2020-09-28T09:27:24-05:00 2019-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990PF 2019-01-01 272993973 GENERATION FUND INC C/O DINSE KNAPP & MCANDREW PC GENE 8028645751 209 BATTERY STREET PO BOX 988 BURLINGTON VT 05402 WALLACE W TAPIA CPA TREASURER 8028645751 2020-09-25 1 THOMAS BLANEY P00234022 2122862600 2020-09-25 67.250.101.203 2020-09-25 10:51:25 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 D740A805C9DC1AB3D640CDA68BADBF9B21851E53 2019 2021-04-22 16:20:28Z X 42067586 X X 17506 17506 454407 454418 1406518 7847421 1406281 51903 51904 1930334 1930109 37500 10000 27500 4970 0 4970 18695 1000 16195 226286 226286 0 217 217 0 32113 6772 0 13823 0 13823 73320 66933 6663 406924 311208 69151 2506969 2506969 2913893 311208 2576120 -983559 1618901 779521 658031 658031 8577344 11322331 11322331 26059762 30082380 30082380 10237 4844 4844 35426864 42067586 42067586 0 0 X 35426864 42067586 35426864 42067586 35426864 42067586 35426864 -983559 7624281 42067586 0 42067586 SALE OF PUBLICLY TRADED SECURITIES P 7604015 6330490 1273525 1273525 1217 SH. NANOSTRING TECHNOLGIES, INC. D 31309 11038 20271 20271 MPM CAPITAL (FINAL DISTRIBUTION) D 228 228 159.81 SH. GENERATION IM GLOBAL EQUITY A SHARES D 103711 42787 60924 60924 JMF LIQUIDATING COMPANY LLC D -83921 -83921 LEGACY VENTURES P -156 -156 HIGHCLERE INT'L INVESTORS D 27023 27023 CVR PARTNERS LP P 1 1 CAPITAL GAINS DIVIDENDS P 108386 108386 108386 1406281 0 1985118 39817163 0.049856 1589000 38297696 0.041491 1744182 33620624 0.051878 1758088 35041531 0.050172 2056568 36796880 0.055890 0.249287 0.049857 38993020 1944075 16189 1960264 2576120 X 16189 0 16189 0 16189 34457 5000 0 39457 X 0 23268 23268 0 0 0 0 0 0 0 0 0 0 0 1 1 VT 1 0 0 0 1 1 N/A E RUSSELL PEACH IV CO DKM PC 6172342515 209 BATTERY ST PO BOX 988 BURLINGTON VT 05402 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 AUSTIN HART CO DKM PC 209 BATTERY ST PO BOX 988 BURLINGTON VT 05402 PRESIDENT 2.00 12500 0 0 WALLACE TAPIA CO DKM PC 209 BATTERY ST PO BOX 988 BURLINGTON VT 05402 TREASURER 2.50 12500 0 0 PETER BROWN CO DKM PC 209 BATTERY ST PO BOX 988 BURLINGTON VT 05402 SECRETARY 1.00 12500 0 0 E RUSSELL PEACH IV CO DKM PC 209 BATTERY ST PO BOX 988 BURLINGTON VT 05402 ASSISTANT TREASURER 1.00 0 0 0 NONE 0 GENERATION IM FUND PLC GEORGES COURT 54-62 TOWNSEND STREET DUBLIN EI INVESTMENT MANAGEMENT 103711 0 0 26935734 936510 11714578 39586822 0 0 39586822 593802 38993020 1949651 1949651 16189 16189 1933462 0 1933462 0 1933462 2576120 0 2576120 16189 2559931 1933462 0 0 25985 25985 2576120 0 0 0 1933462 642658 0 0 668643 0 0 0 0 0 0 0 668643 25985 642658 X FIDELITY CHARITABLE GIFT FUND BOX 77001 CINCINNATI OH 45277 N/A