2020-04-09T13:54:52-05:00 2019-05-31 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 1570 FRUITVILLE PIKE SUITE 400 LANCASTER PA 17601 990 2018-06-01 240795506 WILKES UNIVERSITY WILK 5704084500 84 WEST SOUTH STREET WILKES BARRE PA 18766 LOREN D PRESCOTT JR VICE PRESIDENT OF FINANCE 5704084500 2020-04-09 1 KERRI N BOGDA CPA P00760402 7177404863 23.130.16.102 2020-04-09 12:05:59 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 AE0C272A69DD34E2EDF3B6A185DE1CF90EACE8A4 2018 2020-09-23 17:36:50Z PATRICK F LEAHY 84 WEST SOUTH STREET WILKES BARRE PA 18766 159334460 0 X WWW.WILKES.EDU X 1933 PA TO EDUCATE THROUGH A COMMITMENT TO ATTENTION, EXCEPTIONAL TEACHING, AND ACADEMIC EXCELLENCE. 31 30 2128 210 0 0 15442906 10972889 131020179 133974464 2786361 3311031 2323526 2469734 151572972 150728118 40304190 42190522 0 0 58968017 63391631 1500 0 1209458 41807267 40923847 141080974 146506000 10491998 4222118 227558147 230606431 101207596 103828421 126350551 126778010 X PLEASE SEE SCHEDULE O FOR DETAIL.TO CONTINUE THE WILKES TRADITION OF LIBERALLY EDUCATING OUR STUDENTS FOR LIFELONG LEARNING AND SUCCESS IN A CONSTANTLY EVOLVING AND MULTICULTURAL WORLD THROUGH A COMMITMENT TO INDIVIDUALIZED ATTENTION, EXCEPTIONAL TEACHING, SCHOLARSHIP, AND ACADEMIC EXCELLENCE, WHILE CONTINUING THE UNIVERSITY'S COMMITMENT TO COMMUNITY ENGAGEMENT. 0 0 42127709 0 116915497 INSTRUCTION - INCLUDES ALL EXPENDITURES FOR ACTIVITIES THAT ARE PART OF THE INSTITUTION'S INSTRUCTIONAL PROGRAMS. THIS INCLUDES CREDIT AND NON-CREDIT COURSES, ACADEMIC, VOCATIONAL AND TECHNICAL INSTRUCTION. THE UNIVERSITY OFFERS 45 UNDERGRADUATE MAJORS, 15 GRADUATE PROGRAMS AND SEVERAL PRE-PROFESSIONAL PROGRAMS. ENROLLMENT INCLUDES 2,110 FULL-TIME UNDERGRADUATE STUDENTS FROM OVER 27 STATES, PUERTO RICO AND 16 FOREIGN COUNTRIES. CLASS SIZES ARE KEPT SMALL TO ENABLE GREATER ACCESS TO PROFESSORS AND MORE INDIVIDUALIZED ATTENTION IN THE CLASSROOM. UNDERGRADUATE FRESHMEN CLASS SIZES AVERAGE 20 STUDENTS WITH 16 STUDENTS FOR UPPER LEVEL CLASSES. WILKES IS DEDICATED TO BEING A LEADER IN HIGHER EDUCATION THROUGHOUT THE NORTHEASTERN UNITED STATES AND IS DEDICATED TO ACADEMIC EXCELLENCE THROUGH MENTORING. 42190522 41537425 0 SCHOLARSHIPS - INCLUDES EXPENDITURES FOR GENERAL, NEED BASED, AND ENDOWMENT SCHOLARSHIPS AND FELLOWSHIPS FROM RESTRICTED OR UNRESTRICTED CURRENT FUNDS IN THE FORM OF GRANTS TO STUDENTS. AT LEAST 90% OF STUDENTS RECEIVED SOME FORM OF FINANCIAL AID. GRANTS AWARDED INCLUDE SEOG SCHOLARSHIPS, WILKES NEED BASED GRANTS AND WILKES MERIT BASED SCHOLARSHIPS. 