2020-05-15T10:22:27-05:00 2019-06-30 PricewaterhouseCoopers LLP 101 SEAPORT BLVD SUITE 500 BOSTON MA 02210 990 2018-07-01 050258809 Brown University % CHARLENE SWEENEY BROW 4018632716 Controllers Office Box J Providence RI 02912 BARBARA CHERNOW EVP Finance & Admin 4018632716 2020-05-14 true PAUL TANIS P01441612 6175305000 2020-05-15 155.201.35.58 04363820201365000029 2020-05-15 P 5A95944E62899E3A12D56A73575418A0C743858E DA873A9E68737CAEE1E0F7DA67E0D8BD57710E7E 2018 2021-01-29 14:40:06Z CHRISTINA PAXSON BROWN UNIVERSITY BOX J PROVIDENCE RI 02912 3143540826 false X http://www.brown.edu X 1764 RI SEE SCHEDULE O 52 50 12013 60550 14456387 0 474642932 495032643 675913001 715297441 178712448 378480743 2330616 1684286 1331598997 1590495113 301076612 323216187 0 0 491508380 497264318 0 0 31713854 348792215 357602654 1141377207 1178083159 190221790 412411954 5776361953 6193056294 1138452551 1135767628 4637909402 5057288666 X SEE SCHEDULE O false false 619457997 26725140 581911371 INSTRUCTION/ENROLLMENT. (SEE SCHEDULE O) 297535322 296491047 STUDENT AID, FELLOWSHIPS AND SCHOLARSHIPS. (SEE SCHEDULE O) 101464944 95314945 AUXILIARY SERVICES / ACTIVITIES INCLUDES THE OPERATION OF THE DORMITORIES, DINING SERVICES, HEALTH SERVICES, THE BOOKSTORE, ETC. THESE SERVICES ACCOMMODATE STUDENTS, FACULTY AND STAFF BY SUPPORTING ACADEMIC & CULTURAL ENRICHMENT. 40527585 38071125 1058985848 true true false true false true false true true true true true false false true false false true true true true true false false true false false true true true true false false false false false true false false true false true true false false true true true true false false true X 2281 0 true 12013 true true true true false false false true true false false false false false false false true false X 52 50 true false false false false false false true true false false true true true true true true true true false CA IN MA OK X CHARLENE SWEENEY 4018635220 BROWN UNIVERSITY BOX J PROVIDENCE RI 02912 CRAIG E BARTON FELLOW 2.0 0.0 X 0 0 0 MARK S BLUMENKRANZ FELLOW 2.0 0.0 X 0 0 0 RICHARD A FRIEDMAN SECRETARY/FELLOW 2.0 0.0 X X 0 0 0 LAURA GELLER FELLOW 2.0 0.0 X 0 0 0 ROBIN A LENHARDT FELLOW 2.0 0.0 X 0 0 0 BRIAN T MOYNIHAN FELLOW 2.0 0.0 X 0 0 0 JONATHAN M NELSON FELLOW 2.0 0.0 X 0 0 0 CHRISTINA PAXSON PRESIDENT/FELLOW 40.0 0.0 X X 1072005 0 297985 THOMAS J TISCH FELLOW 2.0 0.0 X 0 0 0 JEROME C VASCELLARO FELLOW 2.0 0.0 X 0 0 0 PETER S VOSS FELLOW 2.0 0.0 X 0 0 0 MARIA T ZUBER FELLOW 2.0 0.0 X 0 0 0 CHIAMAKA A ANYOKU TRUSTEE 2.0 0.0 X 0 0 0 JOHN C ATWATER TRUSTEE 2.0 0.0 X 0 0 0 BERNADETTE AULESTIA TRUSTEE 2.0 0.0 X 0 0 0 GEORGE S BARRETT TRUSTEE 2.0 0.0 X 0 0 0 PREETHA BASAVIAH TRUSTEE 2.0 0.0 X 0 0 0 BRIAN A BENJAMIN TRUSTEE 2.0 0.0 X 0 0 0 SANGEETA N BHATIA TRUSTEE 2.0 0.0 X 0 0 0 GUOQING CHEN TRUSTEE 2.0 0.0 X 0 0 0 BRICKSON E DIAMOND TRUSTEE 2.0 0.0 X 0 0 0 JOHN B EHRENKRANZ TRUSTEE 2.0 0.0 X 0 0 0 JOSE J ESTABIL TRUSTEE 2.0 0.0 X 0 0 0 GENINE M FIDLER TRUSTEE 2.0 0.0 X 0 0 0 TODD A FISHER TRUSTEE 2.0 0.0 X 0 0 0 CHARLES H GIANCARLO TRUSTEE 2.0 0.0 X 0 0 0 ROBERT P GOODMAN TRUSTEE 2.0 0.0 X 0 0 0 ALEXANDRA ROBERT GORDON TRUSTEE 2.0 0.0 X 0 0 0 THERESIA GOUW TREASURER/TRUSTEE 2.0 0.0 X X 0 0 0 LIBBY A HEIMARK TRUSTEE 2.0 0.0 X 0 0 0 GALEN V HENDERSON TRUSTEE 2.0 0.0 X 0 0 0 JEFFREY F HINES TRUSTEE 2.0 0.0 X 0 0 0 NANCY CHICK HYDE TRUSTEE 2.0 0.0 X 0 0 0 JIM YONG KIM TRUSTEE 2.0 0.0 X 0 0 0 PABLO LEGORRETA TRUSTEE 2.0 0.0 X 0 0 0 KENNETH H MCDANIEL TRUSTEE 2.0 0.0 X 0 0 0 PAULA M MCNAMARA TRUSTEE 2.0 0.0 X 0 0 0 SAMUEL M MENCOFF CHANCELLOR/TRUSTEE 2.0 0.0 X X 0 0 0 JENNIFER B MOSES TRUSTEE 2.0 0.0 X 0 0 0 SRIHARI S NAIDU TRUSTEE 2.0 0.0 X 0 0 0 RONALD O PERELMAN TRUSTEE 2.0 0.0 X 0 0 0 PAMELA REEVES Senior Fellow/Trustee 2.0 0.0 X 48500 0 0 ALISON S RESSLER VICE CHANCELLOR/TRUSTEE 2.0 0.0 X X 0 0 0 MYA L ROBERSON TRUSTEE 2.0 0.0 X 0 0 0 RALPH F ROSENBERG TRUSTEE 2.0 0.0 X 0 0 0 BARRY ROSENSTEIN TRUSTEE 2.0 0.0 X 0 0 0 PABLO J SALAME TRUSTEE 2.0 0.0 X 0 0 0 ZACHARY J SCHREIBER TRUSTEE 2.0 0.0 X 0 0 0 MATTHEW I SIROVICH TRUSTEE 2.0 0.0 X 0 0 0 JOAN WERNIG SORENSEN TRUSTEE 2.0 0.0 X 0 0 0 PRESTON C TISDALE TRUSTEE 2.0 0.0 X 0 0 0 DIANA E WELLS TRUSTEE 2.0 0.0 X 0 0 0 BARBARA CHERNOW EXEC VP OF FIN AND ADMIN 40.0 0.0 X 615793 0 113199 JOSEPH DOWLING CEO of Investment Office 40.0 0.0 X 1197588 0 71959 JACK ELIAS DEAN OF MEDICINE & BIOLOGICAL 40.0 0.0 X 941075 0 40532 KEVIN MCLAUGHLIN DEAN OF FACULTY 40.0 0.0 X 458955 0 63222 JOSEPH CALHOUN VP FIN & CFO 40.0 0.0 X 373940 0 46748 RICHARD LOCKE PROVOST 40.0 0.0 X 724389 0 77146 JILL PIPHER VP OF RESEARCH 40.0 0.0 X 388870 0 33433 MICHAEL GUGLIELMO VP FOR FACILITIES MGMT 40.0 0.0 X 277573 0 51998 JANE DIETZE VP & CHIEF INVESTMENT OFFICER 40.0 0.0 X 1180804 0 48533 SERGIO GONZALEZ SENIOR VP FOR ADVANCEMENT 40.0 0.0 X 769411 0 44274 BESS MARCUS DEAN - SCHOOL OF PUBLIC HEALTH 40.0 0.0 X 676677 0 50990 RAFAEL LA PORTA DRAGO PROFESSOR OF ECONOMICS 40.0 0.0 X 620323 0 62686 ERICA NOURIJAN HEAD OF OPERATIONS-INVESTMENTS 40.0 0.0 X 575351 0 44840 LOUIS RICE CHAIR OF MEDICINE 40.0 0.0 X 668698 0 45697 VICKI COLVIN PROFESSOR OF CHEMISTRY 40.0 0.0 X 592166 0 37672 DAVID SAVITZ FORMER VP OF RESEARCH 40.0 0.0 X 275513 0 54382 EDWARD WING FORMER DEAN OF MED AND BIO 40.0 0.0 X 260313 0 40923 CLYDE BRIANT FORMER VP OF RESEARCH 40.0 0.0 X 144934 0 37880 11862878 0 1264099 1010 true true false SHAWMUT DESIGN CONSTRUCTION 3 DAVOL SQUARE SUITE A275 PROVIDENCE RI 02903 Construction 69779521 AZ Corporation PO Box 370 NORTH STONINGTON CT 06359 Construction 8695367 Ecosystem Energy Services USA Inc 462 7th Ave FL 22 NEW YORK NY 10018 Consulting 6330501 REX Architecture PC 20 Jay Street Suite 920 BROOKLYN NY 11201 Construction 6151672 nextSource Inc 1040 Avenue of the Americas 24th F NEW YORK NY 10018 Temporary Employment 3937433 482 107376 363997 200897449 293663821 40416958 495032643 TUITION & FEES 900099 581911371 581911371 RESIDENCE 900099 47708588 47708588 DINING HALLS 900099 24795001 24795001 BOOKSTORE 451211 6870482 6848488 21994 COMPUTER STORE 900099 2330043 2330043 51681956 51015987 665969 715297441 15285892 13768424 1517468 0 2070661 2070661 0 0 0 1913556094 2186627 1550024948 2522922 363531146 -336295 363194851 363194851 111468 363997 497843 -386375 -386375 0 0 0 0 0 0 0 1590495113 714609478 14456387 366396605 26725140 26725140 294814040 294814040 1677007 1677007 0 8124248 1974586 5807165 342497 559165 559165 399506548 340254182 39935885 19316481 29132579 24880611 2781048 1470920 32755693 24156608 5624328 2974757 27186085 23218212 2595232 1372641 0 2412704 98775 2313929 429000 429000 0 0 1352937 1158552 194385 54935594 48141792 5510551 1283251 2575776 1954539 318669 302568 50346594 45871630 3083944 1391020 18835031 16941259 1511390 382382 0 46934962 37199034 8923502 812426 25847113 22633793 1746243 1467077 0 2659121 2473882 123459 61780 