2020-08-14T14:03:01-05:00 2019-09-30 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2018-10-01 530226780 NATIONAL LEAGUE OF CITIES NATI 2026263063 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 CLARENCE E ANTHONY EXECUTIVE DIRECTOR 2026263063 2020-08-14 1 AARON M FOX P01365820 2022274000 2020-08-14 144.121.95.190 2020-08-14 13:02:04 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 2270870E5AC7EBBD0B361335193D8AAA5AB6242B 2018 2020-09-23 17:36:50Z CLARENCE E ANTHONY 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 40936944 0 X WWW.NLC.ORG X 1933 IL MEMBERSHIP ORGANIZATION FORMED TO FURNISH INFORMATION AND SERVICES TO ASSIST MUNICIPALITIES. 61 61 191 81 945404 650932 28000 162500 24139211 16385885 634623 2735143 137916 220797 24939750 19504325 0 0 0 0 11821195 12010156 0 0 0 9539098 9221998 21360293 21232154 3579457 -1727829 42645459 39784086 14288082 14530496 28357377 25253590 X THE LARGEST AND OLDEST NATIONAL ORGANIZATION REPRESENTING AND PROMOTING CITIES AS CENTERS OF OPPORTUNITY, GOVERNANCE AND LEADERSHIP. 0 0 12076243 15853896 MEMBERSHIP SERVICES - VARIOUS CONSULTATION SERVICES FOR MEMBER STATES AND LEAGUES, SPONSORING SEMINARS, REPORTS TO MEMBERS BASED ON RESEARCH PERFORMED BY NLC. PROVIDED PARTICIPATION FOR MEMBERS SELECTED TO SERVE ON SEVEN POLICY COMMITTEES WHO DEVELOP POLICY POSITIONS AND RESOLUTIONS OF THE LEAGUE, AND HOSTED NUMEROUS WEBINARS TO KEEP MEMBERS INFORMED ON ISSUES OF CURRENT INTEREST. MEMBERS ALSO SERVE ON STANDING MEMBERSHIP, FINANCE, ADVISORY, AUDIT AND INVESTMENT ADVISORY COMMITTEES. NLC HAS 2,238 CITIES, TOWNS, AND VILLAGES AND 49 STATE LEAGUES AS MEMBERS OF THE NATIONAL LEAGUE OF CITIES.CONFERENCES AND EXHIBITS - HOSTED TWO LARGE CONFERENCES FOR MEMBERS; ONE IN LOS ANGELES, CA WITH OVER 3,700 ATTENDEES AND MORE THAN 160 EXHIBITORS; AND THE OTHER IN WASHINGTON, DC WITH OVER 2,000 ATTENDEES. IN ADDITION, NLC CONDUCTED AT LEAST 30 WORKSHOPS AND 15 LEADERSHIP TRAINING SESSIONS FOR MEMBERS.ENTERPRISE PARTNERSHIPS - CONTINUED TO DELIVER A SUITE OF BUSINESS PARTNER PROGRAMS THAT SERVE CITIES AND TOWNS AND THEIR RESIDENTS WITH SAVINGS AND SOLUTIONS. MAJOR PROGRAMS INCLUDE BUILD AMERICA MUTUAL, NLC'S PREFERRED PROVIDER OF MUNICIPAL BOND INSURANCE; THE NLC SERVICE LINE WARRANTY PROGRAM, WHICH OFFERS RESIDENTS AFFORDABLE WARRANTY PROTECTION TO REPAIR BROKEN OR LEAKING WATER AND SEWER LINES; THE NLC PRESCRIPTION DISCOUNT CARD PROGRAM, A FREE PRESCRIPTION DISCOUNT PROGRAM FOR RESIDENTS OF NLC MEMBER CITIES; THE NLC COMMUNITY SHOWCASE VIDEO PROGRAM, WHICH PRODUCES VIDEO WEBSITES FOR CITIES AND TOWNS; AND THE PUBLIC FINANCE AUTHORITY, WHICH PROVIDES LOCAL COMMUNITY DEVELOPMENT FINANCING. NLC HAS ALSO ADDED TWO NEW PARTNERSHIPS TO PROVIDE SERVICES TO OUR MEMBER CITIES: ICMA-RC, A NON-PROFIT INDEPENDENT FINANCIAL SERVICES CORPORATION PROVIDING RETIREMENT PLANS AND RELATED SERVICES FOR MORE THAN A MILLION PUBLIC SECTOR PARTICIPANT ACCOUNTS, AND POLCO, A CITIZEN ENGAGEMENT AND SURVEY PLATFORM. 