2020-10-27T08:48:21-05:00 2019-12-31 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990 2019-01-01 250965280 CARNEGIE INSTITUTE CARN 4126223301 4400 FORBES AVENUE PITTSBURGH PA 152134080 STEVEN KNAPP PRESIDENT/CEO 4126223335 2020-10-26 1 SUSAN M KIRSCH P00341397 4122613644 73.183.85.32 2020-10-26 13:13:55 ED P C27DEABDA4EC5E58121BD650225FDE93C4AFF1C8 86E8FDD817BD9462CAB3E3A8E78078B5F02F07A4 2019 2021-01-29 14:40:06Z CARNEGIE MUSEUMS OF PITTSBURGH STEVEN KNAPP 4400 FORBES AVENUE PITTSBURGH PA 152134080 76540427 0 X WWW.CARNEGIEMUSEUMS.ORG X 1926 PA FOUNDED BY ANDREW CARNEGIE IN 1895, CARNEGIE MUSEUMS OF PITTSBURGH IS A COLLECTION OF FOUR DISTINCTIVE MUSEUMS DEDICATED TO EXPLORATION THROUGH ART AND SCIENCE: CARNEGIE MUSEUM OF ART, CARNEGIE MUSEUM OF NATURAL HISTORY, CARNEGIE SCIENCE CENTER AND THE ANDY WARHOL MUSEUM.IN 2019, THE MUSEUMS REACHED 1.5 MILLION PEOPLE THROUGH EXHIBITIONS, EDUCATION PROGRAMS, OUTREACH ACTIVITIES AND SPECIAL EVENTS. 36 35 1164 639 1215976 408690 28818931 21451510 22555393 22067037 35378725 24560199 3616852 3361233 90369901 71439979 0 0 0 0 32485225 30088039 264557 243213 4606441 34043164 33761517 66792946 64092769 23576955 7347210 450980871 492002435 30787624 28998382 420193247 463004053 X TO SERVE AS A CATALYST FOR GROWTH AND KNOWLEDGE; OFFER A HOME TO THINKING AND INQUISITIVE CHILDREN AND ADULTS; TO ACT AS A COLLECTOR, GUARDIAN AND INTERACTIVE PRESENTER OF CULTURAL AND SCIENTIFIC TREASURES AND IDEAS; AND SUPPORT THE COMMUNITY BY ATTRACTING VISITORS & PROMOTING ECONOMIC DEVELOPMENT. 0 0 16106373 3237192 CARNEGIE MUSEUM OF ART (CMOA) CONTINUES TO BE A STRATEGIC PARTNER IN REGIONAL EDUCATION INITIATIVES TO REACH AND ENGAGE AUDIENCES WITH SPECIALLY DESIGNED PROGRAMS AND ACTIVITIES, COMMUNITY PARTNERSHIPS, AND FREE OR DISCOUNTED ADMISSIONS AND PROGRAM FEES. IN 2019, CMOA CONCLUDED THE 57TH EDITION OF THE CARNEGIE INTERNATIONAL, WHICH FEATURED THE WORKS OF 32 INTERNATIONAL ARTISTS. LATER IN THE YEAR, A GROUP OF CURATORIAL EXPERTS CONVENED TO GATHER FEEDBACK AND STIMULATE NEW THINKING ABOUT FUTURE INTERNATIONALS. CMOA'S EDUCATION TEAM CELEBRATED ITS 90TH BIRTHDAY OF THE ART CONNECTION, PITTSBURGH'S PREMIER ART PROGRAM FOR STUDENTS IN GRADES 5 THROUGH 9. THE MUSEUM ALSO SHOWCASED TWO NEW EXHIBITIONS: "ACCESS+ABILITY," A TRAVELING EXHIBIT THAT HIGHLIGHTED DESIGNS DEVELOPED WITH AND BY PEOPLE OF VARYING DISABILITIES, AND "AN ART OF CHANGES: JASPER JOHNS PRINTS," WHICH FEATURED THE WORKS OF ONE OF AMERICA'S MOST INFLUENTIAL CONTEMPORARY ARTISTS. ATTENDANCE FOR 2019 REACHED 235,819. 15745924 13842251 CARNEGIE SCIENCE CENTER (CSC) BROUGHT TWO POPULAR EXHIBITIONS TO PITTSBURGH IN 2019: "DA VINCI THE EXHIBITION, AND "MUMMIES OF THE WORLD THE EXHIBITION." DA VINCI FEATURED ART REPRODUCTIONS, RECREATED INVENTIONS, AND EIGHT ACTIVITY TABLES INSPIRED BY LEONARD DA VINCI'S CREATIONS. MUMMIES OF THE WORLD FEATURED THE LARGEST COLLECTION OF REAL MUMMIES AND RELATED ARTIFACTS EVER ASSEMBLED. IN THE SUMMER OF 2019, THE BUHL PLANETARIUM AND OBSERVATORY INTRODUCED A NEW SHOW, "FLY ME TO THE MOON," IN CELEBRATION OF THE 50TH ANNIVERSARY OF THE MOON LANDING. THE SHOW HIGHLIGHTED PITTSBURGHERS' CONTRIBUTIONS TO THE APOLLO 11 MISSION. THE CARNEGIE SCIENCE CENTER CONTINUES TO BE RECOGNIZED INTERNATIONALLY AS A LEADER IN PROMOTING STEM LITERACY, AND IS DEDICATED TO NURTURING THE NEXT GENERATION OF INNOVATORS AND LEADERS WHO WILL RISE TO MEET TOMORROW'S WORKFORCE NEEDS. ATTENDANCE IN 2019 REACHED 734,316. 