2020-07-13T16:36:09-05:00 2019-12-31 BKD LLP 1201 Walnut Suite 1700 Kansas City MO 641062246 990 2019-01-01 526048633 Compass Rose Benefits Group % WILLIAM J SIMMONS COMP 5714021344 11490 COMMERCE PARK DR Suite 220 RESTON VA 20191 WILLIAM SIMMONS TREASURER/CFO 2020-11-15 true Michael J Engle P00482834 8162216300 167.68.126.162 43372220201955000200 2020-07-13 P 67BEB7763AD19E9793F31E2A9F6A7AB8E10E21E3 355CC2E4B6E27E32DAADC48E1CA8D97843AD7DA8 2019 2020-09-23 17:36:50Z WILLIAM SIMMONS 11490 COMMERCE PARK DR220 RESTON VA 20191 235121342 false X WWW.COMPASSROSEBENEFITS.COM X 1948 DC PROVIDE HEALTH AND OTHER INSURANCE COVERAGE TO UNITED STATES GOVERNMENT EMPLOYEES AS WELL AS CIVILIAN AND RETIRED EMPLOYEES OF THE DEPARTMENT OF DEFENSE 8 8 35 9 0 0 0 239465558 232021016 1675728 1958722 0 0 241141286 233979738 0 11227 221127282 232651272 3433970 3537659 0 0 0 13969516 11286639 238530768 247486797 2610518 -13507059 110403230 104313086 81527127 77525495 28876103 26787591 PROVIDE HEALTH AND OTHER INSURANCE COVERAGE TO UNITED STATES GOVERNMENT EMPLOYEES false false COMPASS ROSE BENEFITS GROUP PROVIDES HEALTH AND OTHER SPECIALTY INSURANCE PRODUCTS AND SERVICES THAT ARE ONLY AVAILABLE TO CIVILIAN EMPLOYEES AND RETIREES OF THE DEPARTMENT OF DEFENSE, EMPLOYEES OF THE DEPARTMENT OF STATE AND THE INTELLIGENCE COMMUNITY, SPONSORSHIP OF A FEDERAL EMPLOYEE HEALTH BENEFIT PLAN ("FEHBP") AS AN EMPLOYEE ORGANIZATION PLAN UNDER THE FEHBP COVERING CERTAIN FEDERAL GOVERNMENAL EMPLOYEES AND ANNUITANTS. false false false false false false false false false true false false false true true true false false false false false false false false false false true false true false false false false false false false false false false false true false false true 110 0 true 35 true false false false false false false false false X 8 8 false false false false true true false true true false false true true true true true true true false false X WILLIAM J SIMMONS 5714021344 11490 COMMERCE PARK DRIVE SUITE 220 RESTON VA 20191 X RANDY STOUGHTON PRESIDENT 40.0 0.0 X 288835 0 13322 SHERRI HERBERT VICE PRESIDENT 40.0 0.0 X 252283 0 21294 WILLIAM SIMMONS TREASURER/CFO 40.0 0.0 X 198117 0 27599 PAUL GOVATOS CHIEF INNOVATION OFFICER 40.0 0.0 X 168231 0 9934 DHARTI DESAI CONTROLLER 40.0 0.0 X 140744 0 24463 PETER CHAN SYSTEM ARCHITECT 40.0 0.0 X 130449 0 31527 KEVIN LANNING DIRECTOR, PHARMACY BENEFITS 40.0 0.0 X 132104 0 25731 JONI HUBER DIRECTOR, HEALTH PLAN ADMIN 40.0 0.0 X 119079 0 22300 KEVIN SMITH CHAIRMAN 1.0 0.0 X 0 0 0 BARBARA BLUFER DIRECTOR 1.0 0.0 X 0 0 0 BEVERLY BORICH CHRISTI DIRECTOR 1.0 0.0 X 0 0 0 ANN CROUCH DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL FORDE DIRECTOR 1.0 0.0 X 0 0 0 GWEN GASKINS DIRECTOR 1.0 0.0 X 0 0 0 HAL HARRISON DIRECTOR 1.0 0.0 X 0 0 0 CHARLES RICHARDSON DIRECTOR 1.0 0.0 X 0 0 0 TRACY GRIGGS DIRECTOR 1.0 0.0 X 0 0 0 1429842 0 176170 8 false true false UNITED HEALTHCARE 5901 LINCOLN DRIVE EDINA MN 55436 PPO NETWORK FEES 6840571 EXPRESS SCRIPTS 100 PARSONS POND DRIVE FRANKLIN LAKES NJ 07417 PBM ADMIN FEES 3558366 BEECHER EVERGREEN MANAGED CARE 6 Concourse Pkwy 2300 ATLANTA GA 30328 Stop Loss Insurance 478435 OPTUM INSIGHT 2771 MOMENTUM PLACE CHICAGO IL 606895327 HEDIS MEASURES 