2020-05-15T10:32:13-05:00 2019-08-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2018-09-01 131992402 CATALYST INC CATA 2125147600 120 WALL STREET NO 15 FL NEW YORK NY 10005 LORRAINE HARITON PRESIDENT 2125147600 2020-04-23 1 MAGDALENA M CZERNIAWSKI P00535099 2125038800 2020-04-22 100.1.21.12 2020-04-23 05:57:50 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 E99CEA45C307B5E011B655275064C3D25F8033D4 2018 2021-01-29 14:40:06Z LORRAINE HARITON 120 WALL STREET NO 15 FL NEW YORK NY 10005 36543068 0 X WWW.CATALYST.ORG X 1962 OH CATALYST IS THE LEADING NONPROFIT ORGANIZATION WITH A MISSION TO ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 40 39 95 39 0 0 9780928 25843015 3833016 3669175 772676 313807 18802 962 14405422 29826959 0 0 0 0 9706112 10374065 0 0 1412290 4718084 6076074 14424196 16450139 -18774 13376820 27693095 41612800 6152152 6313015 21540943 35299785 X ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 0 0 3101739 2908367 GLOBAL LEARNING PRODUCTS AND PROGRAMS THE GLOBAL LPP TEAM IS RESPONSIBLE FOR THE DEVELOPMENT AND DELIVERY OF FEE-FOR-SERVICE WORKSHOPS AND OTHER PROGRAMMING DESIGNED TO ACCELERATE PROGRESS FOR WOMEN IN THE WORKPLACE THROUGH INDIVIDUAL AWARENESS BUILDING, SHIFTING MINDSETS AND BEHAVIORS AND COMMITMENT TO ACTION PLANS. TWO FOUNDATIONAL PROGRAMS INCLUDE MARC (MEN ADVOCATING REAL CHANGE) WHICH ENGAGES MEN IN CHAMPIONING WOMEN IN THE WORKPLACE AND LWI (LEADING WITH INCLUSION) WHICH HELPS INDIVIDUALS LEARN HOW TO OVERCOME BIAS AND BECOME MORE INCLUSIVE LEADERS. 2057783 GLOBAL BRAND AND STRATEGIC COMMUNICATIONS THE GLOBAL BRAND AND STRATEGIC COMMUNICATIONS DEPARTMENT CREATES AND EXECUTES STRATEGIES TO INCREASE CATALYST'S VISIBILITY GLOBALLY BY DEVELOPING AND STRENGTHENING ITS BRAND, PRODUCTS AND SERVICES. THE DEPARTMENT IS RESPONSIBLE FOR EDITING, DESIGNING AND PRODUCING ALL PRODUCTS, PUBLICATIONS AND COLLATERAL MATERIALS, AND FOR BUILDING PUBLIC EDUCATION AND AWARENESS OF CATALYST'S WORK THROUGH MEDIA RELATIONS, MARKETING OPPORTUNITIES AND SOCIAL MEDIA CAMPAIGNS, AS WELL AS INITIATIVES LIKE THE CATALYST CEO CHAMPIONS FOR CHANGE. 1809797 INFORMATION CENTER AND SERVICES THE INFORMATION CENTER RESPONDS TO PUBLIC QUERIES ON THE TOPIC OF ADVANCING WOMEN AND BUILDING INCLUSIVE WORKPLACES, AND IT CREATES KNOWLEDGE PRODUCTS THAT INCREASE UNDERSTANDING ON TOPICS RELATED TO DIVERSITY AND INCLUSION. THE INFORMATION CENTER PROVIDES EFFICIENT, VALUABLE INFORMATION TO CATALYST DONORS, THE MEDIA AND THOSE WHO FORMULATE PUBLIC POLICY. 5419400 760808 ALL OTHER PROGRAMS:NATIONAL EDUCATION, RESEACH, GLOBAL EVENTS, AND CONSULTING SERVICES. 