14117244 4390127 CARNEGIE MUSEUM OF NATURAL HISTORY (CMNH) CONTINUES TO BE RANKED AMONG THE TOP NATURAL HISTORY MUSEUMS IN THE COUNTRY. IT MAINTAINS, PRESERVES, AND INTERPRETS AN EXTRAORDINARY COLLECTION OF MORE THAN 22 MILLION OBJECTS AND SCIENTIFIC SPECIMENS USED TO BROADEN THE UNDERSTANDING OF EVOLUTION, CONSERVATION, AND BIODIVERSITY. CMNH GENERATES NEW SCIENTIFIC KNOWLEDGE, ADVANCES SCIENCE LITERACY, AND INSPIRES VISITORS OF ALL AGES TO BECOME PASSIONATE ABOUT SCIENCE, NATURE AND WORLD CULTURES. IN 2019, FOLLOWING THE SUCCESS OF THE "WE ARE NATURE EXHIBITION," CMNH OPENED ITS ANTHROPOCENE LIVING ROOM, A SPACE FOR CONTINED EXPLORATION OF THE TOPIC. THE MUSEUM ALSO LAUNCHED NATURE 360, A WEEKLY ONSITE PROGRAM FOR KIDS AGES 8-13 TO LEARN ABOUT THE ENVIRONMENT, AND THE CLIMATE AND RURAL SYSTEMS PARTNERSHIP, A LEARNING NETWORK TO CONNECT AND EMPOWER WESTERN PA EDUCATORS, SCIENTISTS, AND COMMUNITY LEADERS TO ADDRESS CLIMATE CHANGE ISSUES WITH RURAL AUDIENCES. IN THE FALL OF 2019, THE TRAVELING EXHIBITION, "NATIONAL GEOGRAPHIC: 50 GREATEST WILDLIFE," WAS LAUNCHED AT THE MUSEUM. ATTENDANCE REACHED 329,647 IN 2019. 7731483 4709997 THE ANDY WARHOL MUSEUM (AWM) WORKED WITH MULTI-DISCIPLINARY ARTIST KIM GORDON TO CURATE HER FIRST NORTH AMERCIAN MUSEUM SOLO-EXHIBITION IN 2019; MORE THAN 550 GUESTS ATTENDED THE EXHIBITION OPENING. AS PART OF THE WARHOL'S FALL ANNIVERSARY CELEBRATION, THE MUSEUM OPENED ANDY WARHOL: REVELATION," CURATED BY WARHOL CHIEF CURATOR JOSE CARLOS DIAZ. THIS EXHIBITION WAS THE FIRST TO EXAMINE ANDY WARHOL'S COMPLEX CATHOLIC FAITH IN RELATION TO HIS ARTISTIC PRODUCTION. ON ITS' ANNIVERSARY WEEKEND, OCTOBER 19-20, A 50TH ANNIVERSARY GALA WAS HELD, WELCOMING 600 GUESTS; ANOTHER 200 GUESTS ATTENDED A LATE-NIGHT PARTY. THE FOLLOWING DAY, THE MUSEUM WAS OPEN FREE TO THE PUBLIC WITH VARIOUS ART ACTIVITIES AND PERFORMANCES. ATTENDANCE FOR AWM REACHED 186,408 VISITORS.EXPENSES: $7,185,928. INCLUDING GRANTS OF $0. REVENUE $4,891,113.OTHER PROGRAMS OFFERED VIA THE ARTS EDUCATION COLLABORATIVEEXPENSES: $545,555. INCLUDING GRANTS OF $0. REVENUE $84,102. 7731483 4709997 53701024 1 1 0 1 0 0 0 1 0 1 1 1 0 0 0 1 1 0 0 0 1 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 1 306 0 1 1164 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 36 35 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA AR CA IL MD MA MI MN NJ NY NC OH VA WV CT OK X FRANK CARDIELLO 4126223301 4400 FORBES AVENUE PITTSBURGH PA 15213 KEVIN HILES INTERIM PRES/EX VP/COO 45.00 X X 296643 0 30559 DOLORES ELLENBERG SPECIAL ASSISTANT TO BOARD FOR PLANNING 45.00 X 268688 0 30578 ERIC DORFMAN DIRECTOR CMNH 45.00 X 252385 0 27084 FRANK A CARDIELLO TREASURER;VP FINANCE;CFO 45.00 X 205500 0 28176 PATRICK MOORE DIRECTOR AWM 