28573258 653097 17058967 STUDENT SERVICES - INCLUDES FUNDS EXPENDED FOR ACTIVITIES WITH THE PRIMARY PURPOSE OF CONTRIBUTING TO THE STUDENTS' EMOTIONAL AND PHYSICAL WELL-BEING AND INTELLECTUAL, CULTURAL, AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF THE FORMAL INSTRUCTION PROGRAM. WILKES CLASSIFIES THE FOLLOWING OFFICES INTO THIS PROGRAM: OFFICES OF ENROLLMENT SERVICES (ADMISSIONS), REGISTRAR, FINANCIAL AID ADMINISTRATION, CAREER SERVICES, AND HEALTH AND WELLNESS SERVICES. IN ADDITION, EXPENDITURES FOR STUDENT ACTIVITIES, CULTURAL EVENTS, INTRAMURAL AND INTERCOLLEGIATE ATHLETICS, FRESHMAN ORIENTATION, AND STUDENT CLUBS AND ORGANIZATIONS ARE CONSIDERED STUDENT SERVICES FOR FINANCIAL STATEMENT PURPOSES. 15882141 0 0 ACADEMIC SUPPORT - INCLUDES FUNDS EXPENDED TO PROVIDE SUPPORT SERVICES FOR THE INSTITUTION'S PRIMARY MISSION OF INSTRUCTION, RESEARCH, AND PUBLIC SERVICE. THE ACADEMIC ADMINISTRATION OF THE UNIVERSITY INCLUDING ACADEMIC DEANS BUT NOT DEPARTMENT CHAIRS THAT ARE CHARGED TO THEIR PRIMARY FUNCTION CATEGORY ARE FOUND IN THIS PROGRAM. ALL SALARIES, BENEFITS, AND OTHER EXPENSES FOR THE LIBRARY ARE ALSO CONSIDERED ACADEMIC SUPPORT.RESEARCH - INCLUDES ALL EXPENDITURES FOR ACTIVITIES SPECIFICALLY ORGANIZED TO PRODUCE RESEARCH, WHETHER COMMISSIONED BY AN AGENCY EXTERNAL TO THE INSTITUTION OR SEPARATELY BUDGETED WITHIN THE UNIVERSITY. CHARGED TO THIS PROGRAM ARE EXPENDITURES RELATED TO THE INSTITUTE FOR PUBLIC POLICY AND ECONOMIC DEVELOPMENT, A PARTNERSHIP AMONG SEVERAL LOCAL COLLEGES WITH THE FUNCTION OF PRODUCING RESEARCH TO ASSIST COMMUNITY LEADERS IN MAKING INFORMED DECISIONS. IN ADDITION TO THIS, THE EXPENSES OF SEVERAL RESEARCH GRANTS ARE RECORDED TO THE RESEARCH CLASSIFICATION.PUBLIC SERVICE - INCLUDES FUNDS EXPENDED FOR ACTIVITIES ESTABLISHED PRIMARILY TO PROVIDE NON-INSTRUCTIONAL SERVICES BENEFICIAL TO INDIVIDUALS AND GROUPS EXTERNAL TO THE UNIVERSITY. THE EXPENSES OF THE SMALL BUSINESS DEVELOPMENT CENTER, RADIO AND TELEVISION STUDIOS, SHINE PROGRAM, ALLAN P. KIRBY CENTER FOR FREE ENTERPRISE, BUSINESS INCUBATOR, AND SEVERAL COMMUNITY LECTURE SERIES ARE AMONG THOSE POSTED TO THIS PROGRAM. 15882141 0 0 128773630 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 1 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 6635 0 1 2128 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 31 30 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA X JESSICA SWINGLE CONTROLLER 5704084657 84 WEST SOUTH STREET WILKES BARRE PA 18766 DANIEL CARDELL CHAIR 9.00 X X 0 0 0 WILLIAM MILLER VICE CHAIR 7.00 X X 0 0 0 DANIEL KLEM SECRETARY/ASSISTANT TREASURER 9.00 X X 0 0 0 LAURA BARBERA CARDINALE TREASURER/ASSISTANT SECRETARY 8.00 X X 0 0 0 MICHAEL BREWSTER TRUSTEE 2.00 X 0 0 0 TERRENCE CASEY TRUSTEE 2.00 X 0 0 0 CHARLES COHEN TRUSTEE 6.00 X 0 0 0 JEFF DAVIDOWITZ TRUSTEE 4.00 X 0 0 0 WILLIAM GRANT TRUSTEE 3.00 X 0 0 0 JASON GRIGGS TRUSTEE 6.00 X 0 0 0 RANDA FAHMY HUDOME TRUSTEE 2.00 X 0 0 0 JOHN KERR TRUSTEE 3.00 X 0 0 0 MILAN S KIRBY TRUSTEE 2.00 X 0 0 0 GEORGE PAWLUSH TRUSTEE 4.00 X 0 0 0 THOMAS RALSTON TRUSTEE 3.00 X 0 0 0 HEDY RITTENMEYER TRUSTEE 6.00 X 0 0 0 STEVEN ROTH TRUSTEE 