5419400 760808 12388719 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 X 51 0 1 95 1 1 1 1 CA SZ IN AS JA 0 0 0 1 1 0 0 0 0 0 0 X 40 39 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY NJ CA AL AZ AK CO CT DC FL GA IL KY MD MA MI MN NC OR RI PA VA TN OH WA WI UT X TATYANA BASIS 2125147600 120 WALL STREET 15TH FLOOR NEW YORK NY 10005 ALBERT BOURLA DIRECTOR 1.00 X 0 0 0 ARNOLD W DONALD DIRECTOR 1.00 X 0 0 0 BETH MOONEY DIRECTOR 1.00 X 0 0 0 BRIAN CORNELL DIRECTOR 1.00 X 0 0 0 BRIAN MOYNIHAN DIRECTOR 1.00 X 0 0 0 CATHY ENGELBERT CHAIR 1.00 X X 0 0 0 DARA KHOSROWSHAHI DIRECTOR 1.00 X 0 0 0 DAVID ABNEY DIRECTOR 1.00 X 0 0 0 DAVID S TAYLOR DIRECTOR 1.00 X 0 0 0 DEANNA MULLIGAN DIRECTOR 1.00 X 0 0 0 DENIS MACHUEL DIRECTOR 1.00 X 0 0 0 ELLIOTT PORTNOY DIRECTOR 1.00 X 0 0 0 ERIC J FOSS DIRECTOR 1.00 X 0 0 0 FEIKE SIJBESMA DIRECTOR 1.00 X 0 0 0 GERALD LEMA DIRECTOR 1.00 X 0 0 0 HOWARD A WILLARD III DIRECTOR 1.00 X 0 0 0 IAN M COOK DIRECTOR 1.00 X 0 0 0 JAMIE DIMON DIRECTOR 1.00 X 0 0 0 JANET FOUTTY DIRECTOR 1.00 X 0 0 0 JAQUELINE HINMAN TREASURER 1.00 X X 0 0 0 JULIE SWEET DIRECTOR 1.00 X 0 0 0 KATHY WARDEN DIRECTOR 1.00 X 0 0 0 KELLY GRIER DIRECTOR 1.00 X 0 0 0 LINDA ADDISON DIRECTOR 1.00 X 0 0 0 LORRAINE HARITON DIR/PRESIDENT 35.00 X X 128566 0 8046 LYNNE DOUGHTIE DIRECTOR 1.00 X 0 0 0 MARC LAUTENBACH SECRETARY 1.00 X X 0 0 0 MARILLYN A HEWSON DIRECTOR 1.00 X 0 0 0 MARK WEINBERGER DIRECTOR (OUTGOING) 1.00 X 0 0 0 MARY B CRANSTON ESQ DIRECTOR 1.00 X 0 0 0 MARY BETH HOGAN ESQ DIRECTOR 1.00 X 0 0 0 MICHAEL K WIRTH DIRECTOR 1.00 X 0 0 0 MICHAEL S DELL DIRECTOR 1.00 X 0 0 0 MUHTAR KENT DIRECTOR 1.00 X 0 0 0 NV TYAGARAJAN DIRECTOR 1.00 X 0 0 0 PETER VOSER DIRECTOR (OUTGOING) 1.00 X 0 0 0 SHELLEY O'CONNOR DIRECTOR 1.00 X 0 0 0 STACEY CUNNINGHAM DIRECTOR 1.00 X 0 0 0 STEPHEN S RASMUSSEN DIRECTOR 1.00 X 0 0 0 STEVE EASTERBROOK DIRECTOR 1.00 X 0 0 0 THOMAS J FALK DIRECTOR 1.00 X 0 0 0 VICTOR G DODIG DIRECTOR 1.00 X 0 0 0 CATHERINE CORLEY SENIOR VICE PRESIDENT 35.00 X 215614 0 55660 HEATHER FOUST CUMMINGS SENIOR VICE PRESIDENT 35.00 X 203962 0 21411 IRIS HENRIES SR. VICE PRESIDENT, GLOBAL BRAND & STRATEGIC COMMU 35.00 X 124942 0 20614 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 35.00 X 260404 0 54675 JULIE WIEDENHEFT SR. VICE PRESIDENT, LEARNING ADVISORY SERVICES 35.00 X 143839 0 46558 KATHERINE GISCOMBE VICE PRESIDENT 35.00 X 172811 0 30331 MICHAEL J CHAMBERLAIN VP 35.00 X 156680 0 27945 SVETLANA MOSTOVSKY VICE PRESIDENT, US STRATEGY AND DEVELOPMENT 35.00 X 152654 0 35399 TATYANA BASIS VICE PRESIDENT, FINANCE 35.00 X 148279 0 41698 BRANDE STELLINGS SENIOR VP (OUTGOING) 35.00 X 101001 0 39745 DEBORAH GILLIS PRESIDENT & CEO (OUTGOING) 25.00 10.00 X 121387 0 0 1930139 0 382082 12 1 1 0 WMFDP LLC PO BOX 12436 PORTLAND OR 97212 WORKSHOPS FACILITATION 389822 ILENE H LANG 65 W 13TH STREET APT 8E NEW YORK NY 10011 INTERIM PRESIDENT 175000 STEPHANIE WOLF 280 18TH STREET 1 BROOKLYN NY 11215 COMMUNICATIONS 128844 MERIACURRENT INTERACTIVE SOLUTIONS LLC 3180 NORTH POINT PKWY BLDG 200 ST ALPHARETTA GA 30005 WEBSITE MANAGEMENT 103250 FORUM ONE 15954 JACKSON CREEK PARKWAY STE B MOMUMENT CO 80132 WEBSITE MANAGEMENT 101910 5 3484840 22358175 25843015 MARC LEADERS COHORT/WORKSHOPS 900099 2017919 2017919 UBIL WORKSHOPS AND LEARNING PROGR 900099 555946 555946 HONORARIA 900099 444006 444006 CONFERENCE REVENUE 900099 438074 438074 ADVISORY SERVICES 900099 213230 213230 3669175 409429 409429 6205289 6300911 -95622 -95622 -95622 416160 3484840 415198 962 962 29826959 3669175 0 314769 X 1556400 1096650 313999 145751 7412807 5223115 1495511 694181 478913 337761 99036 42116 320698 226217 66620 27861 605247 426811 124780 53656 92213 92213 1936074 1644442 160995 130637 336080 323224 7989 4867 84180 74886 7166 2128 763644 481534 150783 131327 398711 323895 8477 66339 277515 277515 380599 294905 45802 39892 50064 44536 4262 1266 FORGIVENESS OF DEBT 822022 822022 OTHER 461279 410350 39266 11663 REPAIRS AND MAINTENANCE 360098 325602 26266 8230 BOOKS AND SUBSCRIPTIONS 67490 46149 5965 15376 46105 9105 37000 16450139 12388719 2649130 1412290 861307 1069314 4855878 7121435 1927857 13259505 944564 1008579 334494 268601 4033767 2780719 1478892 1253048 12186513 13014600 5103590 4617718 27693095 41612800 1154876 1097996 101492 107453 4895784 5107566 6152152 6313015 X 9911491 23670333 552869 552869 11076583 11076583 21540943 35299785 27693095 41612800 13376820 382022 0 X X 0 1 X 1 0 X 12793113 9927343 10004501 9780928 25843015 68348900 12793113 9927343 10004501 9780928 25843015 68348900 8350156 59998744 183692 248306 301408 344598 409429 1487433 505908 499542 447088 453240 416160 2321938 72158271 12967445 0.83150 0.92680 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING INCOME - 2014 AMOUNT: $ 505,908. 2015 AMOUNT: $ 499,542. 2016 AMOUNT: $ 447,088. 2017 AMOUNT: $ 453,240. 2018 AMOUNT: $ 416,160. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 11076583 595 504126 11581304 10601145 5184 475438 11076583 9766496 5637 829012 10601145 9085284 10957 670671 416 9766496 9114287 140862 -169865 9085284 1.00000 0 0 1533251 798685 734566 2118817 1602914 515903 381699 379120 2579 1253048 OTHER ASSETS 1885 DUE FROM AFFILIATES 4503748 RESTRICTED DEPOSIT 112085 4617718 DEFERRED RENT OBLIGATION 1073561 DUE TO AFFILIATES 4034005 5107566 X PART V, LINE 4: DURING 1992, THE "FELICE N. SCHWARTZ RESERVE FUND FOR THE ADVANCEMENT OF WOMEN IN BUSINESS AND THE PROFESSIONS" WAS CREATED. THE PRINCIPAL AMOUNT OF THE FUND MAY BE BORROWED ON A SHORT-TERM BASIS BY CATALYST TO COMPLETE RESEARCH PROJECTS, WHICH ARE OF STRATEGIC IMPORTANCE BUT LACK COMPLETE FUNDING, AND TO MEET TEMPORARY CASH FLOW NEEDS. THE INCOME EARNED FROM INVESTED PRINCIPAL WILL BE USED TO GROW THE FUND IN LINE WITH INFLATION AND TO COMPLETE THE FINANCING OF RESEARCH PROJECTS FOR WHICH THE MAJORITY OF FUNDS HAVE BEEN RAISED. BORROWINGS FROM THE PRINCIPAL AND INTEREST OF THIS FUND MUST BE REPAID. THERE WERE NO BORROWINGS FROM THE FUND FOR THE YEARS ENDED AUGUST 31, 2019 AND 2018. IN DECEMBER 2010, THE MAJOR GIFTS CAMPAIGN TO FUND THE LONGITUDINAL RESEARCH INITIATIVE: CHANGE LEADERSHIP RESEARCH CENTER, CAREER PATHWAYS RESEARCH CENTER, CORPORATE PRACTICES RESEARCH CENTER AND CORPORATE GOVERNANCE RESEARCH CENTER WAS ESTABLISHED. THE PRINCIPAL AMOUNT OF THE FUND WILL REMAIN INTACT. ONCE ALL THE PAYMENTS ARE RECEIVED, THE INTEREST ON THE FUND WILL SUPPORT THE ACTIVITIES OF THE FOUR RESEARCH CENTERS. EXPENDITURES WILL INCLUDE SALARIES FOR THE RESEARCH CENTER