12076243 0 1 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 0 0 1 111 0 1 191 1 1 1 0 0 0 0 0 0 0 X 61 61 0 1 0 0 1 1 0 1 1 0 0 1 1 0 0 1 1 1 0 0 X CLARENCE ANTHONY EXECUTIVE DIR 2026263063 660 NORTH CAPITOL STREET NW NO 450 WASHINGTON DC 20001 HON MARK STODOLA PRESIDENT- UNTIL 12/2018 1.00 1.00 X X 0 0 0 HON KAREN FREEMAN-WILSON PRESIDENT 1.00 1.00 X X 0 0 0 HON JOE BUSCAINO FIRST VICE PRESIDENT 1.00 1.00 X X 0 0 0 HON KATHY MANESS SECOND VICE PRESIDENT 1.00 1.00 X X 0 0 0 HON CHRISTOPHER B COLEMAN PAST PRESIDENT- UNTIL 11/2018 1.00 1.00 X X 0 0 0 HON MELODEE COLBERT-KEAN PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON TED ELLIS PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON BRIAN J O'NEILL PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON JAMES MITCHELL PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON MATT ZONE PAST PRESIDENT 1.00 1.00 X X 0 0 0 MS DENISE ADAMS DIRECTOR 1.00 1.00 X 0 0 0 MS CYNDY ANDRUS DIRECTOR 1.00 1.00 X 0 0 0 HON ROBIN ARRENDONDO-SAVAGE DIRECTOR 1.00 1.00 X 0 0 0 HON ANDY BERKE DIRECTOR 1.00 1.00 X 0 0 0 MS KAREN BEST DIRECTOR 1.00 1.00 X 0 0 0 GYNA BIVENS DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 HON CHRIS BROWN DIRECTOR 1.00 1.00 X 0 0 0 MR TIM BURTON DIRECTOR 1.00 1.00 X 0 0 0 HON JOANNE BUSH DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 HON WALLY CAMPBELL DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 MS MAURA CARROLL DIRECTOR 1.00 1.00 X 0 0 0 VALERIE SCOTT COOPER DIRECTOR 1.00 1.00 X 0 0 0 MR JERRY DESCHANE DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 CYNTHIA DONALD DIRECTOR 1.00 1.00 X 0 0 0 HON DENNY DOYLE DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 ALFRED MAE DRAKEFORD DIRECTOR 1.00 1.00 X 0 0 0 HON AMANDA EDWARDS DIRECTOR 1.00 1.00 X 0 0 0 HON GREG EVANS DIRECTOR 1.00 1.00 X 0 0 0 HON MIKE FINA DIRECTOR 1.00 1.00 X 0 0 0 OLIVER G GILBERT DIRECTOR 1.00 1.00 X 0 0 0 HON JASMINE GORE DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 MR WES HENDERSON DIRECTOR 1.00 1.00 X 0 0 0 HON DEANA HOLIDAY-INGRAHAM DIRECTOR 1.00 1.00 X 0 0 0 HON BRENT P JARAMILLO DIRECTOR 1.00 1.00 X 0 0 0 HON KAREN JOHNSON DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 LEON JOHNSON DIRECTOR 1.00 1.00 X 0 0 0 HON CARLIE JONES DIRECTOR 1.00 1.00 X 0 0 0 HON JUNGUS JORDAN DIRECTOR 1.00 1.00 X 0 0 0 MR JOHN KINNAIRD DIRECTOR 1.00 1.00 X 0 0 0 HON DAVID LUNA DIRECTOR 1.00 1.00 X 0 0 0 HON LEVON MAZIE DIRECTOR 1.00 1.00 X 0 0 0 HON DORIS MCCONNELL DIRECTOR 1.00 1.00 X 0 0 0 HON JAMES EDWARD MCDONALD DIRECTOR 1.00 1.00 X 0 0 0 HON WAYNE MESSAM DIRECTOR 1.00 1.00 X 0 0 0 MR PAUL MEYER DIRECTOR 1.00 1.00 X 0 0 0 HON RICHARD MONTGOMERY DIRECTOR 1.00 1.00 X 0 0 0 HON JOEL NAVARRO DIRECTOR 1.00 1.00 X 0 0 0 MS PAM O'CONNOR DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 HON FRANK ORTIS DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 HON SALVATORE PANTO JR DIRECTOR 1.00 1.00 X 0 0 0 HON STEVE PATTERSON DIRECTOR 1.00 1.00 X 0 0 0 HON BILL PELOZA DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 HON HAROLD PERRIN DIRECTOR 1.00 1.00 X 0 0 0 HON STEPHANIE PIKO DIRECTOR 1.00 1.00 X 0 0 0 MR SEAN POLSTER DIRECTOR 1.00 1.00 X 0 0 0 HON HATTIE PORTIS-JONES DIRECTOR 1.00 1.00 X 0 0 0 CYNTHIA PRATT DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 HON JOEL PRICE DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 HON JERMAINE REED DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 HON GARY RESNICK DIRECTOR 1.00 1.00 X 0 0 0 HON TITO RODRIGUEZ DIRECTOR 1.00 1.00 X 0 0 0 HON ANDY RYDER DIRECTOR 1.00 1.00 X 0 0 0 MR ERIK SARTORIUS DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 HON LAURIE-ANNE SAYLES DIRECTOR 1.00 1.00 X 0 0 0 MR KENT SCARRETT DIRECTOR 1.00 1.00 X 0 0 0 HON GERRI SCHRODER DIRECTOR 1.00 1.00 X 0 0 0 DR HANIFA SHABAZZ DIRECTOR 1.00 1.00 X 0 0 0 MR KEN SMITH DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 MR JONATHAN STEINER DIRECTOR 1.00 1.00 X 0 0 0 HON MATTHEW SURRENCY DIRECTOR 1.00 1.00 X 0 0 0 HON ROXANNE THALMAN DIRECTOR 1.00 1.00 X 0 0 0 MR DAVE UNMACHT DIRECTOR 1.00 1.00 X 0 0 0 MS SHARI VEAZY DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 HON REBECCA VIAGRAN DIRECTOR 1.00 1.00 X 0 0 0 HON ANGELIA WASHINGTON DIRECTOR 1.00 1.00 X 0 0 0 HON CHASITY WELLS-ARMSTRONG DIRECTOR 1.00 1.00 X 0 0 0 HON STEVE WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 HON VINCE R WILLIAMS DIRECTOR 1.00 1.00 X 0 0 0 HON PATRICK WOJAHN DIRECTOR 1.00 1.00 X 0 0 0 HON PC WU DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 HON GIL ZIFFER DIRECTOR- UNTIL 11/2018 1.00 1.00 X 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 32.00 6.00 X 550300 0 96602 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 32.00 6.00 X 306954 0 32295 WALTER KELLY CHIEF FINANCIAL OFFICER 15.00 X 0 0 0 STEPHANIE OSBORN SR. EXEC., FINANCE AND OPERATIONS 38.00 15.00 X 190142 0 24932 IRMA ESPARZA DIGGS SR EXEC AND DIRECTOR OF FEDERAL RELATIONS 38.00 X 208338 0 8669 BROOKS RAINWATER DIRECTOR, CSAR 25.00 13.00 X 178591 0 26484 CLAIRE REISS DIRECTOR, RISC 38.00 X 162430 0 17907 JANICE PAULINE DIR. OF CONFERENCES AND MEETINGS 38.00 X 157894 0 28107 DWAYNE BROWN DIR., TALENT MANAGEMENT 38.00 X 139259 0 12581 1893908 0 247577 20 0 1 0 DELCOR TECHNOLOGY SOLUTIONS INC 8380 COLESVILLE ROAD SUITE 550 SILVER SPRING MD 20910 COMPUTER AND TECHNOLOGY SERVICES 206717 FREEMAN PO BOX 650036 DALLAS TX 75265 CONFERENCE FURNISHINGS AND SIGNAGE 156444 IVY HILL ASSOCIATES INC 504 N LOUDOUN STREET WINCHESTER VA 22601 CONFERENCE EVENT MANAGEMENT SERVICES 131703 THE HARRY WALKER AGENCY INC 355 LEXINGTON AVENUE 21ST FLOOR NEW YORK NY 10017 CITY SUMMIT SPEAKER 125452 LEADING AUTHORITIES INC 1725 I STREET NW SUITE 200 WASHINGTON DC 20006 CONFERENCE PRODUCTION AND SPEAKERS 124962 