3.00 X 0 0 0 ELIZABETH SLAUGHTER TRUSTEE 3.00 X 0 0 0 MATTHEW SORDONI TRUSTEE 4.00 X 0 0 0 RAYMOND DOMBROSKI TRUSTEE 2.00 X 0 0 0 EUGENE ROTH TRUSTEE 2.00 X 0 0 0 GREGORY MACLEAN TRUSTEE 2.00 X 0 0 0 ELLEN HALL TRUSTEE 2.00 X 0 0 0 CYNTHIA CHARNETSKI TRUSTEE 2.00 X 0 0 0 SEYMOUR HOLTZMAN TRUSTEE 2.00 X 0 0 0 CAROLANN BESLER TRUSTEE 2.00 X 0 0 0 EDWARD CIARMIBOLI TRUSTEE 2.00 X 0 0 0 RANDALL MARK TRUSTEE 3.00 X 0 0 0 MELANIE MASLOW KERN TRUSTEE 2.00 X 0 0 0 GEORGE MATZ TRUSTEE 3.00 X 0 0 0 GERALD MCHALE TRUSTEE 6.00 X 0 0 0 PATRICK F LEAHY PRESIDENT 75.00 X 475075 0 83827 ANNE SKLEDER SENIOR VP / PROVOST 60.00 X 259543 0 26476 LOREN D PRESCOTT JR VP OF FINANCE AND GENERAL COUNSEL 60.00 X 244810 0 34202 MICHAEL WOOD VP SPECIAL ASST. TO THE PRESIDENT 50.00 X 191751 0 31068 PAUL ADAMS VP OF STUDENT AFFAIRS 50.00 X 177636 0 30475 TERESE WIGNOT AS OF 012019 INTERIM VP OF ENROLLMENT 50.00 X 177306 0 24507 JONATHAN FERENCE ASSOCIATE PROVOST 50.00 X 136025 0 25242 MARGARET STEELE CHIEF DEVELOPMENT OFFICER 50.00 X 128986 0 21272 SCOTT STOLTE DEAN OF NESBITT SCHOOL OF PHARMACY 50.00 X 218956 0 19634 ABEL ADEKOLA DEAN OF SIDHU BUSINESS SCHOOL 50.00 X 170014 0 31783 PRAHLAD MURTHY INTERIM DEAN SCH OF SCIENCE AND ENGINEERING 50.00 X 166401 0 12660 DEBORAH ZBEGNER DEAN OF PASSAN SCHOOL OF NURSING 50.00 X 158186 0 13067 JOHN STACHACZ DEAN FOR LIBRARY AND IT 50.00 X 168418 0 26096 RODNEY RIDLEY ALLAN P. KIRBY DIRECTOR 50.00 X 165358 0 26832 TERI OOMS EXEC DIR THE INSTITUTE 50.00 X 165762 0 13643 BONNIE CULVER DIRECTOR OF CREATIVE WRITING 50.00 X 155569 0 17030 DALE BRUNS PROF ENVIRONMENTAL ENGINEERING/EARTH SCIENCES 50.00 X 149563 0 23440 3309359 0 461254 93 0 1 0 ARAMARK SERVICES INC 1101 MARKET STREET PHILADELPHIA PA 191077548 FOOD SERVICE 4194694 HOTCHALK INC 1999 S BASCOM AVE SUITE 1030 CAMPBELL CA 95008 DISTANCE EDUCATION 2977139 LEARNING SCIENCES INTERNATIONAL 175 CORNELL ROAD BLAIRSVILLE PA 15717 GRADUATE COURSE PROVIDER 1407496 RUFFALO NOEL LEVITZ LLC 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 TECHNOLOGY ENABLED SERVICES 660019 ELLUCIAN COMPANY LP 2003 EDMUND HALLEY DRIVE RESTON VA 20191 COMPUTER MANAGEMENT SERVICES 533349 16 1054513 4385418 5532958 34434 10972889 TUITION AND FEES 900099 116915497 116915497 AUX. ACTIVITIES - SALES & SVCS 900099 17058967 17058967 133974464 2192272 2192272 135000 135000 29790 30469 -679 -679 -679 9391062 13735 8284778 1260 1106284 12475 1118759 1118759 298526 1054513 289835 8691 8691 ENDOWMENT DRAWDOWNS 900099 1902159 1902159 TEAM PROGRAM REVENUE 900099 201368 201368 CAMP REVENUE 900099 44531 44531 178664 178664 2326722 150728118 133974464 0 5780765 42190522 42190522 3064545 876853 2023276 164416 46415794 40650095 5179769 585930 2495413 2216610 255864 22939 8073249 6899211 1077386 96652 3342630 2902496 407192 32942 126023 126023 107750 107750 242639 242639 