PC CHARITABLE (UNRESTRICTED) 1300000 THE NEW YORK COMMUNITY TRUST 909 THIRD AVENUE NEW YORK NY 10022 N/A PC CHARITABLE (UNRESTRICTED) 256969 VANGUARD CHARITABLE PO BOX 55766 BOSTON MA 02205 N/A PC CHARITABLE (UNRESTRICTED) 950000 2506969 0 14 17506 14 454407 14 51903 525990 237 18 1406281 ORDINARY INCOME THROUGH K-1S 525990 -1832 14 1832 -1595 1931929 0 1930334 0 0 0 0 0 0 0 0 0 0 PKF O'CONNOR DAVIES, LLP 17695 0 16195 OTHER ACCOUNTING FEES 1000 1000 0 7270 SHARES OF ACCO BRANDS CORP 68044 68044 520 SHARES OF 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CORP NEW 67152 67152 6700 SHARES OF HIGHPOINT RESOURCES CORP 11323 11323 463 SHARES OF IAC/INTERACTIVECORP COMMON STOCK 115338 115338 2041 SHARES OF II-VI INC 68720 68720 2900 SHARES OF IMMUNOGEN INC 14805 14805 400 SHARES OF INTERCEPT PHARMACEUTICALS INC 49568 49568 1600 SHARES OF INTERXION HOLDING NV 134096 134096 1233 SHARES OF IONIS PHARMACEUTICALS INC 74486 74486 3350 SHARES OF IRIDIUM COMMUNICATIONS INC 82544 82544 483 SHARES OF KANSAS CITY SOUTHERN 73976 73976 626 SHARES OF LAM RESEARCH CORP 183042 183042 1100 SHARES OF LAS VEGAS SANDS CORP 75944 75944 1250 SHARES OF LAZARD LTD 49950 49950 1000 SHARES OF LEXICON PHARMACEUTICALS INC 4150 4150 300 SHARES OF LIBERTY MEDIA CORP-LIBERTY SIRIUSXM 14442 14442 743 SHARES OF LIBERTY SIRIUSXM GROUP 35917 35917 793 SHARES OF LIONS GATE ENTERTAINMENT CORP CL B 7874 7874 1740 SHARES OF LUMENTUM HOLDINGS INC 137982 137982 1900 SHARES OF MACROGENICS INC 20672 20672 160 SHARES OF MADISON SQUARE GARDEN SPORTS CORP CL A 47070 47070 440 SHARES OF 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HOLDINGS INC 117225 117225 1789 SHARES OF EOG RESOURCES INC 149847 149847 6341 SHARES OF FLEX LTD 80023 80023 2931 SHARES OF GOODYEAR TIRE & RUBBER CO/THE 45592 45592 4781 SHARES OF HANESBRANDS INC 70998 70998 2156 SHARES OF HCA HEALTHCARE INC 318678 318678 1314 SHARES OF HERTZ GLOBAL HOLDINGS INC 20696 20696 2512 SHARES OF LINCOLN NATIONAL CORP 148233 148233 1829 SHARES OF MICROCHIP TECHNOLOGY INC 191533 191533 1804 SHARES OF O - I GLASS INC 21522 21522 1930 SHARES OF QUANTA SERVICES INC 78570 78570 5161 SHARES OF QURATE RETAIL INC 43507 43507 5571 SHARES OF SUNCOR ENERGY INC 182729 182729 705 SHARES OF SYNNEX CORP 90804 90804 670 SHARES OF TENNECO INC CL A 8777 8777 1053 SHARES OF UNITED RENTALS INC 175609 175609 2637 SHARES OF WESTERN DIGITAL CORP 167370 167370 784 SHARES OF WHIRLPOOL CORP 115664 115664 1560 SHARES OF XPO LOGISTICS INC 124332 124332 6735 SHARES OF MERCK & CO INC 612548 612548 61397.315 SHARES OF EATON VANCE FLOATING-RATE FUND FMV 543366 543366 88328.628 SHARES OF 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