2020-11-03T15:41:58-06:00 2019-12-31 731413977 HOGANTAYLOR LLP 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990 2019-01-01 710603560 WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT WINR 5012803000 2101 RIVERFRONT DRIVE LITTLE ROCK AR 72202 MIKE MYERS SENIOR VP - CFO AND TREASURER 5012803030 2020-11-03 1 MICHELLE MANN P01064483 5012275800 2020-11-02 162.40.48.48 2020-11-03 11:53:56 CS P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 AEEAEEAA0479B19122EAC14597C879A9C576A2F9 2019 2021-01-29 14:40:06Z MIKE MYERS 2101 RIVERFRONT DRIVE LITTLE ROCK AR 72202 107950155 0 X WWW.WINROCK.ORG X 1984 AR WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT IS A NONPROFIT ORGANIZATION THAT PROVIDES SOLUTIONS TO SOME OF THE WORLD'S MOST COMPLEX SOCIAL, AGRICULTURAL AND ENVIRONMENTAL CHALLENGES. A RECOGNIZED LEADER IN U.S. AND INTERNATIONAL DEVELOPMENT, WINROCK COMBINES TECHNICAL EXPERTISE WITH ENTREPRENEURIAL INNOVATION TO IMPROVE LIVES AROUND THE GLOBE IN MORE THAN 50 COUNTRIES. WINROCK'S MISSION IS TO EMPOWER THE DISADVANTAGED, INCREASE ECONOMIC OPPORTUNITY AND SUSTAIN NATURAL RESOURCES. 18 16 806 70 0 0 90941913 87881376 0 2585973 14280511 1663054 0 0 105222424 92130403 3939323 4127854 0 0 47457221 46649040 0 0 0 42193336 43517661 93589880 94294555 11632544 -2164152 85770551 105530094 29103536 43952370 56667015 61577724 X WINROCK'S MISSION IS TO EMPOWER THE DISADVANTAGED, INCREASE ECONOMIC OPPORTUNITY AND SUSTAIN NATURAL RESOURCES. 0 0 25095963 CLEAN ENERGY, ECOSYSTEMS AND WATER 28950440 AGRICULTURE AND ENTERPRISE 22428783 CIVIL SOCIETY AND EDUCATION 3276705 4127854 2585973 OTHER 3276705 4127854 2585973 79751891 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 1 1 0 0 0 1 X 249 0 1 265 1 1 1 1 BG BH BR UV CB CH GH GV ID JM KE LA LI MI ML MZ BM NP NG NI PK RP SG TI TZ TH VM ZA 0 0 0 0 0 0 0 0 0 0 X 18 16 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AR X CHARLES MICHAEL MYERS 5012803000 2101 RIVERFRONT DRIVE LITTLE ROCK AR 72202 RODNEY FERGUSON PRESIDENT AND CEO 40.00 1.00 X X 571442 0 65173 PETER O'NEILL BOARD MEMBER 1.00 X 0 0 0 JASON BORDOFF BOARD MEMBER 1.00 X 0 0 0 WILLIAM M BUMPERS CHAIR 1.00 X X 0 0 0 DAVID BRAMAN BOARD MEMBER 1.00 X 0 0 0 EARL DEVANEY BOARD MEMBER 1.00 X 0 0 0 JUDE KEARNEY BOARD MEMBER 1.00 X 0 0 0 RICHARD LEACH BOARD MEMBER 1.00 X 0 0 0 JOHN M NEES BOARD MEMBER 1.00 X 0 0 0 SAMAR S ALI BOARD MEMBER 1.00 X 0 0 0 F BRONSON VAN WYCK BOARD MEMBER 1.00 X 0 0 0 SUZANNE E SISKEL VICE CHAIR 1.00 X X 0 0 0 JERRY B ADAMS BOARD MEMBER 1.00 X 0 0 0 WILLIAM ROCKEFELLER BOARD MEMBER 1.00 X 0 0 0 LARRY COBEN BOARD MEMBER 1.00 X 0 0 0 SAUD SIDDIQUE BOARD MEMBER 1.00 X 0 0 0 PALOMA ADAMS-ALLEN BOARD MEMBER 1.00 X 0 0 0 NANETTE MEDVED-PO BOARD MEMBER 1.00 X 0 0 0 MIKE MYERS SENIOR VP - CFO & TREASURER 40.00 1.00 X 289271 0 37614 JOYJIT DEB ROY EXECUTIVE VP 40.00 2.00 X 291306 0 42652 ELISABETH WHITBECK BOARD SECRETARY 40.00 X 128599 0 19481 CHARLOTTE YOUNG VP GC AND CRCO 40.00 1.00 X 238892 0 39666 MARY JANE JAMAR VP AND CHRO 40.00 X 267044 0 31181 MALIKA MAGAGULA VP OPERATIONS 40.00 X 248215 0 29551 JOHN ADAM DORR CHIEF OF PARTY 40.00 X 168598 0 35728 BRAULIO OLIVEIRA CHIEF INFORMATION OFFICER 40.00 X 267075 0 38022 NIMISH JHAVERI CHIEF OF PARTY 40.00 X 241533 0 37061 WILLIAM DAVID SPARKS SENIOR ADVISOR 40.00 X 243607 0 64961 BRIAN BEAN CHIEF OF PARTY 40.00 X 238880 0 32238 CHRISTOPHER GALLAGHER FORMER EXECUTIVE VP BUS DEV & EXTERNAL AFF 40.00 X 107824 0 4435 3302286 0 477763 93 1 1 0 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 AUDIT AND CONSULTING SERVICES 235433 TAFT STETTINIUS & HOLLISTER 40 N MAIN ST STE 1700 DAYTON OH 45423 LEGAL SERVICES 107495 2 80018594 7862782 219785 87881376 CARBON REGISTRY FEES 541620 2585973 2585973 2585973 1249229 1249229 15841077 392500 15451666 368086 389411 24414 413825 413825 92130403 2585973 0 1663054 524000 524000 3603854 3603854 2300085 333958 1966127 40502343 33961499 6540844 2114800 1621872 492928 38544 25644 12900 1693268 1210722 482546 376051 237437 138614 164767 68673 96094 27250 