6 162500 162500 MEMBERSHIP DUES 900099 6020266 6020266 SERVICE FEES 900099 3826805 3826805 CORP PARTNERS/SPONSORS 900099 3648414 2703010 945404 ANNUAL CONF./EXHIBITS 900099 2474536 1942547 531989 SEMINARS 900099 415864 415864 16385885 1063266 1063266 608 608 23104496 21432619 1671877 1671877 1671877 OTHER INCOME 900099 220189 220189 220189 19504325 14908492 945404 3487929 1210350 997871 212479 7634959 4658818 2976141 432704 307747 124957 2108146 1384735 723411 623997 396981 227016 74274 50 74224 86689 86689 94937 2618 92319 1080896 647416 433480 76245 28195 48050 461978 209192 252786 761751 137301 624450 1533561 142200 1391361 763609 491376 272233 216328 186541 29787 2507101 2235788 271313 865708 865708 106207 8180 98027 UBI TAXES 182607 182607 DUES AND SUBSCRIPTIONS 184866 129615 55251 OTHER 113622 113622 MISCELLANEOUS 71119 71119 40500 40500 21232154 12076243 9155911 0 61937 217716 5453416 9344958 633484 506181 580599 835954 8016591 2495866 6330957 5520725 28527030 21031327 1058036 2327225 42645459 39784086 941164 1171870 4760730 4960553 8586188 8398073 14288082 14530496 X 24308020 23730897 4049357 1522693 28357377 25253590 42645459 39784086 -1727829 -1375958 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 4709543 929677 3779866 1708806 870901 837905 1598242 695288 902954 5520725 DUE FROM AFFILIATE 2263744 DEPOSITS 63481 2327225 DEFERRED COMPENSATION 617656 DEFERRED RENT AND LEASE INCENTIVE 7780417 8398073 X PART X, LINE 2: THE LEAGUE PERFORMED AN EVALUATION OF UNCERTAINTY IN INCOME TAXES FOR THE YEARS ENDED SEPTEMBER 30, 2019 AND 2018, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. X X X X 1 1 X X X 0 0 0 0 0 0 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 375470 0 174830 0 0 0 84750 0 11852 0 646902 0 0 0 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 257528 0 49426 0 0 0 27220 0 5075 0 339249 0 0 0 STEPHANIE OSBORN SR. EXEC., FINANCE AND OPERATIONS 179963 0 10179 0 0 0 16054 0 8878 0 215074 0 0 0 IRMA ESPARZA DIGGS SR EXEC AND DIRECTOR OF FEDERAL RELATIONS 206050 0 2288 0 0 0 8036 0 633 0 217007 0 0 0 BROOKS RAINWATER DIRECTOR, CSAR 177445 0 1146 0 0 0 14666 0 11818 0 205075 0 0 0 CLAIRE REISS DIRECTOR, RISC 161243 0 1187 0 0 0 16194 0 1713 0 180337 0 0 0 JANICE PAULINE DIR. OF CONFERENCES AND MEETINGS 156813 0 1081 0 0 0 16332 0 11775 0 186001 0 0 0 DWAYNE BROWN DIR., TALENT MANAGEMENT 138112 0 1147 0 0 0 0 0 12581 0 151840 0 0 0 PART I, LINE 1A AS A PART OF HIS EMPLOYEE CONTRACT, THE EXECUTIVE DIRECTOR IS A MEMBER OF CITY CLUB WHICH IS USED EXCLUSIVELY FOR BUSINESS LUNCHES AND TREATED AS A NON-TAXABLE BENEFIT. SPOUSAL TRAVEL PERMITTED FOR EXECUTIVE DIRECTOR AND CHAIR FOR TRAVEL TO CONFERENCE FOR BONA FIDE BUSINESS PURPOSES. FOR 2019, THERE WERE FIVE INSTANCES OF SPOUSAL TRAVEL. WALTER KELLY CHIEF FINANCIAL OFFICER 119970 WALTER KELLY RECEIVED $119,970 FROM WFK CONSULTING DURING THE FISCAL YEAR ENDED SEPTEMBER 30, 2019, AN UNRELATED MANAGEMENT COMPANY, FOR SERVICES RENDERED TO NLC. WALTER KELLY IS THE OWNER OF WFK CONSULTING. 