11122823 9582594 1522883 17346 1085950 154096 922372 9482 3337915 2826393 413945 97577 2857543 2531318 326225 3762836 3356239 406597 1972800 1826869 135665 10266 236629 214536 21713 380 3064583 2766030 298553 7132574 6437716 694858 774076 470431 300891 2754 ENTERTAINMENT 1400841 1142442 192539 65860 EQUIPMENT MAINTENANCE 659307 382808 269472 7027 BAD DEBTS 586167 586167 PRINTING & PUBLICATIONS 479638 71670 336921 71047 1973753 1274701 674212 24840 146506000 128773630 16522912 1209458 5556 5800 29608775 28238728 7288622 6731864 1034726 6629933 1350433 827656 213002326 94063575 118161536 118938751 48458922 48968312 17152862 16224226 3646266 2970231 850449 1070930 227558147 230606431 11099894 9674365 7089129 10485492 68636753 66284482 2500000 6000000 11881820 11384082 101207596 103828421 X 73091463 72752764 19087278 17991428 34171810 36033818 126350551 126778010 227558147 230606431 X 4222118 -4225770 743401 -312290 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 51627190 2149800 199882 1902159 226846 51847867 47733723 1822744 4171178 1867607 232848 51627190 40589592 2565969 6684695 1886837 219696 47733723 43410267 1092967 -1955151 1749400 209091 40589592 43729478 425300 1109984 1636500 217995 43410267 0.28010 0.49790 0.22200 0 0 6105158 6105158 167195254 70111602 97083652 22810509 17810988 4999521 16891405 6140985 10750420 118938751 BENEFICIAL INTEREST IN TRUSTS (BY OTHERS) 7103252 F ALTERNATIVE INVESTMENTS 5129148 F FUNDS HELD IN TRUST FOR OTHERS 3991826 F 16224226 DEPOSITS HELD IN CUSTODY 160536 LIABILITY UNDER SPLIT INTEREST 290309 INVESTMENTS HELD IN TRUST FOR OTHERS 3991826 ADVANCES FROM FEDERAL GOVERNMENT 3063917 POSTRETIREMENT BENEFITS 549233 CAPITAL LEASE OBLIGATIONS 3328261 11384082 X 104146846 -4225770 61820 -42737626 -46901576 151048422 -320304 -320304 150728118 104462788 61820 320304 382124 104080664 42425336 42425336 146506000 PART V, LINE 4: THE INTENDED USE OF THE UNIVERSITY'S ENDOWMENT FUNDS IS TO FUND SCHOLARSHIPS AS WELL AS DEPARTMENTAL CHAIRS AND TO SUPPORT OPERATING EXPENSES. PART X, LINE 2: MANAGEMENT EVALUATES INCOME TAX POSITIONS TAKEN BY THE UNIVERSITY AND RECOGNIZES A TAX LIABILITY (OR ASSET) IF THE UNIVERSITY HAS TAKEN AN UNCERTAIN TAX POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE UNIVERSITY, AND HAS CONCLUDED THAT AS OF MAY 31, 2019, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE UNIVERSITY IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -379,390. INVESTMENT EXPENSES NETTED TO INCOME ON FINANCIALS -234,814. ROOM GRANTS NETTED AGAINST AUXILIARY REVENUE ON FINANCIALS -653,097. SCHOLARSHIP AID NETTED AGAINST TUITION ON FINANCIALS -41,470,325. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES -289,835. RENTAL EXPENSES -30,469. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 289,835. RENTAL EXPENSES 30,469. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT LOANS DISBURSED 67,100. INVESTMENT EXPENSES NETTED TO INCOME ON FINANCIALS 234,814. ROOM GRANTS NETTED AGAINST AUXILIARY REVENUES ON FINANCIALS 653,097. SCHOLARSHIP AID NETTED AGAINST TUITION ON FINANCIALS 41,470,325. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL PUBLICATIONS IN THE AREAS OF RECRUITMENT PUBLICIZE THE UNIVERSITY'S NON-DISCRIMINATORY POLICY. SCHEDULE E, PART I, LINE 6 THE ORGANIZATION RECEIVED ASSISTANCE THROUGH THE FOLLOWING: LOAN PROGRAMS, SEOG, COLLEGE WORK STUDY, DIRECT LOAN PROGRAM, PELL GRANT, MISCELLANEOUS NEED-BASED PHEAA GRANTS, NATIONAL GUARD AWARDS, AND PRIVATE SCHOLARSHIPS (ROTC PROGRAM). CENTRAL AMERICA/ CARIBBEAN 0 0 PROGRAM SERVICES STRATEGIC INITIATIVE; STUDY ABROAD 33857 CENTRAL AMERICA/ CARIBBEAN 0 0 INVESTMENTS - ALTERNATIVE INVESTMENTS 3208000 EAST ASIA AND THE PACIFIC 1 1 PROGRAM SERVICES RECRUITMENT 29242 EUROPE 0 0 PROGRAM SERVICES INSTRUCTION AND RESEARCH; STRATEGIC INITIATIVE 15983 EUROPE 0 0 INVESTMENTS - ALTERNATIVE INVESTMENTS 49000 MIDDLE EAST AND NORTH AFRICA 0 1 PROGRAM SERVICES RECRUITMENT 26390 NORTH AMERICA 0 0 INVESTMENTS - ALTERNATIVE INVESTMENTS 4000 NORTH AMERICA 0 0 PROGRAM SERVICES INSTRUCTION AND RESEARCH 11057 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD 2650 SOUTH ASIA 0 0 PROGRAM SERVICES STRATEGIC INITIATIVE 4280 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD 25765 1 2 0 0 1 2 3377529 32695 3410224 0 0 0 1 1 0 FOUNDER'S GALA 810256 769256 41000 11031 44384 1425 64215 COLONEL'S CLUB 375278 150929 224349 137958 3 167505 134328 33177 9294 10794 10734 1353039 1054513 298526 20325 55178 1425 212907 289835 8691 1 NAMED SCHOLARSHIPS 359 1639173 0 N/A N/A NEED BASED GRANTS AND SCHOLARSHIPS 1371 10365337 0 N/A N/A OTHER SCHOLARSHIPS 3890 29461175 0 N/A N/A REMISSIONS - UPWARD BOUND ETC 11 4640 0 N/A N/A STUDENT LOANS DISBURSED 12 67100 0 N/A N/A ROOM GRANTS 119 653097 0 N/A N/A PART I, LINE 2: WILKES UNIVERSITY MAINTAINS A COMPREHENSIVE PROGRAM OF FINANCIAL AID TO ASSIST STUDENTS IN THE FINANCING OF THEIR EDUCATIONAL PROGRAMS. THE UNIVERSITY AWARDS BOTH MERIT SCHOLARSHIPS AND NEED-BASED GRANTS TO UNDERGRADUATE AND GRADUATE STUDENTS. UNDERGRADUATE MERIT AWARDS ARE BASED ON HIGH SCHOOL ACHIEVEMENT INCLUDING SAT SCORES AND HIGH SCHOOL CLASS RANK. STUDENTS MUST COMPLETE THE FREE APPLICATION FOR FEDERAL STUDENT AID TO HAVE THEIR ELIGIBILITY FOR NEED-BASED DETERMINED. GRADUATE SCHOLARSHIPS ARE AWARDED TO STUDENTS ENROLLED IN THE DISTANCE EDUCATION PROGRAM. X X X 1 1 X X X 0 0 0 0 0 0 0 0 0 PATRICK F LEAHY PRESIDENT 418106 0 50000 0 6969 0 29243 0 54584 0 558902 0 0 0 ANNE SKLEDER SENIOR VP / PROVOST 235028 0 0 0 24515 0 19162 0 7314 0 286019 0 0 0 LOREN D PRESCOTT JR VP OF FINANCE AND GENERAL COUNSEL 243206 0 0 0 1604 0 19401 0 14801 0 279012 0 0 0 MICHAEL WOOD VP SPECIAL ASST. TO THE PRESIDENT 