24484129 24289737 194392 0 80525697 80525697 18422323 17362030 1060293 DUES AND MEMBERSHIPS 2151002 1172333 951034 27635 PURCHASED GOODS 18181960 18181960 OTHER GRADUATE SUPPLEMENTAL 2116974 2116974 ALL OTHER EXPENSES 5391737 604310 4279008 508419 1178083159 1058985848 87383457 31713854 242940739 208925008 354095405 147238407 252224316 313786534 19036989 24297608 200000 200000 0 0 28306137 23928170 3952216 4717043 4653677 10878872 2300861488 1111052960 1040778610 1189808528 405440784 500495084 3334501465 3765957245 0 0 0 0 90231615 2823795 5776361953 6193056294 103292999 85767240 0 0 65597002 74284562 723661000 709609000 2978445 3789008 0 0 0 0 79051958 78099850 163871147 184217968 1138452551 1135767628 X 1088371385 1118657637 1926445222 2198666041 1623092795 1739964988 4637909402 5057288666 5776361953 6193056294 X 412411954 33128690 -26161380 X X false true X true true true X 336481435 377081968 386783998 474642932 495032643 2070022976 0 0 336481435 377081968 386783998 474642932 495032643 2070022976 0 2070022976 20854247 36059163 59229087 53102257 17356553 186601307 0 0 2256624283 3192195133 0.91731 0.90414 X SCHEDULE A, PART II, LINE 10 THE TOTAL REPORTED ON THIS LINE INCLUDES FUNDRAISING GROSS REVENUE FOR TAX YEARS 2014 THROUGH 2018. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 150000 false true 10182 160182 false SCHEDULE C, PART II-B, LINE 1B & 1G CERTAIN MEMBERS OF THE UNIVERSITY'S STAFF DEVOTED A PORTION OF THEIR TIME TO PROMOTE OUR MISSION BY WORKING WITH STATE AND FEDERAL GOVERNMENT ENTITIES TO ADVOCATE FOR LEGISLATION AND POLICY INITIATIVES THAT SUPPORT HIGHER EDUCATION AND THE UNIVERSITY'S RESEARCH AGENDA. SCHEDULE C, PART II-B, LINE 1i AMOUNTS REPORTED ON THIS LINE RELATE TO MEMBERSHIP DUES PAID TO ORGANIZATIONS THAT LOBBY ON BEHALF OF THEIR MEMBERS (INCLUDING BROWN UNIVERSITY). 2 1283271 true true X X X X Education false false true X 3587173706 98564147 433173443 38608971 114571217 6948579 3958782529 3230076865 99020628 415898924 37987703 112965217 6869791 3587173706 2948970720 62717847 390185026 41496214 122703273 7597241 3230076865 3057972089 87258716 -36609212 38973982 113755228 6921663 2948970720 2984653513 69354967 152398816 36463209 105565021 6406977 3057972089 0.14000 0.40000 0.46000 false false 89214961 89214961 1891448328 947316010 944132318 81032764 51468976 29563788 239165435 112267974 126897461 1189808528 COMMON STOCK 844466438 F FIXED INCOME 286432518 F HEDGE STRATEGIES 1398788801 F PRIVATE EQUITY 1111800140 F REAL ASSETS 124469348 F 3765957245 0 LIAB. ASSOCIATED WITH INVESTME 24423480 INTEREST RATE SWAP LIABILITY 45259560 PENSION LIABILITY 34165065 REFUNDABLE ADVANCES 20377899 SPLIT INTEREST OBLIGATIONS 16432206 ASSET RETIREMENT OBLIGATIONS 16106488 DEFERRED COMPENSATION 27453270 184217968 SCHEDULE D, PART III, LINE 1a THE UNIVERSITY'S COLLECTIONS INCLUDE WORKS OF ART, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S LIBRARIES AND MUSEUMS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. THE COLLECTIONS ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. SCHEDULE D, PART III, LINE 4 THE JOHN CARTER BROWN LIBRARY CONTAINS AN INTERNATIONALLY RENOWNED, CONSTANTLY GROWING COLLECTION OF PRIMARY HISTORICAL SOURCES PERTAINING TO THE AMERICAS, BOTH NORTH AND SOUTH, BEFORE CA. 1825. THE JOHN CARTER BROWN LIBRARY COLLECTION OF 50,000 RARE BOOKS (PRINTED BEFORE CA. 1825), MANUSCRIPTS, AND 16,000 REFERENCE BOOKS AND SECONDARY SOURCES (PRINTED AFTER CA. 1825) IS DISTINGUISHED IN MANY SUBJECT AREAS. MOST WELL-KNOWN, PERHAPS, ARE THE LIBRARY'S EXTENSIVE HOLDINGS IN THE LITERATURE OF EUROPEAN EXPLORATION AND TRAVEL IN THE WESTERN HEMISPHERE, FROM THE FIRST LATIN EDITION OF THE COLUMBUS LETTER OF 1493, THROUGH NEARLY ALL OF THE CONTEMPORARY NARRATIVES OF SPANISH, PORTUGUESE, FRENCH, DUTCH, AND ENGLISH DISCOVERY, EXPLORATION, AND SETTLEMENT. THE HOLDINGS OF THE LIBRARY ARE AVAILABLE TO SCHOLARS ENGAGED IN PRODUCTIVE RESEARCH FOR WHOM ACCESS TO THE COLLECTION IS ESSENTIAL FOR THE ADVANCEMENT OF THEIR WORK. THE BROWN UNIVERSITY LIBRARY, IN SUPPORT OF THE UNIVERSITY'S EDUCATIONAL AND RESEARCH MISSION, IS THE LOCAL REPOSITORY FOR AND THE PRINCIPAL GATEWAY TO CURRENT INFORMATION AND THE SCHOLARLY RECORD. THE BROWN UNIVERSITY LIBRARY IS COMPRISED OF THE JOHN D. ROCKEFELLER, JR. LIBRARY; THE SCIENCES LIBRARY; THE ORWIG MUSIC LIBRARY; THE JOHN HAY LIBRARY; AND THE ANNMARY BROWN MEMORIAL. THE JOHN D. ROCKEFELLER, JR. LIBRARY IS THE PRIMARY TEACHING AND RESEARCH LIBRARY FOR THE HUMANITIES, SOCIAL SCIENCES, AND FINE ARTS. THE SCIENCES LIBRARY HOLDS MATERIALS THAT SUPPORT STUDY AND RESEARCH IN THE FIELDS OF MEDICINE, PSYCHOLOGY, NEURAL SCIENCE, ENVIRONMENTAL SCIENCE, BIOLOGY, CHEMISTRY, GEOLOGY, PHYSICS, ENGINEERING, COMPUTER SCIENCE, AND PURE AND APPLIED MATHEMATICS, AND PROVIDES A WIDE RANGE OF SERVICES TO THE STAFF, STUDENTS AND FACULTY. THE ORWIG MUSIC LIBRARY HOUSES THE GENERAL MUSIC COLLECTION ON CAMPUS: MUSIC BOOKS, SCORES, PERIODICALS, SOUND RECORDINGS, VIDEO RECORDINGS, AND MICROFORMS. THE COLLECTION SUPPORTS THE CURRICULUM OF THE MUSIC DEPARTMENT AND PROVIDES MATERIAL FOR GENERAL USE BY THE BROWN COMMUNITY. THE JOHN HAY LIBRARY HOUSES DIVERSE COLLECTIONS SPANNING MANY SUBJECTS AND TIME PERIODS, WITH PARTICULARLY STRONG COLLECTIONS IN AMERICAN LITERATURE AND HISTORY, POPULAR CULTURE, MILITARY HISTORY AND ICONOGRAPHY, HISTORY OF SCIENCE AND THE ART AND HISTORY OF THE BOOK. THE ANNMARY BROWN MEMORIAL HOUSES EXHIBITS OF EUROPEAN AND AMERICAN PAINTINGS FROM THE 17TH THROUGH THE 20TH CENTURIES, THE CYRIL AND HARRIET MAZANSKY BRITISH SWORD COLLECTION, AS WELL AS PERSONAL MEMENTOS OF ITS FOUNDER, GENERAL RUSH C. HAWKINS, AND THE BROWN FAMILY. THE MEMORIAL IS UTILIZED AS A RESOURCE FOR STUDENTS STUDYING EUROPEAN AND AMERICAN ART BETWEEN THE 17TH AND 20TH CENTURY. THE UNIVERSITY'S ART SLIDE LIBRARY HOUSES SLIDES AND PHOTOGRAPHS REPRESENTING ART AND ART-RELATED SUBJECTS, INCLUDING ARCHITECTURE AND ARCHAEOLOGY. STUDENTS WHO ARE WRITING PAPERS OR CREATING PROJECTS ON ART-RELATED TOPICS CAN MAKE RESEARCH CONSULTATIONS BY APPOINTMENT. THE ART SLIDE LIBRARY ALSO PROVIDES SCANNING SERVICES FOR FACULTY WHO NEED DIGITAL IMAGES OF VISUAL CULTURE FOR TEACHING. THE HAFFENREFFER MUSEUM OF ANTHROPOLOGY IS A UNIVERSITY TEACHING MUSEUM WITH COLLECTIONS OF ETHNOGRAPHIC AND ARCHAEOLOGICAL ARTIFACTS AND ACTIVE PUBLIC EXHIBITIONS AND EDUCATION PROGRAMS. A CENTRAL FEATURE OF THE MUSEUM'S MISSION IS TO INSTRUCT STUDENTS AT ALL LEVELS IN COURSES AS WELL AS THROUGH ACTIVITIES ENHANCING THE VALUE OF ITS COLLECTIONS BY RESPONSIBLE, CAREFUL FIELD-DOCUMENTED COLLECTING. SCHEDULE D, PART IV, LINE 2B THE UNIVERSITY ACTS AS THE FISCAL AGENT FOR FUNDS RELATED TO UNIVERSITY AFFILIATED PROGRAMS. THE UNIVERSITY DOES NOT OWN THE FUNDS ASSOCIATED WITH THESE PROGRAMS. SCHEDULE D, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT INCOME HELPS FINANCE