LEADERS, ENDOWED FELLOWS AND SCHOLARS; ENDOWED LONGITUDINAL DATA SETS AND; THOUGHT LEADERS CONVENING EVENTS. THERE WAS NO SPENDING FOR THE YEARS ENDED AUGUST 31, 2019 AND 2018. PART X, LINE 2: CATALYST INC. BELIEVES THAT IT HAS NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2019 AND 2018 IN ACCORDANCE WITH FASB ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. AWARDS DINNER 3901000 3484840 416160 30232 362904 22062 3901000 3484840 416160 30232 362904 22062 415198 962 X X 1 0 0 0 0 0 0 1 0 CATHERINE CORLEY SENIOR VICE PRESIDENT 199614 0 16000 0 0 0 19961 0 35699 0 271274 0 0 0 HEATHER FOUST CUMMINGS SENIOR VICE PRESIDENT 187962 0 16000 0 0 0 18796 0 2615 0 225373 0 0 0 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 244404 0 16000 0 0 0 24440 0 30235 0 315079 0 0 0 JULIE WIEDENHEFT SR. VICE PRESIDENT, LEARNING ADVISOR 138339 0 5500 0 0 0 8410 0 38148 0 190397 0 0 0 KATHERINE GISCOMBE VICE PRESIDENT 167311 0 5500 0 0 0 16731 0 13600 0 203142 0 0 0 MICHAEL J CHAMBERLAIN VP 151180 0 5500 0 0 0 15118 0 12827 0 184625 0 0 0 SVETLANA MOSTOVSKY VICE PRESIDENT, US STRATEGY AND DEVE 147154 0 5500 0 0 0 14715 0 20684 0 188053 0 0 0 TATYANA BASIS VICE PRESIDENT, FINANCE 142779 0 5500 0 0 0 14278 0 27420 0 189977 0 0 0 BRANDE STELLINGS SENIOR VP (OUTGOING) 95697 0 0 0 5304 0 10100 0 29645 0 140746 0 0 0 DEBORAH GILLIS PRESIDENT & CEO (OUTGOING) 101387 0 20000 0 0 0 0 0 0 0 121387 0 0 0 PART I, LINE 4A BRANDE STELLINGS RECEIVED VACATION TIME PAYOUT. PART I, LINE 7 THE BONUSES LISTED ON PART II, COLUMN B(II) ARE BASED ON PERFORMANCE AND MANAGING BUDGET EXPECTATIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND REVIEWED IN DETAIL BY THE AUDIT COMMITTEE AND IS MADE AVAILABLE FOR SEVEN DAYS TO THE FULL BOARD FOR REVIEW AND COMMENTS. AFTER SUCH TIME IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCES WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING MEMBERS OF THE BOARD OF DIRECTORS TO NOTIFY THE ORGANIZATION IMMEDIATELY OF ANY CHANGES. BOARD MEMBERS ARE REQUIRED TO FILE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15A THE PERFORMANCE OF THE CEO IS DISCUSSED AND REVIEWED BY THE CHAIR OF THE BOARD. THE FULL BOARD THEN DISCUSSES AND APPROVES THE SALARY OF THE CEO, COMPARABILITY DATA IS NOTED. THE APPROVED SALARY IS DOCUMENTED IN THE MINUTES AND A LETTER IS SENT BY THE CHAIR TO THE CFO AUTHORIZING PAYMENT OF THE SALARY. THE CEO REVIEWS THE PERFORMANCE OF THE OTHER OFFICERS AND RECOMMENDS THEIR SALARY TO THE FULL BOARD WHO THEN APPROVES. COMPARABILITY DATA IS NOTED. THE APPROVAL OF THE RECOMMENDED SALARIES IS DOCUMENTED IN THE MINUTES. THE BOARD CHAIR INCLUDES THIS INFORMATION IN THE LETTER TO THE CFO AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE WWW.CATALYST.ORG. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER: PROGRAM SERVICE EXPENSES 1,644,442. MANAGEMENT AND GENERAL EXPENSES 160,995. FUNDRAISING EXPENSES 130,637. TOTAL EXPENSES 1,936,074. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 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