2020-01-27T12:31:37-06:00 2018-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2018-01-01 451204321 ROCK HEALTH INC ROCK 4158698585 301 HOWARD STREET NO 950 SAN FRANCISCO CA 94105 WILLIAM EVANS CEO & MANAGING DIRECTOR 4158698585 2020-01-27 1 RICHARD CROGHAN P00089862 4159561500 2020-01-21 12.129.4.210 2020-01-27 12:13:29 PS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 32BFBF1104AA8EEBC72962A0CCB0C2C16BC479E3 2018 2020-09-23 17:36:50Z WILLIAM EVANS 301 HOWARD STREET NO 950 SAN FRANCISCO CA 94105 2973657 0 X WWW.ROCKHEALTH.COM X 2011 CA TO MAKE HEALTHCARE BETTER FOR EVERY HUMAN BEING BY SUPPORTING COMPANIES IMPROVING THE QUALITY, SAFETY, AND ACCESSIBILITY OF OUR HEALTHCARE SYSTEM. 3 2 12 12 0 0 1506626 1995751 534753 752798 200 108 1847 225000 2043426 2973657 0 0 0 0 1179958 1509318 0 0 83661 803999 1196921 1983957 2706239 59469 267418 2555123 3151618 110810 392752 2444313 2758866 X ROCK HEALTH'S SOLE PURPOSE IS EDUCATING, TEACHING, INSTRUCTING, TRAINING, AND COACHING HEALTHCARE ENTREPRENEURS FOR THE PURPOSE OF IMPROVING AND DEVELOPING THE ENTREPRENEURS' CAPABILITIES, SKILLS, AND KNOWLEDGE BASE. TO MEET THIS EDUCATIONAL PURPOSE, ROCK HEALTH IS ENGAGED IN A NUMBER OF EDUCATIONAL ACTIVITIES THAT ARE AVAILABLE TO THE GENERAL PUBLIC, THE PRIMARY ACTVITY OF WHICH IS HOSTING THE BUSINESS INCUBATOR PROGRAM. 0 0 1597267 124494 BUSINESS INCUBATOR: IN KEEPING WITH OUR MISSION TO SUPPORT INNOVATION AT THE INTERSECTION OF HEALTHCARE AND TECHNOLOGY, ROCK HEALTH MET WITH OVER 400 NEW COMPANIES IN 2018, WITH AN AVERAGE OF 1 HOUR OF CONVERSATION PER COMPANY AND CLOSELY INTERACTED WITH A PORTFOLIO OF OVER 50 COMPANIES, WITH HUNDREDS OF INTRODUCTIONS TO OUR EXPERT NETWORK OF INDUSTRY PROFESSIONALS AND HEALTHCARE THOUGHT LEADERS. AMONGST OUR ENTIRE PORTFOLIO, OVER $400 MILLION IN GROWTH FUNDING WAS RAISED IN 2018, CREATING HUNDREDS OF NEW JOBS. OUR LOYAL AND GROWING COMMUNITY OF EXPERTS AND ALUMNI CONTINUE TO GENEROUSLY OFFER STRATEGIC GUIDANCE AND EXPERTISE TO ROCK HEALTH START-UPS. 436909 536754 PUBLIC EDUCATIONAL EVENTS: ROCK HEALTH HOSTED MULTIPLE EVENTS IN 2018 SERVING OVER 3,000 PEOPLE. WE HOSTED OVER 100 DIVERSE THOUGHT LEADERS AS TEACHERS, SPEAKERS, AND DISCUSSION LEADERS. THE MAIN THEMES COVERED INCLUDED: HEALTHCARE INNOVATION, HEALTH DATA, BUSINESS, ENTREPRENEURSHIP, AND LEADERSHIP. THE EVENTS RANGED FROM INTIMATE GATHERINGS WITH 30 - 100 ATTENDEES TO A 700+ HEALTHCARE INNOVATION SUMMIT. 20300 91550 RESEARCH: ROCK HEALTH OFFERS AN EXTENSIVE ARRAY OF DIVERSE ONLINE EDUCATIONAL RESOURCES. THE CORE OF THESE RESOURCES IS OUR ROCK REPORTS, WHICH ARE BASED ON PRIMARY AND SECONDARY RESEARCH AND PROVIDE AN IN-DEPTH LOOK AT TRENDS IN HEALTH TECHNOLOGY. NINE ROCK REPORTS PUBLISHED IN 2018 RECEIVED OVER 98,000 VIEWS OVER THAT YEAR, ON TOPICS INCLUDING ARTIFICIAL INTELLIGENCE AND MACHINE LEARNING IN HEALTHCARE, DIVERSITY IN HEALTHCARE, AND DIGITAL HEALTH VENTURE FUNDING. WE ALSO HOST A PODCAST WITH 27,200 LISTENS OF EPISODES IN 2018. WE ALSO CAREFULLY CURATE A JOBS PAGE, AN EDUCATIONAL BLOG (WITH 24 POSTS IN 2018), A WEEKLY HEALTHCARE TECHNOLOGY NEWS EMAIL DIGEST (WITH OVER 41,000 SUBSCRIBERS), AND OTHER RESOURCES WHICH ARE FREE TO THE PUBLIC ON OUR WEBSITE. 2054476 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 28 0 1 12 0 0 0 0 0 0 1 0 0 0 0 0 0 0 X 3 2 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 0 0 CA X WILLIAM EVANS 4158698585 301 HOWARD STREET SUITE 950 SAN FRANCISCO CA 94105 NATE GROSS DIRECTOR 1.00 0.00 X 0 0 0 TODD PIERCE DIRECTOR 1.00 0.00 X 0 0 0 WILLIAM EVANS DIRECTOR / CEO & MANAGING DIRECTOR 40.00 0.00 X X 312500 0 33895 MEGAN ZWEIG DIRECTOR OF RESEARCH 40.00 0.00 X 166878 0 10111 REBECCA SHMUKLER DIRECTOR OF PARTNERSHIPS 40.00 0.00 X 135271 0 6742 614649 0 50748 3 0 1 0 0 1995751 1995751 EVENT TICKET REVENUE 541900 536754 536754 FEE FOR SERVICE REVENU 541700 91550 91550 PARTNER MEMBERSHIP REV 541900 72235 72235 OTHER OPERATING REVENU 541900 52259 52259 752798 108 108 EARLY LEASE BUYOUT 900099 225000 225000 225000 