VITAL ACTIVITIES, INCLUDING UNDERGRADUATE STUDENT SCHOLARSHIPS, PROFESSORSHIPS, GRADUATE STUDENT FELLOWSHIPS, LIBRARY ACQUISITIONS, THE DIVISION OF BIOLOGY AND MEDICINE, ACADEMIC PROGRAMS, VARSITY SPORTS, AND BUILDING MAINTENANCE. SCHEDULE D, PART X, LINE 2 BROWN UNIVERSITY DOES NOT HAVE A FIN 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, LIABILITY RECORDED IN ITS FINANCIAL STATEMENTS. true true true true true true true false false false false false false false false true false true RACIALLY NONDISCRIMINATORY POLICY PART I, LINE 3 THE UNIVERSITY'S POLICY ON NON-DISCRIMINATION IS MADE AVAILABLE ON ITS WEBSITE. THE UNIVERSITY DOES NOT DISCRIMATE ON THE BASIS OF SEX, RACE, COLOR, RELIGION, DISABILITY, STATUS AS A VETERAN, NATIONAL OR ETHNIC ORIGIN, SEXUAL ORIENTATION, GENDER IDENTITY OR GENDER EXPRESSION, IN THE ADMINSTATION OF ITS EDUCATION POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, OR OTHER SCHOOL-ADMINISTERED PROGRAMS. GOVERNMENT FINANCIAL AID PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM VARIOUS GOVERNMENTAL AGENCIES FOR THE PURPOSE OF PROVIDING FINANCIAL ASSISTANCE TO QUALIFIED RECIPIENTS AND TO SUPPORT SPONSORED RESEARCH. true Central America and the Caribbean Investments 2754209214 Europe (Including Iceland and Greenland) Investments 166167396 Sub-Saharan Africa Investments 39585943 Central America and the Caribbean 39 Program Services RESEARCH/STUDY ABROAD 183284 East Asia and the Pacific 247 Program Services RESEARCH/STUDY ABROAD 740595 Europe (Including Iceland and Greenland) 804 Program Services RESEARCH/STUDY ABROAD 2396034 Middle East and North Africa 56 Program Services RESEARCH/STUDY ABROAD 182444 North America 308 Program Services RESEARCH/STUDY ABROAD 378888 Russia and the Newly Independent States 24 Program Services RESEARCH/STUDY ABROAD 85489 South America 127 Program Services RESEARCH/STUDY ABROAD 316174 South Asia 59 Program Services RESEARCH/STUDY ABROAD 275964 Sub-Saharan Africa 81 Program Services RESEARCH/STUDY ABROAD 348971 1745 1745 2964870396 2964870396 North America SUBCONTRACT GRANT AWARD 39536 FMV Sub-Saharan Africa Subcontract Grant Award 214104 FMV Europe (Including Iceland and Greenland) Subcontract 48639 FMV Sub-Saharan Africa Subcontract 124137 FMV Sub-Saharan Africa Subcontract 126962 FMV East Asia and the Pacific Subcontract 150674 FMV Sub-Saharan Africa Subcontract 458889 FMV Sub-Saharan Africa Subcontract 7492 FMV East Asia and the Pacific Subcontract 28698 FMV Europe (Including Iceland and Greenland) Subcontract 91878 FMV Sub-Saharan Africa Subcontract 344576 FMV Sub-Saharan Africa Subcontract 41422 FMV 12 0 true false true true true true PART I, LINE 3, COLUMN F THE ORGANIZATION REVIEWS ALL FOREIGN WIRE INFORMATION, INTERNATIONAL TRAVEL EXPENSES, AND FOREIGN EXPENDITURES, BASED ON THE CAPABILITIES OF ITS ACCOUNTING SYSTEMS, TO DETERMINE THE AMOUNTS REPORTED ON SCHEDULE F. Brown Bear Golf 85370 22030 63340 145039 Golf Outing 278627 230499 48128 352804 0 363997 252529 111468 497843 497843 -386375 SCHEDULE G, PART I, LINE 3 RHODE ISLAND DOES NOT REQUIRE THE UNIVERSITY TO REGISTER IN ORDER TO SOLICIT FUNDS. true AdCare Educational Institute Inc 5 Northampton Street Worcester MA 01605 042418109 501(C)(3) 84719 FMV SUBCONTRACT GRANT AWARD Ann & Robert H Lurie Children's Hosp of Chiacago 225 E Chicago Ave Chicago IL 60611 363357006 501(C)(3) 324000 FMV SUBCONTRACT GRANT AWARD B&F Consulting 2805 Tobermory Ln Raleigh NC 27606 550873412 106549 FMV SUBCONTRACT GRANT AWARD Bailit Health Purchasing LLC 56 Pickering St 3 Needham MA 02492 043340991 173078 FMV SUBCONTRACT GRANT AWARD Binghamton University 4400 Vestal Pkwy E Binghamton NY 13902 150532275 GOVT 131991 FMV SUBCONTRACT GRANT AWARD Blackrock Microsystems LLC 630 Komas Drive Salt Lake City UT 84108 262659394 18750 FMV SUBCONTRACT GRANT AWARD Blood Center of Wisconsin 628 North 19th Street Milwaukee WI 53201 390807235 501(C)(3) 56881 FMV SUBCONTRACT GRANT AWARD Board of Regents of the University of Wisconsin 21 N Park Street Madison WI 53715 396006492 GOVT 11950 FMV SUBCONTRACT GRANT AWARD Board of Regents University of Nebraska 2200 Vine Street Lincoln NE 68583 470049123 GOVT 357121 FMV SUBCONTRACT GRANT AWARD Board of Regents Nevada System of Higher Edu 2601 ENTERPRISE RD Reno NV 89512 886000024 GOVT 9372 FMV SUBCONTRACT GRANT AWARD Boston Medical Center Corporation 88 East Newton Street BOSTON MA 02118 043314093 501(C)(3) 44954 FMV SUBCONTRACT GRANT AWARD Brigham and Women's Hospital 75 Francis Street Boston MA 02115 042921338 501(C)(3) 83223 FMV SUBCONTRACT GRANT AWARD Butler Hospital 345 BLACKSTONE Blvd PROVIDENCE RI 02906 050258812 501(C)(3) 645995 FMV SUBCONTRACT GRANT AWARD California Institute of Technology - MC 170-25 1200 E California Blvd Pasedena CA 91125 951643307 501(C)(3) 158542 FMV SUBCONTRACT GRANT AWARD Cambridge Public Health Commission 1493 Cambridge Street Cambridge MA 02139 043320571 501(C)(3) 260900 FMV SUBCONTRACT GRANT AWARD Carnegie Mellon University 5000 Forbes Ave Pittsburgh PA 15213 250969449 501(C)(3) 91334 FMV SUBCONTRACT GRANT AWARD Central Michigan University 304 WARRINER MT PLEASANT MI 48859 386004447 501(C)(3) 435294 FMV SUBCONTRACT GRANT AWARD Children's Hospital Boston 300 Longwood Ave Boston MA 02115 042774441 501(C)(3) 5906 FMV SUBCONTRACT GRANT AWARD Children's Hospital Los Angeles 4650 Sunset Blvd Los Angeles CA 90027 951690977 501(C)(3) 8506 FMV SUBCONTRACT GRANT AWARD Children's Hospital of Philadelphia 3401 Civic Center Philadelphia PA 19104 231352166 501(C)(3) 63994 FMV SUBCONTRACT GRANT AWARD Cincinnati Children's Hospital Medical Center 3333 Burnet Avenue Cincinnati OH 44106 310833936 501(C)(3) 413218 FMV SUBCONTRACT GRANT AWARD Cleveland VA Medical Research Foundation 10701 East Blvd Cleveland OH 44106 341710663 501(C)(3) 18750 FMV SUBCONTRACT GRANT AWARD College of Charleston 66 George Street Charleston SC 29424 576000265 501(C)(3) 38522 FMV SUBCONTRACT GRANT AWARD Consorcio Investigacion Sobre VIH SIDA TB CISIDAT 500 Fifth Ave North Seattle WA 98109 911663695 501(C)(3) 81566 FMV SUBCONTRACT GRANT AWARD Dartmouth College Office of Sponsored Projects 7 LEBANON STREET HANOVER NH 03755 020222111 501(C)(3) 24823 FMV SUBCONTRACT GRANT AWARD Drexel University-Research Accounting Services 3201 Arch Street Philadelphia PA 19104 231352630 501(C)(3) 55917 FMV SUBCONTRACT GRANT AWARD Duke University 324 Blackwell Street Durham NC 27701 560532129 501(C)(3) 384204 FMV SUBCONTRACT GRANT AWARD Emory University 1762 CLIFTON ROAD ATLANTA GA 30322 580566256 501(C)(3) 144781 FMV SUBCONTRACT GRANT AWARD EP Bradley HospitalLifespan 1011 Vete Memo East Providence RI 02915 050258806 501(C)(3) 163973 FMV SUBCONTRACT GRANT AWARD Fenway Community Health Center Inc 1340 Boylston Street Boston MA 02115 042510564 501(C)(3) 238779 FMV SUBCONTRACT GRANT AWARD Florida International University 