0 FORM 990, PART VI, SECTION A, LINE 3 DURING TAX YEAR 2018, WFK CONSULTING, AN UNRELATED MANAGEMENT COMPANY, PERFORMED CHIEF FINANCIAL OFFICER SERVICES FOR NLC. FORM 990, PART VI, SECTION A, LINE 6 CITIES ARE THE MEMBERS OF NLC AND LOCALLY ELECTED OFFICIALS- MAYORS AND COUNCIL MEMBERS AND THEIR STAFF ARE THE DIRECT BENEFICIARIES OF THE SERVICES PROVIDED. FORM 990, PART VI, SECTION A, LINE 7A THERE SHALL BE A BOARD OF DIRECTORS CONSISTING OF 40 MEMBERS AND THE NATIONAL LEAGUE PRESIDENT, FIRST VICE PRESIDENT, AND SECOND VICE PRESIDENT, PLUS ALL NATIONAL LEAGUE PAST PRESIDENTS IN ELECTIVE OFFICE IN A CITY, WHICH SHALL CONDUCT THE AFFAIRS OF THE NATIONAL LEAGUE WHEN REPRESENTATIVES OF THE MEMBERSHIP ARE NOT ASSEMBLED, INCLUDING, BY A MAJORITY VOTE OF BOARD OF DIRECTORS' MEMBERS, DETERMINATION OR MODIFICATION OF NATIONAL MUNICIPAL POLICIES ON NATIONAL LEGISLATION AFFECTING CITIES. THE BOARD OF DIRECTORS MAY REFER TO THE MEMBERSHIP BY LETTER BALLOT ANY MATTER WHICH IS NOT OTHERWISE PROVIDED FOR IN THESE BYLAWS, THE VOTING THEREON TO BE AS PROVIDED IN SECTION 5 OF ARTICLE IV. TWENTY MEMBERS OF THE BOARD OF DIRECTORS SHALL BE ELECTED EACH YEAR TO SERVE FOR A TERM OF TWO YEARS OF UNTIL THEIR SUCCESSORS ARE ELECTED AND QUALIFIED. THE TERM OF OFFICE OF ALL NEWLY-ELECTED BOARD MEMBERS SHALL COMMENCE IMMEDIATELY ON ADJOURNMENT OF THE ANNUAL BUSINESS MEETING. THE PRESIDENT AND FIRST VICE PRESIDENT SHALL BE CHAIRMAN AND VICE CHAIRMAN RESPECTIVELY OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY NLC'S INDEPENDENT ACCOUNTING FIRM. ONCE IT IS PREPARED, THE DRAFT FORM 990 IS REVIEWED BY NLC'S SENIOR STAFF. THE DRAFT FEDERAL FORM 990 IS THEN PROVIDED TO THE FULL BOARD OF DIRECTORS FOR REVIEW AND REVISION, IF NEEDED, BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12 THE CONFLICT OF INTEREST POLICY IS SIGNED BY EACH MEMBER OF THE BOARD OF DIRECTORS. THE BOARD MEMBERS ARE REQUIRED NOT TO ENGAGE IN ANY ACTIVITY THAT IS CONSIDERED TO CONFLICT WITH THE OPERATIONS OF NLC. FORM 990, PART VI, SECTION B, LINE 15A FOR THE EXECUTIVE DIRECTOR, A SEARCH COMMITTEE IS ASSEMBLED, AND SALARY IS DETERMINED BY BENCHMARKING SURVEY, COMPENSATION REPORTS AND INPUT FROM THE HR DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. FORM 990, PART VI, SECTION C, LINE 19 NLC MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. NATIONAL LEAGUE OF CITIES INSTITUTE INC 660 NORTH CAPITOL STREET NW SUITE 4 WASHINGTON DC 20001 526055762 RESEARCH AND ANALYSIS OF LOCAL GOVERNMENTS DE 501(C)(3) LINE 11A, I NATIONAL LEAGUE OF CITIES 1 NATIONAL LEAGUE OF CITIES SERVICES INC 660 NORTH CAPITOL STREET NW SUITE 4 WASHINGTON DC 20001 522185034 PAYROLL SERVICES DE NATIONAL LEAGUE OF CITIES C 16591693 1296070 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 NATIONAL LEAGUE OF CITIES SERVICES INC O 21586453 COST