18400 8850 181119 181119 4330815 3676686 654129 10039 10039 4106100 3179232 926868 31754 24950 6804 2397189 2187958 209231 5980057 5480794 499263 1330106 1252870 77236 398823 398823 1040850 1040850 419412 210178 209234 SUBCONTRACTS 14213800 14213800 VEHICLES AND EQUIPMENT 4559921 4499346 60575 FELLOWSHIPS 1955991 1954046 1945 1993617 1455933 537684 94294555 79751891 14542664 0 18698178 29253877 891255 630178 1464774 1473272 9110995 11030846 1047544 1100290 14380509 8015399 7592951 6365110 28600936 37701369 17189194 15273354 1174724 2701798 85770551 105530094 7791383 9173769 13081029 23301016 3931060 3744028 2402425 4650000 1897639 3083557 29103536 43952370 X 52463150 57495587 4203865 4082137 56667015 61577724 85770551 105530094 -2164152 7074861 0 X 0 1 X 1 1 1 X 105389207 106567328 94772810 90941913 87881376 485552634 105389207 106567328 94772810 90941913 87881376 485552634 295772 485256862 936430 909622 1380493 985254 1249229 5461028 3549 3549 491017211 0.98830 0.98820 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 27250 27250 0 PART II-B, LINE 1: COMPRISED OF PAYMENTS TO (I) ARKANSAS STATE CHAMBER OF COMMERCE LABELED AS LOBBYING EXPENSE, (II) PARTA OREGON, INC. FOR EFFECTIVE CLIMATE LEGISLATION RELATED TO CARBON OFFSETS, AND (III) US GLOBAL LEADERSHIP CAMPAIGN MEMBERSHIP PARTIALLY LABELED AS LOBBYING EXPENSE 45911693 8547890 2184274 52275309 51686511 -3626657 2148161 45911693 47510280 6624221 2447990 51686511 47062883 2889969 2442572 47510280 50111445 -725872 2322690 47062883 1.00000 0.00000 0.00000 1 0 1377444 1377444 6880636 3739484 3141152 2053867 1737049 316818 3288915 1976629 1312286 779647 562237 217410 6365110 PRIVATE EQUITY FUNDS 2544481 F OTHER INVESTMENTS 12728873 F 15273354 LEASE LIABILITY 1507878 DEFERRED COMPENSATION 974416 CONTRACT LIABILITIES 601263 3083557 X 98947280 7074861 7074861 91872419 257984 257984 92130403 94036571 0 94036571 257984 257984 94294555 PART V, LINE 4: WINROCK HAS BOARD-DESIGNATED ENDOWMENT FUNDS THAT ARE INCLUDED IN NET ASSETS WITHOUT DONOR RESTRICTIONS. AS REQUIRED BY GAAP, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OF DONOR-IMPOSED RESTRICTIONS. PART X, LINE 2: WINROCK IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A SIMILAR PROVISION OF STATE LAW, EXCEPT FOR TAXES ON UNRELATED BUSINESS INCOME. FOR THE YEAR ENDED DECEMBER 31, 2019, NO PROVISION FOR INCOME TAXES WAS MADE, AS WINROCK HAD NO NET SIGNIFICANT UNRELATED BUSINESS INCOME. WINROCK FOLLOWS THE AUTHORITATIVE GUIDANCE RELATING TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES INCLUDED IN FASB ASC TOPIC 740, INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S CONSOLIDATED FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. WINROCK PERFORMED AN EVALUATION OF UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2019, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. AS OF DECEMBER 31, 2019, THERE WERE TAX RETURNS THAT REMAINED OPEN WITH THE U.S. FEDERAL JURISDICTION OR THE VARIOUS STATES AND LOCAL JURISDICTIONS IN WHICH WINROCK FILES TAX RETURNS, HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. IT IS WINROCK'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO UNCERTAINTY IN INCOME TAXES, IF ANY, IN INTEREST OR INCOME TAX EXPENSE. AS OF DECEMBER 31, 2019, WINROCK HAD NO ACCRUALS FOR INTEREST AND/OR PENALTIES. 1 CENTRAL AMERICA AND THE CARIBBEAN 3 6 PROGRAM SERVICES AGRICULTURE, ECONOMIC DEVELOPMENT, HUMAN AND SOCIAL CAPITAL 368503 EAST ASIA AND THE PACIFIC 25 135 PROGRAM SERVICES AGRICULTURE, ECONOMIC DEVELOPMENT, ENVIRONMENT AND ENERGY 7885821 RUSSIA AND NEIGHBORING STATES 3 43 PROGRAM SERVICES AGRICULTURE, ECONOMIC DEVELOPMENT 1451973 SOUTH ASIA 15 242 PROGRAM SERVICES AGRICULTURE, ECONOMIC DEVELOPMENT, ENVIRONMENT AND ENERGY, HUMAN AND SOCIAL CAPITAL 13354451 SUB-SAHARAN AFRICA 30 195 PROGRAM SERVICES AGRICULTURE, ENVIRONMENT AND ENERGY, HUMAN AND SOCIAL CAPITAL 15541736 SOUTH AMERICA 3 2 PROGRAM SERVICES HUMAN AND SOCIAL CAPITAL 206483 79 623 0 0 79 623 38808967 0 38808967 SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 