248293 WITHUMSMITHBROWN PC 4600 EAST WEST HWY 900 BETHESDA MD 208143423 ACCOUNTING FEES 180000 9 0 Insurance Premiums 525100 229163314 229163314 Special Production Administrative Fees 561000 697459 697459 SERVICE ALLOWANCE 900099 1800293 1800293 INSURANCE PREMIUM RESERVE ADJUSTMENT 525100 274650 274650 FACILITIES COST OF CAPITAL REVENUE 900099 85300 85300 232021016 1666074 1666074 0 0 0 0 0 1434252 1141604 292648 292648 292648 0 0 0 0 0 0 0 0 0 0 233979738 232021016 1958722 11227 0 0 232651272 979616 0 1920851 112645 319207 205340 0 33147 196344 0 0 146794 7781875 77556 229884 318215 0 218781 90273 0 9110 0 0 202436 49525 Service Allowance 1800293 Taxes and Fees 91036 Subscriptions 28731 _ 0 12639 247486797 3926313 5741570 50424597 40223439 0 0 26270268 25264163 0 0 0 0 0 0 0 0 268983 263643 3788490 934739 3051164 2853751 25785883 29321693 479808 491441 0 0 0 0 196214 153386 110403230 104313086 408623 391054 0 0 0 0 0 0 0 0 0 0 0 0 0 0 81118504 77134441 81527127 77525495 X 28876103 26787591 0 0 28876103 26787591 110403230 104313086 X -13507059 2749181 -4686828 13356194 X false true X true false 3171976 437373 2734603 175678 157129 18549 440836 340237 100599 2853751 0 Special Reserve - OPM 34596164 Health Claims 27606580 Claims Reserves 14655315 Premiums Payable 276382 77134441 X 250085113 2749181 13356194 16105375 233979738 233979738 247486797 247486797 247486797 FORM 990, SCHEDULE D, PART X, LINE 2 Accounting principles generally accepted in the United States of America require management of an organization to evaluate tax positions taken and recognize a tax liability if the organization has taken an uncertain position that more likely than not would not be sustained upon examination by the Internal Revenue Service. Management has evaluated the tax positions taken by CRBG and concluded that as of December 31, 2019 there are no uncertain positions taken or expected to be taken that would require recognition of a liability or disclosure in the financial statements. CRBG is subject to routine audits by taxing jurisdictions, however, there are currently no audits in progress for any tax periods. In addition, there have been no tax related interest or penalties for the periods presented in these financial statements. FORM 990, SCHEDULE D, PART XI, LINE 2D CHANGE IN SPECIAL RESERVE $11,249,806 CONTINGENCY RESERVE TRANSFER $ 2,106,388 ----------- NET OTHER CHANGES IN NET ASSETS $13,356,194 true UnitedHealthCare Children's Foundation MN017-W400 PO BOX 41 Minneapolis MN 554400041 522177891 501(c)(3) 7500 GENERAL SUPPORT 1 0 SCH I, PART I, LINE 2 THE ORGANIZATION DOES NOT HAVE A FORMAL MONITORING PROCESS FOR GRANT FUNDS. THE ORGANIZATION'S GRANT FUNDS ARE ONLY SENT TO 501(C)(3) TAX EXEMPT ORGANIZATION'S THAT THE ORGANIZATIONS MANAGMENT IS FAMILIAR WITH AND HAS A RELATIONSHIP WITH. X X X false false false RANDY STOUGHTON PRESIDENT 263135 0 25700 0 0 0 11553 0 1769 0 302157 0 0 0 SHERRI HERBERT VICE PRESIDENT 229814 0 22469 0 0 0 10091 0 11203 273577 0 0 0 WILLIAM SIMMONS TREASURER/CFO 180342 0 17775 0 0 0 7925 0 19674 0 225716 0 0 0 PAUL GOVATOS CHIEF INNOVATION OFFICER 168231 0 0 0 0 0 6729 0 3205 0 178165 0 0 0 DHARTI DESAI CONTROLLER 132445 0 8299 0 0 0 5630 0 18833 0 165207 