11200 SW 8th Street Miami FL 33199 650177616 501(C)(3) 206719 FMV SUBCONTRACT GRANT AWARD Florida State University 600 W College Ave Tallahassee FL 32306 591961248 501(C)(3) 31482 FMV SUBCONTRACT GRANT AWARD Geisinger Clinic 100 N Academy Ave Danville PA 17822 236291113 501(C)(3) 54552 FMV SUBCONTRACT GRANT AWARD Genesis HealthCare 101 E State St Kennet Square PA 19348 273237296 25000 FMV SUBCONTRACT GRANT AWARD Georgetown University - SPFO 37th and O streets NW Washington DC 20057 530196603 501(C)(3) 18982 FMV SUBCONTRACT GRANT AWARD Georgia Tech Research Corporation 760 Spring Street Atlanta GA 30308 586002023 501(C)(3) 25563 FMV SUBCONTRACT GRANT AWARD Harvard Medical School 1033 Massachusetts Ave Cambridge MA 02138 042103580 501(C)(3) 313692 FMV SUBCONTRACT GRANT AWARD Hebrew Rehabilitation Center 1200 Centre Street Boston MA 02131 042104298 501(C)(3) 258318 FMV SUBCONTRACT GRANT AWARD Issara Institute Inc 9510 Horn Ave Nottingham MD 21236 356001678 501(C)(3) 135771 FMV SUBCONTRACT GRANT AWARD Johns Hopkins University 3910 KESWICK ROAD BALTIMORE MD 21211 520595110 501(C)(3) 703432 FMV SUBCONTRACT GRANT AWARD Kent County Memorial Hospital 455 Toll Gate Road Warwick RI 02886 050258896 501(C)(3) 17964 FMV SUBCONTRACT GRANT AWARD Lehigh University - Research Accounting 28 Memorial Dr W Bethlehem PA 18015 240795445 501(C)(3) 32649 FMV SUBCONTRACT GRANT AWARD LSU Health Sciences Center 433 Bolivar Street New Orleans LA 70112 726087770 GOVT 19573 FMV SUBCONTRACT GRANT AWARD Massachusetts General Hospita 55 FRUIT STREET BOSTON MA 02114 041564655 501(C)(3) 606868 FMV SUBCONTRACT GRANT AWARD Massachusetts Institute of Technology 77 MASSACHUSETTS AVE CAMBRIDGE MA 02139 042103594 501(C)(3) 1064703 FMV SUBCONTRACT GRANT AWARD McLean Hospital Corporation 115 Mill Street Belmont MA 02478 042697981 501(C)(3) 6849 FMV SUBCONTRACT GRANT AWARD Michigan State University 535 CHESTNUT ROAD EAST LANSING MI 48824 386005984 GOVT 357332 FMV SUBCONTRACT GRANT AWARD Microtissues Inc CONTROLLERS OFF BOX J PROVIDENCE RI 02912 270255723 42026 FMV SUBCONTRACT GRANT AWARD MindSciences Inc 45 Hickory Dr Worcester MA 01609 270231514 501(C)(3) 40000 FMV SUBCONTRACT GRANT AWARD Miriam Hospital 164 Summit Avenue Providence RI 02906 050258905 501(C)(3) 860957 FMV SUBCONTRACT GRANT AWARD Morehouse College 830 Westview Dr SW Atlanta GA 30314 580566205 501(C)(3) 13582 FMV SUBCONTRACT GRANT AWARD Mount Holyoke College 50 College Street South Hadley MA 01075 042103578 501(C)(3) 19116 FMV SUBCONTRACT GRANT AWARD New York Botanical Garden 2900 Southern Blvd The Bronx NY 10458 131693134 501(C)(3) 18204 FMV SUBCONTRACT GRANT AWARD New York University School of Medicine 550 1st avernue New York NY 10016 371592643 501(C)(3) 529473 FMV SUBCONTRACT GRANT AWARD Northwestern University 633 Clark Street Evanston IL 60208 362167817 501(C)(3) 43734 FMV SUBCONTRACT GRANT AWARD Oasis Center Inc 1704 Charlotte Ave Nashville TN 37203 620968273 501(C)(3) 9348 FMV SUBCONTRACT GRANT AWARD Ocean State Research Institute 830 Chalkstone Ave Providence RI 02908 150440574 501(C)(3) 30512 FMV SUBCONTRACT GRANT AWARD Oregon Health & Science University 1121 SW Salmon St Portland OR 97205 237083114 501(C)(3) 184337 FMV SUBCONTRACT GRANT AWARD Pacific Institute For Research & Evaluation 11720 Beltsville Drive Beltsville MD 20705 942243283 501(C)(3) 51974 FMV SUBCONTRACT GRANT AWARD Palo Alto Veterans Institute for Research 3801 Miranda Ave Palo Alto CA 94304 770207331 501(C)(3) 71196 FMV SUBCONTRACT GRANT AWARD Portland State University 1600 SW 4th Ave Portland OR 97201 930619733 501(C)(3) 149204 FMV SUBCONTRACT GRANT AWARD Project Weber 432 R Willi Ave East Providence RI 02916 460964136 501(C)(3) 36052 FMV SUBCONTRACT GRANT AWARD Providence Children's Museum 100 South Street PROVIDENCE RI 02903 050370944 501(C)(3) 34113 FMV SUBCONTRACT GRANT AWARD PruittHealth Inc fka UHS-Pruitt Corporation 1626 Jeurgens Ct Norcross GA 30093 162945517 65873 FMV SUBCONTRACT GRANT AWARD Qualcomm Technologies Inc 5775 Morehouse Dr San Diego CA 92121 953685934 150000 FMV SUBCONTRACT GRANT AWARD Rector and Visitors of the University of Virginia 210 Sprigg Ln Charlottesville VA 22903 546001796 GOVT 20964 FMV SUBCONTRACT GRANT AWARD Regents of the Univeristy California - Davis 1850 Research Park Dr Davis CA 95618 946036494 501(C)(3) 88281 FMV SUBCONTRACT GRANT AWARD Regents of the University of California Irvine 141 Innovation Irvine CA 92697 952226406 501(C)(3) 137481 FMV SUBCONTRACT GRANT AWARD Regents of the University of California LA 5151 State Uni Dr Los Angeles CA 90032 954044252 501(C)(3) 42930 FMV SUBCONTRACT GRANT AWARD Regents of the University of California San Diego 9500 Gilman Drive La Jolla CA 92093 952872494 501(C)(3) 9907 FMV SUBCONTRACT GRANT AWARD Regents of the Univ of California San Francisco 3333 California St San Francisco CA 94143 946036493 501(C)(3) 175375 FMV SUBCONTRACT GRANT AWARD Regents Of The University Of Michigan 500 S State St Ann Arbor MI 48109 386006309 501(C)(3) 140487 FMV SUBCONTRACT GRANT AWARD Regents of The University of Minnesota 600 Mc N Alumni Ctr Mineapolis MN 55455 416042488 501(C)(3) 16879 FMV SUBCONTRACT GRANT AWARD Regents of University of California 111 Franklin St Oakland CA 94607 943067788 501(C)(3) 182254 FMV SUBCONTRACT GRANT AWARD Research Foundation for State University of NY PO Box 9 Albany NY 12201 141368361 501(C)(3) 91339 FMV SUBCONTRACT GRANT AWARD Research Foundation of CUNY 230 W 41st Street New York NY 10036 131988190 501(C)(3) 46184 FMV SUBCONTRACT GRANT AWARD Rhode Island College 600 Mt Pleasant Ave Providence RI 02908 056016315 501(C)(3) 35475 FMV SUBCONTRACT GRANT AWARD Rhode Island Free Clinic Inc 655 Broad St Providence RI 02907 050501276 501(C)(3) 62718 FMV SUBCONTRACT GRANT AWARD Rhode Island Hospital 593 Eddy Street Providence RI 02903 050258954 501(C)(3) 1825371 FMV SUBCONTRACT GRANT AWARD Rhode Island Quality Institute 50 Holden Street Providence RI 02908 753059336 501(C)(3) 103258 FMV SUBCONTRACT GRANT AWARD Rhode Island School of Design 2 College St Providence RI 02908 050258956 501(C)(3) 72872 FMV SUBCONTRACT GRANT AWARD Roger Williams University One Old Ferry Rd Bristol RI 02809 050277222 501(C)(3) 18633 FMV SUBCONTRACT GRANT AWARD RTI International PO Box 12194 Resear Triangle Park NC 27709 560686338 501(C)(3) 143417 FMV SUBCONTRACT GRANT AWARD Rutgers The State University of New Jersey 57 US Highway 1 New Brunswick NJ 08901 226001086 501(C)(3) 146759 FMV SUBCONTRACT GRANT AWARD Salve Regina University - Business Office 100 Ochre Point Ave Newport RI 02840 050259080 501(C)(3) 8584 FMV SUBCONTRACT GRANT AWARD Scintillon Institute 6868 Nancy Ridge Dr San Diego CA 92121 454323888 501(C)(3) 190776 FMV SUBCONTRACT GRANT AWARD Smith College 10 Elm Street Northampton MA 01063 041843040 501(C)(3) 19178 FMV SUBCONTRACT GRANT AWARD Spelman College 350 