727077 WIRE TRANSFER SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 297815 WIRE TRANSFER SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 225533 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 112885 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 80371 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 75822 WIRE TRANSFER EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 74444 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 64619 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 64263 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 62406 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 57707 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 57502 WIRE TRANSFER SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 57356 WIRE TRANSFER SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 56897 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 52072 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 47397 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 46845 WIRE TRANSFER EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 46271 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 45736 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 43235 WIRE TRANSFER SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 42784 WIRE TRANSFER EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 38491 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 37179 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 36798 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 30989 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 28605 WIRE TRANSFER SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 27357 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 26518 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 23717 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 22857 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 22378 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 20802 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 19253 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 18674 WIRE TRANSFER EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 18372 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 18211 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 17836 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 17258 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 17150 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 16711 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 16121 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 15363 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 15163 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 13660 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 13501 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 12406 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 11342 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10896 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10712 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10680 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10639 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10350 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10126 WIRE TRANSFER RUSSIA AND NEIGHBORING STATES SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 10066 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 9956 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 9884 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 9720 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 9692 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 9278 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 9253 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 9236 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 9034 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 9018 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8982 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8950 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8812 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8629 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8479 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8429 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8321 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8268 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8163 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8087 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8008 WIRE TRANSFER SOUTH AMERICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 8000 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7894 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7773 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7575 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7541 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7519 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7481 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7441 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7311 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7303 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7263 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7249 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7241 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7130 WIRE TRANSFER EAST ASIA AND THE PACIFIC SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7127 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7112 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 7071 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6895 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6855 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6824 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6582 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6352 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6294 WIRE TRANSFER SUB-SAHARAN AFRICA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6287 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6251 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6194 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6181 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6074 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6065 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6035 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 6006 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 5966 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 5965 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 5771 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 5770 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 5734 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 5498 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 5241 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 5211 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 5197 WIRE TRANSFER SOUTH ASIA SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS 5082 WIRE TRANSFER 1 0 0 0 0 0 PART I, LINE 2: - WINROCK INTERNATIONAL IMPLEMENTS PROJECTS IN OVER 50 COUNTRIES WORLD-WIDE INCLUDING THE REGIONS OF SOUTH, SOUTHEAST AND CENTRAL ASIA, AFRICA, CENTRAL AND SOUTH AMERICA. WINROCK PROJECTS ARE FUNDED BY BOTH DOMESTIC AND INTERNATIONAL FUNDERS, WITH OVER 80% OF FUNDING PROVIDED BY THE U.S. GOVERNMENT DURING 2019. WHEN AWARDED, WINROCK ESTABLISHES A PRESENCE IN THE REQUIRED AREA AND CARRIES OUT THE SCOPE OF WORK INCLUDED WITHIN THE AWARDED PROPOSAL. WINROCK FOLLOWS ITS POLICY TO AWARD GRANTS WHICH PROVIDES GUIDELINES AROUND COMPETITION, SOLICITATION PROCEDURES, AND EVALUATION CRITERIA. WINROCK MONITORS GRANT ACTIVITIES FOR COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT AGREEMENT AND TO ENSURE ACHIEVEMENT OF THE BENCHMARKS AND OBJECTIVES. MONITORING EFFORTS ARE DOCUMENTED AND INCLUDE PROCEDURES PERTINENT TO THE GRANT TYPE, INCLUDING FINANCIAL MANAGEMENT, MAINTENANCE AND INVENTORY OR EQUIPMENT, AND GRANT FILE RETENTION. PART III