2973657 752798 0 225108 346395 259796 86599 1044105 774732 210631 58742 21685 15708 3198 2779 97133 71878 20398 4857 10600 10600 80578 80578 258535 258535 84180 84180 198849 157091 27839 13919 34904 34904 440616 440616 18221 18221 21949 21949 MISCELLANEOUS EXPENSES 28189 20916 3909 3364 RESEARCH DATA 20300 20300 2706239 2054476 568102 83661 2100990 1850210 250553 78919 153975 561068 1000 15346 43284 104159 27708 10496 76451 114430 2500 21263 426256 2555123 3151618 110210 191263 600 139549 0 61940 110810 392752 X 2444313 2758866 2444313 2758866 2555123 3151618 267418 -41781 88916 0 X 0 1 X 1 0 X 1213408 1573406 1287550 1506626 1995751 7576741 1213408 1573406 1287550 1506626 1995751 7576741 2752121 4824620 47995 25296 45234 51325 108 169958 599 5 225000 225604 7972303 2895078 0.60520 0.54310 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: REIMBURSEMENTS - 2014 AMOUNT: $ 599. 2015 AMOUNT: $ 5. LEASE BUYOUT - 2018 AMOUNT: $ 225,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 23135 11084 12051 81024 16624 64400 76451 DUE FROM RELATED ORGANIZATION 193000 DEPOSITS 83767 OTHER RECEIVABLES 149489 426256 DEFERRED RENT 61940 61940 X 2931876 -41781 -41781 2973657 0 2973657 2706239 0 2706239 0 2706239 PART X, LINE 2: U.S. GAAP REQUIRES THE ORGANIZATION TO EVALUATE TAX POSITIONS TAKEN AND RECOGNIZE A TAX LIABILITY IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE APPLICABLE TAX AUTHORITY. THE ORGANIZATION HAS REVIEWED ITS TAX POSITIONS FOR ALL OPEN TAX YEARS AND BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR THE TAX POSITIONS TAKEN. THEREFORE, NO LIABILITY HAS BEEN RECORDED. X 0 0 0 0 0 0 0 0 0 WILLIAM EVANS DIRECTOR / CEO & MANAGING DIRECTOR 230000 0 82500 0 0 0 0 0 33895 0 346395 0 0 0 MEGAN ZWEIG DIRECTOR OF RESEARCH 156563 0 10315 0 0 0 0 0 10111 0 176989 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM, IN CONJUNCTION WITH THE ORGANIZATION'S FINANCE AND ACCOUNTING REPRESENTATIVES. THE CEO THEN REVIEWS THE TAX RETURNS FOR ACCURACY. AN ELECTRONIC COPY OF THE FORM 990 IS THEN E-MAILED TO THE ENTIRE BOARD FOR COMMENTS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS, WHO ARE CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, THE INTERESTED PERSON SHALL LEAVE THE BOARD MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. IN THE EVENT THAT THE BOARD DETERMINES THAT A PROPOSED TRANSACTION OR ARRANGEMENT PRESENTS A CONFLICT OF INTEREST, THE BOARD SHALL APPOINT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES, IF APPROPRIATE, AND EXCLUDE THE INTERESTED PERSON FROM THE DISCUSSION OF, AND VOTE ON, THE TRANSACTION. IF THE BOARD HAS REASONABLE CAUSE TO BELIEVE AN INTERESTED PERSON HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT SHALL INFORM THE INTERESTED PERSON OF THE BASIS FOR SUCH BELIEF AND AFFORD THE INTERESTED PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF THE BOARD DETERMINES THE INTERESTED PERSON HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION OF THE TOP MANAGEMENT OFFICIAL IS DETERMINED BY THE DISINTERESTED DIRECTORS. THE CONTENT OF THE DISCUSSION, INCLUDING THE INFORMATION USED TO DETERMINE THE REASONABLENESS OF THE COMPENSATION, AND A RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS SHALL BE MAINTAINED IN THE MINUTES OF THE CORPORATION. THE DETERMINATION OF REASONABLENESS IS BE BASED UPON INFORMATION ABOUT COMPENSATION PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR SIMILAR SERVICES, CURRENT COMPENSATION SURVEYS COMPILED BY INDEPENDENT FIRMS OR ACTUAL WRITTEN OFFERS FROM SIMILARLY SITUATED ORGANIZATIONS. FORM 990, PART V, SECTION B, LINE 15B HAS BEEN MARKED "NO", AS THE ORGANIZATION DOES NOT COMPENSATE ANY ADDITIONAL OFFICER OR KEY EMPLOYEE (BY DEFINITION OF THE FORM 990 INSTRUCTIONS). FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. ROCK HEALTH SEED FUND II LLC 301 HOWARD STREET SUITE 950 SAN FRANCISCO CA 94105 472585488 INVESTMENT PARTNERSHIP CA N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 ROCK HEALTH SEED FUND II LLC D 193000 BOOK VALUE