45.00 X 207510 0 23521 JO ELLEN PARKER FORMER PRESIDENT & CEO 0.00 X 287356 0 2264 MARIA BERNIER SECRETARY; GENERAL COUNSEL 45.00 X 192452 0 22323 EDWARD MOTZNIK VP TECHNOLOGY 45.00 X 180029 0 13631 CARI MASLOW ASSOCIATE VP DEVELOPMENT 45.00 X 154430 0 25532 ANTHONY YOUNG VP FPO 45.00 X 149659 0 24445 BRIAN HARKINS VP HUMAN RESOURCES 45.00 X 139834 0 23796 SARAH MINNAERT CO DIRECTOR CMOA EXITED 4/25/19 45.00 X 144132 0 18091 MICHELLE HORTON ASSOCIATE VP INST PARTNERSHIP 45.00 X 138663 0 20226 JASON BROWN INTERIM CSC DIRECTOR 45.00 X 137999 0 12976 ERIC CROSBY ACTING DIRECTOR/SR CURATOR CMOA 45.00 X 127357 0 22202 STEPHEN TONSOR DIRECTOR SCIENCE & RESEARCH 45.00 X 140789 0 8545 YAEL SILK EXECUTIVE VP AEC 45.00 X 114747 0 2317 CATHERINE EVANS CO DIRECTOR CMOA EXITED 1/30/19 45.00 X 104522 0 8333 WILLIAM E HUNT TRUSTEE; CHAIRMAN 5.00 X X 0 0 0 MARK A ALOE TRUSTEE 2.00 X 0 0 0 JOHN A BARBOUR TRUSTEE 2.00 X 0 0 0 RAYMOND T BETLER TRUSTEE 2.00 X 0 0 0 HELEN M BILLAK TRUSTEE 3.00 X 0 0 0 SUZANNE W BROADHURST TRUSTEE 2.00 X 0 0 0 KEVIN L CARTER TRUSTEE EX OFFICIO 1.00 X 0 0 0 LOUIS R CESTELLO TRUSTEE 2.00 X 0 0 0 NOLAND J CHEUNG TRUSTEE 2.00 X 0 0 0 JOHN DEFAZIO TRUSTEE EX OFFICIO 1.00 X 0 0 0 CAROLYN DURONIO TRUSTEE 2.00 X 0 0 0 MICHELE FABRIZI TRUSTEE 2.00 X 0 0 0 LEE B FOSTER TRUSTEE 3.00 X 0 0 0 EVAN S FRAZIER TRUSTEE 2.00 X 0 0 0 WILLIAM GENERETT JR ESQUIRE TRUSTEE ENTERED 6/13/19 1.00 X 0 0 0 CINDY AKERS GERBER TRUSTEE ENTERED 6/13/19 1.00 X 0 0 0 JOSEPH C GUYAUX TRUSTEE 2.00 X 0 0 0 JAMES R JOHNSON TRUSTEE 3.00 X 0 0 0 ELLEN P KESSLER TRUSTEE 3.00 X 0 0 0 BRUCE A KRAUS TRUSTEE EX OFFICIO 1.00 X 0 0 0 JENNIFER M LIPTAK TRUSTEE EX OFFICIO 2.00 X 0 0 0 ALICE B MITINGER TRUSTEE 3.00 X 0 0 0 KENNEDY B NELSON TRUSTEE 2.00 X 0 0 0 ALBERT J NEUPAVER TRUSTEE 2.00 X 0 0 0 DEMETRIOS T PATRINOS TRUSTEE 2.00 X 0 0 0 MICHAEL K POPPER TRUSTEE ENTERED 6/13/19 3.00 X 0 0 0 DAVID L PORGES TRUSTEE 2.00 X 0 0 0 DMITRI D SHIRY TRUSTEE ENTERED 6/13/19 2.00 X 0 0 0 JULIET LEA H SIMONDS TRUSTEE 2.00 X 0 0 0 JANERA SOLOMON TRUSTEE EX OFFICIO 1.00 X 0 0 0 JAMES SPENCER TRUSTEE ENTERED 6/13/19 2.00 X 0 0 0 CHRISTINE J TORETTI TRUSTEE ENTERED 6/13/19 1.00 X 0 0 0 WALTER W TURNER TRUSTEE 2.00 X 0 0 0 THOMAS L VANKIRK TRUSTEE 2.00 X 0 0 0 GEOVETTE E WASHINGTON TRUSTEE 1.00 X 0 0 0 HOWARD J BRUSCHI TRUSTEE ELECTED EMERITUS 6/13/19 2.00 X 0 0 0 CHRISTOPHER CARSON TRUSTEE EXITED 8/27/19 2.00 X 0 0 0 RANDALL S DEARTH TRUSTEE EXITED 6/13/19 1.00 X 0 0 0 MAXWELL E KING TRUSTEE EXITED 6/11/19 1.00 X 0 0 0 3242695 0 344599 18 1 1 0 JLB & ASSOCIATES LLC 600 MAIN STREET SHARPSBURG PA 15215 SECURITY SERVICES 3906422 TURNER CONSTRUCTION CO TWO PNC PLAZA 620 LIBERTY AVE PITTSBURGH PA 15222 CONSTRUCTION 1015767 RYCON CONSTRUCTION INC 2525 LIBERTY AVENUE PITTSBURGH PA 15222 CONSTRUCTION 922216 CULINAIRE INTERNATIONAL INC 8303 ELMBROOK DRIVE DALLAS TX 75247 CATERING/FOOD SERVICE 469837 MECHANICAL OPERATIONS CO INC 300 LIBERTY AVE PITTSBURGH PA 15222 BUILDING MECHANICAL SERVICES 272847 19 1340887 267338 4742750 15100535 585279 21451510 ADMISSIONS 713990 8545807 8545807 MEMBERSHIP FEES 713990 4252180 