Spelman Lane SW Atlanta GA 30314 580566243 501(C)(3) 24795 FMV SUBCONTRACT GRANT AWARD Stanford University 3145 Porter Drive Palo Alto CA 94304 941156365 501(C)(3) 56762 FMV SUBCONTRACT GRANT AWARD State of Rhode Island - Dept of Public Safety 311 Danielson Pike Scituate RI 02857 056000522 GOVT 10371 FMV SUBCONTRACT GRANT AWARD Team Wendy LLC 17000 St Clair Ave Cleveland OH 44110 311537545 356962 FMV SUBCONTRACT GRANT AWARD Tennessee Department of Education 710 James Robertson Pkwy Nashville TN 37243 626001445 501(C)(3) 10006 FMV SUBCONTRACT GRANT AWARD Texas A&M-Sponsored Research Services 401 G Bush Dr College station TX 77840 742245072 501(C)(3) 357249 FMV SUBCONTRACT GRANT AWARD The Trustees of Columbia University 615 West 131st St New York NY 10027 135598093 501(C)(3) 260894 FMV SUBCONTRACT GRANT AWARD Trustees of Boston University 881 Commonwealth Ave Boston MA 02215 042103547 501(C)(3) 291205 FMV SUBCONTRACT GRANT AWARD Trustees of Columbia University 615 West 131st Street New York NY 10027 135598093 501(C)(3) 32714 FMV SUBCONTRACT GRANT AWARD Trustees of Tufts College 169 Holland Street Somerville MA 02144 042103634 501(C)(3) 9589 FMV SUBCONTRACT GRANT AWARD Truth Initiative 900 G Street Washington DC 20001 911956621 501(C)(3) 37798 FMV SUBCONTRACT GRANT AWARD Tufts Medical Center Inc 800 Washington St Boston MA 02111 043400617 501(C)(3) 67547 FMV SUBCONTRACT GRANT AWARD Tufts University School of Medicine 169 Holland Street Somerville MA 02144 042103634 501(C)(3) 158811 FMV SUBCONTRACT GRANT AWARD University of Alabama at Birmingham 1530 3rd Ave South Birmingham AL 35294 636005369 501(C)(3) 179333 FMV SUBCONTRACT GRANT AWARD University of Arizona 1200 E University Blvd Tucson AZ 19104 742652689 501(C)(3) 12620 FMV SUBCONTRACT GRANT AWARD University of Arkansas for Medical Science 4301 W Markham Little Rock AR 72205 716056774 501(C)(3) 14542 FMV SUBCONTRACT GRANT AWARD University of California Davis 202 Cousteau Pl Davis CA 95618 946036494 501(C)(3) 25667 FMV SUBCONTRACT GRANT AWARD University of California Santa Cruz 2505 Augustine Dr Santa Clara CA 95054 941539563 501(C)(3) 33781 FMV SUBCONTRACT GRANT AWARD University of California Merced 5200 N Lake Rd Merced CA 95343 943250114 501(C)(3) 14997 FMV SUBCONTRACT GRANT AWARD University of California San Diego 9500 Gilman Dr La Jolla CA 92093 956006144 501(C)(3) 521081 FMV SUBCONTRACT GRANT AWARD University of Chicago 6054 S Drexel Ave Chicago IL 60637 362177139 501(C)(3) 80012 FMV SUBCONTRACT GRANT AWARD University Of Cincinnati PO Box 210222 Cincinnati OH 45221 316000989 501(C)(3) 74273 FMV SUBCONTRACT GRANT AWARD University Of Connecticut 233 Glennbrook RD Storrs CT 06269 060772160 501(C)(3) 191708 FMV SUBCONTRACT GRANT AWARD University of Delaware 220 Hullihen Hall Newark DE 19716 516000297 501(C)(3) 246207 FMV SUBCONTRACT GRANT AWARD University Of Florida 219 Grinter Hall Gainesville FL 32611 596002052 501(C)(3) 337789 FMV SUBCONTRACT GRANT AWARD University of Hawaii 2444 Dole St Honolulu HI 96822 990085260 501(C)(3) 6548 FMV SUBCONTRACT GRANT AWARD University of Houston 4302 University Dr Houston TX 77204 746001399 501(C)(3) 153783 FMV SUBCONTRACT GRANT AWARD University Of Iowa PO Box 4550 Iowa IA 52244 420796760 501(C)(3) 123049 FMV SUBCONTRACT GRANT AWARD University of Maryland Baltimore County 1000 Hilltop Circle Baltimore MD 21250 526002033 501(C)(3) 46053 FMV SUBCONTRACT GRANT AWARD University of Massachusetts 100 Morrissey Blvd Boston MA 02125 043167352 501(C)(3) 667098 FMV SUBCONTRACT GRANT AWARD University of Miami PO Box 248106 Coral Gables FL 33124 590624458 501(C)(3) 409115 FMV SUBCONTRACT GRANT AWARD University of Michigan 3003 S State st Ann Arbor MI 48109 386006309 501(C)(3) 90800 FMV SUBCONTRACT GRANT AWARD University of Mississippi Medical Center 2500 North State St Jackson MS 39216 646008520 501(C)(3) 179631 FMV SUBCONTRACT GRANT AWARD University of North Carolina 104 Airport Drive Chapel Hill NC 27599 566001393 501(C)(3) 282027 FMV Subcontract Grant Award University of Pennsylvania 3451 Walnut Street Philadelphia PA 19104 231352685 501(C)(3) 45454 FMV Subcontract Grant Award University Of Pittsburgh 116 Atwood Street Pittsburgh PA 15260 250965591 501(C)(3) 661191 FMV Subcontract Grant Award University of Rhode Island 45 Upper College Rd Kingston RI 02881 056000522 501(C)(3) 1443721 FMV Subcontract Grant Award University of Rochester 910 Genesee Street Rochester NY 14611 160743209 501(C)(3) 648436 FMV Subcontract Grant Award University of South Carolina PO Box 84900 Columbia SC 29208 576001153 501(C)(3) 170652 FMV Subcontract Grant Award University Of Tennessee 1331 Circle Park Dr Knoxville TN 37916 626001636 501(C)(3) 67251 FMV Subcontract Grant Award University of Texas at Austin 101 E 27th St Austin TX 78712 746000203 501(C)(3) 15937 FMV Subcontract Grant Award University of Utah 332 S 1400 E Salt Lake City UT 84211 876000525 501(C)(3) 107358 FMV Subcontract Grant Award University of Virginia 1001 Emmet St N Charlottesville VA 22903 546001796 GOVT 17491 FMV Subcontract Grant Award University Of Washington 4300 Roosevelt Way NE Seattle WA 98915 916001537 501(C)(3) 389346 FMV Subcontract Grant Award Urban Institute 2100 M Street NW Washington DC 20037 520880375 501(C)(3) 42045 FMV Subcontract Grant Award Vanderbilt University 2301 Vanderbilt Pl Nashville TN 37240 620476822 501(C)(3) 368811 FMV Subcontract Grant Award Virginia Polytechnic Institute and State Universit 902 Prices Fork Rd Blackburg VA 24061 540721690 501(C)(3) 375492 FMV Subcontract Grant Award Wake Forest University Health Sciences 1834 Wake Forest Rd Winston Salem NC 27109 560532138 501(C)(3) 14679 FMV Subcontract Grant Award Washington University 700 Rosedale Ave Saint Louis MO 63112 430653611 501(C)(3) 81407 FMV Subcontract Grant Award Westat Inc 1600 Research Blvd Rockville MD 20850 840529566 522396 FMV Subcontract Grant Award William Marsh Rice University 6100 Main Street Houston TX 77005 741109620 501(C)(3) 168093 FMV Subcontract Grant Award Women & Infants Hospital Of Rhode Island 101 Dudley Street Providence RI 02905 050258937 501(C)(3) 329841 FMV Subcontract Grant Award Worcester Polytechnic Institute 100 Institute Road Worcester MA 01609 042121659 501(C)(3) 130061 FMV Subcontract Grant Award Yale University PO Box 208239 New Haven CT 06520 060646973 501(C)(3) 1312297 FMV Subcontract Grant Award 132 9 UNDERGRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 2862 136317008 MEDICAL SCHOOL SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 330 9791110 GRADUATE SCHOLARSHIPS/FELLOWSHIPS/STIPENDS 1978 148705922 SCHEDULE I, PART I, LINE 2 GRANT FUNDS ARE MANAGED IN ACCORDANCE WITH BOTH THE SPONSOR AND UNIVERSITY RULES AND REGULATIONS. EXPENDITURES ARE REVIEWED ON A PRE AND POST AUDIT BASIS TO ENSURE THAT THE COSTS INCURRED AND CHARGED TO A PARTICULAR GRANT IS IN COMPLIANCE