187770 0 0 0 3981 0 15799 0 15269 0 222819 0 0 0 PAUL ADAMS VP OF STUDENT AFFAIRS 174071 0 0 0 3565 0 14866 0 15609 0 208111 0 0 0 TERESE WIGNOT AS OF 012019 INTERIM VP OF ENROLLMENT 176620 0 0 0 686 0 14613 0 9894 0 201813 0 0 0 JONATHAN FERENCE ASSOCIATE PROVOST 135876 0 0 0 149 0 11817 0 13425 0 161267 0 0 0 MARGARET STEELE CHIEF DEVELOPMENT OFFICER 128290 0 0 0 696 0 9987 0 11285 0 150258 0 0 0 SCOTT STOLTE DEAN OF NESBITT SCHOOL OF PHARMACY 212608 0 0 0 6348 0 6219 0 13415 0 238590 0 0 0 ABEL ADEKOLA DEAN OF SIDHU BUSINESS SCHOOL 168636 0 0 0 1378 0 14317 0 17466 0 201797 0 0 0 PRAHLAD MURTHY INTERIM DEAN SCH OF SCIENCE AND ENGI 164648 0 0 0 1753 0 12132 0 528 0 179061 0 0 0 DEBORAH ZBEGNER DEAN OF PASSAN SCHOOL OF NURSING 156109 0 0 0 2077 0 12581 0 486 0 171253 0 0 0 JOHN STACHACZ DEAN FOR LIBRARY AND IT 163942 0 0 0 4476 0 13742 0 12354 0 194514 0 0 0 RODNEY RIDLEY ALLAN P. KIRBY DIRECTOR 155451 0 0 0 9907 0 13341 0 13491 0 192190 0 0 0 TERI OOMS EXEC DIR THE INSTITUTE 160081 0 0 0 5681 0 13068 0 575 0 179405 0 0 0 BONNIE CULVER DIRECTOR OF CREATIVE WRITING 154053 0 0 0 1516 0 10105 0 6925 0 172599 0 0 0 DALE BRUNS PROF ENVIRONMENTAL ENGINEERING/EARTH 148073 0 0 0 1490 0 11193 0 12247 0 173003 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE - THE UNIVERSITY'S PRESIDENT AND PROVOST ARE PROVIDED HOUSING IN A UNIVERSITY OWNED HOUSE. IT IS A NONTAXABLE BENEFIT TO PRESIDENT. AN AMOUNT IS INCLUDED IN TAXABLE WAGES FOR THE HOUSING PROVIDED TO THE PROVOST (ANNE SKLEDER). CLEANING SERVICES ARE PROVIDED IN THE PRESIDENT'S HOUSE. THE AMOUNT PAID TO THIS INDIVIDUAL FOR THE SERVICES IS INCLUDED AS A NON-TAXABLE BENEFIT. HEALTH OR SOCIAL CLUB DUES - CERTAIN MEMBERS OF THE PRESIDENT'S CABINET BELONG TO A LOCAL SOCIAL CLUB IN WHICH DUES ARE REQUIRED. THE HEALTH OR SOCIAL CLUB DUES ARE NOT TREATED AS TAXABLE COMPENSATION FOR THE YEAR ENDING DECEMBER 31, 2018. THEY ARE INCLUDED AS TAXABLE INCOME STARTING IN CALENDAR YEAR 2019. A NORTHEASTERN PA HOSPITAL & EDUCATION AUTHORITY 237394107 664556BD8 2012-05-09 16956391 FINANCE NEW FACILITY 0 0 0 B NORTHEASTERN PA HOSPITAL & EDUCATION AUTHORITY 237394107 2012-04-13 15000000 FINANCE NEW FACILITY 0 0 0 C NORTHEASTERN PA HOSPITAL & EDUCATION AUTHORITY 237394107 664556BV8 2016-05-19 33603743 ADVANCE REFUNDING BONDS 2007 0 0 0 D NORTHEASTERN PA HOSPITAL & EDUCATION AUTHORITY 237394107 664556WB6 2016-12-20 20012768 REFUNDING BONDS 2007 0 0 0 A 16956391 1665263 284230 15014661 2013 0 0 1 1 B 14330245 15000000 139234 7999897 2013 0 0 1 1 C 1595000 33603743 480772 33119026 2016 1 0 1 1 D 1385000 20012768 305329 19707439 2016 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 1 1 1 1 0 0.00000 0.00570 0.00570 0 0 1 D 1 1 1 1 0 0.00000 0.00340 0.00340 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 1 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 