4252180 SPONSORSHIP FEES 713990 3030899 3030899 TUITIONS 713990 2761447 2761447 FEES FOR SERVICES 713990 373831 373831 3102873 3045536 57337 22067037 5821303 741160 5080143 10496 10496 4528127 1458779 3069348 3069348 2651869 417479 18900494 161598 18738896 18738896 18738896 391190 1340887 1152979 -761789 -761789 3370270 2327092 1043178 1043178 71439979 22673848 1215976 26098645 2534654 1086111 969314 479229 114656 114656 22550936 18164883 2009577 2376476 507836 394124 62325 51387 2562724 2280216 34307 248201 1817233 1415389 194152 207692 253978 149645 103532 801 152414 45000 107414 243213 243213 333636 333636 1600951 886304 432017 282630 1371713 1278836 85971 6906 1492105 1131506 100971 259628 785388 657497 72700 55191 3660700 3543445 78170 39085 706292 542551 109014 54727 142171 122171 1704 18296 525762 28704 497058 6782005 6549970 160638 71397 677166 663457 9139 4570 PRODUCTION & EXHIBITION 4864599 4845192 6723 12684 FACILITIES OTHER 4039583 3916755 122828 COLLECTIONS/PURCHASES 3772771 3772771 REPAIRS & MAINTENANCE 829103 829103 1771180 1397394 179458 194328 64092769 53701024 5785304 4606441 39195 38986 5636733 6328320 10867138 11564559 1913507 2148551 1140167 999051 737231 840672 199341958 110130070 92496244 89211888 234232535 272000369 103792456 108753569 125665 116470 450980871 492002435 7810400 6683784 375224 382598 16747000 16747000 5855000 5185000 30787624 28998382 X 108753207 113559588 311440040 349444465 420193247 463004053 450980871 492002435 X 7347210 34548215 915381 X X 0 1 X 1 0 X 33232183 26054712 25281894 28818931 21069751 134457471 33232183 26054712 25281894 28818931 21069751 134457471 14873460 119584011 5875135 5025246 6359107 7586941 5831799 30678228 611148 379294 392334 103285 1486061 166621760 146729498 0.71770 0.71220 X PART II SECTION A THE FOLLOWING BEQUESTS (CONSIDERED UNUSUAL GIFTS) OF $381,758 ARE NOT INCLUDED IN COLUMN (E) 2019 GIFTS, GRANTS, CONTRIBUTIONS, AND MEMBERSHIP FEES RECEIVED: $10,000 $18,000 $ 2,000 $89,398 $ 9,933 $89,398 $ 9,933 $89,398 $ 9,933 $23,766 $27,000 $ 3,000 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1000000 1000000 1000000 3000000 4500000 66406 64696 16085 147187 250000 250000 250000 750000 1125000 X X X X 0 334163323 2176000 59047031 18188000 344031 376854323 352711323 10127000 -10782926 17487000 405074 334163323 305877323 7638000 56758674 17042000 520674 352711323 297655323 722000 24853652 16909000 444652 305877323 318023323 1289000 -5240495 16006000 410505 297655323 0.15330 0.83030 0.01640 1 1 1 6505736 6505736 160101701 85947354 74154347 32734521 24182716 8551805 89211888 LIMITED PARTNERSHIPS 108753569 F 108753569 X 111508178 35463598 4938851 40402449 71105729 319236 15014 334250 71439979 68697370 4938851 4938851 63758519 319236 15014 334250 64092769 PART III, LINE 1A: THE INSTITUTE'S COLLECTIONS INCLUDE MINERALS, ETHNOGRAPHIC ITEMS, PAINTINGS, PRINTS, PHOTOGRAPHS, SCULPTURES DRAWINGS AND WATERCOLORS, DECORATIVE ARTS AND OTHER ARCHEOLOGICAL AND PALEONTOLOGICAL TREASURES. THESE ITEMS ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE INSTITUTE'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS IN THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS OPERATING EXPENDITURES IN THE YEAR IN WHICH THEY ARE ACQUIRED (APPROXIMATELY $3,772,771 IN 2019). CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN TEMPORARILY RESTRICTED NET ASSETS IN THE STATEMENTS OF ACTIVITIES AND CHANGES IN NET ASSETS. PROCEEDS FROM DEACCESSIONS ARE USED FOR THE ACQUISITION OF COLLECTIONS. PART III, LINE 4: SEE DESCRIPTION ABOVE FOR PT. II LINE 1A. THE COLLECTIONS ARE CENTRAL TO OUR MISSION AS COLLECTOR, GUARDIAN AND INTERACTIVE PRESENTER OF CULTURAL AND SCIENTIFIC TREASURES AND IDEA PROMOTING GROWTH AND KNOWLEDGE FOR THINKING AND INQUISITIVE ADULTS AND CHILDREN. PART V, LINE 4: THE INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS ARE TO MEET THE INTENT OF DONOR RESTRICTIONS, PROVIDE A REASONABLE LEVEL OF DRAW FOR THE OPERATING NEEDS OF CARNEGIE INSTITUTE, AND TO ENHANCE THE PURCHASING POWER OF THE FUNDS CORPUS BY STRIVING FOR LONG-TERM GROWTH. PART X, LINE 2: THE INSTITUTE IS AN ORGANIZATION DESCRIBED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986 (IRC) AND IS THEREFORE EXEMPT FROM TAXATION UNDER SECTION 501(A) OF THE IRC. THE INSTITUTE RECOGNIZES AND REPORTS INCOME TAX LIABILITIES ARISING FROM UNRELATED BUSINESS ACTIVITIES ON FEDERAL FORM 990-T. THE INSTITUTE'S STATEMENTS OF FINANCIAL POSITION AT DECEMBER 31, 2019 AND 2018 DO NOT INCLUDE ANY LIABILITIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS; FURTHER, THE INSTITUTE HAS NO UNRECOGNIZED TAX BENEFITS. THERE WERE NO INTEREST OR PENALTIES RECOGNIZED IN THE STATEMENTS OF ACTIVITIES AND CHANGES IN NET ASSETS FOR THE YEARS ENDED DECEMBER 31, 2019 AND 2018. THE INSTITUTE ACCRUED TAX LIABILITIES OF $56,144 AND $120,805 RELATED TO ACTIVITY REPORTED ON IRS FORM 990-T FOR THE YEARS ENDED DECEMBER 31, 2019 AND 2018, RESPECTIVELY. THE INSTITUTE IS NO LONGER SUBJECT TO EXAMINATION BY TAXING AUTHORITIES IN ANY MAJOR TAX JURISDICTION FOR YEARS ENDED BEFORE DECEMBER 31, 2016. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF SALES 2,327,092. COST OF RENTALS 1,458,779. COST OF FUNDRAISING 1,152,980. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING REVENUE 15,014. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF SALES 2,327,092. COST OF RENTALS 1,458,779. COST OF FUNDRAISING 1,152,980. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING REVENUE 15,014. CENTRAL AMERICA 0 0 INVESTMENTS 22098574 CENTRAL AMERICA 0 0 PROGRAM SERVICES EDUCATION AND PUBLIC ENGAGEMENT TRAVEL 1400 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES REVENUE MEMBERSHIPS, LICENSE FEES, EDUCATION & PUBLIC PROGRAMS EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES EXHIBIT & RESEARCH TRAVEL 8815 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 512971 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EXHIBIT & RESEARCH TRAVEL 261407 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GIFTS RECEIVED COMMEMORATIVE GIFT EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES REVENUE MEMBERSHIPS, MAGAZINE SALES, LICENSE FEES, REPRODUCTIONS, EDUCATION & PUBLIC PROGRAMS MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES EXHIBIT & RESEARCH TRAVEL 3486 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 INVESTMENTS 1595135 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES EXHIBIT & RESEARCH TRAVEL 19965 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES REVENUE MEMBERSHIPS, LICENSE FEES, REPRODUCTIONS SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES EXHIBIT AND RESEARCH TRAVEL 2678 0 0 0 0 0 0 22883167 1621264 24504431 1 0 1 1 1 0 PART III ACCOUNTING METHOD: X X X X X X X 1 ARTS MARKETING SERVICES INC PO BOX 8000 BUFFALO NY 11201 TELEMARKETING 0 531998 243213 288785 531998 243213 288785 PA AR CA IL ME MA MN NJ NY NC OH VA WV CT MD MI OK AWM 25TH ANNIVERSARY GALA 1276482 936158 340324 318231 150259 516916 SCIENCE AWARDS 226344 197253 29091 45468 71049 2 229251 207476 21775 400 2649 787 1800 45420 1732077 1340887 391190 400 320880 196514 1800 633385 1152979 -761789 X 1 1 X X X X X 1 0 0 0 0 0 0 1 0 KEVIN HILES INTERIM PRES/EX VP/COO 277303 0 17500 0 1840 0 10893 0 19666 0 327202 0 0 0 DOLORES ELLENBERG SPECIAL ASSISTANT TO BOARD FOR PLANNING 253566 0 10000 0 5122 0 10290 0 20288 0 299266 0 0 0 ERIC DORFMAN DIRECTOR CMNH 240747 0 10000 0 1638 0 9798 0 17286 0 279469 0 0 0 FRANK A CARDIELLO TREASURER;VP FINANCE;CFO 194208 0 10000 0 1292 0 8002 0 20174 0 233676 0 0 0 PATRICK MOORE DIRECTOR AWM 195505 0 10750 0 1255 0 7291 0 16230 0 231031 0 0 0 JO ELLEN PARKER FORMER PRESIDENT & CEO 0 0 0 0 287356 0 0 0 2264 0 289620 0 230574 0 MARIA BERNIER SECRETARY; GENERAL COUNSEL 181823 0 10000 0 629 0 7415 0 14908 0 214775 0 0 0 EDWARD MOTZNIK VP TECHNOLOGY 168972 0 10000 0 1057 0 6553 0 7078 0 193660 0 0 0 CARI MASLOW ASSOCIATE VP DEVELOPMENT 141956 0 12000 0 474 0 5916 0 19616 0 179962 0 0 0 ANTHONY YOUNG VP FPO 138795 0 10000 0 864 0 5800 0 18645 0 174104 0 0 0 BRIAN HARKINS VP HUMAN RESOURCES 137417 0 2000 0 417 0 5376 0 18420 0 163630 0 0 0 SARAH MINNAERT CO DIRECTOR CMOA EXITED 4/25/19 133945 0 10000 0 187 0 5026 0 13065 0 162223 0 0 0 MICHELLE HORTON ASSOCIATE VP INST PARTNERSHIP 126500 0 12000 0 163 0 5070 0 15156 0 158889 0 0 0 JASON BROWN INTERIM CSC DIRECTOR 137714 0 0 0 285 0 5594 0 7382 0 150975 0 0 0 PART I, LINE 1A CARNEGIE INSTITUTE PROVIDED REIMBURSEMENT FOR ONE EMPLOYEE, THE SPECIAL ASSISTANT TO THE BOARD FOR PLANNING, FOR SOCIAL CLUB MEMBERSHIP FEE AND RELATED EXPENSES. DUES TO THE CLUB, AND RELATED EXPENSES DIRECTLY RELATED TO CARNEGIE INSTITUTE'S EXEMPT PURPOSES, ARE PAID IN ACCORDANCE WITH THE INSTITUTE'S ACCOUNTABLE PLAN. THE CLUB MEMBERSHIP IS CONSIDERED A REQUIRED RESOURCE TO PROVIDE AN OFF-SITE BUSINESS AND SOCIAL ENVIRONMENT TO MEET WITH TRUSTEES, DONORS, AND FOUNDATIONS. PART I, LINE 3 EXECUTIVE COMPENSATION PROCESS: CARNEGIE INSTITUTE ADOPTED AN EXECUTIVE COMPENSATION POLICY AIMED AT PROVIDING A REASONABLE AND COMPETITIVE EXECUTIVE TOTAL COMPENSATION CONSISTENT WITH MARKET-BASED PERFORMANCE COMPENSATION PRACTICES FOR INDIVIDUALS POSSESSING THE EXPERIENCE AND SKILL NEEDED TO IMPROVE THE OVERALL PERFORMANCE OF THE ORGANIZATION. THE INSTITUTE FOCUSES ON COMPARABLE NONPROFIT ORGANIZATIONS IN