2020-07-15T16:52:06-05:00 2019-06-30 420714325 RSM US LLP 1 S Wacker Drive Ste 800 Chicago IL 60606 990 2018-07-01 946017638 San Jose State University Research Foundation SANJ 4089241400 210 N 4th Street No 400 San Jose CA 95112 Eugene Kunde Executive Director 4089241400 2020-07-15 1 Zack Fortsch P00052725 3126343400 104.181.213.116 2020-07-15 15:06:36 CD P E3B59A9DB10281FDFB8CF23B8E25A3A84C79EE45 2A28FA2E2A09A40AF4F0A751499BE74D16D20E85 2018 2021-01-29 14:40:06Z X Eugene Kunde 210 N 4th Street No 400 San Jose CA 95112 78424594 0 X www. SJSU.edu/researchfoundation X 1932 CA The San Jose State University Research Foundation is an auxiliary organization of San Jose State University and The California State University system. The Foundation's mission is to advance the welfare of the university and assist in fulfilling its objectives, to supplement programs and activities of the university and to promote and assist the education services of the university. 10 1 1404 0 0 0 31481342 34733398 21536440 21952922 1149620 645961 88000 96000 54255402 57428281 4467057 2893268 0 0 35896773 35411539 0 0 0 16857015 18865102 57220845 57169909 -2965443 258372 43785269 45640181 27552998 28685903 16232271 16954278 X As an integral member of the San Jose State University community, the San Jose State University Research Foundation provides an entrepreneurial framework through which local, state and federal agencies, businesses and private foundations engage SJSU faculty and students in sponsored research, public service and community projects, consulting and other specialized educational activities in support of the University's mission. Delivering specialized business services to support a diverse range of externally-funded activities, the San Jose State University Research Foundation fosters the University's quest for excellence by: (1) Supporting Faculty Success, (2) Expanding Student Horizons, (3) Delivering Specialized Business Services and (4) Developing Partnerships with the community. 0 0 40753163 2893268 14777208 Sponsored Programs: Provide grant and contract proposal, development, and support and administration services to San Jose State University faculty, generating 276 proposals and receiving 226 awards worth $46,977,701 during fiscal year ending June 30, 2019. The externally surrounding community beneficiaries of these activities are the students whose enriched experiences have direct consequences for the future of our metropolitan area. 8051679 7175714 Campus and Community Programs: Include numerous non-credit programs and activities that supplement and support the San Jose State University's educational mission. These activities benefit the students, faculty, and the surrounding San Jose community. 48804842 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 1 1 0 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 351 0 1 1404 1 0 0 0 0 0 0 0 0 0 0 0 0 X 10 1 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 1 0 CA X X Kathleen Varas 4089241400 210 N 4th Street No 400 San Jose CA 95112 X Joan Ficke Interim Board President (Until 5/19) 1.00 40.00 X X 0 97155 35353 Pamela C Stacks Board Vice President 1.00 40.00 X X 0 178930 60952 Charlie Faas Treasurer 1.00 40.00 X X 0 253120 60597 Marc D'Alarcao Board Member 1.00 40.00 X 0 139530 64912 Amy DAndrade Board Member 1.00 40.00 X 8263 116827 53333 Jim Harvey Board Member 1.00 40.00 X 0 153667 63953 Walter R Jacobs Board Member 1.00 40.00 X 0 183677 57889 Essam Marouf Board Member 1.00 40.00 X 36070 142860 60592 Matthew Spangler Board Member 1.00 40.00 X 1414 94332 33389 Michael Kaufman Board Member 1.00 0.00 X 0 183504 78897 William F Wiles Community Board Member 1.00 0.00 X 0 0 0 Danny Harris Community Board Member (Until 4/19) 1.00 0.00 X 0 0 0 Chloe Gore Board Member (Until 5/19) 1.00 0.00 X 12778 364 0 Rajnesh Prasad Executive Director & Secretary 40.00 0.00 X 200982 0 45274 Kristin Gifford Director of Finance 40.00 0.00 X 83982 0 23520 Sean Patrick Laraway Project Director 20.00 20.00 X 120256 135668 49490 Mark Yarbrough Project Manager 40.00 0.00 X 179415 0 36807 Karen Philbrick Project Manager 40.00 0.00 X 201071 0 41955 Jill Foley Sr. Research Associate 40.00 0.00 X 169643 0 22906 Todd Callantine Sr. Research Associate 40.00 0.00 X 200119 0 42409 Kam Lam Former Sr. Dr. of Finance 0.00 0.00 X 127810 0 30383 1341803 1679634 862611 62 1 1 0 Applied Decision Science 1776 Mentor