL BE COMPRISED OF THE CHAIRMAN OF THE BOARD, THE VICE CHAIRMAN, THE CHAIRMAN-EMERITUS, THE SECRETARY/TREASURER, AND THE CHAIRS OF THE STANDING COMMITTEES. THE EXECUTIVE COMMITTEE SHALL EXERCISE SUCH POWERS AS SHALL BE DELEGATED TO THEM BY THE BOARD OF DIRECTORS AND, SUBJECT TO RATIFICATION BY THE BOARD, BE EMPOWERED TO ACT IN THE NAME OF THE MEMBERSHIP BETWEEN MEETINGS OF THE BOARD. SPECIFIC DUTIES OF THE EXECUTIVE COMMITTEE: CHAIRMAN OF THE BOARD - THE CHAIRMAN OF THE BOARD MAY PERFORM SUCH OFFICES AS SHALL BE REQUESTED FROM TIME TO TIME BY THE BOARD OF DIRECTORS. THE CHAIRMAN SHALL PRESIDE AT MEETINGS OF THE MEMBERS AND OF THE BOARD OF DIRECTORS. HE OR SHE SHALL ALSO, AT OTHER MEETINGS OF THE CORPORATION AND AT SUCH OTHER TIMES AS HE OR SHE DEEMS PROPER, COMMUNICATE TO THE CORPORATION OR TO THE BOARD SUCH MATTERS AND MAKE SUCH SUGGESTIONS AS MAY, IN HIS OR HER OPINION, TEND TO PROMOTE AND INCREASE THE USEFULNESS OF THE CORPORATION TO MEMBERS AND SHALL PERFORM SUCH OTHER DUTIES AS ARE INCIDENT TO THE OFFICE OF THE CHAIRMAN OF THE BOARD. THE CHAIRMAN -EMERITUS SHALL BE A MEMBER OF THE EXECUTIVE COMMITTEE AUTOMATICALLY FOR THE THREE YEAR PERIOD IMMEDIATELY FOLLOWING HIS OR HER TERM AS CHAIRMAN OF THE BOARD. IN CASE OF ABSENCE OR INABILITY TO ACT FROM ANY CAUSE OF BOTH THE CHAIRMAN OF THE BOARD AND VICE CHAIRMAN OF THE BOARD, THE CHAIRMAN -EMERITUS SHALL PERFORM THE DUTIES OF THE CHAIRMAN. VICE CHAIRMAN OF THE BOARD - THE VICE CHAIRMAN OF THE BOARD SHALL ASSIST THE CHAIRMAN OF THE BOARD IN FULFILLING HIS OR HER DUTIES. THE VICE CHAIRMAN SHALL PERFORM THE DUTIES OF THE CHAIRMAN IN CASE OF ABSENCE OR INABILITY TO ACT FROM ANY CAUSE OF THE CHAIRMAN. THE VICE CHAIRMAN MAY ALSO SERVE IN ANOTHER CAPACITY ON THE EXECUTIVE COMMITTEE (I.E. AS A COMMITTEE CHAIR OF A STANDING COMMITTEE OR SECRETARY/TREASURER). SECRETARY/TREASURER - THE TREASURER SHALL OVERSEE THE COLLECTION AND ACCOUNTING OF ALL MONIES RECEIVED AND EXPENDED FOR THE USE OF THE CORPORATION. THE TREASURER SHALL MAKE A REPORT AT THE ANNUAL MEETINGS OF THE BOARD OR AT SUCH OTHER TIMES AS CALLED UPON BY THE CHAIRMAN OF THE BOARD. THE SECRETARY SHALL BE HOLDER OF THE CORPORATION'S SEAL. FORM 990, PART VI, SECTION A, LINE 6 OFII HAS ONE LEVEL OF MEMBERSHIP FOR ALL MEMBER COMPANIES. FORM 990, PART VI, SECTION A, LINE 7A A DIRECTOR MUST BE EMPLOYED BY A MEMBER OR ONE OF ITS AFFILIATES. THERE SHALL BE NO MORE THAN ONE DIRECTOR FROM THE SAME AFFILIATED GROUP OF COMPANIES. A DIRECTOR IS ELECTED IN HIS OR HER INDIVIDUAL CAPACITY AND NOT AS A REPRESENTATIVE OF THE MEMBER. THE DIRECTORS AND EXECUTIVE COMMITTEE OFFICERS SHALL BE ELECTED BY THE VOTE OF A MAJORITY OF THE MEMBERSHIP EVERY YEAR BY BALLOT SENT TO THE DUES CONTACT AT EACH MEMBER COMPANY. THE BOARD SHALL ELECT BY MAJORITY VOTE A NOMINATING AND GOVERNANCE COMMITTEE EVERY YEAR TO MAKE RECOMMENDATIONS FOR A SLATE OF DIRECTORS AND CONSIDER GOVERNANCE ISSUES. DIRECTORS MUST THEN BE ELECTED BY A MAJORITY OF THE MEMBERSHIP. IF A MAJORITY OF MEMBERS ENDORSE THE NOMINATING COMMITTEE'S RECOMMENDATIONS, THE DIRECTORS OF THE BOARD ARE ELECTED. DIRECTORS SHALL, UPON ELECTION, IMMEDIATELY ENTER UPON THE PERFORMANCE OF THEIR DUTIES AND, SUBJECT TO THE OTHER SECTIONS IN THIS ARTICLE V, SHALL CONTINUE IN OFFICE FOR ONE THREE YEAR TERM. UPON COMPLETION OF THE INITIAL THREE YEAR TERM DIRECTORS ARE ELIGIBLE FOR RE-ELECTION FOR SUCCESSIVE THREE YEAR TERMS UNDER THE SAME PROCEDURES AS THEIR INITIAL ELECTION. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO BY-LAWS ARE THE DECISIONS OF THE ORGANIZATION RESERVED TO MEMBERS, STOCKHOLDERS, OR PERSONS OTHER THAN GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 8B MEETING MINUTES ARE RECORDED AT EACH BOARD MEETING AND ARE APPROVED BY THE BOARD AT THE FOLLOWING MEETING. THE COMMITTEES DO NOT HAVE THE AUTHORITY TO ACT ON BEHALF OF THE BOARD. ANY ISSUES DISCUSSED AT COMMITTEE MEETINGS MUST GO THROUGH BOARD APPROVAL. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY AN OUTSIDE FIRM FROM INFORMATION PROVIDED BY MANAGEMENT. ONCE PREPARATION IS COMPLETE, THE ORGANIZATION'S TREASURER REVIEWS FORM 990 IN ITS ENTIRETY. FORM 990, PART VI, SECTION B, LINE 15 OFII USES COMPARABILITY DATA AND USES A COMPENSATION COMMITTEE (SAME AS BOARD OF DIRECTORS) FOR DETERMINING COMPENSATION OF OFFICERS AND KEY EMPLOYEES. THE LAST TIME THIS PROCESS WAS USED WAS IN 2018. FORM 990, PART VI, SECTION C, LINE 19 OFII DOES NOT MAKE ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART III, LINE 1 ORGANIZATION'S MISSION, CONTINUED: OFII'S THREE-PART MANDATE: - EDUCATE POLICY MAKERS AND THE PUBLIC ABOUT THE POSITIVE ROLE U.S. SUBSIDIARIES PLAY IN THE AMERICAN ECONOMY. OFII PRODUCES A VARIETY OF DIFFERENT DOCUMENTS AND STUDIES DETAILING THE IMPORTANT CONTRIBUTIONS U.S. SUBSIDIARIES MAKE TO THE U.S. ECONOMY. - ADVOCATE TO ENSURE U.S. SUBSIDIARIES ARE NOT DISCRIMINATED AGAINST IN STATE OR FEDERAL LAW. WHEN U.S. SUBSIDIARIES ARE UNDER THREAT IN THE U.S. LEGISLATIVE OR REGULATORY PROCESS, OFII IS AN AGGRESSIVE AND EFFECTIVE ADVOCATE FOR FAIR, NON-DISCRIMINATORY TREATMENT. OFII'S EFFORTS TO ENSURE NON-DISCRIMINATORY TREATMENT FOR U.S. SUBSIDIARIES RELY ON A NUMBER OF ACTIVITIES: - MONITORING - OFII'S STAFF AND TEAM OF EXPERTS CLOSELY TRACK POLICY AND POLITICAL DEVELOPMENTS OF IMPORTANCE TO U.S. SUBSIDIARIES; - REPORTING & ANALYZING - OFII AND ITS EXPERTS PROVIDE ANALYSIS ABOUT ISSUES THAT MAY UNIQUELY AFFECT U.S. SUBSIDIARIES. THIS TIMELY AND THOROUGH INFORMATION HELPS MEMBER COMPANIES UNDERSTAND THE IMPACT OF A PARTICULAR POLICY PROPOSAL ON THEIR BUSINESS. - LOBBYING - WHEN AN ISSUE IS TARGETED FOR OFII ACTION, A STRATEGY IS DEVELOPED AND CARRIED OUT TO MODIFY THE LEGISLATIVE AND/OR REGULATORY PROPOSALS. - NETWORK TO PROVIDE PEER-TO-PEER FORUMS ON ISSUES UNIQUE TO U.S. SUBSIDIARIES. CURRENTLY, OFII HOLDS ANNUAL CONFERENCES FOR GENERAL COUNSEL, SENIOR TAX AND GOVERNMENT RELATIONS AND PUBLIC AFFAIRS EXECUTIVES. IN ADDITION, WE HOLD INFORMAL PRIVATE DINNERS FOR CFO AND GENERAL COUNSEL EXECUTIVES. EVEN THOUGH OUR PARTICIPANTS REPRESENT COMPANIES IN A VARIETY OF INDUSTRIES, SENIOR EXECUTIVES GAIN WORTHWHILE INSIGHT FROM TALKING WITH COLLEAGUES ABOUT THEIR DISTINCT RESPONSIBILITIES AT U.S. SUBSIDIARIES. THESE EVENTS ALSO HELP OFII TO FOCUS ON ISSUES IDENTIFIED IN THESE DISCUSSIONS AS MOST CRITICAL.