WITH BOTH THE SPONSOR AND UNIVERSITY POLICIES. SCHEDULE I, PART III THE CASH GRANTS ARE REFLECTED ON STUDENTS' ACCOUNTS. X X false true X X X X true true false false false false false true false CHRISTINA PAXSON PRESIDENT/FELLOW 1004655 0 0 0 67350 0 222000 0 75985 0 1369990 0 0 0 BARBARA CHERNOW EXEC VP OF FIN AND ADMIN 597043 0 0 0 18750 0 109188 0 4011 0 728992 0 0 0 JOSEPH DOWLING CEO of Investment Office 614568 0 561718 0 21302 0 22000 0 49959 0 1269547 0 0 0 JACK ELIAS DEAN OF MEDICINE & BIOLOGICAL 920124 0 0 0 20951 0 22000 0 18532 0 981607 0 0 0 KEVIN MCLAUGHLIN DEAN OF FACULTY 427155 0 0 0 31800 0 33000 0 30222 0 522177 0 0 0 JOSEPH CALHOUN VP FIN & CFO 358540 0 0 0 15400 0 22000 0 24748 0 420688 0 0 0 RICHARD LOCKE PROVOST 681119 0 0 0 43270 0 21583 0 55563 0 801535 0 0 0 JILL PIPHER VP OF RESEARCH 386979 0 0 0 1891 0 33000 0 433 0 422303 0 0 0 MICHAEL GUGLIELMO VP FOR FACILITIES MGMT 277573 0 0 0 0 0 27500 0 24498 0 329571 0 0 0 JANE DIETZE VP & CHIEF INVESTMENT OFFICER 477053 0 702748 0 1003 0 22000 0 26533 0 1229337 0 0 0 BESS MARCUS DEAN - SCHOOL OF PUBLIC HEALTH 607829 0 0 0 68848 0 25000 0 25990 0 727667 0 0 0 RAFAEL LA PORTA DRAGO PROFESSOR OF ECONOMICS 552543 0 0 0 67780 0 21408 0 41278 0 683009 0 0 0 ERICA NOURIJAN HEAD OF OPERATIONS-INVESTMENTS 300351 0 275000 0 0 0 21143 0 23697 0 620191 0 0 0 LOUIS RICE CHAIR OF MEDICINE 647604 0 0 0 21094 0 22000 0 23697 0 714395 0 0 0 VICKI COLVIN PROFESSOR OF CHEMISTRY 331106 0 0 0 261060 0 19250 0 18422 0 629838 0 0 0 CLYDE BRIANT FORMER VP OF RESEARCH 144934 0 0 0 0 0 18701 0 19179 0 182814 0 0 0 DAVID SAVITZ FORMER VP OF RESEARCH 254725 0 0 0 20788 0 22000 0 32382 0 329895 0 0 0 EDWARD WING FORMER DEAN OF MED AND BIO 244021 0 0 0 16292 0 31534 0 9389 0 301236 0 0 0 SERGIO GONZALEZ SENIOR VP FOR ADVANCEMENT 679409 0 60000 0 30002 0 20833 0 23441 0 813685 0 0 0 SCHEDULE J, PART I, LINE 1A RESIDENCE FOR PERSONAL USE WAS PROVIDED TO THE FOLLOWING INDIVIDUALS: PRESIDENT - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PRESIDENT IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. PROVOST - AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER, THE PROVOST IS REQUIRED TO LIVE IN UNIVERSITY HOUSING. THEREFORE, NONE OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. THE CURRENT PRESIDENT'S HOUSEHOLD SERVICES ASSISTANT PROVIDES SOME PERSONAL SERVICES FOR THE PRESIDENT. THE PRESIDENT REIMBURSES THE UNIVERSITY BY CHECK FOR THESE SERVICES. SCHEDULE J, PART I, LINE 1B IN LIEU OF A STANDARDIZED WRITTEN POLICY, SENIOR OFFICERS WERE ISSUED AN ADDENDUM TO THEIR COMPENSATION LETTER APPROVED BY THE CHANCELLOR, OUTLINING THE TREATMENT OF THE HOUSING ITEM LISTED IN PART I, LINE 1A. SCHEDULE J, PART I, LINE 4A IN CONNECTION WITH HER DEPARTURE FROM THE PROVOST POSITION AND RETURN TO FACULTY, THE FORMER PROVOST RECEIVED CERTAIN PAYMENTS WHICH ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). SCHEDULE J, PART I, LINE 4B TERMS & CONDITIONS OF SUPPLEMENTAL RETIREMENT PLAN AND PAYMENT FOR 2018: EFFECTIVE JULY 1, 2017, THE UNIVERSITY ENTERED INTO A NEW DEFERRED COMPENSATION AGREEMENT. UNDER THE NEW PLAN THE ORGANIZATION WILL DEPOSIT $200,000 TO THE PRESIDENT'S DEFERRED COMPENSATION ACCOUNT EACH JUNE 30TH THROUGH JUNE 30, 2022. SUCH AMOUNTS WILL VEST OVER THE COURSE OF THE AGREEMENT SO LONG AS THE PRESIDENT REMAINS CONTINUOUSLY EMPLOYED BY THE UNIVERSITY THROUGH EACH VESTING DATE. NO AMOUNTS WERE CREDITED UNDER THIS PLAN IN CALENDAR YEAR 2018. AS PART OF HER EMPLOYMENT AGREEMENT, BARBARA CHERNOW PARTICIPATES IN A DEFERRED COMPENSATION ARRANGEMENT. PURSUANT TO THE TERMS OF THE ARRANGEMENT, MS. CHERNOW WILL RECEIVE A PAYMENT OF 75% OF HER ANNUAL PAY IN JULY 2020, PROVIDED SHE REMAINS EMPLOYED AT THE UNIVERSITY THROUGH THAT DATE. THE ACCRUAL FOR CALENDAR YEAR 2018 IS INCLUDED IN SCHEDULE J, PART II COLUMN C. SCHEDULE J, PART I, LINE 7 THE UNIVERSITY OFFERS INCENTIVE COMPENSATION TO SENIOR PROFESSIONALS IN THE INVESTMENT OFFICE BASED UPON THE UNIVERSITY'S INVESTMENT PERFORMANCE AND OTHER QUALITATIVE FACTORS. THE FOLLOWING AMOUNTS WERE PAID TO THE FOLLOWING INDIVIDUALS IN CALENDAR YEAR 2018: JANE A. DIETZE $ 702,748 JOSEPH DOWLING $ 561,718 ERICA NOURIJAN $ 275,000 THE UNIVERSITY OFFERS INCENTIVE COMPENSATION TO CERTAIN OTHER INDIVIDUALS AS SIGNING BONUSES AND DEPARTMENT FUNDED BONUSES. THE FOLLOWING AMOUNT WAS PAID TO THE FOLLOWING INDIVIDUAL IN CALENDAR YEAR 2018: SERGIO GONZALEZ $ 60,000 A RI H&E CORP SERIES 2003A & 2003B 521300173 762243CA9 2003-11-13 91425000 FINANCE CAPITAL PROJECTS false false false B RI H&E BLD CORP SERIES 2005A 521300173 762243MY6 2005-10-04 85500000 FINANCE CAPITAL PROJECTS false false false C RI H&E CORP SERIES 2009 521300173 762197DT5 2009-10-01 75643750 FIN.CAP.PJT./REFUND COM. PAPER false false false D RI H&E CORP SERIES 2011 521300173 762197GR6 2011-08-24 80629956 CURRENT REFUNDING 2001 BONDS false false false A 50250000 0 91928050 0 0 0 590401 0 0 91337649 0 0 2005 false false true true B 0 0 87064981 0 0 0 526642 0 0 86538339 0 0 2006 false false true true C 4848750 0 75646988 0 0 0 643750 0 0 25003238 50000000 0 2011 true false true true D 34469956 0 80629956 0 0 0 506344 0 0 0 80123612 0 true false true true A false false false true true 0.00128 0.00128 false false false true B false false true true 0.00020 0.00020 false false false true C false false false true true 0.00026 0.00026 false false false true D false false false false 0 false false false true A false true true true JP MORGAN 35.3 false false false 0 false true B false true true true GOLDMAN SACHS 29.6 false false false 0 false true C false true false false 0 false 0 false true D false true false false 0 false 0 false true A true B true C true D true SCHEDULE K, PART II, LINE 3, COLUMN A (SERIES 2003) INCLUDES $503,050 OF INVESTMENT EARNINGS. SCHEDULE K, PART II, LINE 3, COLUMN B (SERIES 2005A) INCLUDES $1,564,981 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2009) INCLUDES $3,239 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN C (SERIES 2015) INCLUDES $16,964 OF INVESTMENT EARNINGS SCHEDULE K, PART II, LINE 3, COLUMN D (SERIES 2017) INCLUDES $1,708,737 OF INVESTMENT EARNINGS SCHEDULE K, PART III, LINE 9 / PART IV, LINE 7 & PART V BROWN UNIVERSITY CONDUCTS AN ANALYSIS OF ACTIVITIES CONDUCTED WITHIN ITS BOND-FINANCED FACILITIES TO DETERMINE IF THERE IS ANY PRIVATE USE. A RI H&E CORP SERIES 2012 521300173 762197KD2 2012-07-19 149807220 FIN.CAP. PROJECTS/REFUND COM.PAPER false false false B RI H&E CORP SERIES 2013 521300173 762197PX3 2013-12-04 150950167 FIN.CAP.PJT./REFUND 2003A BOND/REF false false false C RI H&E CORP SERIES 2015 521300173 000000000 2015-10-21 45000000 FIN.CAP.PJT./REFUND 2005 BOND false false false D RI H&E CORP SERIES 2017 521300173 762197VG3 2017-07-19 160656503 FIN.CAP.PJT/REFUND 2007 BOND false false false A 31567220 0 149807220 0 0 0 794535 0 0 