Avenue Suite 424 Cincinnati OH 45212 Subcontract 374221 Calhoun Analytics LLC 1330 Kinnear Road Suite 200B Colombus OH 43212 Subcontract 272897 CAL Poly Pomona Foundation Inc 3801 West Temple Avenue Pomona CA 91768 Subcontract 265012 Grant Thornton LLP 10 S Almaden Blvd No 800 San Jose CA 95113 Audit 264489 Wested 730 Harrison Street San Francisco CA 94107 Subcontract 239084 21 500000 34233398 34733398 Indirect Cost Recovery 611600 8290378 8290378 Nongovernmental 611600 4635696 4635696 Student Tuition and Fees 611600 3520906 3520906 Other Operating Revenues 611600 3121566 3121566 Local & Other Contracts 611600 1851133 1851133 533243 533243 21952922 525185 525185 160543 64543 96000 96000 96000 21008441 44105 20856712 75058 151729 -30953 120776 120776 57428281 21952922 0 741961 10000 10000 2883268 2883268 710692 43831 666861 26738119 23634908 3103211 947668 776497 171171 5151606 4424783 726823 1863454 1597258 266196 87323 26463 60860 278612 278612 124556 124556 62098 62098 4209511 3971679 237832 55696 38979 16717 2865815 2510179 355636 702279 235554 466725 1436646 684516 752130 2093765 2016888 76877 1280802 1259028 21774 572 572 987257 159684 827573 220870 72573 148297 Subcontracts 3643750 3643750 OPEB Expenses 767292 767292 48258 47712 546 57169909 48804842 8365067 0 1024046 985823 5172307 4681241 7173562 8739250 131365 158175 18443357 7004176 10814951 11439181 15969117 18567811 3138065 868775 361856 199925 43785269 45640181 5118832 5791525 5273646 5106880 17160520 17787498 27552998 28685903 X 5403910 5497586 10828361 11456692 0 0 16232271 16954278 43785269 45640181 258372 463635 0 X 0 1 X 1 1 1 X 37850318 34049257 31410034 31481342 34733398 169524349 37850318 34049257 31410034 31481342 34733398 169524349 169524349 743562 597273 692181 644608 685728 3363352 172887701 114615646 0.98050 0.98070 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 124556 0 0 124556 0 Part II-B, Line 1: During fiscal year 2019, San Jose State University Research Foundation utilized CJ Lake, LLC to provide Washington, D.C representation services before congress and the administration. CJ Lake, LLC contacted federal legislators for the purpose of informing them of San Jose State University Research Foundation's institutional priorities and projects. 5176528 5176528 5788905 3038000 2750905 812626 713825 98801 5770870 3252351 2518519 894428 894428 11439181 Post-Employment Benefits Obligation 17299411 Due to External Agencies 290787 Deferred Rent 161110 Other Liabilities 36190 17787498 59160495 463635 1269151 1732786 57427709 572 572 57428281 58438488 1269151 1269151 57169337 572 572 57169909 Part XI, Line 4b - Other Adjustments: Interest Expense 572. Part XII, Line 4b - Other Adjustments: Interest Expense 572. 1 Tower Foundation of San Jose State University 1 Washington Square San Jose CA 95112 830403915 501(c)3 10000 To establish an endowment fund 1 0 Student financial aid and participant support 373 2833268 0 Part I, Line 2: Our organization have a team of staff who review grant expenses and disbursements of project persons incurred for projects to ensure compliance with grant terms and OMB regulations. Staff also ensure that project persons file various reports to the grantors, reports such as progress reports, technical reports and financial reports. Accounting staff also review and ensure expenditures are in compliance with OMB and GAAP. 0 0 0 0 0 0 0 0 0 Pamela C Stacks Board Vice President 0 176968 0 0 0 1962 0 51376 0 9576 0 239882 0 0 Charlie Faas Treasurer 0 251662 0 0 0 1458 0 35668 0 24929 0 313717 0 0 Marc D'Alarcao Board Member 0 137934 0 0 0 1596 0 40195 0 24717 0 204442 0 0 Amy DAndrade Board Member 8263 107341 0 0 0 9486 0 28726 0 24607 8263 170160 0 0 Jim Harvey Board Member 0 152905 0 0 0 762 0 44533 0 19420 0 217620 0 0 Walter R Jacobs Board Member 0 183539 0 0 0 138 0 39145 0 18744 0 241566 0 0 Essam Marouf Board Member 36070 141660 0 0 0 1200 0 41282 0 19310 36070 203452 0 0 Michael Kaufman Board Member 0 182304 0 0 0 1200 0 53346 0 25551 0 262401 0 0 Rajnesh Prasad Executive Director & Secretary 200811 0 0 0 171 0 14019 0 31255 0 246256 0 0 0 Sean Patrick Laraway Project Director 120256 135668 0 0 0 0 0 39208 0 10282 120256 185158 0 0 Mark Yarbrough Project Manager 178356 0 0 0 1059 0 12971 0 23836 0 216222 0 0 0 Karen Philbrick Project Manager 200857 0 0 0 214 0 14167 0 27788 0 243026 0 0 0 Jill Foley Sr. Research Associate 