ACCOUNTING METHOD: 1 OVERSEAS STRATEGIC CONSULTING LTD & SUBSIDIARIES 1500 WALNUT STREET SUITE 1300 PHILADELPHIA PA 19102 232720769 105223 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS INNOVER OSEZ 8 CRAIGIE CIRCLE APT 45 CAMBRIDGE MA 02138 473193629 223105 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS HELLO TRACTOR 80 M STREET SE WASHINGTON DC 20003 465073914 12500 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS DEVRESULTS 641 S STREET NW3RD FLOOR WASHINGTON DC 20001 200763349 15808 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS SUSTAINABLE AGRICULTURE EDUCATION 2150 ALLSTON WAY STE 320 BERKELEY CA 94704 912161389 501(C)(3) 3500 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS LA SEMILLA FOOD CENTER PO BOX 2579 ANTHONY NM 88021 272486484 501(C)(3) 8446 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS CENTER FOR CLIMATE STRATEGIES 1850 M STREET NW SUITE 740 WASHINGTON DC 20036 311677573 501(C)(3) 11583 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS MILESTON COOPERATIVE ASSOCIATION 9381 HWY 49 TCHULA MS 39169 823314046 3700 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES 4301 W MARKHAM ST LITTLE ROCK AR 72205 716046242 7181 CASH SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS THE ARKANSAS REGIONAL INNOVATION HUB 201 E BROADWAY ST NORTH LITTLE ROCK AR 72114 463376034 501(C)(3) 50000 CASH CAPITAL EXPENDITURES 4 6 PART I, LINE 2: WINROCK INTERNATIONAL'S WORK IN THE UNITED STATES INCLUDES FARMERS IN THE MID-SOUTH, CONSERVATION PROGRAMS THAT REDUCE WATER POLLUTION, AND A PORTFOLIO OF ENTREPRENEURIAL DEVELOPMENT WORK. WINROCK FOLLOWS ITS POLICY TO AWARD GRANTS WHICH PROVIDES GUIDELINES AROUND COMPETITION, SOLICITATION PROCEDURES, AND EVALUATION CRITERIA. WINROCK MONITORS GRANT ACTIVITIES FOR COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT AGREEMENT AND TO ENSURE ACHIEVEMENT OF THE BENCHMARKS AND OBJECTIVES. MONITORING EFFORTS ARE DOCUMENTED AND INCLUDE PROCEDURES PERTINENT TO THE GRANT TYPE, INCLUDING FINANCIAL MANAGEMENT, MAINTENANCE AND INVENTORY OR EQUIPMENT, AND GRANT FILE RETENTION. X X 1 1 X X X X X 1 0 0 0 0 0 0 0 0 RODNEY FERGUSON PRESIDENT AND CEO 516442 0 55000 0 0 0 47000 0 18173 0 636615 0 0 0 MIKE MYERS SENIOR VP - CFO & TREASURER 255271 0 34000 0 0 0 24979 0 12635 0 326885 0 0 0 JOYJIT DEB ROY EXECUTIVE VP 255806 0 35500 0 0 0 25386 0 17266 0 333958 0 0 0 CHARLOTTE YOUNG VP GC AND CRCO 228892 0 10000 0 0 0 22400 0 17266 0 278558 0 0 0 MARY JANE JAMAR VP AND CHRO 238544 0 28500 0 0 0 23348 0 7833 0 298225 0 0 0 MALIKA MAGAGULA VP OPERATIONS 221715 0 26500 0 0 0 21701 0 7850 0 277766 0 0 0 JOHN ADAM DORR CHIEF OF PARTY 139082 0 0 0 29516 0 18944 0 16784 0 204326 0 0 0 BRAULIO OLIVEIRA CHIEF INFORMATION OFFICER 250075 0 17000 0 0 0 24596 0 13426 0 305097 0 0 0 NIMISH JHAVERI CHIEF OF PARTY 192688 0 0 0 48845 0 19005 0 18056 0 278594 0 0 0 WILLIAM DAVID SPARKS SENIOR ADVISOR 206923 0 28250 0 8434 0 20590 0 44371 0 308568 0 0 0 BRIAN BEAN CHIEF OF PARTY 134326 0 0 0 104554 0 13391 0 18847 0 271118 0 0 0 CHRISTOPHER GALLAGHER FORMER EXECUTIVE VP BUS DEV & EXTERN 107824 0 0 0 0 0 4435 0 0 0 112259 0 0 0 PART I, LINE 1A WINROCK ALLOWS EXECUTIVE TEAM MEMBERS TO BE REIMBURSED FOR COSTS UP TO $1,500 ANNUALLY TO COVER EXPENSES THAT PROMOTE A HEALTHY LIFESTYLE INCLUDING HEALTH CLUB MEMBERSHIPS, WEIGHT-MANAGEMENT/FITNESS PROGRAMS, SMOKING CESSATION AND SIMILAR PROGRAMS. PART I, LINE 4A CHRISTOPHER GALLAGHER $63,474 A ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KB23 2014-09-08 195000 PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE 0 0 0 B ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KB31 2014-09-08 200000 PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE 0 0 0 C ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KB49 2014-09-08 200000 PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE 0 0 0 D ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KB56 2014-09-08 205000 PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE 0 0 0 A 195000 1 0 0 0 B 1 0 0 0 C 1 