99012685 50000000 0 2014 true false true true B 21025000 0 150950167 0 0 0 755226 0 0 109887521 40307420 0 2016 true false true true C 2245000 0 45016964 0 0 0 140000 0 0 13406964 31470000 0 2018 true false true true D 0 0 162365240 0 0 0 707932 0 0 76708737 84948571 0 true false false true A false false false true true 0.00011 0.00011 false false false true B false false false true true 0.00016 0.00016 false false false true C false false false false 0 false false false true D false false false false 0 false false false true A false true false false 0 false 0 false true B false true false false 0 false 0 false true C false true true false 0 false 0 false true D false true false false 0 false 0 false true A true B true C true D true RICHARD LOCKE PROVOST PERSONAL X 200000 200000 false false true 200000 ARTHUR GABINET FAMILY MEMBER OF OFFICER 22764 SEASONAL EMPLOYMENT false X 0 FMV X 740 40416958 FMV X 2 0 FMV X PHOTOGRAPHS 5 0 FMV X EVENT EXPENSES 9 0 FMV X APPAREL 3 0 FMV X 3D CRYSTAL 1 0 FMV false true false SCHEDULE M, PART I, COLUMN (B) THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED DURING THE YEAR. SCHEDULE M, PART I, LINE 33 NO REVENUE WAS REPORTED ON FORM 990, PART VIII, LINE 1G BECAUSE THE UNIVERSITY'S COLLECTIONS (WHICH INCLUDE WORKS OF ART, HISTORICAL TREASURES & ARTIFACTS) ARE NOT RECOGNIZED AS ASSETS IN THE FINANCIAL STATEMENTS OF THE UNIVERSITY. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR EDUCATION AND RESEARCH PURPOSES. MISSION STATEMENT TO SERVE THE COMMUNITY, THE NATION, AND THE WORLD BY DISCOVERING, COMMUNICATING, AND PRESERVING KNOWLEDGE AND UNDERSTANDING IN A SPIRIT OF FREE INQUIRY, AND BY EDUCATING AND PREPARING STUDENTS TO DISCHARGE THE OFFICES OF LIFE WITH USEFULNESS AND REPUTATION. BROWN ACCOMPLISHES THIS THROUGH A PARTNERSHIP OF STUDENTS & TEACHERS IN A UNIFIED COMMUNITY CALLED A UNIVERSITY-COLLEGE. FORM 990, PART III, LINE 4A INSTRUCTION / ENROLLMENT INCLUDES COST OF SUPPLIES, SALARIES AND BENEFITS ASSOCIATED WITH TEACHING APPROXIMATELY 9,900 STUDENTS (68% UNDERGRADUATE; 26% GRADUATE; 6% MEDICAL). A FACULTY OF APPROXIMATELY 1,500 TEACH AND ADMINISTER PROGRAMS IN A VARIETY OF DISCIPLINES, INCLUDING THE HUMANITIES, LIFE/MEDICAL SCIENCES, PHYSICAL SCIENCES AND SOCIAL SCIENCES. THERE ARE NEARLY 100 PROGRAMS OF STUDY OFFERED BETWEEN UNDERGRADUATE COLLEGE, GRADUATE SCHOOL AND MEDICAL SCHOOL OF THE UNIVERSITY. IN 2019, THE UNIVERSITY AWARDED A TOTAL OF 2,896 BACCALAUREATE DEGREES AND ADVANCED (MASTER, MEDICAL AND DOCTORATE) DEGREES. FORM 990, PART III, LINE 4B STUDENT AID, FELLOWSHIPS & SCHOLARSHIPS BROWN PROVIDES 100 PERCENT OF DEMONSTRATED NEED FOR ALL AIDED UNDERGRADUATE STUDENTS THAT MATRICULATE. THE UNIVERSITY IS NEED-BLIND FOR DOMESTIC STUDENTS (US CITIZENS AND PERMANENT RESIDENTS) AND "NEED-AWARE" FOR INTERNATIONAL AND TRANSFER (BOTH DOMESTIC AND INTERNATIONAL) STUDENTS. INTERNATIONAL AND TRANSFER STUDENTS WHO DO NOT APPLY FOR AID AS PART OF THEIR ADMISSION APPLICATION MAY NOT RECEIVE NEED-BASED SCHOLARSHIPS FROM THE UNIVERSITY. FORTY-FIVE PERCENT OF THE UNDERGRADUATE STUDENT BODY RECEIVES NEED-BASED FINANCIAL AID. THE AVERAGE FINANCIAL-AID PACKAGE FOR THE CLASS OF 2021 WAS $50,507. SINCE THE CLASS OF 2007, ALL DOMESTIC UNDERGRADUATES ADMITTED AS FRESHMEN AT BROWN UNIVERSITY WERE ADMITTED UNDER THE UNIVERSITY'S NEEDS-BLIND ADMISSION POLICY. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES (EXPENSES $40,527,585) (REVENUE $38,071,125) THE UNIVERSITY ENGAGES IN RESEARCH IN PHYSICAL SCIENCES, HUMANITIES, LIFE SCIENCES AND SOCIAL SCIENCES. THE UNIVERSITY'S RESEARCH NETWORK FEATURES ADVANCED ACADEMIC INSTITUTES, CENTERS AND FACILITIES THAT MAKE OUR WORLD RENOWNED RESEARCH POSSIBLE. THESE FACILITIES, WHICH ARE MADE AVAILABLE TO FACULTY AND STUDENTS, ENCOURAGE DISCOVERY AND INNOVATION BY PROVIDING STATE-OF-THE-ART EQUIPMENT AND RESOURCES. FORM 990, PART V, LINE 4B FOREIGN ACCOUNTS THE ORGANIZATION HAS AN INTEREST IN OR A SIGNATURE OR OTHER AUTHORITY OVER A FINANCIAL ACCOUNT IN THE FOLLOWING FOREIGN COUNTRIES: 1) ITALY 2) FRANCE 3) GERMANY FORM 990, PART VI, SECTION A, LINE 1 THE ADVISORY & EXECUTIVE COMMITTEE SHALL CONSIST OF THE PRESIDENT (CHAIR), THE CHANCELLOR, THE VICE CHANCELLOR, THE SECRETARY, AND THE TREASURER, ALL EX OFFICIO, AND AT LEAST NINE ADDITIONAL MEMBERS OF THE CORPORATION OF WHOM AT LEAST TWO SHALL BE FELLOWS AND THREE TRUSTEES. THE CHAIRS OF THE COMMITTEES ON ACADEMIC AFFAIRS, BUDGET & FINANCE, CAMPUS LIFE, ADVANCEMENT, FACILITIES & CAMPUS PLANNING, AUDIT, MEDICAL SCHOOL AND INVESTMENT SHALL ALWAYS BE AMONG THE MEMBERS OF THE ADVISORY & EXECUTIVE COMMITTEE. THREE FELLOWS AND FOUR TRUSTEES SHALL CONSTITUTE A QUORUM. THE COMMITTEE MAY TRANSACT ANY BUSINESS OF THE CORPORATION EXCEPT THE LOCATION OF BUILDINGS AND THE ELECTION OF TRUSTEES, FELLOWS, AND THE PRESIDENT. IN ADDITION TO THE POWERS OF THE MINOR QUORUM, THE COMMITTEE, BY ACTION OF THE CORPORATION, IS AUTHORIZED TO APPOINT PROFESSORS. THE ACTS OF THE ADVISORY & EXECUTIVE COMMITTEE SHALL BE VALID UNTIL THE NEXT MEETING OF THE CORPORATION, AND NO LONGER UNLESS APPROVED BY THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 2 RALPH ROSENBERG AND TODD FISHER HAVE A BUSINESS RELATIONSHIP AS BOTH SIT ON THE BOARD OF ANOTHER ORGANIZATION. MARIA ZUBER AND BRIAN MOYNIHAN HAVE A BUSINESS RELATIONSHIP AS BOTH SIT ON THE BOARD OF ANOTHER ORGANIZATION. RICH FRIEDMAN AND PABLO SALAME HAVE A BUSINESS RELATIONSHIP AS BOTH SIT ON THE BOARD OF ANOTHER ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11 THE RETURN IS PREPARED BY THE UNIVERSITY AND REVIEWED BY THE UNIVERSITY'S TAX CONSULTANTS. A DRAFT VERSION OF THE FORM 990 IS PROVIDED TO THE CONTROLLER, VICE PRESIDENT for Finance and Chief Financial Officer, EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, AND THE AUDIT COMMITTEE FOR REVIEW. CHANGES/COMMENTS ARE SUBMITTED TO MANAGEMENT AND ANY NECESSARY CHANGES ARE MADE PRIOR TO THE FINAL REVIEW AND SIGNING OF THE TAX RETURN BY THE UNIVERSITY'S INDEPENDENT AUDITORS/TAX CONSULTANTS. THE FINAL TAX RETURN IS PROVIDED TO THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL MEMBERS OF THE BROWN COMMUNITY ARE RESPONSIBLE FOR READING THE UNIVERSITY'S CONFLICT OF INTEREST AND COMMITMENT POLICY (COICP) AND ITS RELATED GUIDELINES AND TO DISCLOSE POTENTIAL OR ACTUAL CONFLICTS AS THEY ARISE TO THEIR SUPERVISOR OR ASSIGNED SENIOR ADMINISTRATOR. FAILURE TO DO SO WILL BE DEEMED A FAILURE TO MEET ONE'S OBLIGATIONS FOR WHICH SANCTIONS, UP TO AND INCLUDING DISMISSAL, MAY BE IMPOSED. RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP IS AS FOLLOWS - THE CHANCELLOR FOR MEMBERS OF THE CORPORATION AND ITS STANDING COMMITTEES; THE PRESIDENT FOR THE CABINET; AND THE PROVOST FOR OFFICERS OF INSTRUCTION AND RESEARCH. FOR ALL OTHER MEMBERS OF THE BROWN COMMUNITY, RESPONSIBILITY FOR IMPLEMENTING THE UNIVERSITY'S COICP SHALL REST WITH THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE. ALL CORPORATION MEMBERS, ALL MEMBERS OF THE CORPORATION'S STANDING COMMITTEES, ALL OFFICERS OF INSTRUCTION, ALL SENIOR OFFICERS, AND SELECTED STAFF SHALL ALSO BE RESPONSIBLE FOR SUBMITTING AN ANNUAL DISCLOSURE FORM. IF THERE ARE NO DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR SIGNS THE FORM AND FORWARDS IT TO THE ASSIGNED SENIOR ADMINISTRATOR. IF THERE ARE DISCLOSURES WHICH PRESENT A CONFLICT OR APPEAR TO PRESENT A CONFLICT, THE SUPERVISOR IS RESPONSIBLE FOR WORKING WITH THE EMPLOYEE TO DETERMINE WHETHER A MANAGEMENT PLAN IS WARRANTED, SIGNING THE DISCLOSURE FORM TO ACKNOWLEDGE THAT IT HAS RECEIVED SUPERVISORY REVIEW, AND FORWARDING IT TO THE ASSIGNED SENIOR ADMINISTRATOR FOR THAT EMPLOYEE. FORMS THAT DISCLOSE AFFILIATIONS ARE REQUIRED TO RECEIVE SECONDARY REVIEW AND SIGNATURE BY THE ASSIGNED SENIOR ADMINISTRATOR OR, WHEN THE ASSIGNED SENIOR ADMINISTRATOR IS ALSO THE EMPLOYEE'S SUPERVISOR, BY THE ASSIGNED SENIOR ADMINISTRATOR'S SUPERVISOR. SENIOR ADMINISTRATORS, AS ASSIGNED BY THE SENIOR VICE PRESIDENT FOR CORPORATION AFFAIRS AND GOVERNANCE, ARE RESPONSIBLE FOR COLLECTING DISCLOSURE FORMS AND, IF WARRANTED, MANAGEMENT PLANS WITHIN THEIR DIVISIONS AND FORWARDING THEM TO THE OFFICE OF CORPORATION AFFAIRS AND GOVERNANCE. HUMAN RESOURCES SHALL MAINTAIN EMPLOYEES' DISCLOSURE FORMS AND RELATED MANAGEMENT PLANS, AND THE UNIVERSITY AUDITOR SHALL PERIODICALLY MONITOR THE FILE TO ENSURE COMPLIANCE WITH THE DISCLOSURE REQUIREMENTS OF THIS POLICY. THE UNIVERSITY'S INVESTMENT OFFICE ALSO HAS STRICT INVESTMENT POLICIES INTENDED TO MAINTAIN THE HIGHEST ETHICAL AND LEGAL STANDARDS AND AVOID CONFLICTS. ALL MEMBERS OF THE CORPORATION, INCLUDING THE PRESIDENT, DISCLOSE INFORMATION ANNUALLY RELATED TO CONFLICT OF INTEREST AND COMMITMENT. IF THERE IS CONSIDERATION TO HIRE A FIRM THAT COULD POTENTIALLY PRESENT A CONFLICT, THE INVESTMENT OFFICE SEEKS THE ADVICE AND CONSENT OF THE CORPORATION OFFICE AND GENERAL COUNSEL. ALL MEMBERS OF THE INVESTMENT COMMITTEE MUST RECUSE THEMSELVES AND REFRAIN FROM PARTICIPATION IN CONSIDERATION OF ANY INVESTMENT IN WHICH THEY HAVE AN INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE AUTHORITY TO ESTABLISH AND ADJUST COMPENSATION FOR THE PRESIDENT AND SENIOR STAFF RESTS WITH THE CORPORATION COMMITTEE ON SENIOR ADMINISTRATION. SENIOR STAFF INCLUDES OFFICERS REPORTING TO THE PRESIDENT, THE DEANS AND VICE PRESIDENTS OR THEIR EQUIVALENTS WHO REPORT TO THE PROVOST AND/OR THE EXECUTIVE VICE PRESIDENT FOR FINANCE & ADMINISTRATION, ANY OTHER UNIVERSITY EMPLOYEE WHOSE ANNUAL COMPENSATION IS IN EXCESS OF $225,000, AND OTHERS WHOSE RESPONSIBILITIES MIGHT BE DETERMINED TO REFLECT SIGNIFICANT INFLUENCE OVER THE AFFAIRS OF THE UNIVERSITY. THE COMMITTEE CONDUCTS THEIR REVIEW ANNUALLY AND, AS PART OF THEIR REVIEW PROCESS, USES DATA AND INFORMATION FROM SURVEYS REFLECTING INDUSTRY STANDARDS FOR COMPENSATION, BENEFITS, AND PREREQUISITES OF SENIOR OFFICERS EITHER AT INSTITUTIONS OF HIGHER EDUCATION OR AT COMPARABLE ENTITIES. DOCUMENTATION OF THIS REVIEW, AS WELL AS ANY DECISIONS MADE, ARE PREPARED BEFORE THE NEXT MEETING OF THE COMMITTEE ON SENIOR ADMINISTRATION, OR 60 DAYS AFTER THE FINAL ACTIONS OF THE COMMITTEE TO SET SALARIES, WHICHEVER IS LATER. THE COMMITTEE FORMALLY APPROVES THE DOCUMENTATION WITHIN A REASONABLE TIME AFTER IT IS PREPARED. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICIES, AND GOVERNING DOCUMENTS (CHARTER AND STATUTES) ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST AND ON OUR WEBSITE. FORM 990, PART XI, LINE 9 ACTUARIAL GAIN/LOSS - SPLIT INTEREST: $ 2,520,364 CHANGE IN PENSION OBLIGATION: $(14,335,810) CHANGE IN SWAP LIABILITY: $(13,502,316) CHANGE IN ASSET RETIREMENT LIABILITY: $ (843,619) OTHER: $ 1 -------------- TOTAL: $(26,161,380) ============== FORM 990, PART XII, LINE 2D BROWN UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACCOUNTS OF THE JOHN NICHOLAS BROWN CENTER FOR THE STUDY OF AMERICAN CIVILIZATION, BROWN FACULTY CLUB, FARVIEW INCORPORATED (A REAL ESTATE HOLDING COMPANY), AND KARING. ALL OF WHICH ARE SEPARATE ENTITIES THAT ARE CONSOLIDATED IN THE FINANCIAL STATEMENTS. BROWN UNIVERSITY AND THESE CONSOLIDATED ENTITIES ARE COLLECTIVELY REFERRED TO HEREIN AS THE UNIVERSITY. ALL SIGNIFICANT INTER-ENTITY TRANSACTIONS AND BALANCES HAVE BEEN ELIMINATED IN CONSOLIDATION. BLH Mortgage Holdings LLC 121 South Main ST 9th FL Providence RI 02903 473252442 Investments DE 0 10606290 BROWN BLH Mortgage Purchaser LLC 121 South Main St 9TH FL Providence RI 02903 473262127 Investments DE 0 14760615 BROWN Brown University Research Foundation c/o Brown University Controllers O Providence RI 02912 050390989 Support Brown RI 501(c)(3) 12D BROWN true John Nicholas Brown Center c/o Brown University Controllers O Providence RI 02912 222506553 Support Brown RI 501(c)(3) 12A BROWN true Farview Inc c/o Brown University Controllers O Providence RI 02912 222665046 Support Brown RI 501(c)(2) n/a BROWN true Brown Faculty Club One Magee Street Providence RI 02912 510192393 Support Brown RI 501(c)(7) n/a BROWN true KARING 110 S MAIN STREET PROVIDENCE RI 02912 272862779 SUPPORT BROWN RI 501(c)(4) N/A BROWN true MR ARGENT OFFSHORE FUND CB 04 LP 900 THIRD AVENUE 11TH FLOOR NEW YORK NY 10022 981328058 INVESTMENTS NY BROWN UNIVERSIT EXCLUDED 692454 48271003 false 33781 false 0.89943 MLAF LP 575 MARKET STREET STE 2028 SAN FRANCISCO CA 94105 475483664 INVESTMENTS CA BROWN UNIVERSIT EXCLUDED 8966051 7863976 false 0 false 0.98790 TS TRANSPORT I 228 PARK AVENUE SOUTH NEW YORK NY 10003 473646646 INVESTMENTS NY BROWN UNIVERSIT EXCLUDED 3431550 12188795 false 2517656 false 0.77271 MOONBASE 1C 459 HAMILTON AVE PALO ALTO CA 94301 832503615 INVESTMENTS CA BROWN UNIVERSIT EXCLUDED 0 5074992 false 0 false 0.68406 CHARITABLE GIFT ANNUITY FUND (2) SUPPORT MA NA TRUST CHARITABLE REMAINDER ANNUITY TRUST (6) SUPPORT MA NA TRUST CHARITABLE REMAINDER UNITRUST (70) SUPPORT MA NA TRUST POOLED INCOME (3) SUPPORT MA NA TRUST Brown Cayman I 121 South Main St 9th Fl Providence RI 02903 981182767 INVESTMENTS CJ BROWN C CORP 0 358336470 1.00000 true KINGSWAY CAPITAL ICAV GEORGES COURT 54-62 TOWNSEND ST DUBLIN EI L-1855 INVESTMENTS EI BROWN C CORP 1184988 61981148 0.61770 true false true false false false false false false false false false false true true false false false false MLAF LP B 158800000 CASH MOONBASE 1C LP B 5075000 CASH SCHEDULE R, PART IV, LINE 1 TRUSTS ARE DOMICILED IN MASSACHUSETTS. SCHEDULE R, PART IV, LINE 3 TRUSTS ARE DOMICILED IN MASSACHUSETTS. SCHEDULE R, PART V, LINE 1N & 1O FOR BROWN UNIVERSITY RESEARCH FOUNDATION, JOHN NICHOLAS BROWN CENTER, FAIRVIEW, AND THE BROWN FACULTY CLUB - THE EXPENSES FOR THESE RELATED ORGANIZATIONS ARE PAID DIRECTLY BY BROWN UNIVERSITY. THERE IS NO REIMBURSEMENT PAID BY ANY OF THESE RELATED ORGANIZATIONS TO BROWN UNIVERSITY.