SCHEDULE K, PART IV, ARBITRAGE, LINE 2C: (A) ISSUER NAME: NORTHEASTERN PA HOSPITAL & EDUCATION AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 04/30/19 (B) ISSUER NAME: NORTHEASTERN PA HOSPITAL & EDUCATION AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 04/30/19 (C) ISSUER NAME: NORTHEASTERN PA HOSPITAL & EDUCATION AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 04/30/19 (D) ISSUER NAME: NORTHEASTERN PA HOSPITAL & EDUCATION AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 04/30/19 MATTHEW SORDONI TRUSTEE 295095 SEE PART V 0 ROBERT MUGFORD TRUSTEE, EMERITI 1141659 SEE PART V 0 SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: MATTHEW SORDONI(D) DESCRIPTION OF TRANSACTION: SORDONI CONSTRUCTION PERFORMS CONSTRUCTION SERVICES TO THE UNIVERSITY. SORDONI CONSTRUCTION IS OWNED BY A RELATIVE OF MATTHEW SORDONI. THESE TRANSACTIONS ARE CONDUCTED AT ARM'S LENGTH.(A) NAME OF PERSON: ROBERT MUGFORD(D) DESCRIPTION OF TRANSACTION: POWER ENGINEERING PROVIDES ENGINEERING SERVICES TO THE UNIVERSITY. ROBERT MUGFORD IS THE PRESIDENT AND CEO OF THE COMPANY. THESE TRANSACTIONS ARE CONDUCTED AT ARMS LENGTH. X 836 ESTIMATED FMV X NORMAN MAILER MANUSCRIPT 1 33310 APPRAISAL VALUE X MISC. SUPPLIES 2 288 COST 1 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 EUGENE ROTH AND STEVEN ROTH, BOTH BOARD MEMBERS, ARE FATHER AND SON. FORM 990, PART VI, SECTION B, LINE 11B WILKES UNIVERSITY HAS ESTABLISHED A REVIEW PROCESS FOR THE FORM 990. ONCE THE DRAFT FORM 990 RETURN IS RECEIVED, IT IS REVIEWED BY THE FINANCE OFFICE. AFTER THIS REVIEW, IT IS SENT TO THE VP OF FINANCE AND GENERAL COUNSEL. A FINAL REVIEW IS THEN DONE BY THE BOARD OF TRUSTEES BEFORE THE RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C WILKES UNIVERSITY'S CONFLICT OF INTEREST POLICY COVERS ALL BOARD MEMBERS. ANY CONFLICTS OF INTEREST CONCERNING BOARD MEMBERS ARE FORWARDED TO THE AUDIT COMMITTEE FOR REVIEW AND APPROVAL. ALL CONFLICT OF INTEREST STATEMENTS ARE REVIEWED UPON SUBMISSION AND FORWARDED TO THE AUDIT COMMITTEE AS APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 THE HUMAN RESOURCES COMMITTEE OF THE BOARD OF TRUSTEES PERFORMS AN ANNUAL REVIEW OF THE COMPENSATION PROVIDED TO THE UNIVERSITY'S PRESIDENT AND VICE PRESIDENTS. BENCHMARK DATA, INCLUDING DATA FROM COLLEGES AND UNIVERSITY PROFESSIONAL ASSOCIATION FOR HUMAN RESOURCES (CUPA) IS USED FOR COMPARATIVE PURPOSES FOR EXECUTIVE POSITIONS. THE BENCHMARKING COMPARISON IS COMPLETED ON AN ANNUAL BASIS. THE UNIVERSITY KEEPS WRITTEN DOCUMENTATION OF THE HUMAN RESOURCES COMMITTEE'S DELIBERATION AND DECISION MAKING PROCESS. FORM 990, PART VI, SECTION C, LINE 19 WILKES UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: STUDENT LOANS DISBURSED 67,100. CHANGE IN LIABILITY ON SPLIT INTEREST AGREEMENTS -379,390. 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