0 0 0 PETER CHAN SYSTEM ARCHITECT 122150 0 8299 0 0 0 5218 0 26309 0 161976 0 0 0 KEVIN LANNING DIRECTOR, PHARMACY BENEFITS 126215 0 5889 0 0 0 5284 0 20447 0 157835 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 MEMBERS IN INSURANCE PROGRAMS OFFERED BY COMPASS ROSE BENEFITS GROUP FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS ELECT THE BOARD OF DIRECTORS FROM PERSONS NOMINATED BY THE MEMBERS. THE NEW DIRECTORS FIRST MEETING IS THE ANNUAL MEETING IN JANUARY. FORM 990, PART VI, SECTION B, LINE 11B AN INDEPENDENT ACCOUNTING FIRM PREPARES AND REVIEWS THE 990. THE FORM 990 IS THEN REVIEWED BY SENIOR MANAGEMENT ANY QUESTIONS AND CONCERNS THE ORGANIZATION'S SENIOR MANAGEMENT HAVE ARE ADDRESED. THE 990 IS THEN PROVIDED TO THE MEMBERS OF THE AUDIT AND FINANCE COMMITTEE, AFTER THEIR REVIEW AND APPROVAL, THE FINAL FORM 990 WITH ALL REQUIRED SCHEDULES IS PROVIDED TO THE FULL BOARD. THE AUDIT AND FINANCE COMMITTEE WILL MAKE A MOTION TO THE FULL BOARD TO APPROVE THE FORM 990 FOR SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C A COMMITTEE WITHIN THE BOARD OF DIRECTORS HAS BEEN ESTABLISHED TO OVERSEE AND ADDRESS CONFLICTS OF INTEREST (COI). ANNUALLY, BOARD MEMBERS AND KEY COMPASS ROSE EMPLOYEES SIGN ACKNOWLEDGEMENT THAT THEY HAVE RECEIVED, READ, AND WILL ADHERE TO COMPASS ROSE'S COI POLICY. THE VICE PRESIDENT, IN CONSULTATION WITH EXECUTIVE TEAM, WILL ADDRESS CONFLICTS OF INTEREST. A. BEFORE THE VICE PRESIDENT TAKES ACTION ON A CONTRACT OR TRANSACTION INVOLVING A CONFLICT OF INTEREST, THE VICE PRESIDENT SHALL DISCLOSE ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. SUCH DISCLOSURE SHALL BE REFLECTED IN THE MINUTES OF THE MEETING. B. A PERSON WHO HAS A CONFLICT OF INTEREST SHALL NOT PARTICIPATE IN OR BE PERMITTED TO HEAR THE VICE PRESIDENTS DISCUSSION OF THE MATTER EXCEPT TO DISCLOSE MATERIAL FACTS AND TO RESPOND TO QUESTIONS. C. THE PERSON HAVING A CONFLICT OF INTEREST SHALL NOT BE PRESENT IN THE MEETING ROOM AND SHALL BE REFLECTED IN THE MINUTES OF THE MEETING. D. IN THE EVENT IT IS NOT ENTIRELY CLEAR THAT A CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL WITH THE POTENTIAL CONFLICT SHALL DISCLOSE THE CIRCUMSTANCES TO THE VICE PRESIDENT, WHO SHALL DETERMINE WHETHER THERE EXISTS A CONFLICT OF INTEREST THAT IS SUBJECT TO THIS POLICY. FORM 990, PART VI, SECTION B, LINES 15A & 15B ANNUALLY THE COMPENSATION OF THE PRESIDENT IS VOTED UPON AND APPROVED BY A COMPENSATION COMMITTEE MADE UP OF BOARD MEMBERS. THE COMPENSATION COMMITTEE USES THE FORM 990 OF OTHER ORGANIZATIONS OF SIMILAR TYPE AND SIZE. OTHER EMPLOYEE COMPENSATION IS SET BY SENIOR MANAGEMENT (PRESIDENT, VICE PRESIDENT, TREASURER). FORM 990, PART VI, SECTION C, LINE 19 OTHER THAN FORM 990, ALL OTHER GOVERNING DOCUMENTS, POLICIES, AND FINANCIAL STATEMENTS ARE ONLY MADE AVAILABLE TO THE PUBLIC UPON U.S. GOVERNMENT SECURITY APPROVAL. FORM 990, PART XI, LINE 9 CHANGE IN SPECIAL RESERVE $11,249,806 CONTINGENCY RESERVE TRANSFER $ 2,106,388 ----------- NET OTHER CHANGES IN NET ASSETS $13,356,194 UNITED STATES GOVERNMENT 1900 E STREET NW WASHINGTON DC 20415 GOVERNMENT DC GOVERNMENT N/A NA false false false false false false false false false false false true false false false false false false true