169024 0 0 0 619 0 11881 0 11025 0 192549 0 0 0 Todd Callantine Sr. Research Associate 199706 0 0 0 413 0 14121 0 28288 0 242528 0 0 0 Kam Lam Former Sr. Dr. of Finance 126513 0 0 0 1297 0 8953 0 21430 0 158193 0 0 0 Part I, Line 3 The Executive Director's compensation is determined by San Jose State University in accordance with the California State University Management Personnel Program (MPP). Our organization's President, VP and Treasurer are ex-officio SJSU employees as stated in our By Laws, and they are members of our Executive Committee which oversees compensation of our Executive Director. Form 990, Part VI, Section A, line 7a Directors are nominated by the University Vice President for Research and Innovation and designated by the University President of San Jose State University. Form 990, Part VI, Section B, line 11b RSM US LLP works together with the Organization's finance staff in gathering the required tax information necessary to complete the tax return. The initial draft return is reviewed by RSM US LLP and the Organization's finance staff. Items are discussed and reviewed and recommended changes are reflected on the return. The San Jose State University Research Foundation's Form 990 is distributed to the full board before submission to the Internal Revenue Service. Form 990, Part VI, Section B, line 12c Annual Conflict of Interest affidavits are completed by all board members and senior management. Any perceived or actual conflicts are reviewed by the Executive Directors or others as appropriate. Any person with a conflict would not be allowed to participate in the deliberations or decisions of those transactions. Form 990, Part VI, Section B, line 15b The Executive Director's compensation is determined by San Jose State University in accordance with the California State University Management Personnel Program (MPP). The Research Foundation's human resources department process for determining compensation for central office employees, including officers and key employees other than the Executive Director, consists of a total rewards analysis which includes, but is not limited to job matching organizational leveling. Internal and external competitive salary, total compensation assessments, as well as reward and recognition programs. Total position and compensation analyses for central office employees are generally conducted on an annual basis. The SJSU Research Foundation human resources department obtains its position and salary benchmark data from the AON/Radord US Benchmark Salary Survey, the California State Chancellor's office, and the California Auxiliary Organization Association (AOA). Form 990, Part VI, Section C, line 19 The Foundation makes it governing documents, conflict of interest policy, and financial statements available upon request by either directing them to the website that has them published or making copies for the requestor. The Foundation's financial statements are also available on the website. Form 990, Part VII, Section A: Certain board members receive compensation from the Foundation, which relates to their work on projects funded by external organizations through a competitive proposal process. None of the compensation relates to their board member responsibilities at the Foundation. Certain board members receive compensation from San Jose State University, which relates to their job position at and services rendered to the University. None of the compensation relates to their board member responsibilities at the Foundation. San Jose State University One Washington Square San Jose CA 95192 770414038 Education Institute CA N/A 0 Spartan Shops Inc SJSU One Washington Square San Jose CA 95192 941392424 Aux. Services CA 501(c)(3) Line 12a, I San Jose State University 1 Associated Students of San Jose State University One Washington Square San Jose CA 95192 941156305 Aux. Services CA 501(c)(3) Line 5 San Jose State University 1 The Tower Foundation of San Jose State University One Washington Square San Jose CA 95192 830403915 Financial Assistance CA 501(c)(3) Line 7 San Jose State University 1 Student Union of San Jose State University One Washington Square San Jose CA 95192 942830732 Aux. Services CA 501(c)(3) Line 12c, III-FI San Jose State University 1 0 1 1 0 0 0 0 0 0 1 1 0 1 0 1 1 0 1 0 Spartan Shops Inc P 146718 Cost Associated Students of San Jose State University P 331602 Cost