0 0 0 D 1 0 0 0 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 A ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KB64 2014-09-08 215000 PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE 0 0 0 B ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KB72 2014-09-08 220000 PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE 0 0 0 C ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KB80 2014-09-08 1250000 PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE 0 0 0 D ARKANSAS DEVELOPMENT FINANCE AUTHORITY 710503641 04108KB98 2014-09-08 1520000 PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE 0 0 0 A 1 0 0 0 B 1 0 0 0 C 1 0 0 0 D 1 0 0 0 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 PETER O'NEILL WINROCK BOARD MEMBER AND BOARD MEMBER FOR ROCKEFELLER CAPITAL MANAGEMENT 100979 ADVISORY FEES PAID TO ROCKEFELLER CAPITAL MANAGEMENT 0 X 2 219785 STOCK QUOTE 0 1 0 FORM 990 PART I LINE 5 AND PART V LINE 2A: THE EMPLOYEE COUNT ON PART I LINE 5 IS THE WORLDWIDE EMPLOYEE COUNT, INCLUDING IN-COUNTRY EMPLOYEES. THE COUNT ON PART V LINE 2A IS FROM THE FORM W-3 AND INCLUDES ONLY US EMPLOYEES. FORM 990, PART VI, SECTION A, LINE 2 BOARD MEMBERS PETER O'NEILL AND WILL ROCKEFELLER ARE RELATED. FORM 990, PART VI, SECTION B, LINE 11B FINANCE MANAGEMENT AND THE TAX PREPARER PRESENTED THE FORM 990 TO THE AUDIT COMMITTEE. AT THEIR RECOMMENDATION, ALL MEMBERS OF THE BOARD WERE PROVIDED A COMPLETE COPY PRIOR TO FILING FOR THE OPPORTUNITY TO REVIEW THE ACCURACY AND COMPLETENESS OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, BOARD MEMBERS, EXECUTIVE TEAM MEMBERS, AND ALL EMPLOYEES ARE FURNISHED THE CODE OF CONDUCT (CODE), WHICH INCLUDES THE CONFLICTS OF INTEREST POLICY. EACH BOARD AND STAFF MEMBER IS REQUIRED TO (I) CERTIFY THAT THEY HAVE READ, UNDERSTAND, AND WILL COMPLY WITH THE CODE AND (II) PURSUANT TO THE POLICY, IDENTIFY AND DISCLOSE ANY KNOWN OR POTENTIAL CONFLICTS OF INTERESTS FOR APPROVAL BY THE COMPLIANCE OFFICE PRIOR TO PROCEEDING. FOR DIRECTORS, OFFICERS, AND THE EXECUTIVE TEAM, THE COMPLIANCE OFFICE FURTHER PROVIDES A DISCLOSURE FORM TO EACH INDIVIDUAL, ANNUALLY, TO CERTIFY THAT NO CONFLICTS HAVE ARISEN IN THE PAST YEAR. EVERY CONFLICT DISCLOSURE IS REVIEWED BY THE COMPLIANCE OFFICE TO DETERMINE THE IMPACT ON WINROCK, WHETHER THE ACTION CAN PROCEED, AND APPROPRIATE MITIGATION STEPS, IF NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS USES COMPENSATION SURVEYS AND OTHER RESOURCES TO DETERMINE THE APPROPRIATE COMPENSATION FOR THE CEO. THE DECISION BY THE COMPENSATION COMMITTEE IS THEN APPROVED BY THE FULL BOARD BEFORE BEING FINALIZED. THE COMPENSATION COMMITTEE ALSO REVIEWS ANNUALLY THE COMPENSATION OF OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 THE ARTICLES OF INCORPORATION ARE MADE PUBLIC THROUGH THE ARKANSAS SECRETARY OF STATE. ARTICLES OF INCORPORATION AND THE BYLAWS MAY BE DIRECTLY REQUESTED FROM THE BOARD SECRETARY AT WINROCK INTERNATIONAL'S CORPORATE MAILING ADDRESS. THE CONFLICTS OF INTEREST POLICY IS AVAILABLE AT WINROCK.ORG AS PART OF WINROCK'S CODE OF BUSINESS CONDUCT. THE AUDITED INSTITUTIONAL FINANCIAL STATEMENTS AND COMPLIANCE AUDIT UNDER UNIFORM GUIDANCE ARE AVAILABLE UPON REQUEST TO THE CHIEF FINANCIAL OFFICER AT THE CORPORATE MAILING ADDRESS. WINROCK INTERNATIONAL FOUNDATION 2101 RIVERFRONT DRIVE LITTLE ROCK AR 72202 710603560 TO SUPPORT WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT AR 0 0 WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT THE ARKANSAS REGIONAL INNOVATION HUB 201 E BROADWAY ST NORTH LITTLE ROCK AR 72114 463376034 TO INCREASE INNOVATIVE AND ENTREPRENEURIAL ACTIVITY IN ARKANSAS AR 501(C)(3) LINE 12A WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT 0 INNOVATION FUND LLC 2101 RIVERFRONT DRIVE LITTLE ROCK AR 72202 813781111 SMALL BUSINESS STARTUP INVESTMENTS IN ARKANSAS AR NO INCOME 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 THE ARKANSAS REGIONAL INNOVATION HUB D 777076 CASH THE ARKANSAS REGIONAL INNOVATION HUB B 50000 CASH INNOVATION FUND LLC L 30000 CASH