THE LOCAL AREA TO BENCHMARK PAY, ALONG WITH DATA FROM ADDITIONAL MARKET SEGMENTS, PRIVATE FOUNDATIONS AND PUBLISHED NOT-FOR-PROFIT SURVEYS. THE BOARD AUTHORIZES THE PRESIDENT, IN CONSULTATION WITH THE INDEPENDENT EXECUTIVE COMMITTEE (EC) TO ESTABLISH AN ORGANIZATIONAL JOB EVALUATION SYSTEM AND COMPENSATION POLICY. THE PRESIDENT ANNUALLY REVIEWS AND APPROVES MUSEUM/CORPORATE GOALS AND OBJECTIVES RELEVANT TO EXECUTIVES, EVALUATES THEIR PERFORMANCE, AND RECOMMENDS TO THE EC COMPENSATION LEVELS BASED ON THE EVALUATIONS. THE INDEPENDENT EC ANNUALLY REVIEWS AND APPROVES CORPORATE GOALS AND OBJECTIVES RELEVANT TO PRESIDENT COMPENSATION BASED ON COMPARABLES, THE EVALUATION AND SUBJECT TO ANY EMPLOYMENT CONTRACT THAT IS IN EFFECT. THE PROCESS/CONCLUSIONS ARE CONTEMPORANEOUSLY DOCUMENTED IN EC MEETING MINUTES. PART I, LINE 4A JOELLEN PARKER RECEIVED $287,356 CONTRACTUAL PAYMENTS. PART I, LINE 7 PERFORMANCE BONUSES WERE PAID THAT ARE CONSISTENT WITH THE COMPENSATION POLICIES. X 26 N/A X 80 585279 FMV X 11 N/A X 10956 N/A 2 0 1 1 PART I, COLUMN (B): EXCEPT FOR LINE 9, PART I COLUMN (B) REFLECTS THE NUMBER OF ITEMS RECEIVED FROM 69 DONATIONS, 5 OF WHICH WERE REQUESTED TO BE ACKNOWLEDGED ON FORM 8283. PART I COLUMN (B) LINE 9 REFLECTS THE NUMBER OF INDIVIDUAL CONTRIBUTIONS OF STOCK. PART I, LINE 32B: UNRELATED THIRD PARTIES ARE USED TO SELL ITEMS AT PUBLIC SALES. PART I, LINE 33: THE ORGANIZATION HAS ELECTED, AS PERMITTED UNDER SFAS 116, NOT TO REPORT AS REVENUE IN ITS STATEMENT OF ACTIVITIES AND AS ASSETS IN ITS STATEMEMT OF FINANCIAL POSITION WORKS OF ART, HISTORICAL TREASURES, OR OTHER SIMILAR ASSETS HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE. FORM 990, PART VI, SECTION A, LINE 2 FAMILY/BUSINESS RELATIONSHIPS BETWEEN OFFICER/DIRECTOR/KEY EMPLOYEE: TRUSTEES L. FOSTER & A. NEUPAVER = BUSINESS; TRUSTEES R.T. BETLER & A. NEUPAVER = BUSINESS; TRUSTEES R.T. BETLER & L. FOSTER = BUSINESS; TRUSTEES N. CHEUNG & A. MITINGER = BUSINESS; TRUSTEES E. FRAZIER & T. VANKIRK = BUSINESS; TRUSTEES C.B. CARSON & A. MITINGER=BUSINESS; N. CHEUNG & C.B. CARSON= BUSINESS. FORM 990, PART VI, SECTION A, LINE 7A BOARD MEMBERS: THE BYLAWS OF CARNEGIE INSTITUTE PROVIDE FOR APPOINTMENT OF PUBLIC TRUSTEES BY ONE OF THE FOLLOWING PUBLIC OFFICIALS OR PUBLIC BODIES: MAYOR OF THE CITY OF PITTSBURGH, COUNTY EXECUTIVE OF ALLEGHENY COUNTY, CITY COUNCIL OF THE CITY OF PITTSBURGH, COUNTY COUNCIL OF ALLEGHENY COUNTY, AND THE BOARD OF PUBLIC EDUCATION. FORM 990, PART VI, SECTION B, LINE 11B 11B - 990 REVIEW PROCESS: THE CARNEGIE INSTITUTE CFO'S OFFICE IS RESPONSIBLE FOR GATHERING RELEVANT INFORMATION AND PREPARING THE ANNUAL FORM 990. ONCE THE FORM IS COMPLETE IN DRAFT STATUS, IT IS REVIEWED WITH THE INSTITUTE'S INDEPENDENT CERTIFIED PUBLIC ACCOUNTING FIRM. UPON COMPLETION OF INDEPENDENT REVIEW BY THE CPAS, THE FORM IS REVIEWED BY THE PRESIDENT AND CHIEF FINANCIAL OFFICER OF THE INSTITUTE AND THEN PRESENTED TO AND REVIEWED WITH THE AUDIT COMMITTEE. FINALLY, THE FORM IS PRESENTED TO THE BOARD OF TRUSTEES FOR REVIEW AT A SCHEDULED MEETING PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST COMPLIANCE: BYLAWS OF CARNEGIE INSTITUTE CONTAIN A PROVISION THAT REQUIRES EACH TRUSTEE, MEMBER OF A MUSEUM BOARD OR COMMITTEE, OFFICER AND MEMBER OF SENIOR MANAGEMENT TO DISCLOSE, ANNUALLY, THE EXISTENCE OF ANY CIRCUMSTANCES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST WITH THE ORGANIZATION. THE PROCESS IS INITIATED IN THE SPRING OF EACH YEAR BY THE PRESIDENT SENDING A CONFLICT OF INTEREST POLICY AND DISCLOSURE QUESTIONNAIRE TO ABOVE RECIPIENTS. COMPLETED QUESTIONNAIRES ARE RETURNED TO THE PRESIDENT FOR EVALUATION OF ACTUAL OR PERCEIVED CONFLICTS. A SUMMARY OF THE PROCESS AND RESULTS IS COMMUNICATED TO THE AUDIT COMMITTEE AT A SCHEDULED MEETING AND FORWARDED TO THE BOARD OF TRUSTEES. APPROPRIATE ACTION IS TAKEN ANNUALLY BY THE BOARD RELATIVE TO ACTUAL OR PERCEIVED CONFLICTS. THE MINUTES OF THE GOVERNING BOARD CONTAIN AN OFFICIAL RECORD OF THE PROCESS AND CONCLUSIONS. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMPENSATION PROCESS - CARNEGIE INSTITUTE ADOPTED AN EXECUTIVE COMPENSATION POLICY AIMED AT PROVIDING A REASONABLE AND COMPETITIVE EXECUTIVE TOTAL COMPENSATION CONSISTENT WITH MARKET-BASED PERFORMANCE COMPENSATION PRACTICES FOR INDIVIDUALS POSSESSING THE EXPERIENCE AND SKILL NEEDED TO IMPROVE THE OVERALL PERFORMANCE OF THE ORGANIZATION. THE INSTITUTE FOCUSES ON COMPARABLE NONPROFIT ORGANIZATIONS IN THE LOCAL AREA TO BENCHMARK PAY, ALONG WITH DATA FROM ADDITIONAL MARKET SEGMENTS, PRIVATE FOUNDATIONS AND PUBLISHED NOT-FOR-PROFIT SURVEYS. THE BOARD AUTHORIZES THE PRESIDENT, IN CONSULTATION WITH THE INDEPENDENT EXECUTIVE COMMITTEE (EC), TO ESTABLISH AN ORGANIZATIONAL JOB EVALUATION SYSTEM AND COMPENSATION POLICY. THE PRESIDENT ANNUALLY REVIEWS AND APPROVES MUSEUM/CORPORATE GOALS AND OBJECTIVES RELEVANT TO EXECUTIVES, EVALUATES THEIR PERFORMANCE AND RECOMMENDS TO THE EC COMPENSATION LEVELS BASED ON THE EVALUATIONS. THE EC REVIEWS RECOMMENDATIONS AND GRANTS APPROVAL AS APPROPRIATE. THE EC ANNUALLY REVIEWS AND APPROVES CORPORATE GOALS AND OBJECTIVES RELEVANT TO PRESIDENT COMPENSATION BASED ON COMPARABLES, THE EVALUATION AND SUBJECT TO ANY EMPLOYMENT CONTRACT THAT IS IN EFFECT. THE PROCESS/CONCLUSIONS ARE CONTEMPORANEOUSLY DOCUMENTED IN EC MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS: CARNEGIE INSTITUTE'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION. THE DOCUMENTS ARE AVAILABLE UPON REQUEST AND COMMUNICATION OF SAME IS CONVEYED AT HTTPS://WWW.CARNEGIEMUSEUMS.ORG/ABOUT-US/ FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS 812,476. SWAPS 102,907. ROUNDING -2. PART XII LINE 2C THE ORGANIZATION DID NOT CHANGE ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING TAX YEAR 2019 CARNEGIE INSTITUTE TRUST 4400 FORBES AVENUE PITTSBURGH PA 15213 276667826 INVESTMENT PA 58410000 376854000 CARNEGIE INSTITUTE JOHN BERDAN MEMORIAL TRUST 20 WASHINGTON STREET BOSTON MA 021084408 256016908 SUPPORT FOR CHARITY PA 501(C)(3) PF N/A 0 THE DIETRICH FOUNDATION 600 GRANT STREET ROOM 5360 PITTSBURGH PA 15219 364711746 SUPPORT FOR CHARITY PA 501(C)(3) TYPE I SUPPORTING OR N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C